organization · Reporting owner

Red Oak Partners, LLC

Disclosed activity across 6 companies

Tapewire entity: 2046
SEC CIK: 0001325533

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
ACCESS Newswire Inc.ISDR · Entity 7644	10% owner	May 31, 2017	June 02, 2017
Electromed, Inc.ELMD · Entity 1958	10% owner	October 03, 2017	October 04, 2017
Global Crossing Airlines Group Inc.JETMF · Entity 7307	10% owner	August 11, 2026	September 08, 2026
Motorsport Games Inc.MSGM · Entity 2045	10% owner	September 01, 2026	September 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ACCESS Newswire Inc.

Report date May 31, 2017 · Filed June 02, 2017

Jointly reported with Sandberg David

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Pinnacle Opportunities Fund, LP. directly	122,575	Reported balance After 2017-05-31 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-05-31 · Sale · Disposed 16,791 · Balance 122,575 F5: This transaction was executed in multiple trades all at a price of $13.25. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F2: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities. F4: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
Common StockSEC Table I · non-derivative	IndirectBy The Red Oak Fund, LP directly	117,548	Reported balance After 2017-05-31 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2017-05-31 · Sale · Disposed 16,100 · Balance 117,548 F5: This transaction was executed in multiple trades all at a price of $13.25. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F1: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Fund's portfolio manager. F4: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
Common StockSEC Table I · non-derivative	IndirectBy The Red Oak Long Fund, LP directly	51,677	Reported balance After 2017-05-31 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2017-05-31 · Sale · Disposed 7,079 · Balance 51,677 F5: This transaction was executed in multiple trades all at a price of $13.25. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F3: ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Long Fund's portfolio manager. F4: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Fund's portfolio manager.

F2: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities.

F3: ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Long Fund's portfolio manager.

F4: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

F5: This transaction was executed in multiple trades all at a price of $13.25. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected.

Electromed, Inc.

Report date October 03, 2017 · Filed October 04, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy The Red Oak Fund, L.P.	220,540	Reported balance After 2017-10-03 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2017-10-03 · Sale · Disposed 9,516 · Balance 220,540 F6: This transaction was executed in multiple trades at prices ranging from $7.45 to $7.54. The price reported in Column 4 of Table I reflects the weighted average transaction price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F1: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Fund's portfolio manager. F5: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
Common StockSEC Table I · non-derivative	IndirectBy The Red Oak Long Fund, L.P. directly	93,787	Reported balance After 2017-10-03 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2017-10-03 · Sale · Disposed 4,047 · Balance 93,787 F6: This transaction was executed in multiple trades at prices ranging from $7.45 to $7.54. The price reported in Column 4 of Table I reflects the weighted average transaction price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F2: ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Long Fund's portfolio manager. F5: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
Common StockSEC Table I · non-derivative	IndirectBy The Red Oak Institutional Founders Long Fund, L.P. directly	350,198	Reported balance After 2017-10-03 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2017-10-03 · Sale · Disposed 15,118 · Balance 350,198 F6: This transaction was executed in multiple trades at prices ranging from $7.45 to $7.54. The price reported in Column 4 of Table I reflects the weighted average transaction price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F3: ROP serves as the general partner of The Red Oak Institutional Founders Long Fund, LP, a Delaware limited partnership (the "Founders Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Founders Fund's portfolio manager. F5: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
Common StockSEC Table I · non-derivative	IndirectBy Pinnacle Opportunities Fund, LP directly	143,162	Reported balance After 2017-10-03 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2017-10-03 · Sale · Disposed 6,177 · Balance 143,162 F6: This transaction was executed in multiple trades at prices ranging from $7.45 to $7.54. The price reported in Column 4 of Table I reflects the weighted average transaction price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F4: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities. F5: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F2: ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Long Fund's portfolio manager.

F3: ROP serves as the general partner of The Red Oak Institutional Founders Long Fund, LP, a Delaware limited partnership (the "Founders Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Founders Fund's portfolio manager.

F4: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities.

F5: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

F6: This transaction was executed in multiple trades at prices ranging from $7.45 to $7.54. The price reported in Column 4 of Table I reflects the weighted average transaction price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected.

Global Crossing Airlines Group Inc.

Report date August 11, 2026 · Filed September 08, 2026

Jointly reported with Red Oak Fund, LP, Red Oak Long Fund, LP, Sandberg David

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy The Red Oak Fund, LP directly	6,060,759	Reported balance Holding disclosure · report date 2026-08-11 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 6,060,759 F1: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Fund's portfolio manager. F3: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
Common StockSEC Table I · non-derivative	IndirectBy The Red Oak Long Fund, LP directly	3,166,888	Reported balance Holding disclosure · report date 2026-08-11 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 3,166,888 F2: ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Long Fund's portfolio manager. F3: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
Class A Non-Voting Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	IndirectBy The Red Oak Fund, LP directly	2,924,645	Reported balance Holding disclosure · report date 2026-08-11 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance 2,924,645 F4: Immediately exercisable and do not expire. F1: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Fund's portfolio manager. F3: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
Class A Non-Voting Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	IndirectBy The Red Oak Long Fund, LP directly	1,510,688	Reported balance Holding disclosure · report date 2026-08-11 · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · Balance 1,510,688 F4: Immediately exercisable and do not expire. F2: ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Long Fund's portfolio manager. F3: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
Class B Non-Voting Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	IndirectBy The Red Oak Fund, LP directly	10,868	Reported balance Holding disclosure · report date 2026-08-11 · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · Balance 10,868 F4: Immediately exercisable and do not expire. F1: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Fund's portfolio manager. F3: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
Class B Non-Voting Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	IndirectBy The Red Oak Long Fund, LP directly	5,632	Reported balance Holding disclosure · report date 2026-08-11 · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · Balance 5,632 F4: Immediately exercisable and do not expire. F2: ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Long Fund's portfolio manager. F3: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F3: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

F4: Immediately exercisable and do not expire.

Motorsport Games Inc.

Report date September 01, 2026 · Filed September 03, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A common stockSEC Table I · non-derivative	IndirectBy The Red Oak Fund, LP directly	346,182	Reported balance After 2026-09-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-09-01 · Purchase · Acquired 1,406 · Balance 346,182 F4: These transactions were executed in multiple trades at prices ranging from $3.91 to $3.95. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F1: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Fund's portfolio manager. F3: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
Class A common stockSEC Table I · non-derivative	IndirectBy The Red Oak Long Fund, LP directly	185,178	Reported balance After 2026-09-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2026-09-01 · Purchase · Acquired 743 · Balance 185,178 F4: These transactions were executed in multiple trades at prices ranging from $3.91 to $3.95. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F2: ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Long Fund's portfolio manager. F3: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F4: These transactions were executed in multiple trades at prices ranging from $3.91 to $3.95. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ASURE SOFTWARE INC

Report date August 10, 2020 · Filed August 12, 2020

Section 16 reporting ended · disclosed 2020-08-12. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy The Red Oak Fund, LP directly	222,673	Reported balance After 2020-08-10 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2020-08-10 · Sale · Disposed 30,452 · Balance 222,673 F5: Sale of securities were made pursuant to a Rule 10B5-1 plan adopted by ROP on June 16, 2020. F4: These transactions were executed in multiple trades at prices ranging from $7.50 to $7.72. The price reported in Column 4 of Table I reflects the weighted average selling price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F1: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F2: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Red Oak Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Red Oak Fund's portfolio manager.
Common StockSEC Table I · non-derivative	IndirectBy The Red Oak Long Fund, LP directly	61,290	Reported balance Holding disclosure · report date 2020-08-10 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 61,290 F1: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F3: ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Red Oak Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Red Oak Long Fund's portfolio manager.
Common StockSEC Table I · non-derivative	IndirectBy David Sandberg directly	29,580	Reported balance Holding disclosure · report date 2020-08-10 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 29,580

Filing footnotes · ownership attribution and instrument terms

F1: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

F2: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Red Oak Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Red Oak Fund's portfolio manager.

F3: ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Red Oak Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Red Oak Long Fund's portfolio manager.

F4: These transactions were executed in multiple trades at prices ranging from $7.50 to $7.72. The price reported in Column 4 of Table I reflects the weighted average selling price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected.

F5: Sale of securities were made pursuant to a Rule 10B5-1 plan adopted by ROP on June 16, 2020.

SMTC CORP

Report date April 05, 2021 · Filed April 06, 2021

Jointly reported with Sandberg David

Section 16 reporting ended · disclosed 2021-04-06. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2021-04-05 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2021-04-05 · Disposition to issuer · Disposed 1,060,920 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 3, 2021, by and among EMS Silver Inc. ("EMS Silver"), EMS Silver Merger Sub Inc., a wholly owned subsidiary of EMS Silver, and the issuer, pursuant to which, at the effective time of the merger, the outstanding shares of the issuers common stock were converted into the right to receive $6.044 per share in cash, without interest.
Common StockSEC Table I · non-derivative	IndirectBy The Red Oak Long Fund, LP directly	Reported balance After 2021-04-05 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2021-04-05 · Disposition to issuer · Disposed 980,926 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 3, 2021, by and among EMS Silver Inc. ("EMS Silver"), EMS Silver Merger Sub Inc., a wholly owned subsidiary of EMS Silver, and the issuer, pursuant to which, at the effective time of the merger, the outstanding shares of the issuers common stock were converted into the right to receive $6.044 per share in cash, without interest. F2: Each reporting person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F3: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Long Fund's portfolio manager.
Common StockSEC Table I · non-derivative	IndirectBy The Red Oak Fund, LP directly	Reported balance After 2021-04-05 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2021-04-05 · Disposition to issuer · Disposed 2,339,595 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 3, 2021, by and among EMS Silver Inc. ("EMS Silver"), EMS Silver Merger Sub Inc., a wholly owned subsidiary of EMS Silver, and the issuer, pursuant to which, at the effective time of the merger, the outstanding shares of the issuers common stock were converted into the right to receive $6.044 per share in cash, without interest. F4: ROP serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Fund's portfolio manager. F2: Each reporting person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
Common StockSEC Table I · non-derivative	IndirectBy The Red Oak Institutional Founders Long Fund, LP directly	Reported balance After 2021-04-05 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2021-04-05 · Disposition to issuer · Disposed 1,820,182 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 3, 2021, by and among EMS Silver Inc. ("EMS Silver"), EMS Silver Merger Sub Inc., a wholly owned subsidiary of EMS Silver, and the issuer, pursuant to which, at the effective time of the merger, the outstanding shares of the issuers common stock were converted into the right to receive $6.044 per share in cash, without interest. F2: Each reporting person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F5: ROP serves as the general partner of The Red Oak Institutional Founders Long Fund, LP, a Delaware limited partnership (the "Founders Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Founders Fund's portfolio manager.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 3, 2021, by and among EMS Silver Inc. ("EMS Silver"), EMS Silver Merger Sub Inc., a wholly owned subsidiary of EMS Silver, and the issuer, pursuant to which, at the effective time of the merger, the outstanding shares of the issuers common stock were converted into the right to receive $6.044 per share in cash, without interest.

F2: Each reporting person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

F3: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Long Fund's portfolio manager.

F4: ROP serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Fund's portfolio manager.

F5: ROP serves as the general partner of The Red Oak Institutional Founders Long Fund, LP, a Delaware limited partnership (the "Founders Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Founders Fund's portfolio manager.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
October 02, 2017 Filed Oct 3, 2017 21:09 UTC	Electromed, Inc. ELMD · Entity 1958	SaleCommon Stock	1,332	$7.49	$9,976.68	Disclosure SEC source: 0001325533-17-000025 · primary_doc.xml · nonDerivative · entry 7 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Institutional Founders Long Fund, L.P. directly Disclosed balance after: 365,316 F7 · price: This transaction was executed in multiple trades at prices ranging from $7.45 to $7.62. The price reported in Column 4 of Table I reflects the weighted average transaction price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F3 · ownership.nature: ROP serves as the general partner of The Red Oak Institutional Founders Long Fund, LP, a Delaware limited partnership (the "Founders Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Founders Fund's portfolio manager. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document
October 02, 2017 Filed Oct 3, 2017 21:09 UTC	Electromed, Inc. ELMD · Entity 1958	SaleCommon Stock	356	$7.49	$2,666.44	Disclosure SEC source: 0001325533-17-000025 · primary_doc.xml · nonDerivative · entry 6 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Long Fund, L.P. directly Disclosed balance after: 97,834 F7 · price: This transaction was executed in multiple trades at prices ranging from $7.45 to $7.62. The price reported in Column 4 of Table I reflects the weighted average transaction price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F2 · ownership.nature: ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Long Fund's portfolio manager. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document
October 02, 2017 Filed Oct 3, 2017 21:09 UTC	Electromed, Inc. ELMD · Entity 1958	SaleCommon Stock	838	$7.49	$6,276.62	Disclosure SEC source: 0001325533-17-000025 · primary_doc.xml · nonDerivative · entry 5 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Fund, L.P. directly Disclosed balance after: 230,056 F7 · price: This transaction was executed in multiple trades at prices ranging from $7.45 to $7.62. The price reported in Column 4 of Table I reflects the weighted average transaction price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F1 · ownership.nature: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Fund's portfolio manager. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document
September 29, 2017 Filed Oct 3, 2017 21:09 UTC	Electromed, Inc. ELMD · Entity 1958	SaleCommon Stock	271	$7.56	$2,047.41	Disclosure SEC source: 0001325533-17-000025 · primary_doc.xml · nonDerivative · entry 4 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Pinnacle Opportunities Fund, LP directly Disclosed balance after: 149,883 F6 · price: This transaction was executed in multiple trades at prices ranging from $7.54 to $7.635. The price reported in Column 4 of Table I reflects the weighted average transaction price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F4 · ownership.nature: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document
September 29, 2017 Filed Oct 3, 2017 21:09 UTC	Electromed, Inc. ELMD · Entity 1958	SaleCommon Stock	663	$7.56	$5,008.97	Disclosure SEC source: 0001325533-17-000025 · primary_doc.xml · nonDerivative · entry 3 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Institutional Founders Long Fund, L.P. directly Disclosed balance after: 366,648 F6 · price: This transaction was executed in multiple trades at prices ranging from $7.54 to $7.635. The price reported in Column 4 of Table I reflects the weighted average transaction price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F3 · ownership.nature: ROP serves as the general partner of The Red Oak Institutional Founders Long Fund, LP, a Delaware limited partnership (the "Founders Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Founders Fund's portfolio manager. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document
September 29, 2017 Filed Oct 3, 2017 21:09 UTC	Electromed, Inc. ELMD · Entity 1958	SaleCommon Stock	178	$7.56	$1,344.79	Disclosure SEC source: 0001325533-17-000025 · primary_doc.xml · nonDerivative · entry 2 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Long Fund, L.P. directly Disclosed balance after: 98,190 F6 · price: This transaction was executed in multiple trades at prices ranging from $7.54 to $7.635. The price reported in Column 4 of Table I reflects the weighted average transaction price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F2 · ownership.nature: ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Long Fund's portfolio manager. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document
September 29, 2017 Filed Oct 3, 2017 21:09 UTC	Electromed, Inc. ELMD · Entity 1958	SaleCommon Stock	418	$7.56	$3,157.99	Disclosure SEC source: 0001325533-17-000025 · primary_doc.xml · nonDerivative · entry 1 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Fund, L.P. directly Disclosed balance after: 230,894 F6 · price: This transaction was executed in multiple trades at prices ranging from $7.54 to $7.635. The price reported in Column 4 of Table I reflects the weighted average transaction price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F1 · ownership.nature: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Fund's portfolio manager. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document
September 28, 2017 Filed Oct 2, 2017 17:00 UTC	SMTC CORP SMTX · Entity 140438	PurchaseCommon Stock	100	$1.30	$130.00	Disclosure SEC source: 0001437749-17-016614 · rdgdoc.xml · nonDerivative · entry 1 Red Oak Partners, LLC · CIK 0001325533 · 10% owner Sandberg David · CIK 0001423093 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the Red Oak Fund LP directly Disclosed balance after: 1,141,979 F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F4 · ownership.nature: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Fund's portfolio manager. Read SEC document
September 25, 2017 Filed Sep 27, 2017 10:30 UTC	SMTC CORP SMTX · Entity 140438	PurchaseCommon Stock	300	$1.30	$390.00	Disclosure SEC source: 0001437749-17-016386 · rdgdoc.xml · nonDerivative · entry 4 Red Oak Partners, LLC · CIK 0001325533 · 10% owner Sandberg David · CIK 0001423093 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the Red Oak Fund LP directly Disclosed balance after: 1,141,879 F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F4 · ownership.nature: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Fund's portfolio manager. F7 · ownership.nature: This transaction was executed in multiple trades all at a price of 1.30. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document
September 22, 2017 Filed Sep 26, 2017 21:41 UTC	Electromed, Inc. ELMD · Entity 1958	SaleCommon Stock	1,321	$7.40	$9,778.04	Disclosure SEC source: 0001325533-17-000024 · primary_doc.xml · nonDerivative · entry 4 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Pinnacle Opportunities Fund, LP directly Disclosed balance after: 150,154 F6 · price: This transaction was executed in multiple trades at prices ranging from $7.35 to $7.58. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F4 · ownership.nature: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document
September 22, 2017 Filed Sep 26, 2017 21:41 UTC	Electromed, Inc. ELMD · Entity 1958	SaleCommon Stock	3,233	$7.40	$23,930.67	Disclosure SEC source: 0001325533-17-000024 · primary_doc.xml · nonDerivative · entry 3 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Institutional Founders Long Fund, L.P. directly Disclosed balance after: 367,311 F6 · price: This transaction was executed in multiple trades at prices ranging from $7.35 to $7.58. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F3 · ownership.nature: ROP serves as the general partner of The Red Oak Institutional Founders Long Fund, LP, a Delaware limited partnership (the "Founders Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Founders Fund's portfolio manager. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document
September 22, 2017 Filed Sep 26, 2017 21:41 UTC	Electromed, Inc. ELMD · Entity 1958	SaleCommon Stock	866	$7.40	$6,410.13	Disclosure SEC source: 0001325533-17-000024 · primary_doc.xml · nonDerivative · entry 2 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Long Fund, L.P. directly Disclosed balance after: 98,368 F6 · price: This transaction was executed in multiple trades at prices ranging from $7.35 to $7.58. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F2 · ownership.nature: ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Long Fund's portfolio manager. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document
September 22, 2017 Filed Sep 26, 2017 21:41 UTC	Electromed, Inc. ELMD · Entity 1958	SaleCommon Stock	2,035	$7.40	$15,063.07	Disclosure SEC source: 0001325533-17-000024 · primary_doc.xml · nonDerivative · entry 1 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Fund, L.P. directly Disclosed balance after: 231,312 F6 · price: This transaction was executed in multiple trades at prices ranging from $7.35 to $7.58. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F1 · ownership.nature: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Fund's portfolio manager. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document
September 22, 2017 Filed Sep 27, 2017 10:30 UTC	SMTC CORP SMTX · Entity 140438	PurchaseCommon Stock	6,509	$1.29	$8,383.59	Disclosure SEC source: 0001437749-17-016386 · rdgdoc.xml · nonDerivative · entry 3 Red Oak Partners, LLC · CIK 0001325533 · 10% owner Sandberg David · CIK 0001423093 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the Red Oak Long Fund LP directly Disclosed balance after: 547,488 F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F5 · ownership.nature: ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Long Fund's portfolio manager. F6 · ownership.nature: This transaction was executed in multiple trades at prices ranging from $1.28 to $1.29. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document
September 22, 2017 Filed Sep 27, 2017 10:30 UTC	SMTC CORP SMTX · Entity 140438	PurchaseCommon Stock	13,572	$1.29	$17,480.74	Disclosure SEC source: 0001437749-17-016386 · rdgdoc.xml · nonDerivative · entry 2 Red Oak Partners, LLC · CIK 0001325533 · 10% owner Sandberg David · CIK 0001423093 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the Red Oak Fund LP directly Disclosed balance after: 1,141,579 F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F4 · ownership.nature: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Fund's portfolio manager. F6 · ownership.nature: This transaction was executed in multiple trades at prices ranging from $1.28 to $1.29. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document
September 22, 2017 Filed Sep 27, 2017 10:30 UTC	SMTC CORP SMTX · Entity 140438	PurchaseCommon Stock	9,119	$1.29	$11,745.27	Disclosure SEC source: 0001437749-17-016386 · rdgdoc.xml · nonDerivative · entry 1 Red Oak Partners, LLC · CIK 0001325533 · 10% owner Sandberg David · CIK 0001423093 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pinnacle Opportunities Fund, LP directly Disclosed balance after: 766,968 F1 · ownership.nature: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities. F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F6 · ownership.nature: This transaction was executed in multiple trades at prices ranging from $1.28 to $1.29. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document
September 21, 2017 Filed Sep 22, 2017 17:00 UTC	SMTC CORP SMTX · Entity 140438	PurchaseCommon Stock	2,474	$1.30	$3,203.83	Disclosure SEC source: 0001437749-17-016277 · rdgdoc.xml · nonDerivative · entry 6 Red Oak Partners, LLC · CIK 0001325533 · 10% owner Sandberg David · CIK 0001423093 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the Red Oak Long Fund LP directly Disclosed balance after: 540,979 F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F5 · ownership.nature: ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Long Fund's portfolio manager. F6 · ownership.nature: These transactions were executed in multiple trades at prices ranging from $1.28 to $1.30. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document
September 21, 2017 Filed Sep 22, 2017 17:00 UTC	SMTC CORP SMTX · Entity 140438	PurchaseCommon Stock	5,159	$1.30	$6,680.91	Disclosure SEC source: 0001437749-17-016277 · rdgdoc.xml · nonDerivative · entry 4 Red Oak Partners, LLC · CIK 0001325533 · 10% owner Sandberg David · CIK 0001423093 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the Red Oak Fund LP directly Disclosed balance after: 1,128,007 F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F4 · ownership.nature: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Fund's portfolio manager. F6 · ownership.nature: These transactions were executed in multiple trades at prices ranging from $1.28 to $1.30. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document
September 21, 2017 Filed Sep 22, 2017 17:00 UTC	SMTC CORP SMTX · Entity 140438	PurchaseCommon Stock	3,467	$1.30	$4,489.77	Disclosure SEC source: 0001437749-17-016277 · rdgdoc.xml · nonDerivative · entry 2 Red Oak Partners, LLC · CIK 0001325533 · 10% owner Sandberg David · CIK 0001423093 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pinnacle Opportunities Fund, LP directly Disclosed balance after: 757,849 F1 · ownership.nature: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities. F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F6 · ownership.nature: These transactions were executed in multiple trades at prices ranging from $1.28 to $1.30. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document
September 21, 2017 Filed Sep 22, 2017 20:51 UTC	Electromed, Inc. ELMD · Entity 1958	SaleCommon Stock	13,846	$7.49	$103,665.00	Disclosure SEC source: 0001325533-17-000023 · primary_doc.xml · nonDerivative · entry 8 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Pinnacle Opportunities Fund, LP directly Disclosed balance after: 151,475 F7 · price: This transaction was executed in multiple trades at prices ranging from $7.46 to $7.50. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F4 · ownership.nature: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document
September 21, 2017 Filed Sep 22, 2017 20:51 UTC	Electromed, Inc. ELMD · Entity 1958	SaleCommon Stock	33,889	$7.49	$253,726.94	Disclosure SEC source: 0001325533-17-000023 · primary_doc.xml · nonDerivative · entry 7 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by The Red Oak Institutional Founders Long Fund, LP directly Disclosed balance after: 370,544 F7 · price: This transaction was executed in multiple trades at prices ranging from $7.46 to $7.50. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F3 · ownership.nature: ROP serves as the general partner of The Red Oak Institutional Founders Long Fund, LP, a Delaware limited partnership (the "Founders Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Founders Fund's portfolio manager. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document
September 21, 2017 Filed Sep 22, 2017 20:51 UTC	Electromed, Inc. ELMD · Entity 1958	SaleCommon Stock	9,072	$7.49	$67,922.06	Disclosure SEC source: 0001325533-17-000023 · primary_doc.xml · nonDerivative · entry 6 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Long Fund, LP directly Disclosed balance after: 99,234 F7 · price: This transaction was executed in multiple trades at prices ranging from $7.46 to $7.50. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F2 · ownership.nature: ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Long Fund's portfolio manager. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document
September 21, 2017 Filed Sep 22, 2017 20:51 UTC	Electromed, Inc. ELMD · Entity 1958	SaleCommon Stock	21,332	$7.49	$159,712.68	Disclosure SEC source: 0001325533-17-000023 · primary_doc.xml · nonDerivative · entry 5 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Fund, L.P. directly Disclosed balance after: 233,347 F7 · price: This transaction was executed in multiple trades at prices ranging from $7.46 to $7.50. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F1 · ownership.nature: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Fund's portfolio manager. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document
September 20, 2017 Filed Sep 22, 2017 17:00 UTC	SMTC CORP SMTX · Entity 140438	PurchaseCommon Stock	14,826	$1.29	$19,155.19	Disclosure SEC source: 0001437749-17-016277 · rdgdoc.xml · nonDerivative · entry 5 Red Oak Partners, LLC · CIK 0001325533 · 10% owner Sandberg David · CIK 0001423093 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the Red Oak Long Fund LP directly Disclosed balance after: 538,505 F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F5 · ownership.nature: ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Long Fund's portfolio manager. F6 · ownership.nature: These transactions were executed in multiple trades at prices ranging from $1.28 to $1.30. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document
September 20, 2017 Filed Sep 22, 2017 17:00 UTC	SMTC CORP SMTX · Entity 140438	PurchaseCommon Stock	34,378	$1.29	$44,416.38	Disclosure SEC source: 0001437749-17-016277 · rdgdoc.xml · nonDerivative · entry 3 Red Oak Partners, LLC · CIK 0001325533 · 10% owner Sandberg David · CIK 0001423093 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the Red Oak Fund LP directly Disclosed balance after: 1,122,848 F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F4 · ownership.nature: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Fund's portfolio manager. F6 · ownership.nature: These transactions were executed in multiple trades at prices ranging from $1.28 to $1.30. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document
September 20, 2017 Filed Sep 22, 2017 17:00 UTC	SMTC CORP SMTX · Entity 140438	PurchaseCommon Stock	64,396	$1.29	$83,199.63	Disclosure SEC source: 0001437749-17-016277 · rdgdoc.xml · nonDerivative · entry 1 Red Oak Partners, LLC · CIK 0001325533 · 10% owner Sandberg David · CIK 0001423093 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pinnacle Opportunities Fund, LP directly Disclosed balance after: 754,382 F1 · ownership.nature: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities. F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F6 · ownership.nature: These transactions were executed in multiple trades at prices ranging from $1.28 to $1.30. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document
September 20, 2017 Filed Sep 22, 2017 20:51 UTC	Electromed, Inc. ELMD · Entity 1958	SaleCommon Stock	32,664	$7.53	$246,090.58	Disclosure SEC source: 0001325533-17-000023 · primary_doc.xml · nonDerivative · entry 4 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Pinnacle Opportunities Fund, LP directly Disclosed balance after: 165,321 F6 · price: This transaction was executed in multiple trades at prices ranging from $7.51 to $7.80. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F4 · ownership.nature: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document
September 20, 2017 Filed Sep 22, 2017 20:51 UTC	Electromed, Inc. ELMD · Entity 1958	SaleCommon Stock	79,947	$7.53	$602,320.70	Disclosure SEC source: 0001325533-17-000023 · primary_doc.xml · nonDerivative · entry 3 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Institutional Founders Long Fund, LP directly Disclosed balance after: 404,433 F6 · price: This transaction was executed in multiple trades at prices ranging from $7.51 to $7.80. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F3 · ownership.nature: ROP serves as the general partner of The Red Oak Institutional Founders Long Fund, LP, a Delaware limited partnership (the "Founders Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Founders Fund's portfolio manager. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document
September 20, 2017 Filed Sep 22, 2017 20:51 UTC	Electromed, Inc. ELMD · Entity 1958	SaleCommon Stock	21,401	$7.53	$161,235.13	Disclosure SEC source: 0001325533-17-000023 · primary_doc.xml · nonDerivative · entry 2 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Long Fund, L.P. directly Disclosed balance after: 108,306 F6 · price: This transaction was executed in multiple trades at prices ranging from $7.51 to $7.80. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F2 · ownership.nature: ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Long Fund's portfolio manager. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document
September 20, 2017 Filed Sep 22, 2017 20:51 UTC	Electromed, Inc. ELMD · Entity 1958	SaleCommon Stock	50,324	$7.53	$379,141.02	Disclosure SEC source: 0001325533-17-000023 · primary_doc.xml · nonDerivative · entry 1 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By The Red Oak Fund, L.P. directly Disclosed balance after: 254,679 F6 · price: This transaction was executed in multiple trades at prices ranging from $7.51 to $7.80. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. F1 · ownership.nature: Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Fund's portfolio manager. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document
September 15, 2017 Filed Sep 18, 2017 17:00 UTC	SMTC CORP SMTX · Entity 140438	PurchaseCommon Stock	36,047	$1.29	$46,500.63	Disclosure SEC source: 0001437749-17-016019 · rdgdoc.xml · nonDerivative · entry 2 Red Oak Partners, LLC · CIK 0001325533 · 10% owner Sandberg David · CIK 0001423093 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pinnacle Opportunities Fund, LP directly Disclosed balance after: 689,986 F1 · ownership.nature: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities. F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F6 · ownership.nature: This transaction was executed in multiple trades all at a price of 1.29. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document
September 14, 2017 Filed Sep 18, 2017 17:00 UTC	SMTC CORP SMTX · Entity 140438	PurchaseCommon Stock	28,095	$1.29	$36,242.55	Disclosure SEC source: 0001437749-17-016019 · rdgdoc.xml · nonDerivative · entry 1 Red Oak Partners, LLC · CIK 0001325533 · 10% owner Sandberg David · CIK 0001423093 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pinnacle Opportunities Fund, LP directly Disclosed balance after: 653,939 F1 · ownership.nature: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities. F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F6 · ownership.nature: This transaction was executed in multiple trades all at a price of 1.29. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document
June 30, 2017 Filed Jul 5, 2017 16:30 UTC	SMTC CORP SMTX · Entity 140438	PurchaseCommon Stock	200	$1.30	$260.00	Disclosure SEC source: 0001437749-17-012238 · rdgdoc.xml · nonDerivative · entry 1 Red Oak Partners, LLC · CIK 0001325533 · 10% owner Sandberg David · CIK 0001423093 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pinnacle Opportunities Fund, LP directly Disclosed balance after: 625,844 F1 · ownership.nature: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities. F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Read SEC document
June 29, 2017 Filed Jun 30, 2017 16:30 UTC	SMTC CORP SMTX · Entity 140438	PurchaseCommon Stock	1,250	$1.30	$1,622.50	Disclosure SEC source: 0001437749-17-012090 · rdgdoc.xml · nonDerivative · entry 2 Red Oak Partners, LLC · CIK 0001325533 · 10% owner Sandberg David · CIK 0001423093 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pinnacle Opportunities Fund, LP directly Disclosed balance after: 625,644 F1 · ownership.nature: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities. F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F4 · ownership.nature: This transaction was executed in multiple trades at prices ranging from $1.29 to $1.30. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document
June 28, 2017 Filed Jun 30, 2017 16:30 UTC	SMTC CORP SMTX · Entity 140438	PurchaseCommon Stock	30,200	$1.29	$39,078.80	Disclosure SEC source: 0001437749-17-012090 · rdgdoc.xml · nonDerivative · entry 1 Red Oak Partners, LLC · CIK 0001325533 · 10% owner Sandberg David · CIK 0001423093 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pinnacle Opportunities Fund, LP directly Disclosed balance after: 624,394 F1 · ownership.nature: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities. F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F3 · ownership.nature: This transaction was executed in multiple trades at prices ranging from $1.28 to $1.30. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document
June 27, 2017 Filed Jun 29, 2017 14:45 UTC Amendment	SMTC CORP SMTX · Entity 140438	PurchaseCommon Stock	5,500	$1.30	$7,144.50	Disclosure SEC source: 0001437749-17-012005 · rdgdoc.xml · nonDerivative · entry 2 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Pinnacle Opportunities Fund, LP directly Disclosed balance after: 594,194 F1 · ownership.nature: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities. F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F4 · ownership.nature: This transaction was executed in multiple trades at prices ranging from $1.29 to $1.30. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document
June 26, 2017 Filed Jun 29, 2017 14:45 UTC Amendment	SMTC CORP SMTX · Entity 140438	PurchaseCommon Stock	6,100	$1.29	$7,893.40	Disclosure SEC source: 0001437749-17-012005 · rdgdoc.xml · nonDerivative · entry 1 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Pinnacle Opportunities Fund, LP directly Disclosed balance after: 588,694 F1 · ownership.nature: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities. F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F3 · ownership.nature: This transaction was executed in multiple trades at prices ranging from $1.285 to $1.30. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document
June 19, 2017 Filed Jun 21, 2017 08:01 UTC	SMTC CORP SMTX · Entity 140438	PurchaseCommon Stock	7,200	$1.30	$9,352.80	Disclosure SEC source: 0001437749-17-011567 · rdgdoc.xml · nonDerivative · entry 2 Red Oak Partners, LLC · CIK 0001325533 · 10% owner Sandberg David · CIK 0001423093 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pinnacle Opportunities Fund, LP directly Disclosed balance after: 582,594 F1 · ownership.nature: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities. F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F4 · ownership.nature: This transaction was executed in multiple trades at prices ranging from $1.29 to $1.30. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document
June 19, 2017 Filed Jun 28, 2017 20:33 UTC	SMTC CORP SMTX · Entity 140438	PurchaseCommon Stock	5,500	$1.30	$7,144.50	Disclosure SEC source: 0001437749-17-011948 · rdgdoc.xml · nonDerivative · entry 2 Red Oak Partners, LLC · CIK 0001325533 · 10% owner Sandberg David · CIK 0001423093 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pinnacle Opportunities Fund, LP directly Disclosed balance after: 594,194 F1 · ownership.nature: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities. F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F4 · ownership.nature: This transaction was executed in multiple trades at prices ranging from $1.29 to $1.30. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document
June 16, 2017 Filed Jun 21, 2017 08:01 UTC	SMTC CORP SMTX · Entity 140438	PurchaseCommon Stock	506	$1.29	$653.75	Disclosure SEC source: 0001437749-17-011567 · rdgdoc.xml · nonDerivative · entry 1 Red Oak Partners, LLC · CIK 0001325533 · 10% owner Sandberg David · CIK 0001423093 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pinnacle Opportunities Fund, LP directly Disclosed balance after: 575,394 F1 · ownership.nature: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities. F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F3 · ownership.nature: This transaction was executed in multiple trades at prices ranging from $1.28 to $1.30. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document
June 16, 2017 Filed Jun 28, 2017 20:33 UTC	SMTC CORP SMTX · Entity 140438	PurchaseCommon Stock	6,100	$1.29	$7,893.40	Disclosure SEC source: 0001437749-17-011948 · rdgdoc.xml · nonDerivative · entry 1 Red Oak Partners, LLC · CIK 0001325533 · 10% owner Sandberg David · CIK 0001423093 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pinnacle Opportunities Fund, LP directly Disclosed balance after: 588,694 F1 · ownership.nature: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities. F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F3 · ownership.nature: This transaction was executed in multiple trades at prices ranging from $1.285 to $1.30. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document
June 14, 2017 Filed Jun 15, 2017 16:53 UTC	SMTC CORP SMTX · Entity 140438	PurchaseCommon Stock	9,500	$1.28	$12,160.00	Disclosure SEC source: 0001437749-17-011347 · rdgdoc.xml · nonDerivative · entry 2 Red Oak Partners, LLC · CIK 0001325533 · 10% owner Sandberg David · CIK 0001423093 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pinnacle Opportunities Fund, LP directly Disclosed balance after: 574,888 F1 · ownership.nature: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities. F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F4 · ownership.nature: This transaction was executed in multiple trades all at a price of $1.28. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document
June 13, 2017 Filed Jun 15, 2017 16:53 UTC	SMTC CORP SMTX · Entity 140438	PurchaseCommon Stock	500	$1.29	$647.00	Disclosure SEC source: 0001437749-17-011347 · rdgdoc.xml · nonDerivative · entry 1 Red Oak Partners, LLC · CIK 0001325533 · 10% owner Sandberg David · CIK 0001423093 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pinnacle Opportunities Fund, LP directly Disclosed balance after: 565,388 F1 · ownership.nature: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities. F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F3 · ownership.nature: This transaction was executed in multiple trades at prices ranging from $1.29 to $1.30. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document
June 12, 2017 Filed Jun 13, 2017 16:51 UTC	SMTC CORP SMTX · Entity 140438	PurchaseCommon Stock	12,100	$1.29	$15,596.90	Disclosure SEC source: 0001437749-17-011211 · rdgdoc.xml · nonDerivative · entry 2 Red Oak Partners, LLC · CIK 0001325533 · 10% owner Sandberg David · CIK 0001423093 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pinnacle Opportunities Fund, LP directly Disclosed balance after: 564,888 F1 · ownership.nature: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities. F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F4 · ownership.nature: This transaction was executed in multiple trades at prices ranging from $1.27 to $1.295. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document
June 09, 2017 Filed Jun 13, 2017 16:51 UTC	SMTC CORP SMTX · Entity 140438	PurchaseCommon Stock	1,650	$1.29	$2,135.10	Disclosure SEC source: 0001437749-17-011211 · rdgdoc.xml · nonDerivative · entry 1 Red Oak Partners, LLC · CIK 0001325533 · 10% owner Sandberg David · CIK 0001423093 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pinnacle Opportunities Fund, LP directly Disclosed balance after: 552,788 F1 · ownership.nature: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities. F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F3 · ownership.nature: This transaction was executed in multiple trades at prices ranging from $1.29 to $1.295. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document
June 08, 2017 Filed Jun 9, 2017 18:53 UTC	SMTC CORP SMTX · Entity 140438	PurchaseCOMMON STOCK	4,152	$1.29	$5,360.23	Disclosure SEC source: 0001437749-17-011101 · rdgdoc.xml · nonDerivative · entry 2 Red Oak Partners, LLC · CIK 0001325533 · 10% owner Sandberg David · CIK 0001423093 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pinnacle Opportunities Fund, LP directly Disclosed balance after: 551,138 F1 · ownership.nature: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities. F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F4 · ownership.nature: This transaction was executed in multiple trades at prices ranging from $1.29 to $1.30. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document
June 07, 2017 Filed Jun 9, 2017 18:53 UTC	SMTC CORP SMTX · Entity 140438	PurchaseCOMMON STOCK	17,000	$1.27	$21,607.00	Disclosure SEC source: 0001437749-17-011101 · rdgdoc.xml · nonDerivative · entry 1 Red Oak Partners, LLC · CIK 0001325533 · 10% owner Sandberg David · CIK 0001423093 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pinnacle Opportunities Fund, LP directly Disclosed balance after: 546,986 F1 · ownership.nature: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities. F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F3 · ownership.nature: This transaction was executed in multiple trades at prices ranging from $1.26 to $1.29. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document
June 06, 2017 Filed Jun 7, 2017 16:30 UTC	SMTC CORP SMTX · Entity 140438	PurchaseCOMMON STOCK	4,700	$1.27	$5,969.00	Disclosure SEC source: 0001437749-17-010876 · rdgdoc.xml · nonDerivative · entry 2 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Pinnacle Opportunities Fund, LP directly Disclosed balance after: 529,986 F2 · ownership.nature: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F7 · ownership.nature: This transaction was executed in multiple trades at prices ranging from $1.27 to $1.29. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document
June 05, 2017 Filed Jun 7, 2017 16:30 UTC	SMTC CORP SMTX · Entity 140438	PurchaseCOMMON STOCK	3,515	$1.28	$4,499.20	Disclosure SEC source: 0001437749-17-010876 · rdgdoc.xml · nonDerivative · entry 1 Red Oak Partners, LLC · CIK 0001325533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Pinnacle Opportunities Fund, LP directly Disclosed balance after: 525,286 F2 · ownership.nature: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F6 · ownership.nature: This transaction was executed in multiple trades at prices ranging from $1.24 to $1.29. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document
June 02, 2017 Filed Jun 5, 2017 20:24 UTC	SMTC CORP SMTX · Entity 140438	PurchaseCOMMON STOCK	2,500	$1.25	$3,125.00	Disclosure SEC source: 0001437749-17-010682 · rdgdoc.xml · nonDerivative · entry 2 Red Oak Partners, LLC · CIK 0001325533 · 10% owner Sandberg David · CIK 0001423093 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pinnacle Opportunities Fund, LP directly Disclosed balance after: 521,771 F2 · ownership.nature: ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. F6 · ownership.nature: This transaction was executed in multiple trades all at a price of $1.25. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.