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person · Reporting owner

Hoge Stephen

Disclosed activity across 2 companies

Tapewire entity
2038
SEC CIK
0001760669

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Axcella Health Inc.AXLA · Entity 116059DirectorMay 20, 2021May 24, 2021
Moderna, Inc.MRNA · Entity 2025PresidentSeptember 14, 2026September 16, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Axcella Health Inc.

Report date May 20, 2021 · Filed May 24, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.24 · Expires 2031-05-19Direct20,000 Reported balance After 2021-05-20 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-05-20 · Grant · Acquired 20,000 · Balance 20,000

F1: This option shall vest and become fully exercisable on the earlier of the first anniversary following the date of grant or the next scheduled Annual Meeting.

Filing footnotes · ownership attribution and instrument terms

F1: This option shall vest and become fully exercisable on the earlier of the first anniversary following the date of grant or the next scheduled Annual Meeting.

Moderna, Inc.

Report date September 14, 2026 · Filed September 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,562,029 Ending reported balance After 2026-09-15 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-09-14 · Exercise / conversion · Acquired 76,453 · Balance 1,566,152

F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on June 15, 2026.

Row 2 · 2026-09-14 · Sale · Disposed 40,294 · Balance 1,525,858

F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on June 15, 2026.

F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $143.99 to $144.66. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Row 3 · 2026-09-15 · Exercise / conversion · Acquired 76,452 · Balance 1,602,310

F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on June 15, 2026.

Row 4 · 2026-09-15 · Sale · Disposed 40,281 · Balance 1,562,029

F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on June 15, 2026.

F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $145.97 to $146.27. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.21 · Expires 2027-02-23Direct382,262 Reported balance After 2026-09-14 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-09-14 · Exercise / conversion · Disposed 76,453 · Balance 382,262

F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on June 15, 2026.

F5: This option is fully vested and exercisable.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.21 · Expires 2027-02-23Direct305,810 Reported balance After 2026-09-15 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-09-15 · Exercise / conversion · Disposed 76,452 · Balance 305,810

F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on June 15, 2026.

F5: This option is fully vested and exercisable.

Common StockSEC Table I · non-derivativeIndirectBy Valhalla, LLC4,116 Reported balance Holding disclosure · report date 2026-09-14 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 4,116

Common StockSEC Table I · non-derivativeIndirectBy Trust151,933 Reported balance Holding disclosure · report date 2026-09-14 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 151,933

F4: These shares are owned directly by a trust for the benefit of Dr. Hoge's spouse and children, of which his spouse is a trustee. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on June 15, 2026.

F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $143.99 to $144.66. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $145.97 to $146.27. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F4: These shares are owned directly by a trust for the benefit of Dr. Hoge's spouse and children, of which his spouse is a trustee. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F5: This option is fully vested and exercisable.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 23, 2021 Filed Aug 25, 2021 20:20 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 713 $402.09 $286,690.17
Disclosure

SEC source: 0001127602-21-024308 · form4.xml · nonDerivative · entry 12

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,615,559

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F10 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $401.58 to $402.58. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 20:20 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 725 $400.84 $290,609.00
Disclosure

SEC source: 0001127602-21-024308 · form4.xml · nonDerivative · entry 11

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,616,272

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F9 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $400.41 to $401.23. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 20:20 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 800 $399.16 $319,328.00
Disclosure

SEC source: 0001127602-21-024308 · form4.xml · nonDerivative · entry 10

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,616,997

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F8 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $398.51 to $399.40. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 20:20 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 200 $396.89 $79,378.00
Disclosure

SEC source: 0001127602-21-024308 · form4.xml · nonDerivative · entry 9

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,617,797

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F7 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $396.88 to $396.89. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 20:20 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 400 $396.28 $158,512.00
Disclosure

SEC source: 0001127602-21-024308 · form4.xml · nonDerivative · entry 8

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,617,997

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $395.87 to $396.52. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 20:20 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 300 $395.11 $118,533.00
Disclosure

SEC source: 0001127602-21-024308 · form4.xml · nonDerivative · entry 7

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,618,397

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $394.72 to $395.61. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 20:20 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 200 $393.68 $78,736.00
Disclosure

SEC source: 0001127602-21-024308 · form4.xml · nonDerivative · entry 6

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,618,697

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $393.36 to $394.00. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 20:20 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 400 $392.68 $157,072.00
Disclosure

SEC source: 0001127602-21-024308 · form4.xml · nonDerivative · entry 5

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,618,897

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $392.11 to $393.03. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 20:20 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 5,000 $390.11 $1,950,550.00
Disclosure

SEC source: 0001127602-21-024308 · form4.xml · nonDerivative · entry 4

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,619,297

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 20:20 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 300 $389.39 $116,817.00
Disclosure

SEC source: 0001127602-21-024308 · form4.xml · nonDerivative · entry 3

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,624,297

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $389.02 to $390.02. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 20:20 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 10,000 $0.99 $9,900.00
Disclosure

SEC source: 0001127602-21-024308 · form4.xml · nonDerivative · entry 2

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,624,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 20:20 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 5,000 $10.90 $54,500.00
Disclosure

SEC source: 0001127602-21-024308 · form4.xml · nonDerivative · entry 1

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,614,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 21:03 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.99 $0.00
Disclosure

SEC source: 0001127602-21-023784 · form4.xml · derivative · entry 10

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,431

Underlying: Common Stock · 10,000 shares

Expires 2023-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 21:03 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $10.90 $0.00
Disclosure

SEC source: 0001127602-21-023784 · form4.xml · derivative · entry 9

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,972

Underlying: Common Stock · 5,000 shares

Expires 2026-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F3 · derivative.exercise_date: 25% of this option vested and became exercisable on February 23, 2017, with the remainder vesting in 12 equal quarterly installments thereafter.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 21:03 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 15,000 $405.00 $6,075,000.00
Disclosure

SEC source: 0001127602-21-023784 · form4.xml · nonDerivative · entry 5

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,609,597

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 21:03 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 10,000 $0.99 $9,900.00
Disclosure

SEC source: 0001127602-21-023784 · form4.xml · nonDerivative · entry 4

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,624,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 21:03 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 5,000 $10.90 $54,500.00
Disclosure

SEC source: 0001127602-21-023784 · form4.xml · nonDerivative · entry 3

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,614,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 21:03 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $10.90 $0.00
Disclosure

SEC source: 0001127602-21-023784 · form4.xml · derivative · entry 8

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,972

Underlying: Common Stock · 5,000 shares

Expires 2026-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F3 · derivative.exercise_date: 25% of this option vested and became exercisable on February 23, 2017, with the remainder vesting in 12 equal quarterly installments thereafter.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 21:03 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 5,000 $400.00 $2,000,000.00
Disclosure

SEC source: 0001127602-21-023784 · form4.xml · nonDerivative · entry 2

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,609,597

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 21:03 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 5,000 $10.90 $54,500.00
Disclosure

SEC source: 0001127602-21-023784 · form4.xml · nonDerivative · entry 1

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,614,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 20:23 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.99 $0.00
Disclosure

SEC source: 0001127602-21-023063 · form4.xml · derivative · entry 8

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,431

Underlying: Common Stock · 10,000 shares

Expires 2023-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 20:23 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 10,000 $348.77 $3,487,700.00
Disclosure

SEC source: 0001127602-21-023063 · form4.xml · nonDerivative · entry 4

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,609,597

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 20:23 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 10,000 $0.99 $9,900.00
Disclosure

SEC source: 0001127602-21-023063 · form4.xml · nonDerivative · entry 3

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,619,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:23 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.99 $0.00
Disclosure

SEC source: 0001127602-21-023063 · form4.xml · derivative · entry 7

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,431

Underlying: Common Stock · 10,000 shares

Expires 2023-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:23 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 10,000 $360.15 $3,601,500.00
Disclosure

SEC source: 0001127602-21-023063 · form4.xml · nonDerivative · entry 2

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,609,597

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:23 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 10,000 $0.99 $9,900.00
Disclosure

SEC source: 0001127602-21-023063 · form4.xml · nonDerivative · entry 1

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,619,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

Read SEC document
July 26, 2021 Filed Jul 27, 2021 22:14 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $10.90 $0.00
Disclosure

SEC source: 0001127602-21-022518 · form4.xml · derivative · entry 25

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,972

Underlying: Common Stock · 5,000 shares

Expires 2026-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F18 · derivative.exercise_date: 25% of this option vested and became exercisable on February 23, 2017, with the remainder vesting in 12 equal quarterly installments thereafter.

Read SEC document
July 26, 2021 Filed Jul 27, 2021 22:14 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 5,000 $351.99 $1,759,950.00
Disclosure

SEC source: 0001127602-21-022518 · form4.xml · nonDerivative · entry 20

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,609,597

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

Read SEC document
July 26, 2021 Filed Jul 27, 2021 22:14 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 5,000 $10.90 $54,500.00
Disclosure

SEC source: 0001127602-21-022518 · form4.xml · nonDerivative · entry 19

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,614,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

Read SEC document
July 23, 2021 Filed Jul 27, 2021 22:14 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.99 $0.00
Disclosure

SEC source: 0001127602-21-022518 · form4.xml · derivative · entry 24

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,431

Underlying: Common Stock · 10,000 shares

Expires 2023-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F19 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
July 23, 2021 Filed Jul 27, 2021 22:14 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $10.90 $0.00
Disclosure

SEC source: 0001127602-21-022518 · form4.xml · derivative · entry 23

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,972

Underlying: Common Stock · 5,000 shares

Expires 2026-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F18 · derivative.exercise_date: 25% of this option vested and became exercisable on February 23, 2017, with the remainder vesting in 12 equal quarterly installments thereafter.

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July 23, 2021 Filed Jul 27, 2021 22:14 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 208 $348.41 $72,469.28
Disclosure

SEC source: 0001127602-21-022518 · form4.xml · nonDerivative · entry 18

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,609,597

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F16 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $348.24 to $348.58. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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July 23, 2021 Filed Jul 27, 2021 22:14 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 474 $347.83 $164,871.42
Disclosure

SEC source: 0001127602-21-022518 · form4.xml · nonDerivative · entry 17

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,609,805

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F15 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $347.20 to $348.17. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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July 23, 2021 Filed Jul 27, 2021 22:14 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 400 $346.52 $138,608.00
Disclosure

SEC source: 0001127602-21-022518 · form4.xml · nonDerivative · entry 16

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,610,279

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F14 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $346.14 to $346.98. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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July 23, 2021 Filed Jul 27, 2021 22:14 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 401 $345.51 $138,549.51
Disclosure

SEC source: 0001127602-21-022518 · form4.xml · nonDerivative · entry 15

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,610,679

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F13 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $344.93 to $345.93. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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July 23, 2021 Filed Jul 27, 2021 22:14 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 400 $342.76 $137,104.00
Disclosure

SEC source: 0001127602-21-022518 · form4.xml · nonDerivative · entry 14

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,611,080

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F12 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $342.48 to $343.43. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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July 23, 2021 Filed Jul 27, 2021 22:14 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 297 $341.98 $101,568.06
Disclosure

SEC source: 0001127602-21-022518 · form4.xml · nonDerivative · entry 13

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,611,480

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F11 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $341.40 to $342.36. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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July 23, 2021 Filed Jul 27, 2021 22:14 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 300 $340.65 $102,195.00
Disclosure

SEC source: 0001127602-21-022518 · form4.xml · nonDerivative · entry 12

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,611,777

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F10 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $340.16 to $341.25. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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July 23, 2021 Filed Jul 27, 2021 22:14 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 854 $338.90 $289,420.60
Disclosure

SEC source: 0001127602-21-022518 · form4.xml · nonDerivative · entry 11

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,612,077

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F9 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $338.59 to $339.29. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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July 23, 2021 Filed Jul 27, 2021 22:14 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 1,333 $338.07 $450,647.31
Disclosure

SEC source: 0001127602-21-022518 · form4.xml · nonDerivative · entry 10

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,612,931

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F8 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $337.50 to $338.50. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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July 23, 2021 Filed Jul 27, 2021 22:14 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 600 $336.81 $202,086.00
Disclosure

SEC source: 0001127602-21-022518 · form4.xml · nonDerivative · entry 9

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,614,264

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F7 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $336.40 to $337.29. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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July 23, 2021 Filed Jul 27, 2021 22:14 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 800 $335.36 $268,288.00
Disclosure

SEC source: 0001127602-21-022518 · form4.xml · nonDerivative · entry 8

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,614,864

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $334.83 to $335.82. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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July 23, 2021 Filed Jul 27, 2021 22:14 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 1,200 $334.14 $400,968.00
Disclosure

SEC source: 0001127602-21-022518 · form4.xml · nonDerivative · entry 7

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,615,664

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $333.75 to $334.74. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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July 23, 2021 Filed Jul 27, 2021 22:14 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 1,333 $332.15 $442,755.95
Disclosure

SEC source: 0001127602-21-022518 · form4.xml · nonDerivative · entry 6

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,616,864

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $331.78 to $332.69. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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July 23, 2021 Filed Jul 27, 2021 22:14 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 5,900 $330.96 $1,952,664.00
Disclosure

SEC source: 0001127602-21-022518 · form4.xml · nonDerivative · entry 5

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,618,197

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $330.75 to $331.65. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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July 23, 2021 Filed Jul 27, 2021 22:14 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 400 $329.91 $131,964.00
Disclosure

SEC source: 0001127602-21-022518 · form4.xml · nonDerivative · entry 4

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,624,097

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $329.40 to $330.35. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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July 23, 2021 Filed Jul 27, 2021 22:14 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 100 $327.96 $32,796.00
Disclosure

SEC source: 0001127602-21-022518 · form4.xml · nonDerivative · entry 3

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,624,497

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

Read SEC document
July 23, 2021 Filed Jul 27, 2021 22:14 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 10,000 $0.99 $9,900.00
Disclosure

SEC source: 0001127602-21-022518 · form4.xml · nonDerivative · entry 2

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,624,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

Read SEC document
July 23, 2021 Filed Jul 27, 2021 22:14 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 5,000 $10.90 $54,500.00
Disclosure

SEC source: 0001127602-21-022518 · form4.xml · nonDerivative · entry 1

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,614,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

Read SEC document
July 13, 2021 Filed Jul 14, 2021 20:22 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.99 $0.00
Disclosure

SEC source: 0001127602-21-021926 · form4.xml · derivative · entry 10

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,431

Underlying: Common Stock · 10,000 shares

Expires 2023-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 27, 2018, as amended on January 7, 2021.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.