TapewireFind a company

person · Reporting owner

Lo Steve Ming

Disclosed activity across 1 company

Tapewire entity
20369
SEC CIK
0001780940

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TheRealReal, Inc.REAL · Entity 4817Chief Accounting OfficerAugust 21, 2026August 24, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TheRealReal, Inc.

Report date August 21, 2026 · Filed August 24, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect176,910 Ending reported balance After 2026-08-21 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-08-21 · Sale · Disposed 2,167 · Balance 187,302

F1: Represents shares of common stock automatically sold by The RealReal, Inc. to satisfy withholding taxes payable in connection with the vesting of an equity award.

Row 2 · 2026-08-21 · Sale · Disposed 8,985 · Balance 178,317

F1: Represents shares of common stock automatically sold by The RealReal, Inc. to satisfy withholding taxes payable in connection with the vesting of an equity award.

Row 3 · 2026-08-21 · Sale · Disposed 1,407 · Balance 176,910

F1: Represents shares of common stock automatically sold by The RealReal, Inc. to satisfy withholding taxes payable in connection with the vesting of an equity award.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock automatically sold by The RealReal, Inc. to satisfy withholding taxes payable in connection with the vesting of an equity award.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 03, 2021 Filed Nov 5, 2021 14:04 UTC TheRealReal, Inc. REAL · Entity 4817 GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001573221-21-000184 · edgardoc.xml · nonDerivative · entry 2

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,126

F2 · kind: The restricted stock units were granted to the Reporting Person on the Transaction Date pursuant to TheRealReal Inc. 2019 Equity Incentive Plan. The restricted stock units will vest in sixteen (16) equal installments on a quarterly basis from the vesting commencement date.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 14:04 UTC TheRealReal, Inc. REAL · Entity 4817 GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001573221-21-000184 · edgardoc.xml · nonDerivative · entry 1

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,126

F1 · kind: The restricted stock units were granted to the Reporting Person on the Transaction Date pursuant to TheRealReal Inc. 2019 Equity Incentive Plan. The restricted stock units will vest in four (4) equal installments on a quarterly basis from the vesting commencement date.

Read SEC document
September 13, 2021 Filed Sep 14, 2021 21:28 UTC TheRealReal, Inc. REAL · Entity 4817 GrantCommon Stock 15,924 $0.00 $0.00
Disclosure

SEC source: 0001573221-21-000164 · edgardoc.xml · nonDerivative · entry 1

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,126

F1 · kind: These restricted stock units vest semi-annually over two years, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 16:05 UTC TheRealReal, Inc. REAL · Entity 4817 SaleCommon Stock 1,329 $12.08 $16,057.64
Disclosure

SEC source: 0001573221-21-000133 · edgardoc.xml · nonDerivative · entry 2

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,202

F1 · kind: Represents shares of common stock automatically sold to satisfy the reporting person's tax obligation in respect of the shares issued upon vesting of an equity award.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 16:05 UTC TheRealReal, Inc. REAL · Entity 4817 SaleCommon Stock 192 $12.08 $2,319.65
Disclosure

SEC source: 0001573221-21-000133 · edgardoc.xml · nonDerivative · entry 1

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,531

F1 · kind: Represents shares of common stock automatically sold to satisfy the reporting person's tax obligation in respect of the shares issued upon vesting of an equity award.

Read SEC document
May 20, 2021 Filed May 24, 2021 20:43 UTC TheRealReal, Inc. REAL · Entity 4817 SaleCommon Stock 191 $15.39 $2,939.32
Disclosure

SEC source: 0001573221-21-000082 · edgardoc.xml · nonDerivative · entry 1

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,723

F1 · kind: Represents shares of common stock automatically sold to satisfy the reporting person's tax obligation in respect of the shares issued upon vesting of an equity award.

F2 · balance_after: Includes 1,754 shares purchased on May 14, 2021 pursuant to the company's Employee Stock Purchase Plan (ESPP).

Read SEC document
May 13, 2021 Filed May 17, 2021 21:17 UTC TheRealReal, Inc. REAL · Entity 4817 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0001573221-21-000074 · edgardoc.xml · derivative · entry 2

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 3,000 shares

Expires 2026-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests 25% on September 26, 2017, and then in 36 substantially equal monthly installments thereafter, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

Read SEC document
May 13, 2021 Filed May 17, 2021 21:17 UTC TheRealReal, Inc. REAL · Entity 4817 Exercise / conversionCommon Stock 3,000 $2.56 $7,680.00
Disclosure

SEC source: 0001573221-21-000074 · edgardoc.xml · nonDerivative · entry 1

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reporting Person exercised stock options to purchase 3,000 shares of the Issuer's common stock in a transaction exempt under Rule 16b-3. There are no sales of the Issuer's common stock by the Reporting Person in connection with this transaction.

Read SEC document
April 06, 2021 Filed Apr 7, 2021 21:10 UTC TheRealReal, Inc. REAL · Entity 4817 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0001573221-21-000053 · edgardoc.xml · derivative · entry 4

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 4,000 shares

Expires 2026-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vests 25% on September 26, 2017, and then in 36 substantially equal monthly installments thereafter, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

Read SEC document
April 06, 2021 Filed Apr 7, 2021 21:10 UTC TheRealReal, Inc. REAL · Entity 4817 Exercise / conversionCommon Stock 4,000 $2.56 $10,240.00
Disclosure

SEC source: 0001573221-21-000053 · edgardoc.xml · nonDerivative · entry 2

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 21:10 UTC TheRealReal, Inc. REAL · Entity 4817 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0001573221-21-000053 · edgardoc.xml · derivative · entry 3

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 5,000 shares

Expires 2026-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vests 25% on September 26, 2017, and then in 36 substantially equal monthly installments thereafter, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 21:10 UTC TheRealReal, Inc. REAL · Entity 4817 Exercise / conversionCommon Stock 5,000 $2.56 $12,800.00
Disclosure

SEC source: 0001573221-21-000053 · edgardoc.xml · nonDerivative · entry 1

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2021 Filed Mar 16, 2021 20:28 UTC TheRealReal, Inc. REAL · Entity 4817 GrantCommon Stock 8,660 $0.00 $0.00
Disclosure

SEC source: 0001573221-21-000047 · edgardoc.xml · nonDerivative · entry 1

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,160

F1 · kind: These restricted stock units vest quarterly over four years, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

Read SEC document
February 23, 2021 Filed Feb 24, 2021 22:06 UTC TheRealReal, Inc. REAL · Entity 4817 SaleCommon Stock 2,084 $24.84 $51,766.56
Disclosure

SEC source: 0001573221-21-000032 · edgardoc.xml · nonDerivative · entry 3

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,500

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2020.

F3 · price: Represents the weighted average sales price. The shares were sold in multiple transactions as listed below: 1,381 shares sold at prices ranging from $24.05 to $24.64; 403 shares sold at prices ranging from $25.07 to $26.03; 300 shares sold at $26.26. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:06 UTC TheRealReal, Inc. REAL · Entity 4817 SaleCommon Stock 3,000 $30.00 $90,000.00
Disclosure

SEC source: 0001573221-21-000032 · edgardoc.xml · nonDerivative · entry 2

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,584

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2020.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:06 UTC TheRealReal, Inc. REAL · Entity 4817 SaleCommon Stock 1,666 $26.13 $43,524.92
Disclosure

SEC source: 0001573221-21-000032 · edgardoc.xml · nonDerivative · entry 1

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,584

F1 · kind: Represents shares of common stock automatically sold to satisfy the reporting person's tax obligation in respect of the shares issued upon vesting of an equity award.

Read SEC document
January 20, 2021 Filed Jan 21, 2021 23:40 UTC TheRealReal, Inc. REAL · Entity 4817 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0001573221-21-000013 · edgardoc.xml · derivative · entry 3

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 5,000 shares

Expires 2026-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests 25% on September 26, 2017, and then in 36 substantially equal monthly installments thereafter, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

Read SEC document
January 20, 2021 Filed Jan 21, 2021 23:40 UTC TheRealReal, Inc. REAL · Entity 4817 SaleCommon Stock 5,000 $29.00 $145,000.00
Disclosure

SEC source: 0001573221-21-000013 · edgardoc.xml · nonDerivative · entry 2

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,250

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2020.

Read SEC document
January 20, 2021 Filed Jan 21, 2021 23:40 UTC TheRealReal, Inc. REAL · Entity 4817 Exercise / conversionCommon Stock 5,000 $2.56 $12,800.00
Disclosure

SEC source: 0001573221-21-000013 · edgardoc.xml · nonDerivative · entry 1

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 12, 2021 Filed Jan 13, 2021 21:42 UTC TheRealReal, Inc. REAL · Entity 4817 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0001573221-21-000009 · edgardoc.xml · derivative · entry 13

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 5,000 shares

Expires 2026-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This stock option is fully vested at the time of exercise.

Read SEC document
January 12, 2021 Filed Jan 13, 2021 21:42 UTC TheRealReal, Inc. REAL · Entity 4817 SaleCommon Stock 5,000 $26.00 $130,000.00
Disclosure

SEC source: 0001573221-21-000009 · edgardoc.xml · nonDerivative · entry 10

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,250

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2020.

Read SEC document
January 12, 2021 Filed Jan 13, 2021 21:42 UTC TheRealReal, Inc. REAL · Entity 4817 Exercise / conversionCommon Stock 5,000 $2.56 $12,800.00
Disclosure

SEC source: 0001573221-21-000009 · edgardoc.xml · nonDerivative · entry 9

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 21:42 UTC TheRealReal, Inc. REAL · Entity 4817 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 2,083 $0.00 Strike: $7.64 $0.00
Disclosure

SEC source: 0001573221-21-000009 · edgardoc.xml · derivative · entry 14

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,542

Underlying: Common Stock · 2,083 shares

Expires 2028-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This stock option is fully vested at the time of exercise.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 21:42 UTC TheRealReal, Inc. REAL · Entity 4817 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 4,500 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0001573221-21-000009 · edgardoc.xml · derivative · entry 12

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 4,500 shares

Expires 2026-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This stock option is fully vested at the time of exercise.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 21:42 UTC TheRealReal, Inc. REAL · Entity 4817 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0001573221-21-000009 · edgardoc.xml · derivative · entry 11

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,500

Underlying: Common Stock · 5,000 shares

Expires 2026-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This stock option is fully vested at the time of exercise.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 21:42 UTC TheRealReal, Inc. REAL · Entity 4817 SaleCommon Stock 1,799 $23.70 $42,636.30
Disclosure

SEC source: 0001573221-21-000009 · edgardoc.xml · nonDerivative · entry 8

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,250

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2020.

F6 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $23.20 to $24.14. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 21:42 UTC TheRealReal, Inc. REAL · Entity 4817 SaleCommon Stock 2,083 $23.71 $49,386.47
Disclosure

SEC source: 0001573221-21-000009 · edgardoc.xml · nonDerivative · entry 7

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,049

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2020.

F5 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $23.20 to $24.10. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 21:42 UTC TheRealReal, Inc. REAL · Entity 4817 Exercise / conversionCommon Stock 2,083 $7.64 $15,914.12
Disclosure

SEC source: 0001573221-21-000009 · edgardoc.xml · nonDerivative · entry 6

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 21:42 UTC TheRealReal, Inc. REAL · Entity 4817 SaleCommon Stock 4,500 $23.83 $107,223.30
Disclosure

SEC source: 0001573221-21-000009 · edgardoc.xml · nonDerivative · entry 5

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,049

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2020.

F4 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $23.135 to $24.21. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 21:42 UTC TheRealReal, Inc. REAL · Entity 4817 Exercise / conversionCommon Stock 4,500 $2.56 $11,520.00
Disclosure

SEC source: 0001573221-21-000009 · edgardoc.xml · nonDerivative · entry 4

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 21:42 UTC TheRealReal, Inc. REAL · Entity 4817 SaleCommon Stock 5,000 $23.83 $119,163.00
Disclosure

SEC source: 0001573221-21-000009 · edgardoc.xml · nonDerivative · entry 3

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,049

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2020.

F3 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $23.11 to $24.27. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 21:42 UTC TheRealReal, Inc. REAL · Entity 4817 Exercise / conversionCommon Stock 5,000 $2.56 $12,800.00
Disclosure

SEC source: 0001573221-21-000009 · edgardoc.xml · nonDerivative · entry 2

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2020 Filed Jan 13, 2021 21:42 UTC TheRealReal, Inc. REAL · Entity 4817 OtherCommon Stock 1,799 $10.63 $19,123.37
Disclosure

SEC source: 0001573221-21-000009 · edgardoc.xml · nonDerivative · entry 1

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,049

F1 · kind: Shares acquired through the company's Employee Stock Purchase Plan on November 13, 2020.

Read SEC document
August 24, 2020 Filed Aug 25, 2020 00:18 UTC TheRealReal, Inc. REAL · Entity 4817 SaleCommon Stock 2,406 $17.50 $42,105.00
Disclosure

SEC source: 0001573221-20-000075 · edgardoc.xml · nonDerivative · entry 2

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,250

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2019, as amended.

Read SEC document
August 20, 2020 Filed Aug 25, 2020 00:18 UTC TheRealReal, Inc. REAL · Entity 4817 SaleCommon Stock 1,344 $17.00 $22,844.51
Disclosure

SEC source: 0001573221-20-000075 · edgardoc.xml · nonDerivative · entry 1

Lo Steve Ming · CIK 0001780940 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,656

F1 · kind: Represents shares of common stock automatically sold to satisfy the reporting person's tax obligation in respect of the shares issued upon vesting of an equity award.

F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $16.99 to $17.25. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 17:44 UTC TheRealReal, Inc. REAL · Entity 4817 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 7,500 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0001573221-20-000062 · edgardoc.xml · derivative · entry 3

Lo Steve Ming · CIK 0001780940 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,500

Underlying: Common Stock · 7,500 shares

Expires 2026-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests 25% on September 26, 2017, and then in 36 substantially equal monthly installments thereafter, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 17:44 UTC TheRealReal, Inc. REAL · Entity 4817 SaleCommon Stock 7,500 $18.00 $135,000.00
Disclosure

SEC source: 0001573221-20-000062 · edgardoc.xml · nonDerivative · entry 2

Lo Steve Ming · CIK 0001780940 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2019, as amended.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 17:44 UTC TheRealReal, Inc. REAL · Entity 4817 Exercise / conversionCommon Stock 7,500 $2.56 $19,200.00
Disclosure

SEC source: 0001573221-20-000062 · edgardoc.xml · nonDerivative · entry 1

Lo Steve Ming · CIK 0001780940 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 20:34 UTC TheRealReal, Inc. REAL · Entity 4817 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 3,125 $0.00 Strike: $7.64 $0.00
Disclosure

SEC source: 0001573221-20-000022 · edgardoc.xml · derivative · entry 3

Lo Steve Ming · CIK 0001780940 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,625

Underlying: Common Stock · 3,125 shares

Expires 2028-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests in 48 substantially equal monthly installments beginning on January 5, 2019, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 20:34 UTC TheRealReal, Inc. REAL · Entity 4817 SaleCommon Stock 3,125 $15.29 $47,795.63
Disclosure

SEC source: 0001573221-20-000022 · edgardoc.xml · nonDerivative · entry 2

Lo Steve Ming · CIK 0001780940 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2019, as amended.

F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.76. Reporting Person undertakes to provide TheRealReal, Inc., any security holder of TheRealReal, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 20:34 UTC TheRealReal, Inc. REAL · Entity 4817 Exercise / conversionCommon Stock 3,125 $7.64 $23,875.00
Disclosure

SEC source: 0001573221-20-000022 · edgardoc.xml · nonDerivative · entry 1

Lo Steve Ming · CIK 0001780940 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2020 Filed May 28, 2020 21:41 UTC TheRealReal, Inc. REAL · Entity 4817 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 6,250 $0.00 Strike: $7.64 $0.00
Disclosure

SEC source: 0001573221-20-000018 · edgardoc.xml · derivative · entry 6

Lo Steve Ming · CIK 0001780940 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 6,250 shares

Expires 2028-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests in 48 substantially equal monthly installments beginning on January 5, 2019, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

Read SEC document
May 26, 2020 Filed May 28, 2020 21:41 UTC TheRealReal, Inc. REAL · Entity 4817 Exercise / conversionIncentive Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0001573221-20-000018 · edgardoc.xml · derivative · entry 5

Lo Steve Ming · CIK 0001780940 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000

Underlying: Common Stock · 10,000 shares

Expires 2026-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests 25% on September 26, 2017, and then in 36 substantially equal monthly installments thereafter, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

Read SEC document
May 26, 2020 Filed May 28, 2020 21:41 UTC TheRealReal, Inc. REAL · Entity 4817 SaleCommon Stock 6,250 $13.00 $81,250.00
Disclosure

SEC source: 0001573221-20-000018 · edgardoc.xml · nonDerivative · entry 4

Lo Steve Ming · CIK 0001780940 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2019, as amended.

Read SEC document
May 26, 2020 Filed May 28, 2020 21:41 UTC TheRealReal, Inc. REAL · Entity 4817 Exercise / conversionCommon Stock 6,250 $7.64 $47,750.00
Disclosure

SEC source: 0001573221-20-000018 · edgardoc.xml · nonDerivative · entry 3

Lo Steve Ming · CIK 0001780940 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2020 Filed May 28, 2020 21:41 UTC TheRealReal, Inc. REAL · Entity 4817 SaleCommon Stock 10,000 $13.50 $135,000.00
Disclosure

SEC source: 0001573221-20-000018 · edgardoc.xml · nonDerivative · entry 2

Lo Steve Ming · CIK 0001780940 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2019, as amended.

Read SEC document
May 26, 2020 Filed May 28, 2020 21:41 UTC TheRealReal, Inc. REAL · Entity 4817 Exercise / conversionCommon Stock 10,000 $2.56 $25,600.00
Disclosure

SEC source: 0001573221-20-000018 · edgardoc.xml · nonDerivative · entry 1

Lo Steve Ming · CIK 0001780940 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2020 Filed Apr 27, 2020 21:35 UTC TheRealReal, Inc. REAL · Entity 4817 GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001573221-20-000002 · edgardoc.xml · nonDerivative · entry 1

Lo Steve Ming · CIK 0001780940 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

F1 · shares: These restricted stock units vest semi-annually over four years, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 22:02 UTC TheRealReal, Inc. REAL · Entity 4817 Exercise / conversionStock Option (right to buy) · Derivative 13,000 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0000905148-19-000994 · form4.xml · derivative · entry 2

Lo Steve Ming · CIK 0001780940 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,000

Underlying: Common Stock · 13,000 shares

Expires 2026-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vests 25% on September 26, 2017, and then in 36 substantially equal monthly installments thereafter, subject to the reporting person's continuous service as of each vesting date and subject to acceleration upon certain events.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 22:02 UTC TheRealReal, Inc. REAL · Entity 4817 Exercise / conversionCommon Stock 13,000 $2.56 $33,280.00
Disclosure

SEC source: 0000905148-19-000994 · form4.xml · nonDerivative · entry 1

Lo Steve Ming · CIK 0001780940 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.