person · Reporting owner
Virtu Employee Holdco LLC
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Virtu Financial, Inc.VIRT · Entity 3811 | Director · 10% owner · See Remarks | May 01, 2026 | August 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Virtu Financial, Inc.
Report date May 01, 2026 · Filed August 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class C common stockSEC Table I · non-derivative | Direct | 2,690,834 |
Ending reported balance
After 2026-08-20 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-05-01 · Disposition to issuer · Disposed 135,360 · Balance 3,121,274 F1: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 2). Row 2 · 2026-05-20 · Disposition to issuer · Disposed 20,000 · Balance 3,101,274 F1: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 2). Row 3 · 2026-08-03 · Disposition to issuer · Disposed 210,440 · Balance 2,890,834 F1: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 2). Row 4 · 2026-08-20 · Disposition to issuer · Disposed 200,000 · Balance 2,690,834 F2: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employee. |
| Non-voting common interest units of Virtu Financial LLCSEC Table II · derivative / convertible security | Direct | 3,121,274 |
Reported balance
After 2026-05-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-05-01 · Disposition to issuer · Disposed 135,360 · Balance 3,121,274 F1: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 2). |
| Non-voting common interest units of Virtu Financial LLCSEC Table II · derivative / convertible security | Direct | 3,101,274 |
Reported balance
After 2026-05-20 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-05-20 · Disposition to issuer · Disposed 20,000 · Balance 3,101,274 F1: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 2). |
| Non-voting common interest units of Virtu Financial LLCSEC Table II · derivative / convertible security | Direct | 2,890,834 |
Reported balance
After 2026-08-03 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-08-03 · Disposition to issuer · Disposed 210,440 · Balance 2,890,834 F1: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 2). |
| Non-voting common interest units of Virtu Financial LLCSEC Table II · derivative / convertible security | Direct | 2,690,834 |
Reported balance
After 2026-08-20 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-08-20 · Exercise / conversion · Disposed 200,000 · Balance 2,690,834 F2: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employee. |
Filing footnotes · ownership attribution and instrument terms
F1: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 2).
F2: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 03, 2019 Filed Feb 14, 2020 22:22 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 5,957 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-001643 · edgar.xml · derivative · entry 4 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,535,196 Underlying: Class A common stock · 5,957 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial Units held by the reporting person on behalf of an employee upon the employee's departure from the Company. F3 · price: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial Units held by the reporting person on behalf of an employee upon the employee's departure from the Company. F3 · derivative.exercise_date: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial Units held by the reporting person on behalf of an employee upon the employee's departure from the Company. F3 · derivative.expiration_date: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial Units held by the reporting person on behalf of an employee upon the employee's departure from the Company. Read SEC document |
| December 03, 2019 Filed Feb 14, 2020 22:22 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerClass C common stock | 5,957 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-001643 · edgar.xml · nonDerivative · entry 1 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,535,196 F1 · price: Virtu Financial LLC repurchased Virtu Financial Units held by the reporting person on behalf of one or more former employees, and the corresponding shares of Class C Common Stock were repurchased for nominal consideration. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 23:20 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 11,390 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-011642 · edgar.xml · derivative · entry 4 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,541,153 Underlying: Class A common stock · 11,390 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F2 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F2 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F2 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 23:20 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerClass C common stock | 11,390 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-011642 · edgar.xml · nonDerivative · entry 2 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,541,153 F1 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for the same number of shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 2). Read SEC document |
| August 12, 2019 Filed Nov 12, 2019 23:20 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 195,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-011642 · edgar.xml · derivative · entry 3 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,552,543 Underlying: Class A common stock · 195,000 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F2 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F2 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F2 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Read SEC document |
| August 12, 2019 Filed Nov 12, 2019 23:20 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerClass C common stock | 195,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-011642 · edgar.xml · nonDerivative · entry 1 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,552,543 F1 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for the same number of shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 2). Read SEC document |
| May 22, 2019 Filed May 24, 2019 20:11 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 10,385 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-006657 · edgar.xml · derivative · entry 2 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,747,543 Underlying: Class A common stock · 10,385 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F2 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F2 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F2 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Read SEC document |
| May 22, 2019 Filed May 24, 2019 20:11 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerClass C common stock | 10,385 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-006657 · edgar.xml · nonDerivative · entry 1 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,747,543 F1 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for the same number of shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 2). Read SEC document |
| May 08, 2019 Filed May 17, 2019 20:40 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 326,673 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-006302 · edgar.xml · derivative · entry 2 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,757,928 Underlying: Class A common stock · 326,673 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F2 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F2 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F2 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Read SEC document |
| May 08, 2019 Filed May 17, 2019 20:40 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerClass C common stock | 326,673 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-006302 · edgar.xml · nonDerivative · entry 1 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,757,928 F1 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for the same number of shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 4). Read SEC document |
| April 19, 2019 Filed Apr 19, 2019 23:08 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerClass C common stock | 3,584 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-005109 · edgar.xml · nonDerivative · entry 4 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,084,601 F3 · price: Virtu Financial LLC repurchased Virtu Financial Units held by the reporting person on behalf of one or more former employees, and the corresponding shares of Class C Common Stock were repurchased for nominal consideration. Read SEC document |
| April 18, 2019 Filed Apr 19, 2019 23:08 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 3,584 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-005109 · edgar.xml · derivative · entry 8 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,148,403 Underlying: Class A common stock · 3,584 shares Expires not disclosed F5 · derivative.exercise_price: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company. F5 · price: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company. F5 · derivative.exercise_date: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company. F5 · derivative.expiration_date: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company. Read SEC document |
| February 15, 2019 Filed Apr 19, 2019 23:08 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 240,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-005109 · edgar.xml · derivative · entry 7 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,151,987 Underlying: Class A common stock · 240,000 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Read SEC document |
| February 15, 2019 Filed Apr 19, 2019 23:08 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerClass C common stock | 240,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-005109 · edgar.xml · nonDerivative · entry 3 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,088,185 F2 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for the same number of shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 4). Read SEC document |
| November 15, 2018 Filed Apr 19, 2019 23:08 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerNon-voting common interest units of Virtu Finanical LLC · Derivative | 251,245 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-005109 · edgar.xml · derivative · entry 6 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,391,987 Underlying: Class A common stock · 251,245 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Read SEC document |
| November 15, 2018 Filed Apr 19, 2019 23:08 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerClass C common stock | 251,245 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-005109 · edgar.xml · nonDerivative · entry 2 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,328,185 F2 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for the same number of shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 4). Read SEC document |
| September 07, 2018 Filed Apr 19, 2019 23:08 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 330,136 | $21.59 | $7,127,636.24 |
DisclosureSEC source: 0001179110-19-005109 · edgar.xml · derivative · entry 5 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,643,232 Underlying: Class A common stock · 330,136 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Read SEC document |
| September 07, 2018 Filed Apr 19, 2019 23:08 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerClass C common stock | 330,136 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-005109 · edgar.xml · nonDerivative · entry 1 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,579,430 F1 · price: The Company purchased common units of Virtu Financial LLC held by the reporting person on behalf of one or more current or former employees pursuant to the Company's authorized share repurchase program previously announced on February 8, 2018 and expanded on July 27, 2018, and the corresponding shares of Class C Common Stock were repurchased for nominal consideration Read SEC document |
| May 24, 2018 Filed Jun 1, 2018 22:19 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 696,373 | $29.44 | $20,501,221.12 |
DisclosureSEC source: 0001179110-18-007852 · edgar.xml · derivative · entry 2 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,973,368 Underlying: Class A Common Stock · 696,373 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), common units of Virtu Financial LLC, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F2 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), common units of Virtu Financial LLC, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F2 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), common units of Virtu Financial LLC, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Read SEC document |
| May 24, 2018 Filed Jun 1, 2018 22:19 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerClass C Common Stock | 696,373 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-007852 · edgar.xml · nonDerivative · entry 1 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,973,368 F1 · price: The Company purchased common units of Virtu Financial LLC held by the reporting person on behalf of one or more current or former employees pursuant to the Company's authorized share repurchase program previously announced on February 8, 2018, and the corresponding shares of Class C Common Stock were repurchased for nominal consideration. Read SEC document |
| May 14, 2018 Filed May 16, 2018 22:54 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 1,359,361 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-006933 · edgar.xml · derivative · entry 2 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,669,741 Underlying: Class A Common Stock · 1,359,361 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F1 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for the same number of shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 2). F2 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F2 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Read SEC document |
| May 14, 2018 Filed May 16, 2018 22:54 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerClass C Common Stock | 1,359,361 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-006933 · edgar.xml · nonDerivative · entry 1 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,669,741 F1 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for the same number of shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 2). Read SEC document |
| February 28, 2018 Filed Apr 13, 2018 22:14 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerClass C Common Stock | 375,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-005640 · edgar.xml · nonDerivative · entry 7 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,029,102 F3 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for the same number of shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 3). Read SEC document |
| February 18, 2018 Filed Apr 13, 2018 22:14 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 375,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-005640 · edgar.xml · derivative · entry 14 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,029,102 Underlying: Class A Common Stock · 375,000 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Read SEC document |
| February 18, 2018 Filed Apr 13, 2018 22:14 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 372,260 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-005640 · edgar.xml · derivative · entry 13 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,404,102 Underlying: Class A Common Stock · 372,260 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Read SEC document |
| February 18, 2018 Filed Apr 13, 2018 22:14 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerClass C Common Stock | 372,260 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-005640 · edgar.xml · nonDerivative · entry 6 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,404,102 F3 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for the same number of shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 3). Read SEC document |
| December 12, 2017 Filed Apr 13, 2018 22:14 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 120,880 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-005640 · edgar.xml · derivative · entry 12 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,776,362 Underlying: Class A Common Stock · 120,880 shares Expires not disclosed F5 · derivative.exercise_price: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company. F5 · price: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company. F5 · derivative.exercise_date: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company. F5 · derivative.expiration_date: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company. Read SEC document |
| December 12, 2017 Filed Apr 13, 2018 22:14 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerClass C Common Stock | 120,880 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-005640 · edgar.xml · nonDerivative · entry 5 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,776,362 F2 · price: Virtu Financial LLC repurchased Virtu Financial Units held by the reporting person on behalf of one or more former employees, and the corresponding shares of Class C Common Stock were repurchased for nominal consideration. Read SEC document |
| November 16, 2017 Filed Apr 13, 2018 22:14 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 209,448 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-005640 · edgar.xml · derivative · entry 11 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,897,242 Underlying: Class A Common Stock · 209,448 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Read SEC document |
| November 16, 2017 Filed Apr 13, 2018 22:14 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerClass C Common Stock | 209,448 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-005640 · edgar.xml · nonDerivative · entry 4 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,897,242 F3 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for the same number of shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 3). Read SEC document |
| November 02, 2017 Filed Apr 13, 2018 22:14 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 133,656 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-005640 · edgar.xml · derivative · entry 10 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,106,690 Underlying: Class A Common Stock · 133,656 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Read SEC document |
| November 02, 2017 Filed Apr 13, 2018 22:14 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerClass C Common Stock | 133,656 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-005640 · edgar.xml · nonDerivative · entry 3 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,106,690 F2 · price: Virtu Financial LLC repurchased Virtu Financial Units held by the reporting person on behalf of one or more former employees, and the corresponding shares of Class C Common Stock were repurchased for nominal consideration. Read SEC document |
| September 11, 2017 Filed Apr 13, 2018 22:14 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 42,595 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-005640 · edgar.xml · derivative · entry 9 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,240,346 Underlying: Class A Common Stock · 42,595 shares Expires not disclosed F5 · derivative.exercise_price: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company. F5 · price: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company. F5 · derivative.exercise_date: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company. F5 · derivative.expiration_date: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company. Read SEC document |
| September 11, 2017 Filed Apr 13, 2018 22:14 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 21,298 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-005640 · edgar.xml · derivative · entry 8 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,282,941 Underlying: Class A Common Stock · 21,298 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F1 · price: Virtu Financial Units and shares of Class C Common Stock were subject to time-based vesting tied to the continued employment of the employees for whom the relevant Virtu Financial Units are held, and were forfeited, in the case of Virtu Financial Units, or cancelled, in the case of the Class C Common Stock, upon the termination of employment of the applicable employee. F4 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Read SEC document |
| September 11, 2017 Filed Apr 13, 2018 22:14 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerClass C Common Stock | 42,595 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-005640 · edgar.xml · nonDerivative · entry 2 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,240,346 F2 · price: Virtu Financial LLC repurchased Virtu Financial Units held by the reporting person on behalf of one or more former employees, and the corresponding shares of Class C Common Stock were repurchased for nominal consideration. Read SEC document |
| September 11, 2017 Filed Apr 13, 2018 22:14 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerClass C Common Stock | 21,298 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-005640 · edgar.xml · nonDerivative · entry 1 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,282,941 F1 · price: Virtu Financial Units and shares of Class C Common Stock were subject to time-based vesting tied to the continued employment of the employees for whom the relevant Virtu Financial Units are held, and were forfeited, in the case of Virtu Financial Units, or cancelled, in the case of the Class C Common Stock, upon the termination of employment of the applicable employee. Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 22:15 UTC Amendment | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 155,009 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-011679 · edgar.xml · derivative · entry 6 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,304,239 Underlying: Class A Common Stock · 155,009 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F3 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F3 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F3 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 22:15 UTC Amendment | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerClass C Common Stock | 155,009 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-011679 · edgar.xml · nonDerivative · entry 3 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,304,239 F1 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for the same number of shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 3). Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 22:10 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 155,009 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-011678 · edgar.xml · derivative · entry 6 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,304,237 Underlying: Class A Common Stock · 15,509 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F3 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F3 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F3 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 22:10 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerClass C Common Stock | 155,009 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-011678 · edgar.xml · nonDerivative · entry 3 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,304,237 F1 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for the same number of shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 3). Read SEC document |
| August 10, 2017 Filed Aug 18, 2017 22:15 UTC Amendment | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 210,766 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-011679 · edgar.xml · derivative · entry 5 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,459,248 Underlying: Class A Common Stock · 210,766 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company. F4 · price: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company. F4 · derivative.exercise_date: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company. F4 · derivative.expiration_date: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company. Read SEC document |
| August 10, 2017 Filed Aug 18, 2017 22:15 UTC Amendment | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerClass C Common Stock | 210,766 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-011679 · edgar.xml · nonDerivative · entry 2 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,459,248 F2 · price: Virtu Financial LLC repurchased Virtu Financial Units held by the reporting person on behalf of one or more former employees, and the corresponding shares of Class C Common Stock were repurchased for nominal consideration. Read SEC document |
| August 10, 2017 Filed Aug 18, 2017 22:10 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 210,766 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-011678 · edgar.xml · derivative · entry 5 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,459,248 Underlying: Class A Common Stock · 210,766 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company. F4 · price: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company. F4 · derivative.exercise_date: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company. F4 · derivative.expiration_date: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial units held by the reporting person on behalf of an employee upon the employees departure from the Company. Read SEC document |
| August 10, 2017 Filed Aug 18, 2017 22:10 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerClass C Common Stock | 210,766 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-011678 · edgar.xml · nonDerivative · entry 2 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,459,248 F2 · price: Virtu Financial LLC repurchased Virtu Financial Units held by the reporting person on behalf of one or more former employees, and the corresponding shares of Class C Common Stock were repurchased for nominal consideration. Read SEC document |
| May 23, 2017 Filed Aug 18, 2017 22:15 UTC Amendment | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 291,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-011679 · edgar.xml · derivative · entry 4 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,670,014 Underlying: Class A Common Stock · 291,793 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F3 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F3 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F3 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Read SEC document |
| May 23, 2017 Filed Aug 18, 2017 22:15 UTC Amendment | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerClass C Common Stock | 291,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-011679 · edgar.xml · nonDerivative · entry 1 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,670,014 F1 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for the same number of shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 3). Read SEC document |
| May 23, 2017 Filed Aug 18, 2017 22:10 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 291,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-011678 · edgar.xml · derivative · entry 4 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,670,014 Underlying: Class A Common Stock · 291,793 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F3 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F3 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F3 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Read SEC document |
| May 23, 2017 Filed Aug 18, 2017 22:10 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerClass C Common Stock | 291,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-011678 · edgar.xml · nonDerivative · entry 1 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,670,014 F1 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for the same number of shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 3). Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 20:52 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative | 4,240 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-17-000352 · es1700297_4-virtu.xml · derivative · entry 10 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,961,807 Underlying: Class A Common Stock · 4,240 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F1 · price: Non-voting common interest units of Virtu Financial LLC ("Virtu Financial Units") and shares of Class C common stock of the Issuer ("Class C Common Stock") were subject to time-based vesting tied to the continued employment of the employees for whom the relevant Virtu Financial Units are held, and were forfeited, in the case of Virtu Financial Units, or cancelled, in the case of the Class C Common Stock, upon the termination of employment of the applicable employee. F4 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F4 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 20:52 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Disposition to issuerClass C Common Stock | 4,240 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-17-000352 · es1700297_4-virtu.xml · nonDerivative · entry 5 Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,961,807 F1 · price: Non-voting common interest units of Virtu Financial LLC ("Virtu Financial Units") and shares of Class C common stock of the Issuer ("Class C Common Stock") were subject to time-based vesting tied to the continued employment of the employees for whom the relevant Virtu Financial Units are held, and were forfeited, in the case of Virtu Financial Units, or cancelled, in the case of the Class C Common Stock, upon the termination of employment of the applicable employee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.