Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Core Scientific, Inc./txCORZ · Entity 389 | Director | August 20, 2026 | August 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Core Scientific, Inc./tx
Report date August 20, 2026 · Filed August 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 71,348 |
Reported balance
After 2026-08-20 transaction · row 1
1 source rowRow 1 · 2026-08-20 · Purchase · Acquired 6,000 · Balance 71,348 F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.27 to $18.345, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.27 to $18.345, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Moelis & Co
Report date December 22, 2023 · Filed December 27, 2023
Section 16 reporting ended · disclosed 2023-12-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 2018 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 6,087.55 |
Reported balance
After 2023-12-22 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-12-22 · Grant · Acquired 63.84 · Balance 6,087.55 F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 2019 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 20,180.71 |
Reported balance
After 2023-12-22 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-12-22 · Grant · Acquired 211.65 · Balance 20,180.71 F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 2020 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 15,018.26 |
Reported balance
After 2023-12-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-12-22 · Grant · Acquired 157.51 · Balance 15,018.26 F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 2020 Long Term Incentive AwardSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 10,257.65 |
Reported balance
After 2023-12-22 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-12-22 · Grant · Acquired 107.58 · Balance 10,257.65 F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F3: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F4: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F5: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 06, 2018 Filed Aug 8, 2018 20:58 UTC | Moelis & Co MC · Entity 3898 | Disposition to issuerPartnership Interest · Derivative | 6,104 | $60.16 Strike: $60.16 | $367,216.64 |
DisclosureSEC source: 0001179110-18-010396 · edgar.xml · derivative · entry 2 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 13,153 Underlying: Class A Common Stock, par value $0.01 · 6,104 shares Expires not disclosed F1 · security: Represents partnership interest in Moelis & Company Partner Holdings LP ("Partner Holdings") which are exchangeable for Class A partnership units in Moelis & Company Group LP ("Group LP"). Each Group LP Class A partnership unit is exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments), or cash, at Group LP's option. F4 · security: Represents transaction by Trust U/Article Second (B) of the Elizabeth A Crain Grantor Retained Annuity Trust. Ms Crain may have indirect voting and dispositive power over the assets of the trust as a result of her relationship to the trustee. F2 · kind: In connection with the public offering of Moelis & Company common stock closed on August 6, 2018, Moelis & Company purchased such Partnership Interests from the reporting person using the proceeds of the offering. The transaction was approved by the Company's board of directors pursuant to rule 16b-3. F3 · derivative.exercise_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. F3 · derivative.expiration_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. F4 · ownership.nature: Represents transaction by Trust U/Article Second (B) of the Elizabeth A Crain Grantor Retained Annuity Trust. Ms Crain may have indirect voting and dispositive power over the assets of the trust as a result of her relationship to the trustee. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 20:58 UTC | Moelis & Co MC · Entity 3898 | Disposition to issuerPartnership Interests · Derivative | 34,383 | $60.16 Strike: $60.16 | $2,068,481.28 |
DisclosureSEC source: 0001179110-18-010396 · edgar.xml · derivative · entry 1 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,102 Underlying: Class A Common Stock, par value $0.01 · 34,383 shares Expires not disclosed F1 · security: Represents partnership interest in Moelis & Company Partner Holdings LP ("Partner Holdings") which are exchangeable for Class A partnership units in Moelis & Company Group LP ("Group LP"). Each Group LP Class A partnership unit is exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments), or cash, at Group LP's option. F2 · kind: In connection with the public offering of Moelis & Company common stock closed on August 6, 2018, Moelis & Company purchased such Partnership Interests from the reporting person using the proceeds of the offering. The transaction was approved by the Company's board of directors pursuant to rule 16b-3. F3 · derivative.exercise_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. F3 · derivative.expiration_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:31 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 158.77 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007239 · edgar.xml · derivative · entry 5 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,903.83 Underlying: Class A Common Stock · 158.77 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15,2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15,2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:31 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 131.43 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007239 · edgar.xml · derivative · entry 4 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,476.29 Underlying: Class A Common Stock · 131.43 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:31 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 142.71 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007239 · edgar.xml · derivative · entry 3 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,889.8 Underlying: Class A Common Stock · 142.71 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:31 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Incentive RSUs Granted in 2015 · Derivative | 125.67 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007239 · edgar.xml · derivative · entry 2 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,754.13 Underlying: Class A Common Stock · 125.67 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:31 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Incentive Restricted Stock Units · Derivative | 72.96 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007239 · edgar.xml · derivative · entry 1 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,146.99 Underlying: Class A Common Stock · 72.96 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| May 15, 2018 Filed May 16, 2018 20:07 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionTop Up Options (Right To Buy) · Derivative | 6,668 | $0.00 Strike: $19.45 | $0.00 |
DisclosureSEC source: 0001179110-18-006869 · edgar.xml · derivative · entry 3 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,669 Underlying: Class A Common Stock · 6,668 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Grant of stock options pursuant to the Moelis & Company 2014 Omnibus Plan. F2 · derivative.exercise_price: The Top Options were originally issued at $25.00. Moelis & Company (the "Company") paid special dividends of $5.55, in aggregate, through March 31, 2018. As required under Section 5 of the Company's 2014 Omnibus Incentive Plan, the Compensation Committee of the Company's Board of Directors equitably reduced the exercise price of the Company's outstanding options to purchase common stock by $5.55 from $25.00 per share to $19.45 per share. Such options are held by certain current and former employees of the Company, including officers and directors. F3 · derivative.exercise_date: The Top Up Options vest 25% on April 22, 2017, 25% on April 22, 2018 and 50% on April 22, 2019. The Top Up Options expire on April 22, 2020. F3 · derivative.expiration_date: The Top Up Options vest 25% on April 22, 2017, 25% on April 22, 2018 and 50% on April 22, 2019. The Top Up Options expire on April 22, 2020. Read SEC document |
| May 15, 2018 Filed May 16, 2018 20:07 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 6,668 | $57.24 | $381,702.99 |
DisclosureSEC source: 0001179110-18-006869 · edgar.xml · nonDerivative · entry 2 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 15, 2018 Filed May 16, 2018 20:07 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 6,668 | $19.45 | $129,692.60 |
DisclosureSEC source: 0001179110-18-006869 · edgar.xml · nonDerivative · entry 1 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2018 Filed May 7, 2018 22:09 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 4,535 | $54.89 | $248,944.74 |
DisclosureSEC source: 0001179110-18-006390 · edgar.xml · nonDerivative · entry 1 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:27 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2014 Incentive Restricted Stock Units · Derivative | 9,070.0264 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-005899 · edgar.xml · derivative · entry 4 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,074.03 Underlying: Class A Common Stock · 9,070.0264 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on April 24, 2018. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on April 24, 2018. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on April 24, 2018. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on April 24, 2018. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:27 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 4,535 | $54.45 | $246,930.75 |
DisclosureSEC source: 0001179110-18-005899 · edgar.xml · nonDerivative · entry 3 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,535 Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:27 UTC | Moelis & Co MC · Entity 3898 | Disposition to issuerClass A Common Stock | 0.0264 | $1.44 | $0.04 |
DisclosureSEC source: 0001179110-18-005899 · edgar.xml · nonDerivative · entry 2 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,070 F2 · shares: Pursuant to the terms of the RSUs, fractional shares were settled in cash. F3 · price: Based on the price per share of Class A common stock of $54.45. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:27 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 9,070.0264 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-005899 · edgar.xml · nonDerivative · entry 1 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,070.0264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 20:52 UTC | Moelis & Co MC · Entity 3898 | Disposition to issuerPartnership Interest · Derivative | 6,026 | $50.00 Strike: $50.00 | $301,300.00 |
DisclosureSEC source: 0001179110-18-004482 · edgar.xml · derivative · entry 2 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 19,257 Underlying: Class A Common Stock, par value $0.01 · 6,026 shares Expires not disclosed F1 · security: Represents partnership interest in Moelis & Company Partner Holdings LP ("Partner Holdings") which are exchangeable for Class A partnership units in Moelis & Company Group LP ("Group LP"). Each Group LP Class A partnership unit is exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments), or cash, at Group LP's option. F4 · security: Represents transaction by Trust U/Article Second (B) of the Elizabeth A Crain Grantor Retained Annuity Trust. Ms Crain may have indirect voting and dispositive power over the assets of the trust as a result of her relationship to the trustee. F2 · kind: In connection with the public offering of Moelis & Company common stock closed on March 14, 2018, Moelis & Company purchased such Partnership Interests from the reporting person using the proceeds of the offering. The transaction was approved by the Company's board of directors pursuant to rule 16b-3. F3 · derivative.exercise_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. F3 · derivative.expiration_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. F4 · ownership.nature: Represents transaction by Trust U/Article Second (B) of the Elizabeth A Crain Grantor Retained Annuity Trust. Ms Crain may have indirect voting and dispositive power over the assets of the trust as a result of her relationship to the trustee. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 20:52 UTC | Moelis & Co MC · Entity 3898 | Disposition to issuerPartnership Interests · Derivative | 33,939 | $50.00 Strike: $50.00 | $1,696,950.00 |
DisclosureSEC source: 0001179110-18-004482 · edgar.xml · derivative · entry 1 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,485 Underlying: Class A Common Stock, par value $0.01 · 33,939 shares Expires not disclosed F1 · security: Represents partnership interest in Moelis & Company Partner Holdings LP ("Partner Holdings") which are exchangeable for Class A partnership units in Moelis & Company Group LP ("Group LP"). Each Group LP Class A partnership unit is exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments), or cash, at Group LP's option. F2 · kind: In connection with the public offering of Moelis & Company common stock closed on March 14, 2018, Moelis & Company purchased such Partnership Interests from the reporting person using the proceeds of the offering. The transaction was approved by the Company's board of directors pursuant to rule 16b-3. F3 · derivative.exercise_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. F3 · derivative.expiration_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 21:04 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 720.06 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003952 · edgar.xml · derivative · entry 5 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,745.06 Underlying: Class A Common Stock · 720.06 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15,2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15,2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 21:04 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 596.06 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003952 · edgar.xml · derivative · entry 4 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,344.86 Underlying: Class A Common Stock · 596.06 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 21:04 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 647.2 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003952 · edgar.xml · derivative · entry 3 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,747.09 Underlying: Class A Common Stock · 647.2 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 21:04 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Incentive RSUs Granted in 2015 · Derivative | 569.94 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003952 · edgar.xml · derivative · entry 2 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,628.47 Underlying: Class A Common Stock · 569.94 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 21:04 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Incentive Restricted Stock Units · Derivative | 661.68 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003952 · edgar.xml · derivative · entry 1 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,144.06 Underlying: Class A Common Stock · 661.68 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| February 26, 2018 Filed Feb 26, 2018 22:31 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 8,581 | $51.31 | $440,315.99 |
DisclosureSEC source: 0001179110-18-002895 · edgar.xml · nonDerivative · entry 4 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:31 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2016 Incentive RSUs · Derivative | 3,936.1358 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002895 · edgar.xml · derivative · entry 7 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,748.8 Underlying: Class A Common Stock · 3,936.1358 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2018. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:31 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2015 Incentive RSUs · Derivative | 5,699.2016 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002895 · edgar.xml · derivative · entry 6 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,099.89 Underlying: Class A Common Stock · 5,699.2016 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2018. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:31 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2014 Incentive RSUs Granted in 2015 · Derivative | 7,529.2632 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002895 · edgar.xml · derivative · entry 5 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,058.53 Underlying: Class A Common Stock · 7,529.2632 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2018. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:31 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 8,583 | $50.00 | $429,150.00 |
DisclosureSEC source: 0001179110-18-002895 · edgar.xml · nonDerivative · entry 3 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,581 Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:31 UTC | Moelis & Co MC · Entity 3898 | Disposition to issuerClass A Common Stock | 0.6006 | $30.03 | $18.04 |
DisclosureSEC source: 0001179110-18-002895 · edgar.xml · nonDerivative · entry 2 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,164 F2 · shares: Pursuant to the terms of the RSUs, fractional shares were settled in cash. F3 · price: Based on the price per share of Class A common stock of $50.00. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:31 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 17,164.6006 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-002895 · edgar.xml · nonDerivative · entry 1 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,164.6006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:24 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 19,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002379 · edgar.xml · derivative · entry 1 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,025 Underlying: Class A Common Stock · 19,025 shares Expires not disclosed F1 · security: Each 2017 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F1 · derivative.exercise_price: Each 2017 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F2 · derivative.exercise_date: The 2017 Incentive Restricted Stock Units vest in equal installments on February 23, 2019, February 23, 2020, February 23, 2021, February 23, 2022, and February 23, 2023. F2 · derivative.expiration_date: The 2017 Incentive Restricted Stock Units vest in equal installments on February 23, 2019, February 23, 2020, February 23, 2021, February 23, 2022, and February 23, 2023. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 21:32 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 157.24 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-014551 · edgar.xml · derivative · entry 4 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,684.94 Underlying: Class A Common Stock · 157.24 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 21:32 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 182.12 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-014551 · edgar.xml · derivative · entry 3 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,799.09 Underlying: Class A Common Stock · 182.12 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 21:32 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Incentive RSUs Granted in 2015 · Derivative | 180.43 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-014551 · edgar.xml · derivative · entry 2 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,587.79 Underlying: Class A Common Stock · 180.43 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 21:32 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Incentive Restricted Stock Units · Derivative | 139.65 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-014551 · edgar.xml · derivative · entry 1 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,482.38 Underlying: Class A Common Stock · 139.65 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 22:16 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 186.12 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-011710 · edgar.xml · derivative · entry 4 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,527.69 Underlying: Class A Common Stock · 186.12 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 22:16 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 215.57 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-011710 · edgar.xml · derivative · entry 3 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,616.97 Underlying: Class A Common Stock · 215.57 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 22:16 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Incentive RSUs Granted in 2015 · Derivative | 213.57 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-011710 · edgar.xml · derivative · entry 2 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,407.36 Underlying: Class A Common Stock · 213.57 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 22:16 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Incentive Restricted Stock Units · Derivative | 165.3 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-011710 · edgar.xml · derivative · entry 1 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,342.73 Underlying: Class A Common Stock · 165.3 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 20:21 UTC | Moelis & Co MC · Entity 3898 | Disposition to issuerPartnership Interest · Derivative | 7,393 | $41.61 Strike: $41.61 | $307,622.73 |
DisclosureSEC source: 0001179110-17-010877 · edgar.xml · derivative · entry 2 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 25,283 Underlying: Class A Common Stock, par value $0.01 · 7,393 shares Expires not disclosed F1 · security: Represents partnership interest in Moelis & Company Partner Holdings LP ("Partner Holdings") which are exchangeable for Class A partnership units in Moelis & Company Group LP ("Group LP"). Each Group LP Class A partnership unit is exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments), or cash, at Group LP's option. F4 · security: Represents transaction by Trust U/Article Second (B) of the Elizabeth A Crain Grantor Retained Annuity Trust. Ms Crain may have indirect voting and dispositive power over the assets of the trust as a result of her relationship to the trustee. F3 · derivative.exercise_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. F3 · derivative.expiration_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. F4 · ownership.nature: Represents transaction by Trust U/Article Second (B) of the Elizabeth A Crain Grantor Retained Annuity Trust. Ms Crain may have indirect voting and dispositive power over the assets of the trust as a result of her relationship to the trustee. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 20:21 UTC | Moelis & Co MC · Entity 3898 | Disposition to issuerPartnership Interests · Derivative | 41,642 | $41.61 Strike: $41.61 | $1,732,723.62 |
DisclosureSEC source: 0001179110-17-010877 · edgar.xml · derivative · entry 1 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,424 Underlying: Class A Common Stock, par value $0.01 · 41,642 shares Expires not disclosed F1 · security: Represents partnership interest in Moelis & Company Partner Holdings LP ("Partner Holdings") which are exchangeable for Class A partnership units in Moelis & Company Group LP ("Group LP"). Each Group LP Class A partnership unit is exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments), or cash, at Group LP's option. F2 · kind: In connection with the public offering of Moelis & Company common stock closed on July 28, 2017, Moelis & Company purchased such Partnership Interests from the reporting person using the proceeds of the offering. The transaction was approved by the Company's board of directors pursuant to rule 16b-3. F3 · derivative.exercise_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. F3 · derivative.expiration_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 20:46 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 481.73 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010263 · edgar.xml · derivative · entry 4 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,341.57 Underlying: Class A Common Stock · 481.73 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 20:46 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 557.94 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010263 · edgar.xml · derivative · entry 3 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,401.41 Underlying: Class A Common Stock · 557.94 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 20:46 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Incentive RSUs Granted in 2015 · Derivative | 552.77 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010263 · edgar.xml · derivative · entry 2 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,193.79 Underlying: Class A Common Stock · 552.77 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 20:46 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Incentive Restricted Stock Units · Derivative | 427.83 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010263 · edgar.xml · derivative · entry 1 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,177.43 Underlying: Class A Common Stock · 427.83 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| May 24, 2017 Filed May 26, 2017 20:24 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 190.82 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008084 · edgar.xml · derivative · entry 4 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,859.84 Underlying: Class A Common Stock · 190.82 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| May 24, 2017 Filed May 26, 2017 20:24 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 221 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008084 · edgar.xml · derivative · entry 3 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,843.46 Underlying: Class A Common Stock · 221 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| May 24, 2017 Filed May 26, 2017 20:24 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Incentive RSUs Granted in 2015 · Derivative | 218.95 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008084 · edgar.xml · derivative · entry 2 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,641.02 Underlying: Class A Common Stock · 218.95 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| May 24, 2017 Filed May 26, 2017 20:24 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Incentive Restricted Stock Units · Derivative | 169.47 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008084 · edgar.xml · derivative · entry 1 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,749.6 Underlying: Class A Common Stock · 169.47 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:29 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2014 Incentive Restricted Stock Units · Derivative | 8,288.24 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-006278 · edgar.xml · derivative · entry 4 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,580.1373 Underlying: Class A Common Stock · 8,288.24 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on April 26, 2017. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on April 26, 2017. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on April 26, 2017. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on April 26, 2017. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:29 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 8,288 | $38.12 | $315,938.56 |
DisclosureSEC source: 0001179110-17-006278 · edgar.xml · nonDerivative · entry 3 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.