Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Core Scientific, Inc./txCORZ · Entity 389 | Director | August 20, 2026 | August 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Core Scientific, Inc./tx
Report date August 20, 2026 · Filed August 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 71,348 |
Reported balance
After 2026-08-20 transaction · row 1
1 source rowRow 1 · 2026-08-20 · Purchase · Acquired 6,000 · Balance 71,348 F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.27 to $18.345, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.27 to $18.345, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Moelis & Co
Report date December 22, 2023 · Filed December 27, 2023
Section 16 reporting ended · disclosed 2023-12-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 2018 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 6,087.55 |
Reported balance
After 2023-12-22 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-12-22 · Grant · Acquired 63.84 · Balance 6,087.55 F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 2019 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 20,180.71 |
Reported balance
After 2023-12-22 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-12-22 · Grant · Acquired 211.65 · Balance 20,180.71 F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 2020 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 15,018.26 |
Reported balance
After 2023-12-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-12-22 · Grant · Acquired 157.51 · Balance 15,018.26 F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 2020 Long Term Incentive AwardSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 10,257.65 |
Reported balance
After 2023-12-22 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-12-22 · Grant · Acquired 107.58 · Balance 10,257.65 F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F3: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F4: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F5: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 28, 2022 Filed Apr 1, 2022 00:27 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 140.15 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-021860 · doc4.xml · derivative · entry 2 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,081.3 Underlying: Class A Common Stock · 140.15 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 28, 2022 Filed Apr 1, 2022 00:27 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 72.66 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-021860 · doc4.xml · derivative · entry 1 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,745.33 Underlying: Class A Common Stock · 72.66 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:30 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2020 Incentive Restricted Stock Units · Derivative | 3,322.75 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012855 · doc4.xml · derivative · entry 8 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,996.75 Underlying: Class A Common Stock · 3,322.75 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:30 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 9,068.83 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012855 · doc4.xml · derivative · entry 7 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,206.48 Underlying: Class A Common Stock · 9,068.83 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:30 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2018 Incentive Restricted Stock Units · Derivative | 5,469.89 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012855 · doc4.xml · derivative · entry 6 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,941.15 Underlying: Class A Common Stock · 5,469.89 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:30 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2017 Incentive Restricted Stock Units · Derivative | 5,672.66 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012855 · doc4.xml · derivative · entry 5 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,672.66 Underlying: Class A Common Stock · 5,672.66 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:30 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2016 Incentive Restricted Stock Units · Derivative | 5,869.75 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012855 · doc4.xml · derivative · entry 4 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,869.75 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:30 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 11,757 | $47.12 | $553,989.84 |
DisclosureSEC source: 0001209191-22-012855 · doc4.xml · nonDerivative · entry 3 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,116 F2 · security: Class A Common Stock sold by Ms. Crain in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs. Federal taxes are not withheld from Class A Common Stock delivered to Ms. Crain upon settlement of RSUs because she is a partner in Moelis & Company Partner Holdings LP. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:30 UTC | Moelis & Co MC · Entity 3898 | Tax withholdingClass A Common Stock | 3,530.89 | $47.12 | $166,375.54 |
DisclosureSEC source: 0001209191-22-012855 · doc4.xml · nonDerivative · entry 2 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,873 Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:30 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 29,403.89 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-012855 · doc4.xml · nonDerivative · entry 1 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,403.89 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 21:49 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2020 Incentive RSUs · Derivative | 1,176.16 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-067861 · doc4.xml · derivative · entry 3 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,319.5 Underlying: Class A Common Stock · 1,176.16 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 21:49 UTC | Moelis & Co MC · Entity 3898 | Tax withholdingClass A Common Stock | 1,176.16 | $61.05 | $71,804.57 |
DisclosureSEC source: 0001209191-21-067861 · doc4.xml · nonDerivative · entry 2 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 21:49 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 1,176.16 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-067861 · doc4.xml · nonDerivative · entry 1 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,176.16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common Stock were acquired in order to settle the tax obligation due as a result of the Retirement Eligibility policy of the Company. Read SEC document |
| November 19, 2021 Filed Nov 24, 2021 02:31 UTC | Moelis & Co MC · Entity 3898 | Grant2020 Long Term Incentive Award · Derivative | 406.07 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-066677 · doc4.xml · derivative · entry 6 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,219.18 Underlying: Class A Common Stock · 406.07 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F7 · derivative.exercise_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F7 · derivative.expiration_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 19, 2021 Filed Nov 24, 2021 02:31 UTC | Moelis & Co MC · Entity 3898 | Grant2020 Incentive RSUs · Derivative | 990.86 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-066677 · doc4.xml · derivative · entry 5 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,495.66 Underlying: Class A Common Stock · 990.86 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 19, 2021 Filed Nov 24, 2021 02:31 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 1,597.8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-066677 · doc4.xml · derivative · entry 4 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,275.31 Underlying: Class A Common Stock · 1,597.8 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 19, 2021 Filed Nov 24, 2021 02:31 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 722.85 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-066677 · doc4.xml · derivative · entry 3 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,411.04 Underlying: Class A Common Stock · 722.85 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 19, 2021 Filed Nov 24, 2021 02:31 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 499.72 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-066677 · doc4.xml · derivative · entry 2 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,345.33 Underlying: Class A Common Stock · 499.72 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| November 19, 2021 Filed Nov 24, 2021 02:31 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 258.54 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-066677 · doc4.xml · derivative · entry 1 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,869.75 Underlying: Class A Common Stock · 258.54 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 17, 2021 Filed Sep 22, 2021 00:09 UTC | Moelis & Co MC · Entity 3898 | Grant2020 Long Term Incentive Award · Derivative | 84.61 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057142 · doc4.xml · derivative · entry 6 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,813.11 Underlying: Class A Common Stock · 84.61 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F7 · derivative.exercise_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F7 · derivative.expiration_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 17, 2021 Filed Sep 22, 2021 00:09 UTC | Moelis & Co MC · Entity 3898 | Grant2020 Incentive RSUs · Derivative | 206.45 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057142 · doc4.xml · derivative · entry 5 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,504.8 Underlying: Class A Common Stock · 206.45 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 17, 2021 Filed Sep 22, 2021 00:09 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 332.9 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057142 · doc4.xml · derivative · entry 4 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,677.5 Underlying: Class A Common Stock · 332.9 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 17, 2021 Filed Sep 22, 2021 00:09 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 150.61 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057142 · doc4.xml · derivative · entry 3 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,688.19 Underlying: Class A Common Stock · 150.61 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 17, 2021 Filed Sep 22, 2021 00:09 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 104.12 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057142 · doc4.xml · derivative · entry 2 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,845.61 Underlying: Class A Common Stock · 104.12 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| September 17, 2021 Filed Sep 22, 2021 00:09 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 53.87 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057142 · doc4.xml · derivative · entry 1 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,611.21 Underlying: Class A Common Stock · 53.87 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 18, 2021 Filed Jun 23, 2021 01:12 UTC | Moelis & Co MC · Entity 3898 | Grant2020 Long Term Incentive Award · Derivative | 401.47 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042629 · doc4.xml · derivative · entry 6 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,728.5 Underlying: Class A Common Stock · 401.47 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F7 · derivative.exercise_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F7 · derivative.expiration_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 18, 2021 Filed Jun 23, 2021 01:12 UTC | Moelis & Co MC · Entity 3898 | Grant2020 Incentive RSUs · Derivative | 979.63 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042629 · doc4.xml · derivative · entry 5 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,298.35 Underlying: Class A Common Stock · 979.63 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 18, 2021 Filed Jun 23, 2021 01:12 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 1,579.7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042629 · doc4.xml · derivative · entry 4 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,344.6 Underlying: Class A Common Stock · 1,579.7 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 18, 2021 Filed Jun 23, 2021 01:12 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 714.66 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042629 · doc4.xml · derivative · entry 3 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,537.58 Underlying: Class A Common Stock · 714.66 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 18, 2021 Filed Jun 23, 2021 01:12 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 494.06 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042629 · doc4.xml · derivative · entry 2 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,741.49 Underlying: Class A Common Stock · 494.06 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 18, 2021 Filed Jun 23, 2021 01:12 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 255.61 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042629 · doc4.xml · derivative · entry 1 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,557.34 Underlying: Class A Common Stock · 255.61 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:47 UTC | Moelis & Co MC · Entity 3898 | Grant2020 Long Term Incentive Award · Derivative | 81.03 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023678 · doc4.xml · derivative · entry 6 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,327.03 Underlying: Class A Common Stock · 81.03 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F7 · derivative.exercise_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F7 · derivative.expiration_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:47 UTC | Moelis & Co MC · Entity 3898 | Grant2020 Incentive RSUs · Derivative | 197.72 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023678 · doc4.xml · derivative · entry 5 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,318.72 Underlying: Class A Common Stock · 197.72 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:47 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 318.84 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023678 · doc4.xml · derivative · entry 4 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,764.9 Underlying: Class A Common Stock · 318.84 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:47 UTC | Moelis & Co MC · Entity 3898 | Grant2018 Incentive RSUs · Derivative | 144.24 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023678 · doc4.xml · derivative · entry 3 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,822.92 Underlying: Class A Common Stock · 144.24 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:47 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs · Derivative | 99.72 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023678 · doc4.xml · derivative · entry 2 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,247.43 Underlying: Class A Common Stock · 99.72 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:47 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 51.59 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023678 · doc4.xml · derivative · entry 1 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,301.73 Underlying: Class A Common Stock · 51.59 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 18, 2021 Filed Mar 20, 2021 00:30 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 6,691 | $58.00 | $388,078.00 |
DisclosureSEC source: 0001209191-21-022189 · doc4.xml · nonDerivative · entry 1 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan. Read SEC document |
| March 17, 2021 Filed Mar 17, 2021 23:40 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 6,692 | $57.00 | $381,444.00 |
DisclosureSEC source: 0001209191-21-021566 · doc4.xml · nonDerivative · entry 2 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,691 F1 · security: Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:40 UTC | Moelis & Co MC · Entity 3898 | SaleClass A Common Stock | 6,692 | $55.50 | $371,406.00 |
DisclosureSEC source: 0001209191-21-021566 · doc4.xml · nonDerivative · entry 1 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,383 F1 · security: Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:46 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 6,624.12 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014530 · doc4.xml · derivative · entry 7 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,446.06 Underlying: Class A Common Stock · 6,624.12 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:46 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2018 Incentive Restricted Stock Units · Derivative | 4,174.79 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014530 · doc4.xml · derivative · entry 6 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,678.67 Underlying: Class A Common Stock · 4,174.79 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:46 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2017 Incentive Restricted Stock Units · Derivative | 4,515.13 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014530 · doc4.xml · derivative · entry 5 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,147.7 Underlying: Class A Common Stock · 4,515.13 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:46 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2016 Incentive Restricted Stock Units · Derivative | 4,863.97 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014530 · doc4.xml · derivative · entry 4 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,250.13 Underlying: Class A Common Stock · 4,863.97 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:46 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2015 Incentive Restricted Stock Units · Derivative | 7,340.7 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014530 · doc4.xml · derivative · entry 3 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,340.7 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:46 UTC | Moelis & Co MC · Entity 3898 | Tax withholdingClass A Common Stock | 14,000.72 | $54.29 | $760,099.09 |
DisclosureSEC source: 0001209191-21-014530 · doc4.xml · nonDerivative · entry 2 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,075 Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:46 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 27,518.72 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-014530 · doc4.xml · nonDerivative · entry 1 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,075.72 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock of Moelis & Company ("Class A Common Stock") were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 02:10 UTC | Moelis & Co MC · Entity 3898 | Grant2020 LTI RSUs · Derivative | 8,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013575 · doc4.xml · derivative · entry 2 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,246 Underlying: Class A Common Stock · 8,246 shares Expires not disclosed F3 · security: Each 2020 LTI RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F3 · derivative.exercise_price: Each 2020 LTI RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F4 · derivative.exercise_date: The 2020 LTI Restricted Stock Units vest in equal installments on February 23, 2024, February 23, 2025 and February 23, 2026. F4 · derivative.expiration_date: The 2020 LTI Restricted Stock Units vest in equal installments on February 23, 2024, February 23, 2025 and February 23, 2026. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 02:10 UTC | Moelis & Co MC · Entity 3898 | Grant2020 Incentive RSUs · Derivative | 20,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013575 · doc4.xml · derivative · entry 1 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,121 Underlying: Class A Common Stock · 20,121 shares Expires not disclosed F1 · security: Each 2020 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F1 · derivative.exercise_price: Each 2020 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F2 · derivative.exercise_date: The 2020 Incentive Restricted Stock Units vest in equal installments on February 23, 2022, February 23, 2023, February 23, 2024, February 23, 2025 and February 23, 2026. F2 · derivative.expiration_date: The 2020 Incentive Restricted Stock Units vest in equal installments on February 23, 2022, February 23, 2023, February 23, 2024, February 23, 2025 and February 23, 2026. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 22:23 UTC | Moelis & Co MC · Entity 3898 | Grant2019 Incentive RSUs · Derivative | 1,623.53 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065712 · doc4.xml · derivative · entry 5 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,070.18 Underlying: Class A Common Stock · 1,623.53 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.