CONNORS MICHAEL P

SEC source: 0001209191-23-030876 · doc4.xml · nonDerivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,978

F1 · kind: Restricted stock award granted as director fees under a Chubb Limited long-term incentive plan, which meets the requirements of Rule 16b-3. Such restricted stock will vest on the day of the next annual Chubb Limited shareholders meeting, assuming the reporting person is a director of Chubb Limited on such date.

F1 · price: Restricted stock award granted as director fees under a Chubb Limited long-term incentive plan, which meets the requirements of Rule 16b-3. Such restricted stock will vest on the day of the next annual Chubb Limited shareholders meeting, assuming the reporting person is a director of Chubb Limited on such date.

SEC source: 0001415889-23-006328 · form4-04052023_110424.xml · nonDerivative · entry 2

CONNORS MICHAEL P · CIK 0001249201 · Director · CHAIRMAN & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,723,548

F2 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligation in connection with vesting of restricted stock units issued in accordance with Rule 16b-3

SEC source: 0001415889-23-006328 · form4-04052023_110424.xml · nonDerivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director · CHAIRMAN & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,776,198

F1 · kind: Represents grant of RSUs earned because the Company's Adjusted EBITDA for 2022 was at least 50% greater than its Adjusted EBITDA for 2020.

SEC source: 0001415889-23-005015 · form4-03162023_080342.xml · nonDerivative · entry 3

CONNORS MICHAEL P · CIK 0001249201 · Director · CHAIRMAN & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,669,491

F2 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligation in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.

SEC source: 0001415889-23-005015 · form4-03162023_080342.xml · nonDerivative · entry 2

CONNORS MICHAEL P · CIK 0001249201 · Director · CHAIRMAN & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,683,254

F1 · kind: Represents restricted stock units (RSUs) granted to the reporting pursuant to the Information Services Group, Inc. Amended and Restated 2007 Equity and Incentive Award Plan, which will vest 100% on March 15, 2024.

SEC source: 0001415889-23-005015 · form4-03162023_080342.xml · nonDerivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director · CHAIRMAN & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,600,968

SEC source: 0001415889-22-009411 · form4-09062022_010955.xml · nonDerivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director · CHAIRMAN & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,653,309

F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.

SEC source: 0001415889-22-008195 · form4-08032022_020845.xml · derivative · entry 5

CONNORS MICHAEL P · CIK 0001249201 · Director · CHAIRMAN & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 241,329 shares

Expires 2022-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On August 1, 2019, the Reporting Person was granted RSUs that would be earned based on achievement of market price goals, which were measured as the average closing price of the Issuer's common stock over the ten-trading-day period prior to and including the third anniversary of the date of grant. 50% of the number of RSUs would be earned if the measured market price was $6 and 100% of the RSUs would be earned if the measured market price was $8 or above, with straight-line interpolation of the number of earned RSUs if the measured market price was between $6 and $8. Based on the creation of more than $230 million in market value since the grant in August 2019, these performance shares vested at 82% of the maximum that could have been earned.

F2 · shares: On August 1, 2019, the Reporting Person was granted RSUs that would be earned based on achievement of market price goals, which were measured as the average closing price of the Issuer's common stock over the ten-trading-day period prior to and including the third anniversary of the date of grant. 50% of the number of RSUs would be earned if the measured market price was $6 and 100% of the RSUs would be earned if the measured market price was $8 or above, with straight-line interpolation of the number of earned RSUs if the measured market price was between $6 and $8. Based on the creation of more than $230 million in market value since the grant in August 2019, these performance shares vested at 82% of the maximum that could have been earned.

SEC source: 0001415889-22-008195 · form4-08032022_020845.xml · nonDerivative · entry 4

CONNORS MICHAEL P · CIK 0001249201 · Director · CHAIRMAN & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,698,529

F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3. Each deemed disposition relates to a separate grant of restricted stock units.

SEC source: 0001415889-22-008195 · form4-08032022_020845.xml · nonDerivative · entry 3

CONNORS MICHAEL P · CIK 0001249201 · Director · CHAIRMAN & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,732,736

F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3. Each deemed disposition relates to a separate grant of restricted stock units.

SEC source: 0001415889-22-008195 · form4-08032022_020845.xml · nonDerivative · entry 2

CONNORS MICHAEL P · CIK 0001249201 · Director · CHAIRMAN & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,844,592

F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3. Each deemed disposition relates to a separate grant of restricted stock units.

SEC source: 0001415889-22-008195 · form4-08032022_020845.xml · nonDerivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director · CHAIRMAN & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,865,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-22-006129 · form4-06032022_010613.xml · derivative · entry 3

CONNORS MICHAEL P · CIK 0001249201 · Director · CHAIRMAN & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,375

Underlying: Common Stock · 196,375 shares

Expires 2025-06-01

F3 · derivative.exercise_price: Represents a grant of RSUs that may be earned based on achievement of market price goals, which will be measured at the average closing price of the Issuer's common stock over the ten-trading-day period prior to and including the third anniversary of the date of grant. 50% of the number of RSUs reported above will be earned if the measured market price is $9.00 and 100% of the RSUs will be earned if the measured market price is $13.00 or above, with interpolation of the number of earned RSUs if the measured market price is between $9.00 and $13.00. Unearned RSUs will be canceled. Market price goals are subject to adjustment for stock splits and certain other corporate events. Once determined, any such earned RSUs will be fully vested.

F3 · derivative.exercise_date: Represents a grant of RSUs that may be earned based on achievement of market price goals, which will be measured at the average closing price of the Issuer's common stock over the ten-trading-day period prior to and including the third anniversary of the date of grant. 50% of the number of RSUs reported above will be earned if the measured market price is $9.00 and 100% of the RSUs will be earned if the measured market price is $13.00 or above, with interpolation of the number of earned RSUs if the measured market price is between $9.00 and $13.00. Unearned RSUs will be canceled. Market price goals are subject to adjustment for stock splits and certain other corporate events. Once determined, any such earned RSUs will be fully vested.

SEC source: 0001415889-22-006129 · form4-06032022_010613.xml · nonDerivative · entry 2

CONNORS MICHAEL P · CIK 0001249201 · Director · CHAIRMAN & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,624,616

F2 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.

SEC source: 0001415889-22-006129 · form4-06032022_010613.xml · nonDerivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director · CHAIRMAN & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,638,364

F1 · kind: Represents restricted stock units (RSUs) granted to the reporting person pursuant to the Information Services Group, Inc. Amended and Restated 2007 Equity and Incentive Award Plan, which will vest in 4 equal installments on each of the first, second, third and fourth anniversaries of June 1, 2022.

SEC source: 0001209191-22-031278 · doc4.xml · nonDerivative · entry 2

CONNORS MICHAEL P · CIK 0001249201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,023

F2 · kind: Common Shares being withheld in order to pay tax liability.

SEC source: 0001209191-22-031278 · doc4.xml · nonDerivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,294

F1 · kind: Restricted stock award granted as director fees under a Chubb Limited long-term incentive plan (the "Plan"), which meets the requirements of Rule 16b-3. Such restricted stock will vest on the day of the next annual Chubb Limited shareholders meeting, assuming the reporting person is a director of Chubb Limited on such date.

F1 · price: Restricted stock award granted as director fees under a Chubb Limited long-term incentive plan (the "Plan"), which meets the requirements of Rule 16b-3. Such restricted stock will vest on the day of the next annual Chubb Limited shareholders meeting, assuming the reporting person is a director of Chubb Limited on such date.

SEC source: 0001415889-22-003125 · form4-03172022_010333.xml · nonDerivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director · CHAIRMAN & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,540,177

F1 · kind: Represents restricted stock units (RSUs) granted to the reporting person pursuant to the Information Services Group, Inc. Amended and Restated 2007 Equity and Incentive Award Plan, which will vest 100% on March 15, 2023.

SEC source: 0001415889-21-004218 · form4-09032021_020901.xml · nonDerivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director · CHAIRMAN & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,512,283

F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.

SEC source: 0001104659-21-099511 · tm2121522-2_4seq1.xml · nonDerivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,557,503

F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.

SEC source: 0001104659-21-076449 · tm2118481-4_4seq1.xml · derivative · entry 3

CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,390

Underlying: Common Stock · 203,390 shares

Expires 2024-06-01

F3 · derivative.exercise_price: Represents a grant of RSUs that may be earned based on achievement of market price goals, which will be measured at the average closing price of the Issuer's common stock over the ten-trading-day period prior to and including the third anniversary of the date of grant. 50% of the number of RSUs reported above will be earned if the measured market price is between $5.25 and $6.00 and 100% of the RSUs will be earned if the measured market price is $7.50 or above, with straight-line interpolation of the number of earned RSUs if the measured market price is between $6 and $7.50. Unearned RSUs will be canceled. Market price goals are subject to adjustment for stock splits and certain other corporate events. The Compensation Committee determined the share price targets in December 2020 based upon the year-end 2020 share price. The targets established represent a 60% share price increase from the year-end share price. Once determined, any such earned RSUs will be fully vested.

F3 · derivative.exercise_date: Represents a grant of RSUs that may be earned based on achievement of market price goals, which will be measured at the average closing price of the Issuer's common stock over the ten-trading-day period prior to and including the third anniversary of the date of grant. 50% of the number of RSUs reported above will be earned if the measured market price is between $5.25 and $6.00 and 100% of the RSUs will be earned if the measured market price is $7.50 or above, with straight-line interpolation of the number of earned RSUs if the measured market price is between $6 and $7.50. Unearned RSUs will be canceled. Market price goals are subject to adjustment for stock splits and certain other corporate events. The Compensation Committee determined the share price targets in December 2020 based upon the year-end 2020 share price. The targets established represent a 60% share price increase from the year-end share price. Once determined, any such earned RSUs will be fully vested.

SEC source: 0001104659-21-076449 · tm2118481-4_4seq1.xml · nonDerivative · entry 2

CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,613,063

F2 · kind: Represents restricted stock units (RSUs) granted to the reporting person pursuant to the Information Services Group, Inc. Amended and Restated 2007 Equity and Incentive Award Plan, which will vest in 4 equal installments on each of the first, second, third and fourth anniversaries of June 1, 2021

SEC source: 0001104659-21-076449 · tm2118481-4_4seq1.xml · nonDerivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,494,419

F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.

SEC source: 0001209191-21-035240 · doc4.xml · nonDerivative · entry 2

CONNORS MICHAEL P · CIK 0001249201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,362

F2 · kind: Common Shares being withheld in order to pay tax liability.

SEC source: 0001209191-21-035240 · doc4.xml · nonDerivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,793

F1 · kind: Restricted stock award granted as director fees under a Chubb Limited long-term incentive plan (the "Plan"), which meets the requirements of Rule 16b-3. Such restricted stock will vest on the day of the next annual Chubb Limited shareholders meeting, assuming the reporting person is a director of Chubb Limited on such date.

F1 · price: Restricted stock award granted as director fees under a Chubb Limited long-term incentive plan (the "Plan"), which meets the requirements of Rule 16b-3. Such restricted stock will vest on the day of the next annual Chubb Limited shareholders meeting, assuming the reporting person is a director of Chubb Limited on such date.

SEC source: 0001104659-21-037232 · tm219949-2_4seq1.xml · nonDerivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,516,761

F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.

SEC source: 0001104659-21-005923 · tm213689-1_4seq1.xml · derivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Cash · 0 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Pursuant to the amendment of Michael Connors' employment agreement dated December 30, 2020, a cash bonus was awarded with vesting of the award subject to the Company's stock price increasing by at least 10% at any time as compared to closing price for the Company's stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days. On January 15, 2021, such performance threshold was satisfied, and therefore, a cash payment of $500,000, less applicable withholding taxes, will be made to the Reporting Person on December 31, 2021, assuming continued employment with the Issuer through such date.

F1 · derivative.exercise_price: Pursuant to the amendment of Michael Connors' employment agreement dated December 30, 2020, a cash bonus was awarded with vesting of the award subject to the Company's stock price increasing by at least 10% at any time as compared to closing price for the Company's stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days. On January 15, 2021, such performance threshold was satisfied, and therefore, a cash payment of $500,000, less applicable withholding taxes, will be made to the Reporting Person on December 31, 2021, assuming continued employment with the Issuer through such date.

F1 · shares: Pursuant to the amendment of Michael Connors' employment agreement dated December 30, 2020, a cash bonus was awarded with vesting of the award subject to the Company's stock price increasing by at least 10% at any time as compared to closing price for the Company's stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days. On January 15, 2021, such performance threshold was satisfied, and therefore, a cash payment of $500,000, less applicable withholding taxes, will be made to the Reporting Person on December 31, 2021, assuming continued employment with the Issuer through such date.

F1 · price: Pursuant to the amendment of Michael Connors' employment agreement dated December 30, 2020, a cash bonus was awarded with vesting of the award subject to the Company's stock price increasing by at least 10% at any time as compared to closing price for the Company's stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days. On January 15, 2021, such performance threshold was satisfied, and therefore, a cash payment of $500,000, less applicable withholding taxes, will be made to the Reporting Person on December 31, 2021, assuming continued employment with the Issuer through such date.

F1 · derivative.exercise_date: Pursuant to the amendment of Michael Connors' employment agreement dated December 30, 2020, a cash bonus was awarded with vesting of the award subject to the Company's stock price increasing by at least 10% at any time as compared to closing price for the Company's stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days. On January 15, 2021, such performance threshold was satisfied, and therefore, a cash payment of $500,000, less applicable withholding taxes, will be made to the Reporting Person on December 31, 2021, assuming continued employment with the Issuer through such date.

F1 · derivative.underlying: Pursuant to the amendment of Michael Connors' employment agreement dated December 30, 2020, a cash bonus was awarded with vesting of the award subject to the Company's stock price increasing by at least 10% at any time as compared to closing price for the Company's stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days. On January 15, 2021, such performance threshold was satisfied, and therefore, a cash payment of $500,000, less applicable withholding taxes, will be made to the Reporting Person on December 31, 2021, assuming continued employment with the Issuer through such date.

F1 · derivative.underlying_shares: Pursuant to the amendment of Michael Connors' employment agreement dated December 30, 2020, a cash bonus was awarded with vesting of the award subject to the Company's stock price increasing by at least 10% at any time as compared to closing price for the Company's stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days. On January 15, 2021, such performance threshold was satisfied, and therefore, a cash payment of $500,000, less applicable withholding taxes, will be made to the Reporting Person on December 31, 2021, assuming continued employment with the Issuer through such date.

SEC source: 0001104659-21-001653 · tm211931-1_4seq1.xml · derivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Cash · 500,000 shares

Expires 2023-12-31

F1 · security: Represents a cash payment of $500,000 if the Issuer's stock price increases by at least 10% at any time as compared to the closing price for the Issuer's common stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days (provided that (A) if this performance threshold is satisfied during 2021, such cash payment would be made on December 31, 2021, (B) if this performance threshold is satisfied during 2022 or 2023, such cash payment would be made in the following month after such threshold is satisfied and (C) if this performance threshold is not satisfied by December 31, 2023, no cash payment shall be made).

F1 · derivative.exercise_price: Represents a cash payment of $500,000 if the Issuer's stock price increases by at least 10% at any time as compared to the closing price for the Issuer's common stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days (provided that (A) if this performance threshold is satisfied during 2021, such cash payment would be made on December 31, 2021, (B) if this performance threshold is satisfied during 2022 or 2023, such cash payment would be made in the following month after such threshold is satisfied and (C) if this performance threshold is not satisfied by December 31, 2023, no cash payment shall be made).

F1 · shares: Represents a cash payment of $500,000 if the Issuer's stock price increases by at least 10% at any time as compared to the closing price for the Issuer's common stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days (provided that (A) if this performance threshold is satisfied during 2021, such cash payment would be made on December 31, 2021, (B) if this performance threshold is satisfied during 2022 or 2023, such cash payment would be made in the following month after such threshold is satisfied and (C) if this performance threshold is not satisfied by December 31, 2023, no cash payment shall be made).

F1 · derivative.exercise_date: Represents a cash payment of $500,000 if the Issuer's stock price increases by at least 10% at any time as compared to the closing price for the Issuer's common stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days (provided that (A) if this performance threshold is satisfied during 2021, such cash payment would be made on December 31, 2021, (B) if this performance threshold is satisfied during 2022 or 2023, such cash payment would be made in the following month after such threshold is satisfied and (C) if this performance threshold is not satisfied by December 31, 2023, no cash payment shall be made).

F1 · derivative.underlying: Represents a cash payment of $500,000 if the Issuer's stock price increases by at least 10% at any time as compared to the closing price for the Issuer's common stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days (provided that (A) if this performance threshold is satisfied during 2021, such cash payment would be made on December 31, 2021, (B) if this performance threshold is satisfied during 2022 or 2023, such cash payment would be made in the following month after such threshold is satisfied and (C) if this performance threshold is not satisfied by December 31, 2023, no cash payment shall be made).

F1 · derivative.underlying_shares: Represents a cash payment of $500,000 if the Issuer's stock price increases by at least 10% at any time as compared to the closing price for the Issuer's common stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days (provided that (A) if this performance threshold is satisfied during 2021, such cash payment would be made on December 31, 2021, (B) if this performance threshold is satisfied during 2022 or 2023, such cash payment would be made in the following month after such threshold is satisfied and (C) if this performance threshold is not satisfied by December 31, 2023, no cash payment shall be made).

F1 · balance_after: Represents a cash payment of $500,000 if the Issuer's stock price increases by at least 10% at any time as compared to the closing price for the Issuer's common stock on December 31, 2020 ($3.28) with such 10% performance threshold being measured based on the average closing share price for ten consecutive trading days (provided that (A) if this performance threshold is satisfied during 2021, such cash payment would be made on December 31, 2021, (B) if this performance threshold is satisfied during 2022 or 2023, such cash payment would be made in the following month after such threshold is satisfied and (C) if this performance threshold is not satisfied by December 31, 2023, no cash payment shall be made).

SEC source: 0001104659-20-102218 · a4.xml · derivative · entry 2

CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,805

Underlying: Common Stock · 487,805 shares

Expires 2023-09-01

F2 · derivative.exercise_price: Represents a grant of RSUs that may be earned based on achievement of market price goals, which will be measured at the average closing price of the Issuer's common stock over the ten-trading-day period prior to and including the third anniversary of the date of grant. 50% of the number of RSUs reported above will be earned if the measured market price is between $5.25 and $6.00 and 100% of the RSUs will be earned if the measured market price is $8 or above, with straight-line interpolation of the number of earned RSUs if the measured market price is between $6 and $8. Unearned RSUs will be canceled. Market price goals are subject to adjustment for stock splits and certain other corporate events. Once determined, any such earned RSUs will be fully vested.

F2 · shares: Represents a grant of RSUs that may be earned based on achievement of market price goals, which will be measured at the average closing price of the Issuer's common stock over the ten-trading-day period prior to and including the third anniversary of the date of grant. 50% of the number of RSUs reported above will be earned if the measured market price is between $5.25 and $6.00 and 100% of the RSUs will be earned if the measured market price is $8 or above, with straight-line interpolation of the number of earned RSUs if the measured market price is between $6 and $8. Unearned RSUs will be canceled. Market price goals are subject to adjustment for stock splits and certain other corporate events. Once determined, any such earned RSUs will be fully vested.

F2 · derivative.exercise_date: Represents a grant of RSUs that may be earned based on achievement of market price goals, which will be measured at the average closing price of the Issuer's common stock over the ten-trading-day period prior to and including the third anniversary of the date of grant. 50% of the number of RSUs reported above will be earned if the measured market price is between $5.25 and $6.00 and 100% of the RSUs will be earned if the measured market price is $8 or above, with straight-line interpolation of the number of earned RSUs if the measured market price is between $6 and $8. Unearned RSUs will be canceled. Market price goals are subject to adjustment for stock splits and certain other corporate events. Once determined, any such earned RSUs will be fully vested.

F2 · derivative.expiration_date: Represents a grant of RSUs that may be earned based on achievement of market price goals, which will be measured at the average closing price of the Issuer's common stock over the ten-trading-day period prior to and including the third anniversary of the date of grant. 50% of the number of RSUs reported above will be earned if the measured market price is between $5.25 and $6.00 and 100% of the RSUs will be earned if the measured market price is $8 or above, with straight-line interpolation of the number of earned RSUs if the measured market price is between $6 and $8. Unearned RSUs will be canceled. Market price goals are subject to adjustment for stock splits and certain other corporate events. Once determined, any such earned RSUs will be fully vested.

SEC source: 0001104659-20-102218 · a4.xml · nonDerivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,762,000

F1 · kind: Represents restricted stock units (RSUs)granted to the reporting person pursuant to the Information Services Group, Inc. Amended and Restated 2007 Equity and Incentive Award Plan, which will vest in 4 equal installments on each of the first, second, third and fourth anniversaries of September 1, 2020.

SEC source: 0001104659-20-090361 · a4.xml · nonDerivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,371,756

F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.

SEC source: 0001104659-20-068975 · a4.xml · nonDerivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,427,316

F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.

SEC source: 0001209191-20-031591 · doc4.xml · nonDerivative · entry 2

CONNORS MICHAEL P · CIK 0001249201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,710

F2 · kind: Common Shares being withheld in order to pay tax liability.

SEC source: 0001209191-20-031591 · doc4.xml · nonDerivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,019

F1 · kind: Restricted stock award granted as director fees under a Chubb Limited long-term incentive plan (the "Plan"), which meets the requirements of Rule 16b-3. Such restricted stock will vest on the day of the next annual Chubb Limited shareholders meeting, assuming the reporting person is a director of Chubb Limited on such date.

F1 · price: Restricted stock award granted as director fees under a Chubb Limited long-term incentive plan (the "Plan"), which meets the requirements of Rule 16b-3. Such restricted stock will vest on the day of the next annual Chubb Limited shareholders meeting, assuming the reporting person is a director of Chubb Limited on such date.

SEC source: 0000899243-20-010293 · doc4.xml · derivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,002

Underlying: Common Stock · 668 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the directo''s stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the directo''s stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the directo''s stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 1,289 units credited since October 4, 2019 as hypothetical reinvestment of dividend equivalents.

SEC source: 0001104659-20-035498 · a4.xml · nonDerivative · entry 2

CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,492,208

F2 · price: Price reflected is the weighted-average purchase price for shares purchased. The range of purchase prices for the transactions reported was $2.20 to $2.31 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001104659-20-035498 · a4.xml · nonDerivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,474,708

F1 · price: Price reflected is the weighted-average purchase price for shares purchased. The range of purchase prices for the transactions reported was $1.76 to $2.20 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001104659-20-034855 · a4.xml · nonDerivative · entry 2

CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,454,708

F2 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.

SEC source: 0001104659-20-034855 · a4.xml · nonDerivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,617,118

F1 · kind: Represents restricted stock units granted to the reporting person pursuant to the Information Services Group, Inc. Amended and Restated 2007 Equity and Incentive Award Plan, which will vest 100% on March 13, 2021.

SEC source: 0000899243-19-025242 · doc4.xml · derivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,045

Underlying: Common Stock · 424 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock Units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 603 units credited since April 5, 2019 as hypothetical reinvestment of dividend equivalents.

SEC source: 0001104659-19-044905 · a4.xml · nonDerivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,088,017

F1 · kind: Represents a sale of shares of common stock to satisfy tax obligations in connection with vesting of restricted stock units.

F2 · price: Price reflected is the weighted-average selling price for shares sold. The range of the selling prices for the transactions reported was $2.25 to $2.28 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001104659-19-044053 · a4.xml · nonDerivative · entry 2

CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,101,873

F2 · kind: Represents a sale of shares of common stock to satisfy tax obligations in connection with vesting of restricted stock units.

F3 · price: Price reflected is the weighted-average selling price for shares sold. The range of the selling prices for the transactions reported was $2.60 to $2.71 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001104659-19-044053 · a4.xml · derivative · entry 3

CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,202

Underlying: Common Stock · 295,202 shares

Expires 2022-08-01

F4 · derivative.exercise_price: Represents a grant of RSUs that may be earned based on achievement of market price goals, which will be measured as the average closing price of the Issuer's common stock over the ten-trading-day period prior to and including the third anniversary of the date of grant. 50% of the number of RSUs reported above will be earned if the measured market price is $6 and 100% of the RSUs will be earned if the measured market price is $8 or above, with straight-line interpolation of the number of earned RSUs if the measured market price is between $6 and $8. Unearned RSUs will be canceled. Market price goals are subject to adjustment for stock splits and certain other corporate events. Once determined, any such earned RSUs will be fully vested.

F4 · shares: Represents a grant of RSUs that may be earned based on achievement of market price goals, which will be measured as the average closing price of the Issuer's common stock over the ten-trading-day period prior to and including the third anniversary of the date of grant. 50% of the number of RSUs reported above will be earned if the measured market price is $6 and 100% of the RSUs will be earned if the measured market price is $8 or above, with straight-line interpolation of the number of earned RSUs if the measured market price is between $6 and $8. Unearned RSUs will be canceled. Market price goals are subject to adjustment for stock splits and certain other corporate events. Once determined, any such earned RSUs will be fully vested.

SEC source: 0001104659-19-044053 · a4.xml · nonDerivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,112,623

F1 · kind: Represents restricted stock units (RSUs)granted to the reporting person pursuant to the Information Services Group, Inc. Amended and Restated 2007 Equity and Incentive Award Plan, which will vest in 4 equal installments on each of the first, second, third and fourth anniversaries of August 1, 2019.

SEC source: 0001104659-19-033872 · a4.xml · nonDerivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,817,420

F1 · kind: Represents deemed disposition of shares of common stock to the Issuer as a result of withholding of shares of common stock to satisfy tax withholding obligations in connection with vesting of restricted stock units issued in accordance with Rule 16b-3.

SEC source: 0001209191-19-031289 · doc4.xml · nonDerivative · entry 2

CONNORS MICHAEL P · CIK 0001249201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,298

F2 · kind: Common Shares being withheld in order to pay tax liability.

SEC source: 0001209191-19-031289 · doc4.xml · nonDerivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,614

F1 · kind: Restricted stock award granted as director fees under a Chubb Limited long-term incentive plan (the "Plan"), which meets the requirements of Rule 16b-3. Such restricted stock will vest on the day of the next annual Chubb Limited shareholders meeting, assuming the reporting person is a director of Chubb Limited on such date.

F1 · price: Restricted stock award granted as director fees under a Chubb Limited long-term incentive plan (the "Plan"), which meets the requirements of Rule 16b-3. Such restricted stock will vest on the day of the next annual Chubb Limited shareholders meeting, assuming the reporting person is a director of Chubb Limited on such date.

SEC source: 0000899243-19-012142 · doc4.xml · nonDerivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,121

F1 · shares: Restricted shares, with restrictions generally lapsing immediately prior to election of the issuer's directors at the annual meeting of stockholders on May 7, 2020, subject to certain conditions related to continued service as a director.

SEC source: 0000899243-19-010312 · doc4.xml · derivative · entry 1

CONNORS MICHAEL P · CIK 0001249201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,018

Underlying: Common Stock · 366 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F2 · price: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F1 · derivative.exercise_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F1 · derivative.expiration_date: Phantom Stock units credited under the Directors' Deferred Compensation Plan, each having a value equal to the market value of one share of issuer common stock and payable only in cash after termination of service as a director.

F2 · derivative.underlying_shares: Automatic deferral of a portion of director's annual retainer fees that would otherwise have been paid in cash into the director's stock account of the Directors' Deferred Compensation Plan.

F3 · balance_after: Includes 519 units credited since October 5, 2018 as hypothetical reinvestment of dividend equivalents.

SEC source: 0001104659-19-016705 · a4.xml · nonDerivative · entry 2

CONNORS MICHAEL P · CIK 0001249201 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,904,944

F1 · price: Price reflected is the weighted-average purchase price for shares purchased. The range of purchase prices for the transactions reported was $3.70 to $3.76 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.