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person · Reporting owner

Harper Troy

Disclosed activity across 2 companies

Tapewire entity
20060
SEC CIK
0001722279

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FARMERS & MERCHANTS BANCORPFMCB · Entity 4967Executive Vice PresidentOctober 14, 2026October 15, 2026
Mechanics BancorpHMST · Entity 4145EVP & CIOJanuary 01, 2024January 04, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FARMERS & MERCHANTS BANCORP

Report date October 14, 2026 · Filed October 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect639 Reported balance After 2026-10-14 transaction · row 1
1 source row

Row 1 · 2026-10-14 · Tax withholding · Disposed 18 · Balance 639

F1: Represents the number of shares of Issuer's common stock that Reporting Person surrendered to Issuer for the satisfaction of Reporting person's tax withholding obligations upon the release of 48 shares of restricted stock on October 14, 2026.

F2: Reflects market closing price on 10/13/2026.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares of Issuer's common stock that Reporting Person surrendered to Issuer for the satisfaction of Reporting person's tax withholding obligations upon the release of 48 shares of restricted stock on October 14, 2026.

F2: Reflects market closing price on 10/13/2026.

Mechanics Bancorp

Report date January 01, 2024 · Filed January 04, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect16,272 Ending reported balance After 2024-01-01 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2024-01-01 · Exercise / conversion · Acquired 566 · Balance 14,979

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Row 2 · 2024-01-01 · Exercise / conversion · Acquired 387 · Balance 15,366

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Row 3 · 2024-01-01 · Exercise / conversion · Acquired 906 · Balance 16,272

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect8,564 Reported balance After 2024-01-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-01-01 · Grant · Acquired 8,564 · Balance 8,564

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2: On January 1, 2024, the reporting person was granted 8,564 RSUs, of which 2,854 shares vest on January 1, 2025 and 2,855 shares vest each on January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-01-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-01-01 · Exercise / conversion · Disposed 566 · Balance 0

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3: On January 1, 2021, the reporting person was granted 1,697 RSUs, of which 565 shares vest on January 1, 2022 and 566 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect388 Reported balance After 2024-01-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2024-01-01 · Exercise / conversion · Disposed 387 · Balance 388

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4: On January 1, 2022, the reporting person was granted 1,162 RSUs, of which 387 shares vest on each of January 1, 2023 and January 1, 2024, and 388 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,814 Reported balance After 2024-01-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2024-01-01 · Exercise / conversion · Disposed 906 · Balance 1,814

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5: On January 1, 2023, the reporting person was granted 2,720 RSUs, of which 906 shares vest on January 1, 2024 and 907 shares vest on each of January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2: On January 1, 2024, the reporting person was granted 8,564 RSUs, of which 2,854 shares vest on January 1, 2025 and 2,855 shares vest each on January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3: On January 1, 2021, the reporting person was granted 1,697 RSUs, of which 565 shares vest on January 1, 2022 and 566 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4: On January 1, 2022, the reporting person was granted 1,162 RSUs, of which 387 shares vest on each of January 1, 2023 and January 1, 2024, and 388 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5: On January 1, 2023, the reporting person was granted 2,720 RSUs, of which 906 shares vest on January 1, 2024 and 907 shares vest on each of January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 14, 2026 Filed Oct 15, 2026 00:03 UTC FARMERS & MERCHANTS BANCORP FMCB · Entity 4967 Tax withholdingCommon Stock 18 $1,435.60 $25,840.80
Disclosure

SEC source: 0001213900-26-109521 · marketforms-74141.xml · nonDerivative · entry 1

Harper Troy · CIK 0001722279 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 639

F1 · shares: Represents the number of shares of Issuer's common stock that Reporting Person surrendered to Issuer for the satisfaction of Reporting person's tax withholding obligations upon the release of 48 shares of restricted stock on October 14, 2026.

F2 · price: Reflects market closing price on 10/13/2026.

Read SEC document
August 04, 2026 Filed Aug 5, 2026 23:52 UTC FARMERS & MERCHANTS BANCORP FMCB · Entity 4967 Tax withholdingCommon Stock 144 $1,385.00 $199,440.00
Disclosure

SEC source: 0001213900-26-085852 · marketforms-73677.xml · nonDerivative · entry 1

Harper Troy · CIK 0001722279 · EVP, Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 382

F1 · shares: Represents the number of shares of Issuer's common stock that Reporting Person surrendered to Issuer for the satisfaction of Reporting Person's tax withholding obligations upon the release of accelerated vesting and settlement of Restricted Stock Awards originally granted on February 3, 2025, with a final vesting date of February 3, 2027. The acceleration in full on August 4, 2026 was approved by the Issuer's Personnel Committee.

F2 · price: Reflects market closing price on 8/3/2026.

Read SEC document
August 03, 2026 Filed Aug 25, 2026 14:58 UTC Amendment FARMERS & MERCHANTS BANCORP FMCB · Entity 4967 GrantCommon Stock 275 $1,346.32 $370,238.00
Disclosure

SEC source: 0001213900-26-093351 · marketforms-73859.xml · nonDerivative · entry 1

Harper Troy · CIK 0001722279 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 657

F1 · shares: On August 3, 2026, Reporting Person was granted a restricted stock award ("RSA") of 275 shares of Issuer's common stock, which will vest over a one-year term. This RSA grant was inadvertently omitted from the Form 4 filed by the Reporting Person on August 5, 2026.

F2 · price: Utilized the 30-day volume weighted average price after close of the market August 3, 2026.

Read SEC document
February 04, 2026 Filed Feb 6, 2026 15:26 UTC FARMERS & MERCHANTS BANCORP FMCB · Entity 4967 Tax withholdingCommon Stock 102 $1,160.00 $118,320.00
Disclosure

SEC source: 0001213900-26-013083 · marketforms-72053.xml · nonDerivative · entry 1

Harper Troy · CIK 0001722279 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 526

F1 · shares: Represents the number of shares of Issuer's common stock that Reporting Person surrendered to Issuer for the satisfaction of Reporting Person's tax withholding obligations upon the release of 266 shares of restricted stock on February 4, 2026.

F2 · price: Reflects market closing price on 2/3/2026.

Read SEC document
October 14, 2025 Filed Dec 18, 2025 20:25 UTC FARMERS & MERCHANTS BANCORP FMCB · Entity 4967 GrantCommon Stock 96 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-123229 · marketforms-71648.xml · nonDerivative · entry 1

Harper Troy · CIK 0001722279 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 628

F1 · shares: On October 14, 2025, the Reporting Person was granted a restricted stock award ("RSA") of 96 shares of Issuer's common stock, which will vest ratably over a two (2) year term.

F2 · balance_after: Includes, as previously reported, grants on February 3, 2025 to Reporting Person of a RSA of 532 shares of Issuer's common stock, which will vest ratably over a two (2) year term.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:27 UTC FARMERS & MERCHANTS BANCORP FMCB · Entity 4967 GrantCommon Stock 532 $0.00 $0.00
Disclosure

SEC source: 0001085913-25-000010 · form4.xml · nonDerivative · entry 1

Harper Troy · CIK 0001722279 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 532

F1 · shares: On February 3, 2025, Reporting Person was granted a restricted stock award ("RSA") of 532 shares of Issuer's common stock, which will vest ratably over a two (2) year term.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:24 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 906 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000004 · wk-form4_1704335074.xml · derivative · entry 7

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,814

Underlying: Common Stock · 906 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 2,720 RSUs, of which 906 shares vest on January 1, 2024 and 907 shares vest on each of January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 2,720 RSUs, of which 906 shares vest on January 1, 2024 and 907 shares vest on each of January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:24 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 387 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000004 · wk-form4_1704335074.xml · derivative · entry 6

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 388

Underlying: Common Stock · 387 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,162 RSUs, of which 387 shares vest on each of January 1, 2023 and January 1, 2024, and 388 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,162 RSUs, of which 387 shares vest on each of January 1, 2023 and January 1, 2024, and 388 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:24 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 566 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000004 · wk-form4_1704335074.xml · derivative · entry 5

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 1,697 RSUs, of which 565 shares vest on January 1, 2022 and 566 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 1,697 RSUs, of which 565 shares vest on January 1, 2022 and 566 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:24 UTC Mechanics Bancorp HMST · Entity 4145 GrantRestricted Stock Units · Derivative 8,564 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000004 · wk-form4_1704335074.xml · derivative · entry 4

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,564

Underlying: Common Stock · 8,564 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On January 1, 2024, the reporting person was granted 8,564 RSUs, of which 2,854 shares vest on January 1, 2025 and 2,855 shares vest each on January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2 · derivative.expiration_date: On January 1, 2024, the reporting person was granted 8,564 RSUs, of which 2,854 shares vest on January 1, 2025 and 2,855 shares vest each on January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:24 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 906 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000004 · wk-form4_1704335074.xml · nonDerivative · entry 3

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:24 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 387 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000004 · wk-form4_1704335074.xml · nonDerivative · entry 2

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:24 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 566 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000004 · wk-form4_1704335074.xml · nonDerivative · entry 1

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
May 02, 2023 Filed May 4, 2023 15:15 UTC Mechanics Bancorp HMST · Entity 4145 PurchaseCommon Stock 2,000 $7.84 $15,680.00
Disclosure

SEC source: 0001518715-23-000100 · wf-form4_168321334350406.xml · nonDerivative · entry 1

Harper Troy · CIK 0001722279 · EVP, CIO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,413

Read SEC document
March 28, 2023 Filed Mar 30, 2023 19:03 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 884 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000052 · wf-form4_168020299950153.xml · derivative · entry 2

Harper Troy · CIK 0001722279 · EVP, CIO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 884 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 2,652 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.

F2 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 2,652 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 19:03 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 884 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000052 · wf-form4_168020299950153.xml · nonDerivative · entry 1

Harper Troy · CIK 0001722279 · EVP, CIO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 01:09 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 387 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000011 · wf-form4_167288095087769.xml · derivative · entry 5

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775

Underlying: Common Stock · 387 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,162 RSUs, of which 387 shares vest on each of January 1, 2023 and January 1, 2024, and 388 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,162 RSUs, of which 387 shares vest on each of January 1, 2023 and January 1, 2024, and 388 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 01:09 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 566 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000011 · wf-form4_167288095087769.xml · derivative · entry 4

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566

Underlying: Common Stock · 566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 1,697 RSUs, of which 565 shares vest on January 1, 2022 and 566 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 1,697 RSUs, of which 565 shares vest on January 1, 2022 and 566 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 01:09 UTC Mechanics Bancorp HMST · Entity 4145 GrantRestricted Stock Units · Derivative 2,720 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000011 · wf-form4_167288095087769.xml · derivative · entry 3

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,720

Underlying: Common Stock · 2,720 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 2,720 RSUs, of which 937 shares vest on January 1, 2024 and 938 shares vest on each of January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 2,720 RSUs, of which 937 shares vest on January 1, 2024 and 938 shares vest on each of January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 01:09 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 387 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000011 · wf-form4_167288095087769.xml · nonDerivative · entry 2

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 01:09 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 566 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000011 · wf-form4_167288095087769.xml · nonDerivative · entry 1

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 22:59 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 884 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000071 · wf-form4_164868117962826.xml · derivative · entry 4

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 884

Underlying: Common Stock · 884 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 2,652 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 2,652 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 22:59 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 505 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000071 · wf-form4_164868117962826.xml · derivative · entry 3

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 505 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 1,515 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 1,515 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 22:59 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 884 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000071 · wf-form4_164868117962826.xml · nonDerivative · entry 2

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 22:59 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 505 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000071 · wf-form4_164868117962826.xml · nonDerivative · entry 1

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 26, 2022 Filed Jan 29, 2022 01:24 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionPerformance Share Units · Derivative 2,136 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000048 · wf-form4_164341948019498.xml · derivative · entry 2

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,136 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of HomeStreet common stock.

F1 · derivative.exercise_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on April 25, 2019. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU.

F1 · derivative.expiration_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on April 25, 2019. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU.

Read SEC document
January 26, 2022 Filed Jan 29, 2022 01:24 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 2,136 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000048 · wf-form4_164341948019498.xml · nonDerivative · entry 1

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on April 25, 2019. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 23:39 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 565 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000009 · wf-form4_164133954152520.xml · derivative · entry 3

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,132

Underlying: Common Stock · 565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 1,697 RSUs, of which 565 shares vest on January 1, 2022, and 566 shares vest on each of January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 1,697 RSUs, of which 565 shares vest on January 1, 2022, and 566 shares vest on each of January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 23:39 UTC Mechanics Bancorp HMST · Entity 4145 GrantRestricted Stock Units · Derivative 1,162 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000009 · wf-form4_164133954152520.xml · derivative · entry 2

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,162

Underlying: Common Stock · 1,162 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,162 RSUs, of which 387 shares vest on each of January 1, 2023 and January 1, 2024, and 388 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,162 RSUs, of which 387 shares vest on each of January 1, 2023 and January 1, 2024, and 388 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 23:39 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 565 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000009 · wf-form4_164133954152520.xml · nonDerivative · entry 1

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
March 28, 2021 Filed Mar 31, 2021 00:27 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 884 $0.00 $0.00
Disclosure

SEC source: 0001518715-21-000073 · wf-form4_161715043399336.xml · derivative · entry 4

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,970

Underlying: Common Stock · 884 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 2,652 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 2,652 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · balance_after: The reporting person's remaining RSUs includes 505 RSUs granted on March 28 2019, which vest on March 28, 2022; 1,768 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2022 and March 28, 2023, respectively, and 1,697 RSUs granted on January 1, 2021, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023 and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2021 Filed Mar 31, 2021 00:27 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 505 $0.00 $0.00
Disclosure

SEC source: 0001518715-21-000073 · wf-form4_161715043399336.xml · derivative · entry 3

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,854

Underlying: Common Stock · 505 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 1,515 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 1,515 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2021 Filed Mar 31, 2021 00:27 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 884 $0.00 $0.00
Disclosure

SEC source: 0001518715-21-000073 · wf-form4_161715043399336.xml · nonDerivative · entry 2

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Common stock acquired upon vesting of RSUs granted on March 28, 2020.

Read SEC document
March 28, 2021 Filed Mar 31, 2021 00:27 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 505 $0.00 $0.00
Disclosure

SEC source: 0001518715-21-000073 · wf-form4_161715043399336.xml · nonDerivative · entry 1

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 28, 2019.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 21:09 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 425 $0.00 $0.00
Disclosure

SEC source: 0001518715-21-000043 · wf-form4_161230012813195.xml · derivative · entry 2

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,359

Underlying: Common Stock · 425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 1,275 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29,2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 1,275 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29,2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 1,010 RSUs granted on March 28 2019, which vest on incrementally in equal amounts on March 28, 2021 and March 28, 2022; 2,652 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively, and 1,697 RSUs granted on January 1, 2021, of which 565 shares vest on January 1, 2022, and 566 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 21:09 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 425 $0.00 $0.00
Disclosure

SEC source: 0001518715-21-000043 · wf-form4_161230012813195.xml · nonDerivative · entry 1

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 01:16 UTC Mechanics Bancorp HMST · Entity 4145 GrantRestricted Stock Units · Derivative 1,697 $0.00 $0.00
Disclosure

SEC source: 0001518715-21-000009 · wf-form4_160980939159670.xml · derivative · entry 1

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,784

Underlying: Common Stock · 1,697 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 1,697 RSUs, of which 565 shares vest on January 1, 2022, and 566 share vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 1,697 RSUs, of which 565 shares vest on January 1, 2022, and 566 share vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · balance_after: The reporting person's remaining RSUs includes 425 RSUs granted on January 29, 2018, which vest on January 28, 2021, 1,010 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2021 and March 28, 2022, respectively, 2,652 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively, and 1,697 RSUs granted on January 1, 2021, of which 565 shares vest on January 1, 2022, and 566 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2020 Filed Mar 31, 2020 23:26 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 505 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000069 · wf-form4_158569715234923.xml · derivative · entry 3

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,087

Underlying: Common Stock · 505 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 1,515 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 1,515 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · balance_after: The reporting person's remaining RSUs includes 425 RSUs granted on January 29, 2018, which vest on January 29, 2021, 1,010 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2021 and March 28, 2022, respectively and 2,652 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2020 Filed Mar 31, 2020 23:26 UTC Mechanics Bancorp HMST · Entity 4145 GrantRestricted Stock Units · Derivative 2,652 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000069 · wf-form4_158569715234923.xml · derivative · entry 2

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,592

Underlying: Common Stock · 2,652 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 2,652 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 2,652 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2020 Filed Mar 31, 2020 23:26 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 505 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000069 · wf-form4_158569715234923.xml · nonDerivative · entry 1

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 28, 2019.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 23:21 UTC Mechanics Bancorp HMST · Entity 4145 PurchaseCommon Stock 200 $21.59 $4,318.00
Disclosure

SEC source: 0001518715-20-000064 · wf-form4_158414167332625.xml · nonDerivative · entry 1

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,167

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January 29, 2020 Filed Jan 31, 2020 22:08 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 425 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000034 · wf-form4_158050848696436.xml · derivative · entry 2

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,940

Underlying: Common Stock · 425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 1,275 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 1,275 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 425 RSUs granted on January 29, 2018, which vest on January 29, 2021, and 1,515 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

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January 29, 2020 Filed Jan 31, 2020 22:08 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 425 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000034 · wf-form4_158050848696436.xml · nonDerivative · entry 1

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018.

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January 26, 2020 Filed Jan 28, 2020 23:47 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 310 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000018 · wf-form4_158025524038079.xml · derivative · entry 2

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,365

Underlying: Common Stock · 310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 930 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 930 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 850 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively, and 1,515 granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

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January 26, 2020 Filed Jan 28, 2020 23:47 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 310 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000018 · wf-form4_158025524038079.xml · nonDerivative · entry 1

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.

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March 28, 2019 Filed Apr 1, 2019 23:46 UTC Mechanics Bancorp HMST · Entity 4145 GrantRestricted Stock Units · Derivative 1,515 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000068 · wf-form4_155416238388146.xml · derivative · entry 1

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,675

Underlying: Common Stock · 1,515 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 1,515 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 1,515 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · balance_after: The reporting person's remaining RSUs includes 310 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 850 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 29, 2019 Filed Jan 30, 2019 01:46 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 425 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000024 · wf-form4_154881276549781.xml · derivative · entry 6

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,160

Underlying: Common Stock · 425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F7 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 1,275 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F7 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 1,275 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F8 · balance_after: The reporting person's remaining RSUs includes 310 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 850 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 29, 2019 Filed Jan 30, 2019 01:46 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 425 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000024 · wf-form4_154881276549781.xml · nonDerivative · entry 3

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Common stock acquired upon vesting of RSUs granted on January 29, 2018.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 01:46 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 393 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000024 · wf-form4_154881276549781.xml · derivative · entry 5

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,585

Underlying: Common Stock · 393 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F6 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 1,179 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 1,179 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 01:46 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 393 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000024 · wf-form4_154881276549781.xml · nonDerivative · entry 2

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Common stock acquired upon vesting of RSUs granted on January 28, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.