Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HARVARD BIOSCIENCE INCHBIO · Entity 7369 | Director | May 21, 2024 | May 23, 2024 |
| OSI SYSTEMS INCOSIS · Entity 4160 | EVP & CFO | August 24, 2026 | August 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HARVARD BIOSCIENCE INC
Report date May 21, 2024 · Filed May 23, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 273,911 |
Reported balance
After 2024-05-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-05-21 · Grant · Acquired 45,872 · Balance 273,911 F1: Represents an award of 45,872 restricted stock units that fully vest on the earlier to occur of (i) the date of the Issuer's next Annual Meeting of Stockholders after May 14, 2024, immediately prior to the commencement of such meeting, and (ii) May 21, 2025. F2: Includes (a) the award described in footnote (1) above and (b) 228,039 shares of common stock held by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of 45,872 restricted stock units that fully vest on the earlier to occur of (i) the date of the Issuer's next Annual Meeting of Stockholders after May 14, 2024, immediately prior to the commencement of such meeting, and (ii) May 21, 2025.
F2: Includes (a) the award described in footnote (1) above and (b) 228,039 shares of common stock held by the Reporting Person.
OSI SYSTEMS INC
Report date August 24, 2026 · Filed August 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 306,538 |
Ending reported balance
After 2026-08-24 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-24 · Grant · Acquired 21,871 · Balance 325,915 F1: RSUs are issued pursuant to performance based vesting. Row 2 · 2026-08-24 · Tax withholding · Disposed 19,377 · Balance 306,538 F2: Pursuant to a net settlement, shares of stock were tendered to pay for the tax withholding. No shares of stock were sold. |
Filing footnotes · ownership attribution and instrument terms
F1: RSUs are issued pursuant to performance based vesting.
F2: Pursuant to a net settlement, shares of stock were tendered to pay for the tax withholding. No shares of stock were sold.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 28, 2021 Filed Dec 29, 2021 21:19 UTC | HARVARD BIOSCIENCE INC HBIO · Entity 7369 | GrantCommon Stock | 1,401 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-21-002900 · form412799001edr_12292021.xml · nonDerivative · entry 1 EDRICK ALAN I · CIK 0001195340 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,701 F1 · shares: Represents an award of 1,401 restricted stock units that fully vest on December 31, 2021. F2 · balance_after: Includes (a) the award described in footnote (1) above, (b) an award of 14,400 restricted stock units that fully vest on the earlier to occur of (i) the date of the Issuer's next Annual Meeting of Stockholders after May 18, 2021, immediately prior to the commencement of such meeting, and (ii) May 25, 2022, (c) an award of 4,075 remaining unvested restricted stock units that fully vest on December 29, 2021, and (d) 111,825 shares of common stock held by the Reporting Person. Read SEC document |
| September 08, 2021 Filed Sep 9, 2021 20:37 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | Exercise / conversionOption to Purchase Common Stock · Derivative | 60,000 | $33.62 Strike: $33.62 | $2,017,200.00 |
DisclosureSEC source: 0001104659-21-114216 · tm2126844-5_4seq1.xml · derivative · entry 3 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,000 shares Expires 2021-09-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2021 Filed Sep 9, 2021 20:37 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | Tax withholdingCommon Stock | 40,150 | $97.78 | $3,925,867.00 |
DisclosureSEC source: 0001104659-21-114216 · tm2126844-5_4seq1.xml · nonDerivative · entry 2 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,989 F1 · shares: Pursuant with a net settlement, shares of stock were tendered to pay for the exercise price of the options and tax withholding. No shares of stock were sold. Read SEC document |
| September 08, 2021 Filed Sep 9, 2021 20:37 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | Exercise / conversionCommon Stock | 60,000 | $33.62 | $2,017,200.00 |
DisclosureSEC source: 0001104659-21-114216 · tm2126844-5_4seq1.xml · nonDerivative · entry 1 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 00:10 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | Tax withholdingCommon Stock | 13,652 | $98.33 | $1,342,401.16 |
DisclosureSEC source: 0001104659-21-109457 · tm2125837-1_4seq1.xml · nonDerivative · entry 3 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,189 F1 · shares: Pursuant with a net settlement, shares of stock were tendered to satisfy tax withholding obligations. No shares were sold. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 00:10 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | GrantCommon Stock | 27,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-109457 · tm2125837-1_4seq1.xml · nonDerivative · entry 2 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,791 F2 · shares: Shares are issued pursuant to performance based vestings. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 00:10 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | Tax withholdingCommon Stock | 8,249 | $98.33 | $811,124.17 |
DisclosureSEC source: 0001104659-21-109457 · tm2125837-1_4seq1.xml · nonDerivative · entry 1 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,257 F1 · shares: Pursuant with a net settlement, shares of stock were tendered to satisfy tax withholding obligations. No shares were sold. Read SEC document |
| July 08, 2021 Filed Jul 10, 2021 01:30 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | GrantCommon Stock | 15,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-090801 · tm2121298-15_4seq1.xml · nonDerivative · entry 1 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,506 F1 · shares: Shares are restricted stock units issued to the Reporting Person pursuant to the OSI Systems, Inc. Amended and Restated 2012 Incentive Award Plan. Vesting and amount of shared in subject to achievement of performance targets. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 01:34 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | GrantCommon Stock | 136 | $77.84 | $10,586.24 |
DisclosureSEC source: 0001104659-21-088452 · tm2121298-2_4seq1.xml · nonDerivative · entry 1 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,590 F1 · shares: Acquired pursuant to issuers Employee Stock Purchase Plan Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:10 UTC | HARVARD BIOSCIENCE INC HBIO · Entity 7369 | GrantCommon Stock | 14,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-21-001509 · form412799edr_05272021.xml · nonDerivative · entry 1 EDRICK ALAN I · CIK 0001195340 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,300 F1 · shares: Represents an award of 14,400 restricted stock units that fully vest on the earlier to occur of (i) the date of the Issuer's next Annual Meeting of Stockholders after May 18, 2021, immediately prior to the commencement of such meeting, and (ii) May 25, 2022. F2 · balance_after: Includes (a) the award described in footnote (1) above, (b) an award of 12,225 remaining unvested restricted stock units vesting in equal quarterly installments on June 30, 2021, September 30, 2021 and December 31, 2021, and (c) 103,675 shares of common stock held by the Reporting Person. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:42 UTC | HARVARD BIOSCIENCE INC HBIO · Entity 7369 | GrantCommon Stock | 16,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-21-000049 · form412799edr_01062021.xml · nonDerivative · entry 1 EDRICK ALAN I · CIK 0001195340 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,900 F1 · shares: Represents a deferred stock award of 16,300 restricted stock units which vest quarterly in equal installments on March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021 and are subject to continued service as a non-employee director on the applicable vesting dates. These retainer awards are granted in satisfaction of the annual retainer compensation to be earned by the director for his service on the Issuer's Board of Directors and its Committees during 2021. The number of shares of common stock subject to such retainer award is equal to the amount of cash that would have been received had the applicable retainer all been paid in cash, divided by the average daily closing price of the Issuer's common stock for the month of November, rounded to the nearest 100 shares. F2 · balance_after: Includes (a) the award described in footnote (1) above, (b) an award of 28,100 restricted stock units that fully vest on the earlier to occur of (i) the date of the Issuer's next Annual Meeting of Stockholders after June 11, 2020, immediately prior to the commencement of such meeting, or (ii) June 18, 2021, and (c) 71,500 shares of common stock held by the Reporting Person. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 01:50 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | GrantCommon Stock | 173 | $61.12 | $10,573.76 |
DisclosureSEC source: 0001179110-21-000079 · edgar.xml · nonDerivative · entry 1 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,454 F1 · shares: Acquired pursuant to issuers Employee Stock Purchase Plan. Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 21:52 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | Tax withholdingCommon Stock | 14,975 | $75.01 | $1,123,274.75 |
DisclosureSEC source: 0001179110-20-009336 · edgar.xml · nonDerivative · entry 3 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,281 F1 · shares: Pursuant with a net settlement, shares of stock were tendered to pay for the tax withholding. No shares of stock were sold. Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 21:52 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | GrantCommon Stock | 30,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-009336 · edgar.xml · nonDerivative · entry 2 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,256 F2 · shares: Shares are issued pursuant to performance based vestings. Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 21:52 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | Tax withholdingCommon Stock | 11,381 | $75.01 | $853,688.81 |
DisclosureSEC source: 0001179110-20-009336 · edgar.xml · nonDerivative · entry 1 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,056 F1 · shares: Pursuant with a net settlement, shares of stock were tendered to pay for the tax withholding. No shares of stock were sold. Read SEC document |
| August 10, 2020 Filed Aug 11, 2020 01:32 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | Exercise / conversionOption to Purchase Common Stock · Derivative | 40,000 | $27.12 Strike: $27.12 | $1,084,800.00 |
DisclosureSEC source: 0001179110-20-008849 · edgar.xml · derivative · entry 3 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 40,000 shares Expires 2020-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2020 Filed Aug 11, 2020 01:32 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | Tax withholdingCommon Stock | 24,883 | $78.59 | $1,955,554.97 |
DisclosureSEC source: 0001179110-20-008849 · edgar.xml · nonDerivative · entry 2 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,437 F1 · shares: Pursuant with a net settlement, shares of stock were tendered to pay for the exercise price of the options and tax withholding. No shares of stock were sold. Read SEC document |
| August 10, 2020 Filed Aug 11, 2020 01:32 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | Exercise / conversionCommon Stock | 40,000 | $27.12 | $1,084,800.00 |
DisclosureSEC source: 0001179110-20-008849 · edgar.xml · nonDerivative · entry 1 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,320 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 08, 2020 Filed Jul 10, 2020 22:18 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | GrantCommon Stock | 22,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-008215 · edgar.xml · nonDerivative · entry 1 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,320 F1 · shares: Shares are restricted stock units issued to the Reporting Person pursuant to the OSI Systems, Inc. Amended and Restated 2012 Incentive Award Plan. Vesting and amount of shared is subject to achievement of performance targets. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 23:06 UTC | HARVARD BIOSCIENCE INC HBIO · Entity 7369 | GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-040686 · doc4.xml · nonDerivative · entry 1 EDRICK ALAN I · CIK 0001195340 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,600 F1 · shares: Represents an award of 4,000 restricted stock units that vests in two equal installments on each of September 30, 2020 and December 31, 2020. This retainer award was granted in lieu and satisfaction of the annual cash retainer compensation to be earned by the director in connection with his service as chairman of the Audit Committee of the Issuer's Board of Directors, which service commenced on June 11, 2020. The number of shares of common stock subject to such retainer award is equal to the amount of cash that would have been received had the applicable retainer all been paid in cash on a prorated basis, divided by the average daily closing market price of the Issuer's common stock for the month of April, rounded to the nearest 100 shares. F2 · balance_after: Includes (a) the award described in footnote (1) above, (b) an award of 28,100 restricted stock units vesting on the earlier to occur of (i) the date of the Issuer's next Annual Meeting of Stockholders or (ii) June 18, 2021, (c) an award of 7,850 remaining unvested restricted stock units vesting in equal quarterly installments on September 30, 2020 and December 31, 2020, and (d) 59,650 shares of common stock held by the Reporting Person. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 00:54 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | GrantCommon Stock | 173 | $61.12 | $10,573.76 |
DisclosureSEC source: 0001104659-20-079983 · a4.xml · nonDerivative · entry 1 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,629 F1 · shares: Acquired pursuant to issuers Employee Stock Purchase Plan Read SEC document |
| June 18, 2020 Filed Jun 19, 2020 21:13 UTC | HARVARD BIOSCIENCE INC HBIO · Entity 7369 | GrantCommon Stock | 28,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-037993 · doc4.xml · nonDerivative · entry 1 EDRICK ALAN I · CIK 0001195340 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,600 F1 · shares: Represents an award of 28,100 restricted stock units that fully vest on the earlier to occur of (i) the date of the Issuer's next Annual Meeting of Stockholders after June 11, 2020, immediately prior to the commencement of such meeting, and (ii) June 18, 2021. F2 · balance_after: Includes (a) the award described in footnote (1) above, (b) a restricted stock unit award of 11,775 remaining unvested restricted stock units vesting in equal quarterly installments on June 30, 2020, September 30, 2020 and December 31, 2020, and (c) 55,725 shares of common stock held by the Reporting Person. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 22:00 UTC | HARVARD BIOSCIENCE INC HBIO · Entity 7369 | PurchaseCommon Stock | 20,000 | $2.63 | $52,500.00 |
DisclosureSEC source: 0001209191-20-037041 · doc4.xml · nonDerivative · entry 1 EDRICK ALAN I · CIK 0001195340 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,500 F1 · price: This transaction was executed in multiple trades at prices ranging from $2.60 to $2.65, inclusive. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes (a) a restricted stock unit award with 11,775 remaining unvested restricted stock units vesting in equal quarterly installments on June 30, 2020, September 30, 2020 and December 31, 2020; and (b) 55,725 shares of common stock held by the Reporting Person. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:41 UTC | HARVARD BIOSCIENCE INC HBIO · Entity 7369 | GrantCommon Stock | 15,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001072 · doc4.xml · nonDerivative · entry 1 EDRICK ALAN I · CIK 0001195340 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,500 F1 · shares: Represents a deferred stock award of 15,700 restricted stock units which vest quarterly in equal installments on March 31, 2020, June 30, 2020, September 30, 2020 and December 31, 2020, and are subject to continued service as a non-employee director on the applicable vesting dates. These retainer awards are granted in satisfaction of the annual retainer compensation to be earned by the director for his service on the Issuer's Board of Directors and its Committees during 2020. The number of shares of common stock subject to such retainer award is equal to the amount of cash that would have been received had the applicable retainer all been paid in cash, divided by the average daily closing price of the Issuer's common stock for the month of November, rounded to the nearest 100 shares. F2 · balance_after: Includes (a) a deferred stock award of 15,700 restricted stock units which vest quarterly in equal installments on March 31, 2020, June 30, 2020, September 30, 2020 and December 31, 2020 as described in footnote 1 above; and (b) 31,800 shares of common stock held by the Reporting Person. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 00:12 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | GrantCommon Stock | 173 | $61.12 | $10,573.76 |
DisclosureSEC source: 0001179110-20-000051 · edgar.xml · nonDerivative · entry 1 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,456 F1 · shares: Acquired pursuant to issuers Employee Stock Purchase Plan Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 01:33 UTC Amendment | OSI SYSTEMS INC OSIS · Entity 4160 | GrantCommon Stock | 173 | $61.12 | $10,573.76 |
DisclosureSEC source: 0001179110-20-000064 · edgar.xml · nonDerivative · entry 1 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,456 F1 · shares: Acquired pursuant to issuers Employee Stock Purchase Plan F2 · shares: This form 4A amendment is being filed solely to correct the previous filing which inadvertently was listed as a disposal (D) instead of acquisition (A) Read SEC document |
| November 01, 2019 Filed Dec 2, 2019 21:13 UTC | HARVARD BIOSCIENCE INC HBIO · Entity 7369 | GrantCommon Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-058522 · doc4.xml · nonDerivative · entry 1 EDRICK ALAN I · CIK 0001195340 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,800 F1 · shares: Represents a deferred stock award of 600 restricted stock units which vest in full on December 31, 2019. This retainer award was granted under the Issuer's director compensation policy in connection with the director being added to the Audit Committee on October 31, 2019. The award is pro-rated in relation to service on the committee for the remainder of 2019. The number of shares of common stock subject to such retainer award is equal to the amount of cash that would have been received had the applicable retainer all been paid in cash, divided by the average daily closing market price of the Issuer's common stock for the month of August, rounded to the nearest 100 shares. F2 · balance_after: Includes (a) a deferred stock award of 600 restricted stock units which vest in full on December 31, 2019 as described in footnote 1 above, (b) a deferred stock award of 5,800 which vest in full on December 31, 2019; and (c) 25,400 shares of common stock held by the Reporting Person. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 20:10 UTC | HARVARD BIOSCIENCE INC HBIO · Entity 7369 | GrantCommon Stock | 5,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051635 · doc4.xml · nonDerivative · entry 1 EDRICK ALAN I · CIK 0001195340 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,200 F1 · shares: Represents a deferred stock award of 5,800 restricted stock units which vest in full on December 31, 2019. This retainer award was granted in lieu and satisfaction of the annual cash retainer compensation to be earned by the director for his service on the Issuer's Board of Directors during 2019. The number of shares of common stock subject to such retainer award is equal to the amount of cash that would have been received had the applicable retainer all been paid in cash, divided by the average daily closing market price of the Issuer's common stock for the month of July, rounded to the nearest 100 shares. F2 · balance_after: Includes (a) a deferred stock award of 5,800 restricted stock units which vest in full on December 31, 2019 as described in footnote 1 above; and (b) 25,400 shares of common stock held by the Reporting Person. Read SEC document |
| September 18, 2019 Filed Sep 20, 2019 01:03 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | Tax withholdingCommon Stock | 18,893 | $104.90 | $1,981,875.70 |
DisclosureSEC source: 0001104659-19-050780 · a4.xml · nonDerivative · entry 3 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,283 F1 · shares: Pursuant with a net settlement, shares of stock were tendered to satisfy tax withholding obligations. No shares of stock were sold. Read SEC document |
| September 18, 2019 Filed Sep 20, 2019 01:03 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | GrantCommon Stock | 38,104 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-050780 · a4.xml · nonDerivative · entry 2 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,176 F2 · shares: Shares are issued pursuant to performance based vestings. Read SEC document |
| September 18, 2019 Filed Sep 20, 2019 01:03 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | Tax withholdingCommon Stock | 15,270 | $104.90 | $1,601,823.00 |
DisclosureSEC source: 0001104659-19-050780 · a4.xml · nonDerivative · entry 1 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,072 F1 · shares: Pursuant with a net settlement, shares of stock were tendered to satisfy tax withholding obligations. No shares of stock were sold. Read SEC document |
| September 10, 2019 Filed Sep 11, 2019 20:12 UTC | HARVARD BIOSCIENCE INC HBIO · Entity 7369 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 101,800 | $0.00 Strike: $2.92 | $0.00 |
DisclosureSEC source: 0001209191-19-049143 · doc4.xml · derivative · entry 1 EDRICK ALAN I · CIK 0001195340 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,800 Underlying: Common Stock, par value $0.01 per share · 101,800 shares Expires 2029-09-10 F1 · derivative.exercise_date: The options vest in three equal installments on September 10, 2020, 2021 and 2022. Read SEC document |
| August 30, 2019 Filed Aug 30, 2019 21:11 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | Exercise / conversionOption to Purchase Common Stock · Derivative | 60,000 | $16.37 Strike: $16.37 | $982,200.00 |
DisclosureSEC source: 0001104659-19-048298 · a4.xml · derivative · entry 6 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 60,000 shares Expires 2019-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2019 Filed Aug 30, 2019 21:11 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | Tax withholdingCommon Stock | 34,464 | $105.01 | $3,619,064.64 |
DisclosureSEC source: 0001104659-19-048298 · a4.xml · nonDerivative · entry 4 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,342 F1 · shares: Pursuant with a net settlement, shares of stock were tendered to pay for the exercise price of the options and tax withholding. No shares of stock were sold. Read SEC document |
| August 30, 2019 Filed Aug 30, 2019 21:11 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | Exercise / conversionCommon Stock | 60,000 | $16.37 | $982,200.00 |
DisclosureSEC source: 0001104659-19-048298 · a4.xml · nonDerivative · entry 3 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 21:11 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | Exercise / conversionOption to Purchase Common Stock · Derivative | 25,000 | $16.37 Strike: $16.37 | $409,250.00 |
DisclosureSEC source: 0001104659-19-048298 · a4.xml · derivative · entry 5 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,000 Underlying: Common Stock · 25,000 shares Expires 2019-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 21:11 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | SaleCommon Stock | 25,000 | $106.21 | $2,655,200.00 |
DisclosureSEC source: 0001104659-19-048298 · a4.xml · nonDerivative · entry 2 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,806 Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 21:11 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | Exercise / conversionCommon Stock | 25,000 | $16.37 | $409,250.00 |
DisclosureSEC source: 0001104659-19-048298 · a4.xml · nonDerivative · entry 1 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 03, 2019 Filed Jul 9, 2019 01:46 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | GrantCommon Stock | 13,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-039628 · a4.xml · nonDerivative · entry 1 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,806 F1 · shares: Shares are restricted stock units issued to the Reporting Person pursuant to the OSI Systems, Inc. 2012 Incentive Award Plan. Vesting and amount of shares is subject to achievement of performance targets. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 00:15 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | GrantCommon Stock | 173 | $61.12 | $10,573.76 |
DisclosureSEC source: 0001104659-19-039141 · a4.xml · nonDerivative · entry 1 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,239 F1 · shares: Acquired pursuant to issuer's Employee Stock Purchase Plan. Read SEC document |
| May 06, 2019 Filed May 6, 2019 22:50 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | SaleCommon Stock | 10,000 | $103.13 | $1,031,300.00 |
DisclosureSEC source: 0001179110-19-005618 · edgar.xml · nonDerivative · entry 1 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,066 F1 · shares: Pursuant to the Reporting Owner's Rule 10b5-1 Plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $101.40 to $104.08. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 23:01 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | SaleCommon Stock | 10,000 | $86.53 | $865,320.00 |
DisclosureSEC source: 0001179110-19-001855 · edgar.xml · nonDerivative · entry 1 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,066 F1 · shares: Pursuant to the Reporting Owner's Rule 10b5-1 Plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $86.22 to $87.10. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:51 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | GrantCommon Stock | 160 | $62.31 | $9,969.60 |
DisclosureSEC source: 0001179110-19-000337 · edgar.xml · nonDerivative · entry 1 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,066 F1 · shares: Acquired pursuant to issuer's Employee Stock Purchase Plan. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 01:23 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | Exercise / conversionOption to Purchase Common Stock · Derivative | 40,000 | $12.52 Strike: $12.52 | $500,800.00 |
DisclosureSEC source: 0001179110-18-013376 · edgar.xml · derivative · entry 3 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,000 Underlying: Common Stock · 40,000 shares Expires 2019-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Ten Year Options expiring in 2019. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 01:23 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | SaleCommon Stock | 40,000 | $72.07 | $2,882,800.00 |
DisclosureSEC source: 0001179110-18-013376 · edgar.xml · nonDerivative · entry 2 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,906 F2 · shares: Pursuant to the Reporting Owner's Rule 10b5-1 Plan. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 01:23 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | Exercise / conversionCommon Stock | 40,000 | $12.52 | $500,800.00 |
DisclosureSEC source: 0001179110-18-013376 · edgar.xml · nonDerivative · entry 1 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 01:45 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | Tax withholdingCommon Stock | 20,809 | $77.89 | $1,620,813.01 |
DisclosureSEC source: 0001182489-18-000409 · edgar.xml · nonDerivative · entry 3 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,906 F1 · shares: Pursuant with a net settlement, shares of stock were tendered to satisfy tax withholding obligations. No shares of stock were sold. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 01:45 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | GrantCommon Stock | 39,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001182489-18-000409 · edgar.xml · nonDerivative · entry 2 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,715 F2 · shares: Shares are issued pursuant to performance based vestings. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 01:45 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | Tax withholdingCommon Stock | 13,300 | $77.89 | $1,035,937.00 |
DisclosureSEC source: 0001182489-18-000409 · edgar.xml · nonDerivative · entry 1 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,840 F1 · shares: Pursuant with a net settlement, shares of stock were tendered to satisfy tax withholding obligations. No shares of stock were sold. Read SEC document |
| July 05, 2018 Filed Jul 7, 2018 00:06 UTC | OSI SYSTEMS INC OSIS · Entity 4160 | GrantCommon Stock | 18,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-009542 · edgar.xml · nonDerivative · entry 1 EDRICK ALAN I · CIK 0001195340 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,140 F1 · shares: Shares are restricted stock units issued to the Reporting Person pursuant to the OSI Systems, Inc. 2012 Incentive award Plan. Vesting and amount of shares is subject to achievement of performance targets. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.