Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cerebras Systems Inc.CBRS · Entity 3072 | Director | September 04, 2026 | September 09, 2026 |
| Sunrun Inc.RUN · Entity 4507 | Director | March 25, 2019 | March 27, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cerebras Systems Inc.
Report date September 04, 2026 · Filed September 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Revocable Trust | 171,977 |
Last balance in matching sequence
After 2026-09-04 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2026-09-04 · Sale · Disposed 21,117 · Balance 200,860 F1: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $209.00 to $209.99, inclusive. Upon request by the staff of the Securities and Exchange commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2: The securities are held by a revocable family trust, of which the Reporting Person is a co-trustee. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his proportionate pecuniary interest therein. Row 2 · 2026-09-04 · Sale · Disposed 21,773 · Balance 179,087 F3: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $210.00 to $210.99, inclusive. Upon request by the staff of the Securities and Exchange commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2: The securities are held by a revocable family trust, of which the Reporting Person is a co-trustee. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his proportionate pecuniary interest therein. Row 3 · 2026-09-04 · Sale · Disposed 7,110 · Balance 171,977 F4: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $211.00 to $211.99, inclusive. Upon request by the staff of the Securities and Exchange commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F2: The securities are held by a revocable family trust, of which the Reporting Person is a co-trustee. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his proportionate pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Irrevocable Trust | 139,618 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 139,618 F5: The securities are held by an irrevocable GST trust, of which the Reporting Person is a co-trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $209.00 to $209.99, inclusive. Upon request by the staff of the Securities and Exchange commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F2: The securities are held by a revocable family trust, of which the Reporting Person is a co-trustee. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his proportionate pecuniary interest therein.
F3: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $210.00 to $210.99, inclusive. Upon request by the staff of the Securities and Exchange commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F4: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $211.00 to $211.99, inclusive. Upon request by the staff of the Securities and Exchange commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F5: The securities are held by an irrevocable GST trust, of which the Reporting Person is a co-trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Sunrun Inc.
Report date March 25, 2019 · Filed March 27, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 43,716 |
Reported balance
After 2019-03-25 transaction · row 2
1 source rowRow 2 · 2019-03-25 · Grant · Acquired 3,906 · Balance 43,716 F2: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will fully vest on January 1, 2020, subject to the Reporting Person's continued service as of that date. |
| Common StockSEC Table I · non-derivative | IndirectVassallo Family Revocable Trust dated 7/15/02 | 124,893 |
Reported balance
Holding disclosure · report date 2019-03-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 124,893 F1: The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Family Trust"). Steve P. Vassallo is a trustee of the Vassallo Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Family Trust except to the extent of his proportionate pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Family Trust"). Steve P. Vassallo is a trustee of the Vassallo Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Family Trust except to the extent of his proportionate pecuniary interest therein.
F2: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will fully vest on January 1, 2020, subject to the Reporting Person's continued service as of that date.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Itron Networked Solutions, Inc.
Report date January 05, 2018 · Filed January 09, 2018
Jointly reported with ELMORE WILLIAM B, SCHUH MICHAEL N, HOLLAND PAUL R, KOONTZ PAUL G, Moldow Charles
Section 16 reporting ended · disclosed 2018-01-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Foundation Capital IV, L.P. | 0 |
Reported balance
After 2018-01-05 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-01-05 · Other · Disposed 10,307,012 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F2: Foundation Capital Management Co. IV, LLC is the general partner of Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland and Warren M. Weiss are managing members of Foundation Capital Management Co. IV, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. Warren M. Weiss is a director of the Issuer and, accordingly, files separate Section 16 reports. Each of the managing members of Foundation Capital Management Co. IV, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Foundation Capital, LLC | 0 |
Reported balance
After 2018-01-05 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-01-05 · Other · Disposed 686 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F3: Paul R. Holland, Warren M. Weiss, Charles Moldow and Steve Vassallo are managers of Foundation Capital, LLC. Foundation Capital, LLC is under common control with Foundation Capital Management Co. IV, LLC and Foundation Capital Management Co. VI, LLC. As such, each of the managers may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC, Foundation Capital IV Principals Fund, LLC, Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managers disclaim beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Koontz Revocable Trust U/A/D 6/29/1998 | 0 |
Reported balance
After 2018-01-05 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2018-01-05 · Other · Disposed 6,077 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F4: The shares were held by the Koontz Revocable Trust U/A/D 6/29/1998 (the "Koontz Trust"). Paul G. Koontz is a trustee of the Koontz Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Koontz Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Holland/Yates Family Trust dtd 7/23/1999 | 0 |
Reported balance
After 2018-01-05 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2018-01-05 · Other · Disposed 22,595 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F5: The shares were held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy The Holland Children?s Trust | 0 |
Reported balance
After 2018-01-05 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2018-01-05 · Other · Disposed 3,700 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F6: The shares were held by The Holland Children's Trust (the "Holland Children's Trust"). Paul R. Holland is a trustee of the Holland Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Children's Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Michael N. & Mary G. Schuh 1990 Family Trust | 0 |
Reported balance
After 2018-01-05 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2018-01-05 · Other · Disposed 10,984 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F7: The shares were held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Vassallo Family Revocable Trust dated 7/15/02 | 0 |
Reported balance
After 2018-01-05 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2018-01-05 · Other · Disposed 23,745 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F8: The shares were held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Trust"). Steve Vassallo is a trustee of the Vassallo Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Moldow Family Trust dated 11/11/2003 | 0 |
Reported balance
After 2018-01-05 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2018-01-05 · Other · Disposed 26,277 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F9: The shares were held by the Moldow Family Trust dated 11/11/2003 (the "Moldow Family Trust"). Charles Moldow is a trustee of the Moldow Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Family Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy The Moldow 2008 Children?s Trust | 0 |
Reported balance
After 2018-01-05 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2018-01-05 · Other · Disposed 3,305 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F10: The shares were held by The Moldow 2008 Children's Trust (the "Moldow Children's Trust"). Charles Moldow is a trustee of the Moldow Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Children's Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy William B Elmore Revocable Trust | 0 |
Reported balance
After 2018-01-05 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2018-01-05 · Other · Disposed 24,468 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F11: The shares were held by the William B. Elmore Revocable Trust (the "Elmore Trust"). William B. Elmore is a trustee of the Elmore Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Elmore Family Investments B, LP | 0 |
Reported balance
After 2018-01-05 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2018-01-05 · Other · Disposed 4,422 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F12: The shares were held by Elmore Family Investments B, LP (the "Elmore Partnership"). William B. Elmore is a general partner of the Elmore Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Partnership except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy: FC IV Active Advisors Fund, LLC | 0 |
Reported balance
After 2018-01-05 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2018-01-05 · Other · Disposed 84,866 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F2: Foundation Capital Management Co. IV, LLC is the general partner of Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland and Warren M. Weiss are managing members of Foundation Capital Management Co. IV, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. Warren M. Weiss is a director of the Issuer and, accordingly, files separate Section 16 reports. Each of the managing members of Foundation Capital Management Co. IV, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy: Foundation Capital IV Principals Fund, LLC | 0 |
Reported balance
After 2018-01-05 transaction · row 13
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 13 · 2018-01-05 · Other · Disposed 91,204 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F2: Foundation Capital Management Co. IV, LLC is the general partner of Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland and Warren M. Weiss are managing members of Foundation Capital Management Co. IV, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. Warren M. Weiss is a director of the Issuer and, accordingly, files separate Section 16 reports. Each of the managing members of Foundation Capital Management Co. IV, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share.
F2: Foundation Capital Management Co. IV, LLC is the general partner of Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland and Warren M. Weiss are managing members of Foundation Capital Management Co. IV, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. Warren M. Weiss is a director of the Issuer and, accordingly, files separate Section 16 reports. Each of the managing members of Foundation Capital Management Co. IV, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
F3: Paul R. Holland, Warren M. Weiss, Charles Moldow and Steve Vassallo are managers of Foundation Capital, LLC. Foundation Capital, LLC is under common control with Foundation Capital Management Co. IV, LLC and Foundation Capital Management Co. VI, LLC. As such, each of the managers may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC, Foundation Capital IV Principals Fund, LLC, Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managers disclaim beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
F4: The shares were held by the Koontz Revocable Trust U/A/D 6/29/1998 (the "Koontz Trust"). Paul G. Koontz is a trustee of the Koontz Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Koontz Trust except to the extent of his proportionate pecuniary interest therein.
F5: The shares were held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein.
F6: The shares were held by The Holland Children's Trust (the "Holland Children's Trust"). Paul R. Holland is a trustee of the Holland Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Children's Trust except to the extent of his proportionate pecuniary interest therein.
F7: The shares were held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein.
F8: The shares were held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Trust"). Steve Vassallo is a trustee of the Vassallo Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Trust except to the extent of his proportionate pecuniary interest therein.
F9: The shares were held by the Moldow Family Trust dated 11/11/2003 (the "Moldow Family Trust"). Charles Moldow is a trustee of the Moldow Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Family Trust except to the extent of his proportionate pecuniary interest therein.
F10: The shares were held by The Moldow 2008 Children's Trust (the "Moldow Children's Trust"). Charles Moldow is a trustee of the Moldow Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Children's Trust except to the extent of his proportionate pecuniary interest therein.
F11: The shares were held by the William B. Elmore Revocable Trust (the "Elmore Trust"). William B. Elmore is a trustee of the Elmore Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Trust except to the extent of his proportionate pecuniary interest therein.
F12: The shares were held by Elmore Family Investments B, LP (the "Elmore Partnership"). William B. Elmore is a general partner of the Elmore Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Partnership except to the extent of his proportionate pecuniary interest therein.
TUBEMOGUL INC
Report date December 19, 2016 · Filed December 21, 2016
Jointly reported with Foundation Capital Management Co. VI, LLC, FOUNDATION CAPITAL VI LP, Foundation Capital VI Principals Fund, LLC, Foundation Capital, LLC
Section 16 reporting ended · disclosed 2016-12-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Foundation Capital VI, L.P. | 0 |
Reported balance
After 2016-12-19 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2016-12-19 · Other · Disposed 5,848,097 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F2: Foundation Capital Management Co. VI, L.L.C. is the sole general partner of Foundation Capital VI, L.P. and the sole manager of Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, L.L.C. disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Holland/Yates Family Trust dtd 7/23/1999 | 0 |
Reported balance
After 2016-12-19 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2016-12-19 · Other · Disposed 29,117 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F3: The shares were held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy The Holland Childrens Trust | 0 |
Reported balance
After 2016-12-19 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2016-12-19 · Other · Disposed 4,435 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F4: The shares were held by The Holland Children's Trust (the "Holland Children's Trust"). Paul R. Holland is a trustee of the Holland Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Children's Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Koontz Revocable Trust U/A/D 6/29/1998 | 0 |
Reported balance
After 2016-12-19 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2016-12-19 · Other · Disposed 7,110 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F5: The shares were held by the Koontz Revocable Trust U/A/D 6/29/1998 (the "Koontz Trust"). Paul G. Koontz is a trustee of the Koontz Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Koontz Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Michael N. & Mary G. Schuh 1990 Family Trust | 0 |
Reported balance
After 2016-12-19 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2016-12-19 · Other · Disposed 14,905 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F6: The shares were held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein |
| Common StockSEC Table I · non-derivative | IndirectBy William B. Elmore Gift Fund | 0 |
Reported balance
After 2016-12-19 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2016-12-19 · Other · Disposed 9,072 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. |
| Common StockSEC Table I · non-derivative | IndirectBy William B. Elmore Revocable Trust | 0 |
Reported balance
After 2016-12-19 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2016-12-19 · Other · Disposed 13,749 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F7: The shares were held by the William B. Elmore Revocable Trust (the "Elmore Trust"). William B. Elmore is a trustee of the Elmore Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Elmore Family Investments B, LP | 0 |
Reported balance
After 2016-12-19 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2016-12-19 · Other · Disposed 24,690 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F8: The shares were held by Elmore Family Investments B, LP (the "Elmore Partnership"). William B. Elmore is a general partner of the Elmore Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Partnership except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Vassallo Family Revocable Trust dated 7/15/02 | 0 |
Reported balance
After 2016-12-19 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2016-12-19 · Other · Disposed 12,975 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F9: The shares were held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Trust"). Steve P. Vassallo is a trustee of the Vassallo Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Moldow Family Trust dated 11/11/2003 | 0 |
Reported balance
After 2016-12-19 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2016-12-19 · Other · Disposed 4,440 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F10: The shares were held by the Moldow Family Trust dated 11/11/2003 (the "Moldow Family Trust"). Charles Moldow is a trustee of the Moldow Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Family Trust except to the extent of his proportionate pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.
F2: Foundation Capital Management Co. VI, L.L.C. is the sole general partner of Foundation Capital VI, L.P. and the sole manager of Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, L.L.C. disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
F3: The shares were held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein.
F4: The shares were held by The Holland Children's Trust (the "Holland Children's Trust"). Paul R. Holland is a trustee of the Holland Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Children's Trust except to the extent of his proportionate pecuniary interest therein.
F5: The shares were held by the Koontz Revocable Trust U/A/D 6/29/1998 (the "Koontz Trust"). Paul G. Koontz is a trustee of the Koontz Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Koontz Trust except to the extent of his proportionate pecuniary interest therein.
F6: The shares were held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein
F7: The shares were held by the William B. Elmore Revocable Trust (the "Elmore Trust"). William B. Elmore is a trustee of the Elmore Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Trust except to the extent of his proportionate pecuniary interest therein.
F8: The shares were held by Elmore Family Investments B, LP (the "Elmore Partnership"). William B. Elmore is a general partner of the Elmore Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Partnership except to the extent of his proportionate pecuniary interest therein.
F9: The shares were held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Trust"). Steve P. Vassallo is a trustee of the Vassallo Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Trust except to the extent of his proportionate pecuniary interest therein.
F10: The shares were held by the Moldow Family Trust dated 11/11/2003 (the "Moldow Family Trust"). Charles Moldow is a trustee of the Moldow Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Family Trust except to the extent of his proportionate pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 14, 2026 Filed Aug 18, 2026 22:38 UTC | Cerebras Systems Inc. CBRS · Entity 3072 | ConversionClass A Common Stock | 7,490 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567929-26-000003 · form4-08182026_100849.xml · nonDerivative · entry 5 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Foundation Capital VIII Principals Fund, L.L.C. Disclosed balance after: 37,453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration. F3 · ownership.nature: Securities are directly held by Foundation Capital VIII Principals Fund, L.L.C. ("FC8P"). Foundation Capital Management Co. VIII, L.L.C. ("FCM8") is the manager of FC8P. The Reporting Person is a manager of FCM8 and may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein. Read SEC document |
| August 14, 2026 Filed Aug 18, 2026 22:38 UTC | Cerebras Systems Inc. CBRS · Entity 3072 | ConversionClass A Common Stock | 347,782 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567929-26-000003 · form4-08182026_100849.xml · nonDerivative · entry 4 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Foundation Capital VIII, L.P. Disclosed balance after: 1,738,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration. F2 · ownership.nature: Securities are directly held by Foundation Capital VIII, L.P. ("FC8"). Foundation Capital Management Co. VIII, L.L.C. ("FCM8") is the general partner of FC8. The Reporting Person is a manager of FCM8 and may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Aug 18, 2026 22:38 UTC | Cerebras Systems Inc. CBRS · Entity 3072 | ConversionClass B Common Stock · Derivative | 109,141 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567929-26-000003 · form4-08182026_100849.xml · derivative · entry 22 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Foundation Capital Leadership Fund II, L.P. Disclosed balance after: 982,270 Underlying: Class A Common Stock · 109,141 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration. F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration. F22 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder and does not expire. F22 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder and does not expire. F4 · ownership.nature: Securities are directly held by Foundation Capital Leadership Fund II, L.P. ("FCLF2"). Foundation Capital Management Co. LF II, L.L.C. ("FCMLF2") is the general partner of FCLF2. The Reporting Person is a manager of FCMLF2 and may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Aug 18, 2026 22:38 UTC | Cerebras Systems Inc. CBRS · Entity 3072 | ConversionClass B Common Stock · Derivative | 29,963 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567929-26-000003 · form4-08182026_100849.xml · derivative · entry 21 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Foundation Capital VIII Principals Fund, LLC Disclosed balance after: 269,664 Underlying: Class A Common Stock · 29,963 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration. F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration. F22 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder and does not expire. F22 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder and does not expire. F3 · ownership.nature: Securities are directly held by Foundation Capital VIII Principals Fund, L.L.C. ("FC8P"). Foundation Capital Management Co. VIII, L.L.C. ("FCM8") is the manager of FC8P. The Reporting Person is a manager of FCM8 and may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Aug 18, 2026 22:38 UTC | Cerebras Systems Inc. CBRS · Entity 3072 | ConversionClass B Common Stock · Derivative | 1,391,131 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567929-26-000003 · form4-08182026_100849.xml · derivative · entry 20 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Foundation Capital VIII, L.P. Disclosed balance after: 12,520,174 Underlying: Class A Common Stock · 1,391,131 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration. F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration. F22 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder and does not expire. F22 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at any time at the option of the holder and does not expire. F2 · ownership.nature: Securities are directly held by Foundation Capital VIII, L.P. ("FC8"). Foundation Capital Management Co. VIII, L.L.C. ("FCM8") is the general partner of FC8. The Reporting Person is a manager of FCM8 and may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Aug 18, 2026 22:38 UTC | Cerebras Systems Inc. CBRS · Entity 3072 | ConversionClass A Common Stock | 109,141 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567929-26-000003 · form4-08182026_100849.xml · nonDerivative · entry 3 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Foundation Capital Leadership Fund II, L.P. Disclosed balance after: 109,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration. Read SEC document |
| June 24, 2026 Filed Aug 18, 2026 22:38 UTC | Cerebras Systems Inc. CBRS · Entity 3072 | ConversionClass A Common Stock | 29,963 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567929-26-000003 · form4-08182026_100849.xml · nonDerivative · entry 2 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Foundation Capital VIII Principals Fund, LLC Disclosed balance after: 29,963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration. F3 · ownership.nature: Securities are directly held by Foundation Capital VIII Principals Fund, L.L.C. ("FC8P"). Foundation Capital Management Co. VIII, L.L.C. ("FCM8") is the manager of FC8P. The Reporting Person is a manager of FCM8 and may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Aug 18, 2026 22:38 UTC | Cerebras Systems Inc. CBRS · Entity 3072 | ConversionClass A Common Stock | 1,391,131 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567929-26-000003 · form4-08182026_100849.xml · nonDerivative · entry 1 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Foundation Capital VIII, L.P. Disclosed balance after: 1,391,131 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration. F2 · ownership.nature: Securities are directly held by Foundation Capital VIII, L.P. ("FC8"). Foundation Capital Management Co. VIII, L.L.C. ("FCM8") is the general partner of FC8. The Reporting Person is a manager of FCM8 and may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein. Read SEC document |
| May 15, 2026 Filed May 15, 2026 22:50 UTC | Cerebras Systems Inc. CBRS · Entity 3072 | ConversionClass B Common Stock · Derivative | 15,302,343 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-035744 · wk-form4_1778885420.xml · derivative · entry 6 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes: Disclosed balance after: 15,302,343 Underlying: Class A Common Stock · 15,302,343 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of the Issuer's redeemable convertible preferred stock automatically converted and was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of the Issuer's redeemable convertible preferred stock automatically converted and was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of the Issuer's redeemable convertible preferred stock automatically converted and was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of the Issuer's redeemable convertible preferred stock automatically converted and was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F4 · ownership.nature: Foundation Capital Management Co. VIII, L.L.C. is the General Partner of Foundation Capital VIII and the Manager of Foundation Capital VIII Principals and has sole voting and investment power with respect to the securities held by Foundation Capital VIII and Foundation Capital Principals. Steven P. Vassallo is a Manager of Foundation Capital Management Co. VIII, L.L.C. and may be deemed to beneficially own such shares. Foundation Capital Management Co. LF II, L.L.C. is the General Partner of Foundation Capital Leadership Fund and has sole voting and investment power with respect to the securities held by Foundation Capital Leadership Fund. Mr. Vassallo is a Manager of Foundation Capital Management Co. LF II, L.L.C. and may be deemed to beneficially own such shares. Mr. Vassallo disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein. F5 · ownership.nature: Following the transactions reported herein, consists of (i) 1,091,411 shares of Class B common stock held by Foundation Leadership Fund, (ii) 299,627 shares of Class B common stock held by Foundation Capital VIII Principals, and (iii) 13,911,305 shares of Class B common stock held by Foundation Capital VIII. Read SEC document |
| May 15, 2026 Filed May 15, 2026 22:50 UTC | Cerebras Systems Inc. CBRS · Entity 3072 | ConversionSeries E Preferred Stock · Derivative | 1,145,981 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-035744 · wk-form4_1778885420.xml · derivative · entry 5 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class B Common Stock · 1,145,981 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of the Issuer's redeemable convertible preferred stock automatically converted and was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of the Issuer's redeemable convertible preferred stock automatically converted and was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of the Issuer's redeemable convertible preferred stock automatically converted and was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of the Issuer's redeemable convertible preferred stock automatically converted and was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of the Issuer's redeemable convertible preferred stock automatically converted and was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F2 · ownership.nature: Consists of (i) 1,091,411 shares of Class B common stock underlying Series E Preferred Stock held by Foundation Capital Leadership Fund II, L.P. ("Foundation Leadership Fund"); (ii) 265,414 shares of Class B common stock underlying Series A Preferred Stock, 30,053 shares of Class B common stock underlying Series B Preferred Stock, 2,356 shares of Class B common stock underlying Series C Preferred Stock, 653 shares of Class B common stock underlying Series D Preferred Stock, and 1,151 shares of Class B common stock underlying Series E Preferred Stock held by Foundation Capital VIII Principals Fund, LLC ("Foundation Capital VIII Principals");...(continued in footnote 3) F3 · ownership.nature: (continued from footnote 2)...and (iii) 12,322,821 shares of Class B common stock underlying Series A Preferred Stock, 1,395,341 shares of Class B common stock underlying Series B Preferred Stock, 109,409 shares of Class B common stock underlying Series C Preferred Stock, 30,315 shares of Class B common stock underlying Series D Preferred Stock, and 53,419 shares of Class B common stock underlying Series E Preferred Stock held by Foundation Capital VIII, L.P. ("Foundation Capital VIII," and together with Foundation Leadership Fund and Foundation Capital VIII Principals, "Foundation Capital"). F4 · ownership.nature: Foundation Capital Management Co. VIII, L.L.C. is the General Partner of Foundation Capital VIII and the Manager of Foundation Capital VIII Principals and has sole voting and investment power with respect to the securities held by Foundation Capital VIII and Foundation Capital Principals. Steven P. Vassallo is a Manager of Foundation Capital Management Co. VIII, L.L.C. and may be deemed to beneficially own such shares. Foundation Capital Management Co. LF II, L.L.C. is the General Partner of Foundation Capital Leadership Fund and has sole voting and investment power with respect to the securities held by Foundation Capital Leadership Fund. Mr. Vassallo is a Manager of Foundation Capital Management Co. LF II, L.L.C. and may be deemed to beneficially own such shares. Mr. Vassallo disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein. Read SEC document |
| May 15, 2026 Filed May 15, 2026 22:50 UTC | Cerebras Systems Inc. CBRS · Entity 3072 | ConversionSeries D Preferred Stock · Derivative | 30,968 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-035744 · wk-form4_1778885420.xml · derivative · entry 4 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes: Disclosed balance after: 0 Underlying: Class B Common Stock · 30,968 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of the Issuer's redeemable convertible preferred stock automatically converted and was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of the Issuer's redeemable convertible preferred stock automatically converted and was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of the Issuer's redeemable convertible preferred stock automatically converted and was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of the Issuer's redeemable convertible preferred stock automatically converted and was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of the Issuer's redeemable convertible preferred stock automatically converted and was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F2 · ownership.nature: Consists of (i) 1,091,411 shares of Class B common stock underlying Series E Preferred Stock held by Foundation Capital Leadership Fund II, L.P. ("Foundation Leadership Fund"); (ii) 265,414 shares of Class B common stock underlying Series A Preferred Stock, 30,053 shares of Class B common stock underlying Series B Preferred Stock, 2,356 shares of Class B common stock underlying Series C Preferred Stock, 653 shares of Class B common stock underlying Series D Preferred Stock, and 1,151 shares of Class B common stock underlying Series E Preferred Stock held by Foundation Capital VIII Principals Fund, LLC ("Foundation Capital VIII Principals");...(continued in footnote 3) F3 · ownership.nature: (continued from footnote 2)...and (iii) 12,322,821 shares of Class B common stock underlying Series A Preferred Stock, 1,395,341 shares of Class B common stock underlying Series B Preferred Stock, 109,409 shares of Class B common stock underlying Series C Preferred Stock, 30,315 shares of Class B common stock underlying Series D Preferred Stock, and 53,419 shares of Class B common stock underlying Series E Preferred Stock held by Foundation Capital VIII, L.P. ("Foundation Capital VIII," and together with Foundation Leadership Fund and Foundation Capital VIII Principals, "Foundation Capital"). F4 · ownership.nature: Foundation Capital Management Co. VIII, L.L.C. is the General Partner of Foundation Capital VIII and the Manager of Foundation Capital VIII Principals and has sole voting and investment power with respect to the securities held by Foundation Capital VIII and Foundation Capital Principals. Steven P. Vassallo is a Manager of Foundation Capital Management Co. VIII, L.L.C. and may be deemed to beneficially own such shares. Foundation Capital Management Co. LF II, L.L.C. is the General Partner of Foundation Capital Leadership Fund and has sole voting and investment power with respect to the securities held by Foundation Capital Leadership Fund. Mr. Vassallo is a Manager of Foundation Capital Management Co. LF II, L.L.C. and may be deemed to beneficially own such shares. Mr. Vassallo disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein. Read SEC document |
| May 15, 2026 Filed May 15, 2026 22:50 UTC | Cerebras Systems Inc. CBRS · Entity 3072 | ConversionSeries C Preferred Stock · Derivative | 111,765 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-035744 · wk-form4_1778885420.xml · derivative · entry 3 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes: Disclosed balance after: 0 Underlying: Class B Common Stock · 111,765 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of the Issuer's redeemable convertible preferred stock automatically converted and was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of the Issuer's redeemable convertible preferred stock automatically converted and was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of the Issuer's redeemable convertible preferred stock automatically converted and was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of the Issuer's redeemable convertible preferred stock automatically converted and was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of the Issuer's redeemable convertible preferred stock automatically converted and was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F2 · ownership.nature: Consists of (i) 1,091,411 shares of Class B common stock underlying Series E Preferred Stock held by Foundation Capital Leadership Fund II, L.P. ("Foundation Leadership Fund"); (ii) 265,414 shares of Class B common stock underlying Series A Preferred Stock, 30,053 shares of Class B common stock underlying Series B Preferred Stock, 2,356 shares of Class B common stock underlying Series C Preferred Stock, 653 shares of Class B common stock underlying Series D Preferred Stock, and 1,151 shares of Class B common stock underlying Series E Preferred Stock held by Foundation Capital VIII Principals Fund, LLC ("Foundation Capital VIII Principals");...(continued in footnote 3) F3 · ownership.nature: (continued from footnote 2)...and (iii) 12,322,821 shares of Class B common stock underlying Series A Preferred Stock, 1,395,341 shares of Class B common stock underlying Series B Preferred Stock, 109,409 shares of Class B common stock underlying Series C Preferred Stock, 30,315 shares of Class B common stock underlying Series D Preferred Stock, and 53,419 shares of Class B common stock underlying Series E Preferred Stock held by Foundation Capital VIII, L.P. ("Foundation Capital VIII," and together with Foundation Leadership Fund and Foundation Capital VIII Principals, "Foundation Capital"). F4 · ownership.nature: Foundation Capital Management Co. VIII, L.L.C. is the General Partner of Foundation Capital VIII and the Manager of Foundation Capital VIII Principals and has sole voting and investment power with respect to the securities held by Foundation Capital VIII and Foundation Capital Principals. Steven P. Vassallo is a Manager of Foundation Capital Management Co. VIII, L.L.C. and may be deemed to beneficially own such shares. Foundation Capital Management Co. LF II, L.L.C. is the General Partner of Foundation Capital Leadership Fund and has sole voting and investment power with respect to the securities held by Foundation Capital Leadership Fund. Mr. Vassallo is a Manager of Foundation Capital Management Co. LF II, L.L.C. and may be deemed to beneficially own such shares. Mr. Vassallo disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein. Read SEC document |
| May 15, 2026 Filed May 15, 2026 22:50 UTC | Cerebras Systems Inc. CBRS · Entity 3072 | ConversionSeries B Preferred Stock · Derivative | 1,425,394 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-035744 · wk-form4_1778885420.xml · derivative · entry 2 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes: Disclosed balance after: 0 Underlying: Class B Common Stock · 1,425,394 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of the Issuer's redeemable convertible preferred stock automatically converted and was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of the Issuer's redeemable convertible preferred stock automatically converted and was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of the Issuer's redeemable convertible preferred stock automatically converted and was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of the Issuer's redeemable convertible preferred stock automatically converted and was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of the Issuer's redeemable convertible preferred stock automatically converted and was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F2 · ownership.nature: Consists of (i) 1,091,411 shares of Class B common stock underlying Series E Preferred Stock held by Foundation Capital Leadership Fund II, L.P. ("Foundation Leadership Fund"); (ii) 265,414 shares of Class B common stock underlying Series A Preferred Stock, 30,053 shares of Class B common stock underlying Series B Preferred Stock, 2,356 shares of Class B common stock underlying Series C Preferred Stock, 653 shares of Class B common stock underlying Series D Preferred Stock, and 1,151 shares of Class B common stock underlying Series E Preferred Stock held by Foundation Capital VIII Principals Fund, LLC ("Foundation Capital VIII Principals");...(continued in footnote 3) F3 · ownership.nature: (continued from footnote 2)...and (iii) 12,322,821 shares of Class B common stock underlying Series A Preferred Stock, 1,395,341 shares of Class B common stock underlying Series B Preferred Stock, 109,409 shares of Class B common stock underlying Series C Preferred Stock, 30,315 shares of Class B common stock underlying Series D Preferred Stock, and 53,419 shares of Class B common stock underlying Series E Preferred Stock held by Foundation Capital VIII, L.P. ("Foundation Capital VIII," and together with Foundation Leadership Fund and Foundation Capital VIII Principals, "Foundation Capital"). F4 · ownership.nature: Foundation Capital Management Co. VIII, L.L.C. is the General Partner of Foundation Capital VIII and the Manager of Foundation Capital VIII Principals and has sole voting and investment power with respect to the securities held by Foundation Capital VIII and Foundation Capital Principals. Steven P. Vassallo is a Manager of Foundation Capital Management Co. VIII, L.L.C. and may be deemed to beneficially own such shares. Foundation Capital Management Co. LF II, L.L.C. is the General Partner of Foundation Capital Leadership Fund and has sole voting and investment power with respect to the securities held by Foundation Capital Leadership Fund. Mr. Vassallo is a Manager of Foundation Capital Management Co. LF II, L.L.C. and may be deemed to beneficially own such shares. Mr. Vassallo disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein. Read SEC document |
| May 15, 2026 Filed May 15, 2026 22:50 UTC | Cerebras Systems Inc. CBRS · Entity 3072 | ConversionSeries A Preferred Stock · Derivative | 12,588,235 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-035744 · wk-form4_1778885420.xml · derivative · entry 1 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes: Disclosed balance after: 0 Underlying: Class B Common Stock · 12,588,235 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of the Issuer's redeemable convertible preferred stock automatically converted and was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of the Issuer's redeemable convertible preferred stock automatically converted and was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of the Issuer's redeemable convertible preferred stock automatically converted and was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of the Issuer's redeemable convertible preferred stock automatically converted and was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of the Issuer's redeemable convertible preferred stock automatically converted and was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F2 · ownership.nature: Consists of (i) 1,091,411 shares of Class B common stock underlying Series E Preferred Stock held by Foundation Capital Leadership Fund II, L.P. ("Foundation Leadership Fund"); (ii) 265,414 shares of Class B common stock underlying Series A Preferred Stock, 30,053 shares of Class B common stock underlying Series B Preferred Stock, 2,356 shares of Class B common stock underlying Series C Preferred Stock, 653 shares of Class B common stock underlying Series D Preferred Stock, and 1,151 shares of Class B common stock underlying Series E Preferred Stock held by Foundation Capital VIII Principals Fund, LLC ("Foundation Capital VIII Principals");...(continued in footnote 3) F3 · ownership.nature: (continued from footnote 2)...and (iii) 12,322,821 shares of Class B common stock underlying Series A Preferred Stock, 1,395,341 shares of Class B common stock underlying Series B Preferred Stock, 109,409 shares of Class B common stock underlying Series C Preferred Stock, 30,315 shares of Class B common stock underlying Series D Preferred Stock, and 53,419 shares of Class B common stock underlying Series E Preferred Stock held by Foundation Capital VIII, L.P. ("Foundation Capital VIII," and together with Foundation Leadership Fund and Foundation Capital VIII Principals, "Foundation Capital"). F4 · ownership.nature: Foundation Capital Management Co. VIII, L.L.C. is the General Partner of Foundation Capital VIII and the Manager of Foundation Capital VIII Principals and has sole voting and investment power with respect to the securities held by Foundation Capital VIII and Foundation Capital Principals. Steven P. Vassallo is a Manager of Foundation Capital Management Co. VIII, L.L.C. and may be deemed to beneficially own such shares. Foundation Capital Management Co. LF II, L.L.C. is the General Partner of Foundation Capital Leadership Fund and has sole voting and investment power with respect to the securities held by Foundation Capital Leadership Fund. Mr. Vassallo is a Manager of Foundation Capital Management Co. LF II, L.L.C. and may be deemed to beneficially own such shares. Mr. Vassallo disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 00:09 UTC | Sunrun Inc. RUN · Entity 4507 | GrantCommon Stock | 3,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021375 · doc4.xml · nonDerivative · entry 2 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,716 F2 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will fully vest on January 1, 2020, subject to the Reporting Person's continued service as of that date. Read SEC document |
| March 01, 2019 Filed Mar 6, 2019 00:25 UTC | Sunrun Inc. RUN · Entity 4507 | SaleCommon Stock | 39,533 | $16.04 | $634,109.32 |
DisclosureSEC source: 0001209191-19-017072 · doc4.xml · nonDerivative · entry 1 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Vassallo Family Revocable Trust dated 7/15/02 Disclosed balance after: 124,893 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $16.00 to $16.07 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Transaction pursuant to a 10b5-1 Plan adopted on August 31, 2018. F2 · ownership.nature: The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Family Trust"). Steve P. Vassallo is a trustee of the Vassallo Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Family Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:49 UTC | Sunrun Inc. RUN · Entity 4507 | SaleCommon Stock | 7,726 | $16.00 | $123,616.00 |
DisclosureSEC source: 0001209191-19-014171 · doc4.xml · nonDerivative · entry 1 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Vassallo Family Revocable Trust dated 7/15/02 Disclosed balance after: 164,426 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $16.00 to $16.02 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Transaction pursuant to a 10b5-1 Plan adopted on August 31, 2018. F2 · ownership.nature: The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Family Trust"). Steve P. Vassallo is a trustee of the Vassallo Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Family Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 22:45 UTC | Sunrun Inc. RUN · Entity 4507 | SaleCommon Stock | 33,945 | $15.04 | $510,532.80 |
DisclosureSEC source: 0001209191-19-009823 · doc4.xml · nonDerivative · entry 1 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Vassallo Family Revocable Trust dated 7/15/02 Disclosed balance after: 172,152 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $15.00 to $15.12 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Transaction pursuant to a 10b5-1 Plan adopted on August 31, 2018. F2 · ownership.nature: The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Family Trust"). Steve P. Vassallo is a trustee of the Vassallo Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Family Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 17:17 UTC | Sunrun Inc. RUN · Entity 4507 | GrantCommon Stock | 9,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000706 · doc4.xml · nonDerivative · entry 2 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,810 F2 · shares: The Reporting Person received 9,107 restricted stock units ("RSUs") (equal to $100,000 divided by the closing stock price of $10.98 on January 2, 2019) pursuant to the Issuer's non-employee director compensation policy. The RSUs will fully vest on January 1, 2020, subject to the Reporting Person's continued service as of that date. Read SEC document |
| December 03, 2018 Filed Dec 5, 2018 01:17 UTC | Sunrun Inc. RUN · Entity 4507 | SaleCommon Stock | 18,815 | $15.00 | $282,225.00 |
DisclosureSEC source: 0001209191-18-061094 · doc4.xml · nonDerivative · entry 1 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Vassallo Family Revocable Trust dated 7/15/02 Disclosed balance after: 206,097 F1 · price: Price reflected is the sale price for all shares sold. Transaction pursuant to a 10b5-1 Plan adopted on August 31, 2018. F2 · ownership.nature: The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Family Trust"). Steve P. Vassallo is a trustee of the Vassallo Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Family Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| November 29, 2018 Filed Dec 1, 2018 00:11 UTC | Sunrun Inc. RUN · Entity 4507 | SaleCommon Stock | 591,123 | $14.47 | $8,553,549.81 |
DisclosureSEC source: 0001209191-18-060477 · doc4.xml · nonDerivative · entry 1 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital VI, L.P. Disclosed balance after: 0 F1 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $14.31 to $14.60 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document |
| November 27, 2018 Filed Nov 28, 2018 15:17 UTC | Sunrun Inc. RUN · Entity 4507 | SaleCommon Stock | 50,000 | $14.00 | $700,000.00 |
DisclosureSEC source: 0001209191-18-060093 · doc4.xml · nonDerivative · entry 5 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Vassallo Family Revocable Trust dated 7/15/02 Disclosed balance after: 224,912 F6 · price: Price reflected is the sale price for all shares sold. Read SEC document |
| November 27, 2018 Filed Nov 28, 2018 15:17 UTC | Sunrun Inc. RUN · Entity 4507 | OtherCommon Stock | 19,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-060093 · doc4.xml · nonDerivative · entry 4 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Vassallo Family Revocable Trust dated 7/15/02 Disclosed balance after: 274,912 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by FCM VI effected following the close of the trading market on November 27, 2018 without consideration to its members. F5 · ownership.nature: The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Family Trust"). Steve P. Vassallo is a trustee of the Vassallo Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Family Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| November 27, 2018 Filed Nov 28, 2018 15:17 UTC | Sunrun Inc. RUN · Entity 4507 | OtherCommon Stock | 141,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-060093 · doc4.xml · nonDerivative · entry 3 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital Management Co. VI, L.L.C. Disclosed balance after: 0 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by FCM VI effected following the close of the trading market on November 27, 2018 without consideration to its members. F2 · ownership.nature: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document |
| November 27, 2018 Filed Nov 28, 2018 15:17 UTC | Sunrun Inc. RUN · Entity 4507 | OtherCommon Stock | 141,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-060093 · doc4.xml · nonDerivative · entry 2 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital Management Co. VI, L.L.C. Disclosed balance after: 141,714 F3 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by FC VI described in footnote 1 above. F2 · ownership.nature: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document |
| November 27, 2018 Filed Nov 28, 2018 15:17 UTC | Sunrun Inc. RUN · Entity 4507 | OtherCommon Stock | 550,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-060093 · doc4.xml · nonDerivative · entry 1 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital VI, L.P. Disclosed balance after: 591,123 F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. ("FC VI") effected following the close of the trading market on November 27, 2018 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. ("FCM VI"). F2 · ownership.nature: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 15:06 UTC | Sunrun Inc. RUN · Entity 4507 | OtherCommon Stock | 20,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-057063 · doc4.xml · nonDerivative · entry 4 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Vassallo Family Revocable Trust dated 7/15/02 Disclosed balance after: 255,006 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by FCM VI effected following the close of the trading market on November 2, 2018 without consideration to its members. F5 · ownership.nature: The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Family Trust"). Steve P. Vassallo is a trustee of the Vassallo Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Family Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 15:06 UTC | Sunrun Inc. RUN · Entity 4507 | OtherCommon Stock | 154,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-057063 · doc4.xml · nonDerivative · entry 3 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital Management Co. VI, L.L.C. Disclosed balance after: 0 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by FCM VI effected following the close of the trading market on November 2, 2018 without consideration to its members. F2 · ownership.nature: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 15:06 UTC | Sunrun Inc. RUN · Entity 4507 | OtherCommon Stock | 154,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-057063 · doc4.xml · nonDerivative · entry 2 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital Management Co. VI, L.L.C. Disclosed balance after: 154,500 F3 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by FC VI described in footnote 1 above. F2 · ownership.nature: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 15:06 UTC | Sunrun Inc. RUN · Entity 4507 | OtherCommon Stock | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-057063 · doc4.xml · nonDerivative · entry 1 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital VI, L.P. Disclosed balance after: 1,141,468 F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. ("FC VI") effected following the close of the trading market on November 2, 2018 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. ("FCM VI"). Transaction pursuant to a 10b5-1 Plan adopted on August 31, 2018. F2 · ownership.nature: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document |
| October 02, 2018 Filed Oct 3, 2018 14:31 UTC | Sunrun Inc. RUN · Entity 4507 | OtherCommon Stock | 19,828 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053596 · doc4.xml · nonDerivative · entry 4 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Vassallo Family Revocable Trust dated 7/15/02 Disclosed balance after: 234,316 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by FCM VI effected following the close of the trading market on October 2, 2018 without consideration to its members. F5 · ownership.nature: The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Family Trust"). Steve P. Vassallo is a trustee of the Vassallo Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Family Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| October 02, 2018 Filed Oct 3, 2018 14:31 UTC | Sunrun Inc. RUN · Entity 4507 | OtherCommon Stock | 154,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053596 · doc4.xml · nonDerivative · entry 3 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital Management Co. VI, L.L.C. Disclosed balance after: 0 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by FCM VI effected following the close of the trading market on October 2, 2018 without consideration to its members. F2 · ownership.nature: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document |
| October 02, 2018 Filed Oct 3, 2018 14:31 UTC | Sunrun Inc. RUN · Entity 4507 | OtherCommon Stock | 154,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053596 · doc4.xml · nonDerivative · entry 2 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital Management Co. VI, L.L.C. Disclosed balance after: 154,500 F3 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by FC VI described in footnote 1 above. F2 · ownership.nature: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document |
| October 02, 2018 Filed Oct 3, 2018 14:31 UTC | Sunrun Inc. RUN · Entity 4507 | OtherCommon Stock | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053596 · doc4.xml · nonDerivative · entry 1 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital VI, L.P. Disclosed balance after: 1,741,468 F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. ("FC VI") effected following the close of the trading market on October 2, 2018 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. ("FCM VI"). Transaction pursuant to a 10b5-1 Plan adopted on August 31, 2018. F2 · ownership.nature: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 14:37 UTC | Sunrun Inc. RUN · Entity 4507 | OtherCommon Stock | 18,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048108 · doc4.xml · nonDerivative · entry 4 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Vassallo Family Revocable Trust dated 7/15/02 Disclosed balance after: 214,488 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by FCM VI effected following the close of the trading market on August 22, 2018 without consideration to its members. F5 · ownership.nature: The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Family Trust"). Steve P. Vassallo is a trustee of the Vassallo Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Family Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 14:37 UTC | Sunrun Inc. RUN · Entity 4507 | OtherCommon Stock | 154,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048108 · doc4.xml · nonDerivative · entry 3 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital Management Co. VI, L.L.C. Disclosed balance after: 0 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by FCM VI effected following the close of the trading market on August 22, 2018 without consideration to its members. F2 · ownership.nature: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 14:37 UTC | Sunrun Inc. RUN · Entity 4507 | OtherCommon Stock | 154,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048108 · doc4.xml · nonDerivative · entry 2 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital Management Co. VI, L.L.C. Disclosed balance after: 154,500 F3 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by FC VI described in footnote 1 above. F2 · ownership.nature: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 14:37 UTC | Sunrun Inc. RUN · Entity 4507 | OtherCommon Stock | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048108 · doc4.xml · nonDerivative · entry 1 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital VI, L.P. Disclosed balance after: 2,341,468 F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. ("FC VI") effected following the close of the trading market on August 22, 2018 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. ("FCM VI"). F2 · ownership.nature: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document |
| July 11, 2018 Filed Jul 12, 2018 14:42 UTC | Sunrun Inc. RUN · Entity 4507 | OtherCommon Stock | 15,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042416 · doc4.xml · nonDerivative · entry 4 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Vassallo Family Revocable Trust dated 7/15/02 Disclosed balance after: 195,732 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by FCM VI effected following the close of the trading market on July 11, 2018 without consideration to its members. Transaction pursuant to a 10b5-1 Plan adopted on May 31, 2018. F5 · ownership.nature: The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Family Trust"). Steve P. Vassallo is a trustee of the Vassallo Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Family Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| July 11, 2018 Filed Jul 12, 2018 14:42 UTC | Sunrun Inc. RUN · Entity 4507 | OtherCommon Stock | 144,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042416 · doc4.xml · nonDerivative · entry 3 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital Management Co. VI, L.L.C. Disclosed balance after: 0 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by FCM VI effected following the close of the trading market on July 11, 2018 without consideration to its members. Transaction pursuant to a 10b5-1 Plan adopted on May 31, 2018. F2 · ownership.nature: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document |
| July 11, 2018 Filed Jul 12, 2018 14:42 UTC | Sunrun Inc. RUN · Entity 4507 | OtherCommon Stock | 144,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042416 · doc4.xml · nonDerivative · entry 2 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital Management Co. VI, L.L.C. Disclosed balance after: 144,200 F3 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by FC VI described in footnote 1 above. F2 · ownership.nature: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document |
| July 11, 2018 Filed Jul 12, 2018 14:42 UTC | Sunrun Inc. RUN · Entity 4507 | OtherCommon Stock | 560,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042416 · doc4.xml · nonDerivative · entry 1 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital VI, L.P. Disclosed balance after: 2,941,468 F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. ("FC VI") effected following the close of the trading market on July 11, 2018 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. ("FCM VI"). Transaction pursuant to a 10b5-1 Plan adopted on May 31, 2018. F2 · ownership.nature: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 14:38 UTC | Sunrun Inc. RUN · Entity 4507 | OtherCommon Stock | 29,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042086 · doc4.xml · nonDerivative · entry 4 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Vassallo Family Revocable Trust dated 7/15/02 Disclosed balance after: 179,884 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by FCM VI effected following the close of the trading market on July 9, 2018 without consideration to its members. Transaction pursuant to a 10b5-1 Plan adopted on May 31, 2018. F5 · ownership.nature: The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Family Trust"). Steve P. Vassallo is a trustee of the Vassallo Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Family Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 14:38 UTC | Sunrun Inc. RUN · Entity 4507 | OtherCommon Stock | 288,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042086 · doc4.xml · nonDerivative · entry 3 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital Management Co. VI, L.L.C. Disclosed balance after: 0 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by FCM VI effected following the close of the trading market on July 9, 2018 without consideration to its members. Transaction pursuant to a 10b5-1 Plan adopted on May 31, 2018. F2 · ownership.nature: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 14:38 UTC | Sunrun Inc. RUN · Entity 4507 | OtherCommon Stock | 288,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042086 · doc4.xml · nonDerivative · entry 2 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital Management Co. VI, L.L.C. Disclosed balance after: 288,400 F3 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by FC VI described in footnote 1 above. F2 · ownership.nature: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 14:38 UTC | Sunrun Inc. RUN · Entity 4507 | OtherCommon Stock | 1,120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042086 · doc4.xml · nonDerivative · entry 1 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital VI, L.P. Disclosed balance after: 3,501,468 F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. ("FC VI") effected following the close of the trading market on July 9, 2018 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. ("FCM VI"). Transaction pursuant to a 10b5-1 Plan adopted on May 31, 2018. F2 · ownership.nature: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document |
| July 05, 2018 Filed Jul 6, 2018 14:38 UTC | Sunrun Inc. RUN · Entity 4507 | OtherCommon Stock | 24,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-041826 · doc4.xml · nonDerivative · entry 4 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Vassallo Family Revocable Trust dated 7/15/02 Disclosed balance after: 150,519 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by FCM VI effected following the close of the trading market on July 5, 2018 without consideration to its members. Transaction pursuant to a 10b5-1 Plan adopted on May 31, 2018. F5 · ownership.nature: The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Family Trust"). Steve P. Vassallo is a trustee of the Vassallo Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Family Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| July 05, 2018 Filed Jul 6, 2018 14:38 UTC | Sunrun Inc. RUN · Entity 4507 | OtherCommon Stock | 288,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-041826 · doc4.xml · nonDerivative · entry 3 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital Management Co. VI, L.L.C. Disclosed balance after: 0 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by FCM VI effected following the close of the trading market on July 5, 2018 without consideration to its members. Transaction pursuant to a 10b5-1 Plan adopted on May 31, 2018. F2 · ownership.nature: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document |
| July 05, 2018 Filed Jul 6, 2018 14:38 UTC | Sunrun Inc. RUN · Entity 4507 | OtherCommon Stock | 288,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-041826 · doc4.xml · nonDerivative · entry 2 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital Management Co. VI, L.L.C. Disclosed balance after: 288,400 F3 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by FC VI described in footnote 1 above. F2 · ownership.nature: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document |
| July 05, 2018 Filed Jul 6, 2018 14:38 UTC | Sunrun Inc. RUN · Entity 4507 | OtherCommon Stock | 1,120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-041826 · doc4.xml · nonDerivative · entry 1 Vassallo Steven · CIK 0001567929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital VI, L.P. Disclosed balance after: 4,621,468 F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. ("FC VI") effected following the close of the trading market on July 5, 2018 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. ("FCM VI"). Transaction pursuant to a 10b5-1 Plan adopted on May 31, 2018. F2 · ownership.nature: FCM VI is the sole general partner of FC VI, and has sole voting and investment power with respect to the shares held by FC VI. The Reporting Person is a managing member of FCM VI, and may be deemed to share voting and investment power over the shares owned by FC VI. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.