Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL PROPERTIES INC /RI/CPTP · Entity 9568 | Director | November 06, 2023 | November 08, 2023 |
| TechTarget Holdings Inc.TTGT · Entity 85489 | Chief Financial Officer | December 02, 2024 | December 03, 2024 |
| TechTarget, Inc.TTGT · Entity 6039 | Chief Financial Officer | September 22, 2026 | September 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL PROPERTIES INC /RI/
Report date November 06, 2023 · Filed November 08, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 61 |
Reported balance
After 2023-11-06 transaction · row 1
1 source rowRow 1 · 2023-11-06 · Purchase · Acquired 61 · Balance 61 |
TechTarget Holdings Inc.
Report date December 02, 2024 · Filed December 03, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-12-02 transaction · row 1
1 source rowRow 1 · 2024-12-02 · Disposition to issuer · Disposed 43,206 · Balance 0 F1: . On December 2, 2024, pursuant to the Agreement and Plan of Merger (the "Transaction Agreement") dated January 10, 2024, by and among TechTarget Holdings Inc. (formerly TechTarget, Inc.) (the "Company"), Toro CombineCo, Inc. ("NewCo"), Toro Acquisition Sub, LLC ("Merger Sub"), Informa PLC, Informa US Holdings Limited ("Informa HoldCo"), and Informa Intrepid Holdings Inc. ("Informa Intrepid"), (i) Informa HoldCo contributed to NewCo all of the issued and outstanding shares of capital stock of Informa Intrepid and $350 million in cash, in exchange for shares of CombineCo's common stock, par value $0.001 per share ("NewCo common stock") and (ii) Merger Sub merged with and into the Company, with the Company surviving the merger and becoming a direct wholly owned subsidiary of NewCo (the "Merger"). F2: Represents shares of common stock, par value $0.001 per share of the Company ("Company common stock") which, at the effective time of the Merger (the "Effective Time"), were converted into the right to receive (i) one share of NewCo common stock and (ii) $11.70 in cash (the "Transaction Consideration") per share of Company common stock. F3: Includes 53 shares of Common Stock purchased pursuant to the TechTarget, Inc. 2022 Employee Stock Purchase Plan ("ESPP"), for the purchase period of June 1, 2024 to November 21, 2024. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of TechTarget's Common Stock on June 3, 2024, the first trading day of the offering period. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-12-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-12-02 · Disposition to issuer · Disposed 10,000 · Balance 0 F4: Each restricted stock unit represents a contingent right to receive one share of Company common stock upon vesting. F1: . On December 2, 2024, pursuant to the Agreement and Plan of Merger (the "Transaction Agreement") dated January 10, 2024, by and among TechTarget Holdings Inc. (formerly TechTarget, Inc.) (the "Company"), Toro CombineCo, Inc. ("NewCo"), Toro Acquisition Sub, LLC ("Merger Sub"), Informa PLC, Informa US Holdings Limited ("Informa HoldCo"), and Informa Intrepid Holdings Inc. ("Informa Intrepid"), (i) Informa HoldCo contributed to NewCo all of the issued and outstanding shares of capital stock of Informa Intrepid and $350 million in cash, in exchange for shares of CombineCo's common stock, par value $0.001 per share ("NewCo common stock") and (ii) Merger Sub merged with and into the Company, with the Company surviving the merger and becoming a direct wholly owned subsidiary of NewCo (the "Merger"). F5: Represents unvested restricted stock units representing the contingent right to receive shares of Company common stock which, under the Transaction Agreement and immediately prior to the Effective Time, vested in full and, at the Effective Time, were cancelled, ceased to exist and converted into the right to receive the applicable portion of Transaction Consideration per share of Company common stock, and applicable withholding taxes. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-12-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-12-02 · Disposition to issuer · Disposed 11,000 · Balance 0 F4: Each restricted stock unit represents a contingent right to receive one share of Company common stock upon vesting. F1: . On December 2, 2024, pursuant to the Agreement and Plan of Merger (the "Transaction Agreement") dated January 10, 2024, by and among TechTarget Holdings Inc. (formerly TechTarget, Inc.) (the "Company"), Toro CombineCo, Inc. ("NewCo"), Toro Acquisition Sub, LLC ("Merger Sub"), Informa PLC, Informa US Holdings Limited ("Informa HoldCo"), and Informa Intrepid Holdings Inc. ("Informa Intrepid"), (i) Informa HoldCo contributed to NewCo all of the issued and outstanding shares of capital stock of Informa Intrepid and $350 million in cash, in exchange for shares of CombineCo's common stock, par value $0.001 per share ("NewCo common stock") and (ii) Merger Sub merged with and into the Company, with the Company surviving the merger and becoming a direct wholly owned subsidiary of NewCo (the "Merger"). F5: Represents unvested restricted stock units representing the contingent right to receive shares of Company common stock which, under the Transaction Agreement and immediately prior to the Effective Time, vested in full and, at the Effective Time, were cancelled, ceased to exist and converted into the right to receive the applicable portion of Transaction Consideration per share of Company common stock, and applicable withholding taxes. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-12-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-12-02 · Disposition to issuer · Disposed 36,000 · Balance 0 F4: Each restricted stock unit represents a contingent right to receive one share of Company common stock upon vesting. F1: . On December 2, 2024, pursuant to the Agreement and Plan of Merger (the "Transaction Agreement") dated January 10, 2024, by and among TechTarget Holdings Inc. (formerly TechTarget, Inc.) (the "Company"), Toro CombineCo, Inc. ("NewCo"), Toro Acquisition Sub, LLC ("Merger Sub"), Informa PLC, Informa US Holdings Limited ("Informa HoldCo"), and Informa Intrepid Holdings Inc. ("Informa Intrepid"), (i) Informa HoldCo contributed to NewCo all of the issued and outstanding shares of capital stock of Informa Intrepid and $350 million in cash, in exchange for shares of CombineCo's common stock, par value $0.001 per share ("NewCo common stock") and (ii) Merger Sub merged with and into the Company, with the Company surviving the merger and becoming a direct wholly owned subsidiary of NewCo (the "Merger"). F6: Represents unvested restricted stock units assumed by NewCo and converted into an award of restricted stock units representing the contingent right to receive shares of NewCo common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: . On December 2, 2024, pursuant to the Agreement and Plan of Merger (the "Transaction Agreement") dated January 10, 2024, by and among TechTarget Holdings Inc. (formerly TechTarget, Inc.) (the "Company"), Toro CombineCo, Inc. ("NewCo"), Toro Acquisition Sub, LLC ("Merger Sub"), Informa PLC, Informa US Holdings Limited ("Informa HoldCo"), and Informa Intrepid Holdings Inc. ("Informa Intrepid"), (i) Informa HoldCo contributed to NewCo all of the issued and outstanding shares of capital stock of Informa Intrepid and $350 million in cash, in exchange for shares of CombineCo's common stock, par value $0.001 per share ("NewCo common stock") and (ii) Merger Sub merged with and into the Company, with the Company surviving the merger and becoming a direct wholly owned subsidiary of NewCo (the "Merger").
F2: Represents shares of common stock, par value $0.001 per share of the Company ("Company common stock") which, at the effective time of the Merger (the "Effective Time"), were converted into the right to receive (i) one share of NewCo common stock and (ii) $11.70 in cash (the "Transaction Consideration") per share of Company common stock.
F3: Includes 53 shares of Common Stock purchased pursuant to the TechTarget, Inc. 2022 Employee Stock Purchase Plan ("ESPP"), for the purchase period of June 1, 2024 to November 21, 2024. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of TechTarget's Common Stock on June 3, 2024, the first trading day of the offering period.
F4: Each restricted stock unit represents a contingent right to receive one share of Company common stock upon vesting.
F5: Represents unvested restricted stock units representing the contingent right to receive shares of Company common stock which, under the Transaction Agreement and immediately prior to the Effective Time, vested in full and, at the Effective Time, were cancelled, ceased to exist and converted into the right to receive the applicable portion of Transaction Consideration per share of Company common stock, and applicable withholding taxes.
F6: Represents unvested restricted stock units assumed by NewCo and converted into an award of restricted stock units representing the contingent right to receive shares of NewCo common stock.
TechTarget, Inc.
Report date September 22, 2026 · Filed September 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 96,626 |
Ending reported balance
After 2026-09-23 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-22 · Exercise / conversion · Acquired 16,035 · Balance 101,515 F1: This transaction represents the settlement of restricted stock units ("RSUs") in shares of common stock on their scheduled vesting date. F2: Each RSU represents a contingent right to receive one share of TechTarget, Inc.'s ("Informa TechTarget") Common Stock upon vesting. Row 2 · 2026-09-23 · Sale · Disposed 4,889 · Balance 96,626 F3: Reflects a "sell to cover" transaction to cover withholding taxes due in connection with Informa TechTarget's delivery to the Reporting Person of shares in settlement of restricted stock units. This "sell to cover" transaction in order to satisfy tax obligations does not represent a discretionary transaction by the Reporting Person. F4: The price reflected is the average price per share for the transactions that are aggregated and reported on the line. Shares ranged in price from $3.74 to $3.77. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 32,070 |
Reported balance
After 2026-09-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-22 · Exercise / conversion · Disposed 16,035 · Balance 32,070 F1: This transaction represents the settlement of restricted stock units ("RSUs") in shares of common stock on their scheduled vesting date. F2: Each RSU represents a contingent right to receive one share of TechTarget, Inc.'s ("Informa TechTarget") Common Stock upon vesting. F5: This award was granted on September 22, 2025. One-third of the RSUs subject to the award vested on September 22, 2026, and one-third of the RSUs are scheduled to vest on each of September 22, 2027 and September 22, 2028. Vested shares will be delivered to the Reporting Person on the applicable dates as set forth in the Reporting Person's award agreement with respect to each vesting tranche. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction represents the settlement of restricted stock units ("RSUs") in shares of common stock on their scheduled vesting date.
F2: Each RSU represents a contingent right to receive one share of TechTarget, Inc.'s ("Informa TechTarget") Common Stock upon vesting.
F3: Reflects a "sell to cover" transaction to cover withholding taxes due in connection with Informa TechTarget's delivery to the Reporting Person of shares in settlement of restricted stock units. This "sell to cover" transaction in order to satisfy tax obligations does not represent a discretionary transaction by the Reporting Person.
F4: The price reflected is the average price per share for the transactions that are aggregated and reported on the line. Shares ranged in price from $3.74 to $3.77. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.
F5: This award was granted on September 22, 2025. One-third of the RSUs subject to the award vested on September 22, 2026, and one-third of the RSUs are scheduled to vest on each of September 22, 2027 and September 22, 2028. Vested shares will be delivered to the Reporting Person on the applicable dates as set forth in the Reporting Person's award agreement with respect to each vesting tranche.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
PROVIDENCE & WORCESTER RAILROAD CO/RI/
Report date November 01, 2016 · Filed November 02, 2016
Section 16 reporting ended · disclosed 2016-11-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2016-11-01 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2016-11-01 · Exercise / conversion · Acquired 10,500 · Balance 10,725 F1: Each Restricted Stock Unit represented the contingent right to receive one share of the Company's stock upon achieving certain performance goals. In connection with the merger, each Restricted Stock Unit was cancelled for cash in the amount of $25.00 per share, for total consideration of $262,500.00. Row 2 · 2016-11-01 · Disposition to issuer · Disposed 10,500 · Balance 225 F2: Disposed of for $25.00 per share in cash pursuant to the terms of the Merger Agreement, dated August 12, 2016 (the "Merger Agreement", among Providence and Worcester Railroad Company (the "Company"), Genesee & Wyoming Inc. ("G&W"), and Pullman Acquisition Sub Inc. ("Pullman"), whereby Pullman merged with and into the Company, whereupon the separate corporate existence of Pullman ceased and the Company became a wholly-owned subsidiary of G&W. Row 3 · 2016-11-01 · Disposition to issuer · Disposed 225 · Balance 0 F2: Disposed of for $25.00 per share in cash pursuant to the terms of the Merger Agreement, dated August 12, 2016 (the "Merger Agreement", among Providence and Worcester Railroad Company (the "Company"), Genesee & Wyoming Inc. ("G&W"), and Pullman Acquisition Sub Inc. ("Pullman"), whereby Pullman merged with and into the Company, whereupon the separate corporate existence of Pullman ceased and the Company became a wholly-owned subsidiary of G&W. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.70 · Expires 2026-01-18 | Direct | 0 |
Reported balance
After 2016-11-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-11-01 · Disposition to issuer · Disposed 7,000 · Balance 0 F4: This option was cancelled pursuant to the terms of the Merger Agreement. F5: The reporting person received $79,100.00 as consideration for the cancellation. F3: This non-qualified stock option grant, which provided for vesting in annual installments of 10% on January 18, 2017, 10% on January 18, 2018, 20% on January 18, 2019, 30% on January 18, 2020 and 30% on January 18, 2021, was cancelled in accordance with the merger of Pullman with and into the Company pursuant to the terms of the Merger Agreement. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.09 · Expires 2025-01-02 | Direct | 0 |
Reported balance
After 2016-11-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2016-11-01 · Disposition to issuer · Disposed 167 · Balance 0 F4: This option was cancelled pursuant to the terms of the Merger Agreement. F6: The reporting person received $1,153.97 as consideration for the cancellation. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.55 · Expires 2024-01-02 | Direct | 0 |
Reported balance
After 2016-11-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2016-11-01 · Disposition to issuer · Disposed 159 · Balance 0 F4: This option was cancelled pursuant to the terms of the Merger Agreement. F7: The reporting person received $866.55 as consideration for the cancellation. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.96 · Expires 2023-01-02 | Direct | 0 |
Reported balance
After 2016-11-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2016-11-01 · Disposition to issuer · Disposed 144 · Balance 0 F4: This option was cancelled pursuant to the terms of the Merger Agreement. F8: The reporting person received $1,589.76 as consideration for the cancellation. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.40 · Expires 2022-01-03 | Direct | 0 |
Reported balance
After 2016-11-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2016-11-01 · Disposition to issuer · Disposed 138 · Balance 0 F4: This option was cancelled pursuant to the terms of the Merger Agreement. F9: The reporting person received $1,876.80 as consideration for the cancellation. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represented the contingent right to receive one share of the Company's stock upon achieving certain performance goals. In connection with the merger, each Restricted Stock Unit was cancelled for cash in the amount of $25.00 per share, for total consideration of $262,500.00.
F2: Disposed of for $25.00 per share in cash pursuant to the terms of the Merger Agreement, dated August 12, 2016 (the "Merger Agreement", among Providence and Worcester Railroad Company (the "Company"), Genesee & Wyoming Inc. ("G&W"), and Pullman Acquisition Sub Inc. ("Pullman"), whereby Pullman merged with and into the Company, whereupon the separate corporate existence of Pullman ceased and the Company became a wholly-owned subsidiary of G&W.
F3: This non-qualified stock option grant, which provided for vesting in annual installments of 10% on January 18, 2017, 10% on January 18, 2018, 20% on January 18, 2019, 30% on January 18, 2020 and 30% on January 18, 2021, was cancelled in accordance with the merger of Pullman with and into the Company pursuant to the terms of the Merger Agreement.
F4: This option was cancelled pursuant to the terms of the Merger Agreement.
F5: The reporting person received $79,100.00 as consideration for the cancellation.
F6: The reporting person received $1,153.97 as consideration for the cancellation.
F7: The reporting person received $866.55 as consideration for the cancellation.
F8: The reporting person received $1,589.76 as consideration for the cancellation.
F9: The reporting person received $1,876.80 as consideration for the cancellation.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 19, 2017 Filed Dec 19, 2017 16:01 UTC | TechTarget Holdings Inc. TTGT · Entity 85489 | Exercise / conversionRestricted Stock Unit · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-066305 · doc4.xml · derivative · entry 2 Noreck Daniel T · CIK 0001501707 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of TechTarget, Inc.'s Common Stock upon vesting. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F2 · derivative.exercise_date: This award was granted on December 19, 2016. One-third of the RSUs subject to the award vested on December 19, 2017, and one-third of the RSUs are scheduled to vest on each of December 19, 2018 and December 19, 2019. Vested shares will be delivered to the Reporting Person on the applicable dates as set forth in the Reporting Person's award agreement with respect to each vesting tranche. F2 · derivative.expiration_date: This award was granted on December 19, 2016. One-third of the RSUs subject to the award vested on December 19, 2017, and one-third of the RSUs are scheduled to vest on each of December 19, 2018 and December 19, 2019. Vested shares will be delivered to the Reporting Person on the applicable dates as set forth in the Reporting Person's award agreement with respect to each vesting tranche. Read SEC document |
| December 19, 2017 Filed Dec 19, 2017 16:01 UTC | TechTarget Holdings Inc. TTGT · Entity 85489 | Exercise / conversionCommon Stock | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-066305 · doc4.xml · nonDerivative · entry 1 Noreck Daniel T · CIK 0001501707 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of TechTarget, Inc.'s Common Stock upon vesting. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. Read SEC document |
| December 19, 2016 Filed Dec 20, 2016 16:04 UTC | TechTarget Holdings Inc. TTGT · Entity 85489 | GrantRestricted Stock Units · Derivative | 45,000 | $8.54 | $384,300.00 |
DisclosureSEC source: 0001209191-16-156099 · doc4.xml · derivative · entry 1 Noreck Daniel T · CIK 0001501707 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of TechTarget, Inc.'s Common Stock upon vesting. F2 · derivative.exercise_date: The RSU grant vests in equal tranches, one-third per year on each anniversary of the grant date. Vested shares will be delivered to the Reporting Person on the applicable dates as set forth in the Reporting Person's award agreement with respect to each vesting tranche. F2 · derivative.expiration_date: The RSU grant vests in equal tranches, one-third per year on each anniversary of the grant date. Vested shares will be delivered to the Reporting Person on the applicable dates as set forth in the Reporting Person's award agreement with respect to each vesting tranche. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 15:04 UTC | PROVIDENCE & WORCESTER RAILROAD CO/RI/ PWX · Entity 181379 | Disposition to issuerStock Option (right to buy) · Derivative | 138 | $13.60 Strike: $11.40 | $1,876.80 |
DisclosureSEC source: 0001209191-16-147844 · doc4.xml · derivative · entry 8 Noreck Daniel T · CIK 0001501707 · Treasurer and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 138 shares Expires 2022-01-03 F4 · price: This option was cancelled pursuant to the terms of the Merger Agreement. F9 · price: The reporting person received $1,876.80 as consideration for the cancellation. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 15:04 UTC | PROVIDENCE & WORCESTER RAILROAD CO/RI/ PWX · Entity 181379 | Disposition to issuerStock Option (right to buy) · Derivative | 144 | $11.04 Strike: $13.96 | $1,589.76 |
DisclosureSEC source: 0001209191-16-147844 · doc4.xml · derivative · entry 7 Noreck Daniel T · CIK 0001501707 · Treasurer and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 144 shares Expires 2023-01-02 F4 · price: This option was cancelled pursuant to the terms of the Merger Agreement. F8 · price: The reporting person received $1,589.76 as consideration for the cancellation. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 15:04 UTC | PROVIDENCE & WORCESTER RAILROAD CO/RI/ PWX · Entity 181379 | Disposition to issuerStock Option (right to buy) · Derivative | 159 | $5.45 Strike: $19.55 | $866.55 |
DisclosureSEC source: 0001209191-16-147844 · doc4.xml · derivative · entry 6 Noreck Daniel T · CIK 0001501707 · Treasurer and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 159 shares Expires 2024-01-02 F4 · price: This option was cancelled pursuant to the terms of the Merger Agreement. F7 · price: The reporting person received $866.55 as consideration for the cancellation. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 15:04 UTC | PROVIDENCE & WORCESTER RAILROAD CO/RI/ PWX · Entity 181379 | Disposition to issuerStock Option (right to buy) · Derivative | 167 | $6.91 Strike: $18.09 | $1,153.97 |
DisclosureSEC source: 0001209191-16-147844 · doc4.xml · derivative · entry 5 Noreck Daniel T · CIK 0001501707 · Treasurer and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 167 shares Expires 2025-01-02 F4 · price: This option was cancelled pursuant to the terms of the Merger Agreement. F6 · price: The reporting person received $1,153.97 as consideration for the cancellation. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 15:04 UTC | PROVIDENCE & WORCESTER RAILROAD CO/RI/ PWX · Entity 181379 | Disposition to issuerStock Option (right to buy) · Derivative | 7,000 | $11.30 Strike: $13.70 | $79,100.00 |
DisclosureSEC source: 0001209191-16-147844 · doc4.xml · derivative · entry 4 Noreck Daniel T · CIK 0001501707 · Treasurer and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,000 shares Expires 2026-01-18 F4 · price: This option was cancelled pursuant to the terms of the Merger Agreement. F5 · price: The reporting person received $79,100.00 as consideration for the cancellation. F3 · derivative.exercise_date: This non-qualified stock option grant, which provided for vesting in annual installments of 10% on January 18, 2017, 10% on January 18, 2018, 20% on January 18, 2019, 30% on January 18, 2020 and 30% on January 18, 2021, was cancelled in accordance with the merger of Pullman with and into the Company pursuant to the terms of the Merger Agreement. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 15:04 UTC | PROVIDENCE & WORCESTER RAILROAD CO/RI/ PWX · Entity 181379 | Disposition to issuerCommon Stock | 225 | $25.00 | $5,625.00 |
DisclosureSEC source: 0001209191-16-147844 · doc4.xml · nonDerivative · entry 3 Noreck Daniel T · CIK 0001501707 · Treasurer and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Disposed of for $25.00 per share in cash pursuant to the terms of the Merger Agreement, dated August 12, 2016 (the "Merger Agreement", among Providence and Worcester Railroad Company (the "Company"), Genesee & Wyoming Inc. ("G&W"), and Pullman Acquisition Sub Inc. ("Pullman"), whereby Pullman merged with and into the Company, whereupon the separate corporate existence of Pullman ceased and the Company became a wholly-owned subsidiary of G&W. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 15:04 UTC | PROVIDENCE & WORCESTER RAILROAD CO/RI/ PWX · Entity 181379 | Disposition to issuerCommon Stock | 10,500 | $25.00 | $262,500.00 |
DisclosureSEC source: 0001209191-16-147844 · doc4.xml · nonDerivative · entry 2 Noreck Daniel T · CIK 0001501707 · Treasurer and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225 F2 · price: Disposed of for $25.00 per share in cash pursuant to the terms of the Merger Agreement, dated August 12, 2016 (the "Merger Agreement", among Providence and Worcester Railroad Company (the "Company"), Genesee & Wyoming Inc. ("G&W"), and Pullman Acquisition Sub Inc. ("Pullman"), whereby Pullman merged with and into the Company, whereupon the separate corporate existence of Pullman ceased and the Company became a wholly-owned subsidiary of G&W. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 15:04 UTC | PROVIDENCE & WORCESTER RAILROAD CO/RI/ PWX · Entity 181379 | Exercise / conversionCommon Stock | 10,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-147844 · doc4.xml · nonDerivative · entry 1 Noreck Daniel T · CIK 0001501707 · Treasurer and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,725 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represented the contingent right to receive one share of the Company's stock upon achieving certain performance goals. In connection with the merger, each Restricted Stock Unit was cancelled for cash in the amount of $25.00 per share, for total consideration of $262,500.00. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.