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Peterson James J

Disclosed activity across 2 companies

Tapewire entity
19938
SEC CIK
0001192204

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MICROSEMI CORPMSCC · Entity 166236Director · Chairman of the Board & CEOMay 29, 2018May 30, 2018
MOBIX LABS, INCMOBX · Entity 7651DirectorSeptember 14, 2026September 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MICROSEMI CORP

Report date May 29, 2018 · Filed May 30, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Microsemi Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-05-29 transaction · row 1
1 source row

Row 1 · 2018-05-29 · Disposition to issuer · Disposed 473,302 · Balance 0

F1: Shares disposed of pursuant to the Agreement and Plan of Merger by and among Microchip Technology Incorporated ("Microchip") , Maple Acquisition Corporation and Microsemi Corporation (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), whereby each share of Issuer's common stock was automatically cancelled and converted into the right to an amount equal to $68.78 in cash (the "Merger Consideration").

Performance RightsSEC Table II · derivative / convertible security · Expires 2021-07-26Direct0 Reported balance After 2018-05-29 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-05-29 · Disposition to issuer · Disposed 250,000 · Balance 0

F2: Each Performance Right represents a contingent right to receive one share of MSCC Common Stock. The 1,000,000 Performance Rights granted were scheduled to vest (a) 25% upon Microsemi's common stock (plus amount of any dividends paid per share) achieving a market price of not less than $50.00 per share for a period of at least twenty consecutive trading days, (b) 50% upon Microsemi's common stock (plus amount of any dividends paid per share) achieving a market price of not less than $60.00 per share for a period of at least twenty consecutive trading days, and (c) 25% upon Microsemi's common stock (plus amount of any dividends paid per share) achieving a market price of not less than $70.00 per share for a period of at least twenty consecutive trading days. The first two tranches of this award vested and this transaction reports the cancellation of the third tranche of these Performance Rights.

Filing footnotes · ownership attribution and instrument terms

F1: Shares disposed of pursuant to the Agreement and Plan of Merger by and among Microchip Technology Incorporated ("Microchip") , Maple Acquisition Corporation and Microsemi Corporation (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), whereby each share of Issuer's common stock was automatically cancelled and converted into the right to an amount equal to $68.78 in cash (the "Merger Consideration").

F2: Each Performance Right represents a contingent right to receive one share of MSCC Common Stock. The 1,000,000 Performance Rights granted were scheduled to vest (a) 25% upon Microsemi's common stock (plus amount of any dividends paid per share) achieving a market price of not less than $50.00 per share for a period of at least twenty consecutive trading days, (b) 50% upon Microsemi's common stock (plus amount of any dividends paid per share) achieving a market price of not less than $60.00 per share for a period of at least twenty consecutive trading days, and (c) 25% upon Microsemi's common stock (plus amount of any dividends paid per share) achieving a market price of not less than $70.00 per share for a period of at least twenty consecutive trading days. The first two tranches of this award vested and this transaction reports the cancellation of the third tranche of these Performance Rights.

MOBIX LABS, INC

Report date September 14, 2026 · Filed September 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect515,405 Ending reported balance After 2026-09-14 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-14 · Grant · Acquired 12,255 · Balance 496,304

F1: These Restricted Stock Units were granted to the Reporting Person on September 14, 2026 and vest on September 30, 2026.

Row 2 · 2026-09-14 · Grant · Acquired 19,101 · Balance 515,405

F2: These Restricted Stock Units were granted to the Reporting Person on September 14, 2026 and vest on October 1, 2026.

Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.80 · Expires 2030-08-10Direct2,000 Reported balance Holding disclosure · report date 2026-09-14 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 2,000

F3: These options are fully vested and exercisable.

Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $68.40 · Expires 2032-04-04Direct13,341 Reported balance Holding disclosure · report date 2026-09-14 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 13,341

F3: These options are fully vested and exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: These Restricted Stock Units were granted to the Reporting Person on September 14, 2026 and vest on September 30, 2026.

F2: These Restricted Stock Units were granted to the Reporting Person on September 14, 2026 and vest on October 1, 2026.

F3: These options are fully vested and exercisable.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 14, 2026 Filed Sep 22, 2026 22:22 UTC MOBIX LABS, INC MOBX · Entity 7651 GrantClass A Common Stock 19,101 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-043766 · ownership.xml · nonDerivative · entry 2

Peterson James J · CIK 0001192204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 515,405

F2 · shares: These Restricted Stock Units were granted to the Reporting Person on September 14, 2026 and vest on October 1, 2026.

Read SEC document
September 14, 2026 Filed Sep 22, 2026 22:22 UTC MOBIX LABS, INC MOBX · Entity 7651 GrantClass A Common Stock 12,255 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-043766 · ownership.xml · nonDerivative · entry 1

Peterson James J · CIK 0001192204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 496,304

F1 · shares: These Restricted Stock Units were granted to the Reporting Person on September 14, 2026 and vest on September 30, 2026.

Read SEC document
August 21, 2026 Filed Aug 25, 2026 23:28 UTC MOBIX LABS, INC MOBX · Entity 7651 ConversionClass B Common Stock · Derivative 144,927 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-040133 · ownership.xml · derivative · entry 4

Peterson James J · CIK 0001192204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 144,927 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the conversion, on a one-for-one basis, of 144,927 shares of Class B Common Stock into 144,927 shares of Class A Common Stock, pursuant to the terms of the Company's Certificate of Incorporation. No consideration was paid in connection with the conversion.

F2 · derivative.exercise_date: Represents the conversion, on a one-for-one basis, of 144,927 shares of Class B Common Stock into 144,927 shares of Class A Common Stock, pursuant to the terms of the Company's Certificate of Incorporation. No consideration was paid in connection with the conversion.

F2 · derivative.expiration_date: Represents the conversion, on a one-for-one basis, of 144,927 shares of Class B Common Stock into 144,927 shares of Class A Common Stock, pursuant to the terms of the Company's Certificate of Incorporation. No consideration was paid in connection with the conversion.

Read SEC document
August 21, 2026 Filed Aug 25, 2026 23:28 UTC MOBIX LABS, INC MOBX · Entity 7651 ConversionClass A Common Stock 144,927 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-040133 · ownership.xml · nonDerivative · entry 1

Peterson James J · CIK 0001192204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 484,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2026 Filed Jul 2, 2026 22:34 UTC MOBIX LABS, INC MOBX · Entity 7651 GrantClass A Common Stock 13,660 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-032004 · ownership.xml · nonDerivative · entry 1

Peterson James J · CIK 0001192204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 339,122

F1 · shares: These Restricted Stock Units were granted to the Reporting Person on June 30, 2026 and vested on July 1, 2026.

Read SEC document
March 30, 2026 Filed May 5, 2026 01:35 UTC MOBIX LABS, INC MOBX · Entity 7651 GrantClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-021209 · ownership.xml · nonDerivative · entry 2

Peterson James J · CIK 0001192204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325,462

Read SEC document
February 25, 2026 Filed May 5, 2026 01:35 UTC MOBIX LABS, INC MOBX · Entity 7651 GrantClass A Common Stock 14,805 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-021209 · ownership.xml · nonDerivative · entry 1

Peterson James J · CIK 0001192204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 320,462

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on February 25, 2026 and vested on April 1, 2026.

F2 · balance_after: The number of shares beneficially owned by the Reporting Person has been adjusted to account for rounding as a result of a 1-for-10 reverse stock split effected by the Issuer on April 6, 2026.

Read SEC document
November 25, 2025 Filed Nov 29, 2025 00:50 UTC MOBIX LABS, INC MOBX · Entity 7651 GrantClass A Common Stock 39,166 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-025467 · ownership.xml · nonDerivative · entry 1

Peterson James J · CIK 0001192204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,056,566

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on November 25, 2025 and vest on January 1, 2026.

Read SEC document
September 23, 2025 Filed Sep 26, 2025 00:35 UTC MOBIX LABS, INC MOBX · Entity 7651 GrantClass A Common Stock 46,855 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-015017 · ownership.xml · nonDerivative · entry 1

Peterson James J · CIK 0001192204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,017,400

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on September 23, 2025.

Read SEC document
July 09, 2025 Filed Jul 11, 2025 20:48 UTC MOBIX LABS, INC MOBX · Entity 7651 GrantClass A Common Stock 98,453 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-018788 · ownership.xml · nonDerivative · entry 1

Peterson James J · CIK 0001192204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,970,545

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on July 9, 2025, whereas 90% of the award was fully vested upon grant and the remaining 10% will vest on October 1, 2025.

Read SEC document
May 30, 2025 Filed Aug 14, 2025 00:38 UTC MOBIX LABS, INC MOBX · Entity 7651 GrantClass B Common Stock · Derivative 915,033 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-011927 · ownership.xml · derivative · entry 5

Peterson James J · CIK 0001192204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 915,033

Underlying: Class A Common Stock · 915,033 shares

Expires not disclosed

F2 · derivative.exercise_price: The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date (December 21, 2023).

F3 · derivative.exercise_date: The Class B restricted stock awards (the "RSAs") were granted to the Reporting Person on May 30, 2025, and will vest over five years as follows: (i) 10% of the RSAs will vest on the first anniversary of the grant date (May 30, 2026) and (ii) the remaining 90% will vest in equal quarterly installments over the remaining 48 months.

F3 · derivative.expiration_date: The Class B restricted stock awards (the "RSAs") were granted to the Reporting Person on May 30, 2025, and will vest over five years as follows: (i) 10% of the RSAs will vest on the first anniversary of the grant date (May 30, 2026) and (ii) the remaining 90% will vest in equal quarterly installments over the remaining 48 months.

Read SEC document
April 11, 2025 Filed May 12, 2025 23:31 UTC Amendment MOBIX LABS, INC MOBX · Entity 7651 GrantClass A Common Stock 1,050,000 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-009778 · ownership.xml · nonDerivative · entry 1

Peterson James J · CIK 0001192204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,872,092

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on April 11, 2025 and are fully vested on the grant date. These RSUs will settle and be delivered on the earlier of: (i) Participant's separation from service; (ii) Participant's disability; (iii) Participant's death; (iv) Change in Control of the Company; (v) occurrence of an unforeseeable emergency for the Participant as defined under Section 409A of the Internal Revenue Code; or (vi) on the following dates: (a) 350,000 RSUs on April 4, 2026; (b) 350,000 RSUs on July 1, 2026; and (c) 350,000 RSUs on November 1, 2026.

F2 · shares: On April 14, 2025, the Reporting Person filed a Form 4 with an incorrect footnote on the award given due to an administrative error. This amendment reflects the correct footnote for the award.

Read SEC document
April 10, 2025 Filed Apr 15, 2025 01:00 UTC MOBIX LABS, INC MOBX · Entity 7651 GrantClass A Common Stock 1,050,000 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-004667 · ownership.xml · nonDerivative · entry 1

Peterson James J · CIK 0001192204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,872,092

F1 · shares: These Restricted Stock Units ("RSUs") were granted to the Reporting Person on April 10, 2025 and are fully vested on the grant date (April 10, 2025).

Read SEC document
March 14, 2025 Filed Mar 18, 2025 00:52 UTC MOBIX LABS, INC MOBX · Entity 7651 SaleClass A Common Stock 277,285 $0.90 $249,556.50
Disclosure

SEC source: 0001493152-25-010663 · ownership.xml · nonDerivative · entry 1

Peterson James J · CIK 0001192204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,822,092

F1 · price: Represents the weighted average price of the shares sold. The prices of the shares sold pursuant to the transactions range from $0.88 to $1.02 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Read SEC document
March 13, 2025 Filed Mar 13, 2025 22:11 UTC MOBIX LABS, INC MOBX · Entity 7651 SaleClass A Common Stock 15,803 $1.00 $15,803.00
Disclosure

SEC source: 0001493152-25-010241 · ownership.xml · nonDerivative · entry 2

Peterson James J · CIK 0001192204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,099,377

Read SEC document
March 11, 2025 Filed Mar 13, 2025 22:11 UTC MOBIX LABS, INC MOBX · Entity 7651 SaleClass A Common Stock 394 $1.04 $409.76
Disclosure

SEC source: 0001493152-25-010241 · ownership.xml · nonDerivative · entry 1

Peterson James J · CIK 0001192204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,115,180

F1 · price: Represents the weighted average price of the shares sold. The prices of the shares sold pursuant to the transactions range from $1.03 to $1.08 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 01:47 UTC MOBIX LABS, INC MOBX · Entity 7651 SaleClass A Common Stock 146,732 $1.04 $152,601.28
Disclosure

SEC source: 0001493152-25-009752 · ownership.xml · nonDerivative · entry 1

Peterson James J · CIK 0001192204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,115,574

F1 · price: Represents the weighted average price of the shares sold. The prices of the shares sold pursuant to the transactions range from $1.04 to $1.06 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Read SEC document
March 06, 2025 Filed Mar 7, 2025 23:34 UTC MOBIX LABS, INC MOBX · Entity 7651 SaleClass A Common Stock 2,401 $1.08 $2,593.08
Disclosure

SEC source: 0001493152-25-009605 · ownership.xml · nonDerivative · entry 2

Peterson James J · CIK 0001192204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,262,306

F2 · price: Represents the weighted average price of the shares sold. The prices of the shares sold pursuant to the transactions range from $1.08 to $1.09 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 23:34 UTC MOBIX LABS, INC MOBX · Entity 7651 SaleClass A Common Stock 19,088 $1.07 $20,424.16
Disclosure

SEC source: 0001493152-25-009605 · ownership.xml · nonDerivative · entry 1

Peterson James J · CIK 0001192204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,264,707

F1 · price: Represents the weighted average price of the shares sold. The prices of the shares sold pursuant to the transactions range from $1.07 to $1.11 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Read SEC document
December 21, 2023 Filed Dec 27, 2023 02:50 UTC MOBIX LABS, INC MOBX · Entity 7651 GrantClass B Common Stock · Derivative 1,449,275 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-129362 · tm2333669-13_4seq1.xml · derivative · entry 2

Peterson James J · CIK 0001192204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,449,275

Underlying: Class A Common Stock · 1,449,275 shares

Expires not disclosed

F2 · derivative.exercise_price: At the Closing Date, the Reporting Person acquired these shares in exchange for the same number of shares of preferred stock, which includes Series A Preferred Stock and Founders Preferred Stock of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class B Common Stock. The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date.

F2 · shares: At the Closing Date, the Reporting Person acquired these shares in exchange for the same number of shares of preferred stock, which includes Series A Preferred Stock and Founders Preferred Stock of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class B Common Stock. The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date.

F2 · price: At the Closing Date, the Reporting Person acquired these shares in exchange for the same number of shares of preferred stock, which includes Series A Preferred Stock and Founders Preferred Stock of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class B Common Stock. The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date.

F2 · derivative.exercise_date: At the Closing Date, the Reporting Person acquired these shares in exchange for the same number of shares of preferred stock, which includes Series A Preferred Stock and Founders Preferred Stock of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class B Common Stock. The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date.

F2 · derivative.expiration_date: At the Closing Date, the Reporting Person acquired these shares in exchange for the same number of shares of preferred stock, which includes Series A Preferred Stock and Founders Preferred Stock of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class B Common Stock. The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date.

Read SEC document
December 21, 2023 Filed Dec 27, 2023 02:50 UTC MOBIX LABS, INC MOBX · Entity 7651 GrantClass A Common Stock 2,404,845 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-129362 · tm2333669-13_4seq1.xml · nonDerivative · entry 1

Peterson James J · CIK 0001192204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,404,845

F1 · shares: Received in connection with the business combination (the "Business Combination") by and between Chavant Capital Acquisition Corp., CLAY Merger Sub II, Inc. and Mobix Labs, Inc. in accordance with the terms of the Business Combination Agreement dated as of November 15, 2022, which closed on December 21, 2023 ("Closing Date"). At the Closing Date, the Reporting Person acquired these shares in exchange for the same number of certain equity interests of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class A Common Stock.

F1 · price: Received in connection with the business combination (the "Business Combination") by and between Chavant Capital Acquisition Corp., CLAY Merger Sub II, Inc. and Mobix Labs, Inc. in accordance with the terms of the Business Combination Agreement dated as of November 15, 2022, which closed on December 21, 2023 ("Closing Date"). At the Closing Date, the Reporting Person acquired these shares in exchange for the same number of certain equity interests of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class A Common Stock.

Read SEC document
December 21, 2023 Filed Feb 28, 2025 01:07 UTC Amendment MOBIX LABS, INC MOBX · Entity 7651 GrantOption (Right to Buy) · Derivative 133,416 $0.00 Strike: $6.84 $0.00
Disclosure

SEC source: 0001493152-25-008575 · ownership.xml · derivative · entry 3

Peterson James J · CIK 0001192204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,416

Underlying: Class A Common Stock · 133,416 shares

Expires 2032-04-04

F3 · derivative.exercise_date: These options are fully vested and exercisable.

F1 · balance_after: On December 26, 2023, the Reporting Person filed a Form 4 that incorrectly reported the acquisition of 153,416 shares, which should have been reported as the acquisition of options and are now included on Table II.

Read SEC document
December 21, 2023 Filed Feb 28, 2025 01:07 UTC Amendment MOBIX LABS, INC MOBX · Entity 7651 GrantOption (Right to Buy) · Derivative 20,000 $0.00 Strike: $4.18 $0.00
Disclosure

SEC source: 0001493152-25-008575 · ownership.xml · derivative · entry 2

Peterson James J · CIK 0001192204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common Stock · 20,000 shares

Expires 2030-08-10

F3 · derivative.exercise_date: These options are fully vested and exercisable.

F1 · balance_after: On December 26, 2023, the Reporting Person filed a Form 4 that incorrectly reported the acquisition of 153,416 shares, which should have been reported as the acquisition of options and are now included on Table II.

Read SEC document
December 21, 2023 Filed Feb 28, 2025 01:07 UTC Amendment MOBIX LABS, INC MOBX · Entity 7651 GrantClass A Common Stock 2,283,795 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-008575 · ownership.xml · nonDerivative · entry 1

Peterson James J · CIK 0001192204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,283,795

F1 · shares: On December 26, 2023, the Reporting Person filed a Form 4 that incorrectly reported the acquisition of 153,416 shares, which should have been reported as the acquisition of options and are now included on Table II.

F2 · shares: Received in connection with the business combination (the "Business Combination") by and between Chavant Capital Acquisition Corp., CLAY Merger Sub II, Inc. and Mobix Labs, Inc. in accordance with the terms of the Business Combination Agreement dated as of November 15, 2022, which closed on December 21, 2023 ("Closing Date"). At the Closing Date, the Reporting Person acquired these shares and options in exchange for the same number of certain equity interests of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class A Common Stock as well as options exercisable into shares of Class A Common Stock.

F1 · price: On December 26, 2023, the Reporting Person filed a Form 4 that incorrectly reported the acquisition of 153,416 shares, which should have been reported as the acquisition of options and are now included on Table II.

F1 · balance_after: On December 26, 2023, the Reporting Person filed a Form 4 that incorrectly reported the acquisition of 153,416 shares, which should have been reported as the acquisition of options and are now included on Table II.

F2 · balance_after: Received in connection with the business combination (the "Business Combination") by and between Chavant Capital Acquisition Corp., CLAY Merger Sub II, Inc. and Mobix Labs, Inc. in accordance with the terms of the Business Combination Agreement dated as of November 15, 2022, which closed on December 21, 2023 ("Closing Date"). At the Closing Date, the Reporting Person acquired these shares and options in exchange for the same number of certain equity interests of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class A Common Stock as well as options exercisable into shares of Class A Common Stock.

Read SEC document
May 29, 2018 Filed May 30, 2018 16:37 UTC MICROSEMI CORP MSCC · Entity 166236 Disposition to issuerPerformance Rights · Derivative 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000310568-18-000108 · wf-form4_152771260941627.xml · derivative · entry 2

PETERSON JAMES J · CIK 0001192204 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Microsemi Common Stock · 250,000 shares

Expires 2021-07-26

F2 · derivative.exercise_price: Each Performance Right represents a contingent right to receive one share of MSCC Common Stock. The 1,000,000 Performance Rights granted were scheduled to vest (a) 25% upon Microsemi's common stock (plus amount of any dividends paid per share) achieving a market price of not less than $50.00 per share for a period of at least twenty consecutive trading days, (b) 50% upon Microsemi's common stock (plus amount of any dividends paid per share) achieving a market price of not less than $60.00 per share for a period of at least twenty consecutive trading days, and (c) 25% upon Microsemi's common stock (plus amount of any dividends paid per share) achieving a market price of not less than $70.00 per share for a period of at least twenty consecutive trading days. The first two tranches of this award vested and this transaction reports the cancellation of the third tranche of these Performance Rights.

F2 · price: Each Performance Right represents a contingent right to receive one share of MSCC Common Stock. The 1,000,000 Performance Rights granted were scheduled to vest (a) 25% upon Microsemi's common stock (plus amount of any dividends paid per share) achieving a market price of not less than $50.00 per share for a period of at least twenty consecutive trading days, (b) 50% upon Microsemi's common stock (plus amount of any dividends paid per share) achieving a market price of not less than $60.00 per share for a period of at least twenty consecutive trading days, and (c) 25% upon Microsemi's common stock (plus amount of any dividends paid per share) achieving a market price of not less than $70.00 per share for a period of at least twenty consecutive trading days. The first two tranches of this award vested and this transaction reports the cancellation of the third tranche of these Performance Rights.

F2 · derivative.exercise_date: Each Performance Right represents a contingent right to receive one share of MSCC Common Stock. The 1,000,000 Performance Rights granted were scheduled to vest (a) 25% upon Microsemi's common stock (plus amount of any dividends paid per share) achieving a market price of not less than $50.00 per share for a period of at least twenty consecutive trading days, (b) 50% upon Microsemi's common stock (plus amount of any dividends paid per share) achieving a market price of not less than $60.00 per share for a period of at least twenty consecutive trading days, and (c) 25% upon Microsemi's common stock (plus amount of any dividends paid per share) achieving a market price of not less than $70.00 per share for a period of at least twenty consecutive trading days. The first two tranches of this award vested and this transaction reports the cancellation of the third tranche of these Performance Rights.

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May 29, 2018 Filed May 30, 2018 16:37 UTC MICROSEMI CORP MSCC · Entity 166236 Disposition to issuerMicrosemi Common Stock 473,302 Not disclosed Not disclosed
Disclosure

SEC source: 0000310568-18-000108 · wf-form4_152771260941627.xml · nonDerivative · entry 1

PETERSON JAMES J · CIK 0001192204 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Shares disposed of pursuant to the Agreement and Plan of Merger by and among Microchip Technology Incorporated ("Microchip") , Maple Acquisition Corporation and Microsemi Corporation (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), whereby each share of Issuer's common stock was automatically cancelled and converted into the right to an amount equal to $68.78 in cash (the "Merger Consideration").

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April 25, 2018 Filed Apr 27, 2018 16:19 UTC MICROSEMI CORP MSCC · Entity 166236 Tax withholdingMicrosemi Common Stock 5,348 $64.30 $343,876.40
Disclosure

SEC source: 0000310568-18-000074 · wf-form4_152486036493004.xml · nonDerivative · entry 2

PETERSON JAMES J · CIK 0001192204 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,302

Read SEC document
April 25, 2018 Filed Apr 27, 2018 16:19 UTC MICROSEMI CORP MSCC · Entity 166236 GrantMicrosemi Common Stock 10,785 $0.00 $0.00
Disclosure

SEC source: 0000310568-18-000074 · wf-form4_152486036493004.xml · nonDerivative · entry 1

PETERSON JAMES J · CIK 0001192204 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,650

F1 · security: Shares issued by Microsemi as part of the reporting person's bonus for the first half of fiscal year 2018.

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March 14, 2018 Filed Mar 16, 2018 16:40 UTC MICROSEMI CORP MSCC · Entity 166236 Exercise / conversionPerformance Rights · Derivative 500,000 $0.00 $0.00
Disclosure

SEC source: 0000310568-18-000046 · wf-form4_152123283228157.xml · derivative · entry 3

PETERSON JAMES J · CIK 0001192204 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Microsemi Common Stock · 500,000 shares

Expires 2021-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Right represents a contingent right to receive one share of MSCC Common Stock. The performance rights are scheduled to vest (a) 25% upon MSCC's common stock (plus amount of any dividends paid per share) achieving a market price of not less than $50.00 per share for a period of at least twenty consecutive trading days, (b) 50% upon MSCC's common stock (plus amount of any dividends paid per share) achieving a market price of not less than $60.00 per share for a period of at least twenty consecutive trading days, and (c) 25% upon MSCC's common stock (plus amount of any dividends paid per share) achieving a market price of not less than $70.00 per share for a period of at least twenty consecutive trading days. This transaction reports the vesting of the second tranche of this award.

F1 · derivative.exercise_date: Each Performance Right represents a contingent right to receive one share of MSCC Common Stock. The performance rights are scheduled to vest (a) 25% upon MSCC's common stock (plus amount of any dividends paid per share) achieving a market price of not less than $50.00 per share for a period of at least twenty consecutive trading days, (b) 50% upon MSCC's common stock (plus amount of any dividends paid per share) achieving a market price of not less than $60.00 per share for a period of at least twenty consecutive trading days, and (c) 25% upon MSCC's common stock (plus amount of any dividends paid per share) achieving a market price of not less than $70.00 per share for a period of at least twenty consecutive trading days. This transaction reports the vesting of the second tranche of this award.

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March 14, 2018 Filed Mar 16, 2018 16:40 UTC MICROSEMI CORP MSCC · Entity 166236 Tax withholdingMicrosemi Common Stock 245,633 $66.24 $16,270,729.92
Disclosure

SEC source: 0000310568-18-000046 · wf-form4_152123283228157.xml · nonDerivative · entry 2

PETERSON JAMES J · CIK 0001192204 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,865

Read SEC document
March 14, 2018 Filed Mar 16, 2018 16:40 UTC MICROSEMI CORP MSCC · Entity 166236 Exercise / conversionMicrosemi Common Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0000310568-18-000046 · wf-form4_152123283228157.xml · nonDerivative · entry 1

PETERSON JAMES J · CIK 0001192204 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 713,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2017 Filed Nov 9, 2017 21:21 UTC MICROSEMI CORP MSCC · Entity 166236 Exercise / conversionPerformance Rights · Derivative 67,611 $0.00 $0.00
Disclosure

SEC source: 0000310568-17-000207 · wf-form4_151028045181761.xml · derivative · entry 4

PETERSON JAMES J · CIK 0001192204 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Microsemi Common Stock · 67,611 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Performance Right represents a right to receive one share of Microsemi common stock. A target of 116,410 Performance Rights was granted on 10/12/2015 and between 0% and 270% of the target number may be earned over a three-year performance period incorporating Microsemi's fiscal year 2016, 2017 and 2018. This transaction reflects the number of shares earned in the second year of the performance period and a total of 114,175 were earned in the first two years of the performance period.

F2 · derivative.exercise_date: Each Performance Right represents a right to receive one share of Microsemi common stock. A target of 116,410 Performance Rights was granted on 10/12/2015 and between 0% and 270% of the target number may be earned over a three-year performance period incorporating Microsemi's fiscal year 2016, 2017 and 2018. This transaction reflects the number of shares earned in the second year of the performance period and a total of 114,175 were earned in the first two years of the performance period.

F2 · derivative.expiration_date: Each Performance Right represents a right to receive one share of Microsemi common stock. A target of 116,410 Performance Rights was granted on 10/12/2015 and between 0% and 270% of the target number may be earned over a three-year performance period incorporating Microsemi's fiscal year 2016, 2017 and 2018. This transaction reflects the number of shares earned in the second year of the performance period and a total of 114,175 were earned in the first two years of the performance period.

F2 · balance_after: Each Performance Right represents a right to receive one share of Microsemi common stock. A target of 116,410 Performance Rights was granted on 10/12/2015 and between 0% and 270% of the target number may be earned over a three-year performance period incorporating Microsemi's fiscal year 2016, 2017 and 2018. This transaction reflects the number of shares earned in the second year of the performance period and a total of 114,175 were earned in the first two years of the performance period.

Read SEC document
November 07, 2017 Filed Nov 9, 2017 21:21 UTC MICROSEMI CORP MSCC · Entity 166236 Exercise / conversionPerformance Rights · Derivative 44,381 $0.00 $0.00
Disclosure

SEC source: 0000310568-17-000207 · wf-form4_151028045181761.xml · derivative · entry 3

PETERSON JAMES J · CIK 0001192204 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Microsemi Common Stock · 44,381 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Right represents a right to receive one share of Microsemi common stock. A target of 161,387 Performance Rights was granted on 11/03/2014 and between 0% and 270% of the target number may be earned over a three-year performance period incorporating Microsemi's fiscal year 2015, 2016 and 2017. This transaction reflects the number of shares earned in the third year of the performance period and a total of 205,768 were earned over the three-year performance period.

F1 · derivative.exercise_date: Each Performance Right represents a right to receive one share of Microsemi common stock. A target of 161,387 Performance Rights was granted on 11/03/2014 and between 0% and 270% of the target number may be earned over a three-year performance period incorporating Microsemi's fiscal year 2015, 2016 and 2017. This transaction reflects the number of shares earned in the third year of the performance period and a total of 205,768 were earned over the three-year performance period.

F1 · derivative.expiration_date: Each Performance Right represents a right to receive one share of Microsemi common stock. A target of 161,387 Performance Rights was granted on 11/03/2014 and between 0% and 270% of the target number may be earned over a three-year performance period incorporating Microsemi's fiscal year 2015, 2016 and 2017. This transaction reflects the number of shares earned in the third year of the performance period and a total of 205,768 were earned over the three-year performance period.

F1 · balance_after: Each Performance Right represents a right to receive one share of Microsemi common stock. A target of 161,387 Performance Rights was granted on 11/03/2014 and between 0% and 270% of the target number may be earned over a three-year performance period incorporating Microsemi's fiscal year 2015, 2016 and 2017. This transaction reflects the number of shares earned in the third year of the performance period and a total of 205,768 were earned over the three-year performance period.

Read SEC document
November 07, 2017 Filed Nov 9, 2017 21:21 UTC MICROSEMI CORP MSCC · Entity 166236 Tax withholdingMicrosemi Common Stock 58,440 $55.16 $3,223,550.40
Disclosure

SEC source: 0000310568-17-000207 · wf-form4_151028045181761.xml · nonDerivative · entry 2

PETERSON JAMES J · CIK 0001192204 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,498

Read SEC document
November 07, 2017 Filed Nov 9, 2017 21:21 UTC MICROSEMI CORP MSCC · Entity 166236 Exercise / conversionMicrosemi Common Stock 111,992 $0.00 $0.00
Disclosure

SEC source: 0000310568-17-000207 · wf-form4_151028045181761.xml · nonDerivative · entry 1

PETERSON JAMES J · CIK 0001192204 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 12, 2017 Filed Oct 16, 2017 17:46 UTC MICROSEMI CORP MSCC · Entity 166236 Tax withholdingMicrosemi Common Stock 6,749 $52.25 $352,635.25
Disclosure

SEC source: 0000310568-17-000180 · wf-form4_150819037334747.xml · nonDerivative · entry 1

PETERSON JAMES J · CIK 0001192204 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,946

Read SEC document
October 06, 2017 Filed Oct 10, 2017 17:55 UTC MICROSEMI CORP MSCC · Entity 166236 Tax withholdingMicrosemi Common Stock 4,543 $52.60 $238,961.80
Disclosure

SEC source: 0000310568-17-000162 · wf-form4_150767254363849.xml · nonDerivative · entry 2

PETERSON JAMES J · CIK 0001192204 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,695

Read SEC document
October 05, 2017 Filed Oct 10, 2017 17:55 UTC MICROSEMI CORP MSCC · Entity 166236 Tax withholdingMicrosemi Common Stock 4,543 $52.93 $240,460.99
Disclosure

SEC source: 0000310568-17-000162 · wf-form4_150767254363849.xml · nonDerivative · entry 1

PETERSON JAMES J · CIK 0001192204 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,238

Read SEC document
May 23, 2017 Filed May 24, 2017 20:42 UTC MICROSEMI CORP MSCC · Entity 166236 SaleMicrosemi Common Stock 8,800 $47.93 $421,785.76
Disclosure

SEC source: 0000310568-17-000103 · wf-form4_149567290850076.xml · nonDerivative · entry 1

PETERSON JAMES J · CIK 0001192204 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,781

F1 · security: This transaction was executed pursuant to a 10b5-1 plan.

Read SEC document
May 19, 2017 Filed May 23, 2017 19:43 UTC MICROSEMI CORP MSCC · Entity 166236 Tax withholdingMicrosemi Common Stock 765 $47.94 $36,674.10
Disclosure

SEC source: 0000310568-17-000100 · wf-form4_149558302422800.xml · nonDerivative · entry 2

PETERSON JAMES J · CIK 0001192204 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,581

Read SEC document
May 19, 2017 Filed May 23, 2017 19:43 UTC MICROSEMI CORP MSCC · Entity 166236 GrantMicrosemi Common Stock 2,035 $0.00 $0.00
Disclosure

SEC source: 0000310568-17-000100 · wf-form4_149558302422800.xml · nonDerivative · entry 1

PETERSON JAMES J · CIK 0001192204 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,346

F1 · security: Issuance of stock by Microsemi to satisfy accrued vacation time obligations.

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May 16, 2017 Filed May 18, 2017 16:23 UTC MICROSEMI CORP MSCC · Entity 166236 SaleMicrosemi Common Stock 8,800 $50.11 $440,964.48
Disclosure

SEC source: 0000310568-17-000079 · wf-form4_149513898527773.xml · nonDerivative · entry 1

PETERSON JAMES J · CIK 0001192204 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,311

F1 · security: This transaction was executed pursuant to a 10b5-1 plan.

Read SEC document
May 09, 2017 Filed May 10, 2017 17:27 UTC MICROSEMI CORP MSCC · Entity 166236 SaleMicrosemi Common Stock 8,800 $48.79 $429,373.12
Disclosure

SEC source: 0000310568-17-000073 · wf-form4_149445161201536.xml · nonDerivative · entry 1

PETERSON JAMES J · CIK 0001192204 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,111

F1 · security: This transaction was executed pursuant to a 10b5-1 plan.

Read SEC document
May 02, 2017 Filed May 4, 2017 18:10 UTC MICROSEMI CORP MSCC · Entity 166236 SaleMicrosemi Common Stock 8,800 $48.13 $423,504.40
Disclosure

SEC source: 0000310568-17-000070 · wf-form4_149393583323602.xml · nonDerivative · entry 1

PETERSON JAMES J · CIK 0001192204 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,911

F1 · security: This transaction was executed pursuant to a 10b5-1 plan.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 17:16 UTC MICROSEMI CORP MSCC · Entity 166236 SaleMicrosemi Common Stock 8,800 $51.67 $454,730.32
Disclosure

SEC source: 0000310568-17-000044 · wf-form4_148969895883466.xml · nonDerivative · entry 1

PETERSON JAMES J · CIK 0001192204 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,711

F1 · security: This transaction was executed pursuant to a 10b5-1 plan.

Read SEC document
March 02, 2017 Filed Mar 2, 2017 18:48 UTC MICROSEMI CORP MSCC · Entity 166236 SaleMicrosemi Common Stock 8,800 $52.95 $465,945.92
Disclosure

SEC source: 0000310568-17-000042 · wf-form4_148849850902792.xml · nonDerivative · entry 1

PETERSON JAMES J · CIK 0001192204 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,511

F1 · security: This transaction was executed pursuant to a 10b5-1 plan.

Read SEC document
February 28, 2017 Filed Feb 28, 2017 17:38 UTC MICROSEMI CORP MSCC · Entity 166236 SaleMicrosemi Common Stock 8,800 $52.85 $465,067.68
Disclosure

SEC source: 0000310568-17-000038 · wf-form4_148832146601862.xml · nonDerivative · entry 1

PETERSON JAMES J · CIK 0001192204 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,311

F1 · security: This transaction was executed pursuant to a 10b5-1 plan.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 19:02 UTC MICROSEMI CORP MSCC · Entity 166236 SaleMicrosemi Common Stock 8,800 $54.32 $478,023.92
Disclosure

SEC source: 0000310568-17-000036 · wf-form4_148789452956142.xml · nonDerivative · entry 1

PETERSON JAMES J · CIK 0001192204 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,111

F1 · security: This transaction was executed pursuant to a 10b5-1 plan.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 18:23 UTC MICROSEMI CORP MSCC · Entity 166236 SaleMicrosemi Common Stock 8,800 $52.98 $466,247.76
Disclosure

SEC source: 0000310568-17-000032 · wf-form4_148728736960784.xml · nonDerivative · entry 1

PETERSON JAMES J · CIK 0001192204 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,911

F1 · security: This transaction was executed pursuant to a 10b5-1 plan.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 18:52 UTC MICROSEMI CORP MSCC · Entity 166236 SaleMicrosemi Common Stock 8,800 $54.44 $479,076.40
Disclosure

SEC source: 0000310568-17-000015 · wf-form4_148668433133968.xml · nonDerivative · entry 1

PETERSON JAMES J · CIK 0001192204 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,711

F1 · security: This transaction was executed pursuant to a 10b5-1 plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.