person · Reporting owner
VanHimbergen Robert M
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Elanco Animal Health IncELAN · Entity 3457 | EVP and CFO | October 02, 2026 | October 06, 2026 |
| Hillenbrand, Inc.HI · Entity 66702 | Sr. VP, CFO | March 31, 2025 | April 02, 2025 |
| Johnson Controls International plcJCI · Entity 2940 | VP Corporate Controller | February 25, 2022 | February 28, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Elanco Animal Health Inc
Report date October 02, 2026 · Filed October 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 167.5523 |
Reported balance
After 2026-10-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-02 · Grant · Acquired 8.8988 · Balance 167.5523 F1: Each deferred stock unit represents the right to receive one share of Company common stock or the cash equivalent. F2: Deferred stock units settle in cash or shares of Company common stock following termination of employment or during a specified future year in accordance with Executive Deferral and Stock Match Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Each deferred stock unit represents the right to receive one share of Company common stock or the cash equivalent.
F2: Deferred stock units settle in cash or shares of Company common stock following termination of employment or during a specified future year in accordance with Executive Deferral and Stock Match Plan.
Hillenbrand, Inc.
Report date March 31, 2025 · Filed April 02, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 71,793 |
Ending reported balance
After 2025-03-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-03-31 · Exercise / conversion · Acquired 212 · Balance 71,893 F1: Each Restricted Stock Unit represents the contingent right to receive one share of the issuer's common stock. Row 2 · 2025-03-31 · Tax withholding · Disposed 100 · Balance 71,793 |
| Restricted Stock Units (Deferred Stock Award 12/07/2022)SEC Table II · derivative / convertible security | Direct | 2,828 |
Reported balance
After 2025-03-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-03-31 · Grant · Acquired 26 · Balance 2,828 F1: Each Restricted Stock Unit represents the contingent right to receive one share of the issuer's common stock. F2: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates. F3: Restricted Stock Units scheduled to vest one-third on 12/7/2023, one-third on 12/7/2024, and one-third on 12/7/2025. |
| Restricted Stock Units (Deferred Stock Award 12/7/2023)SEC Table II · derivative / convertible security | Direct | 7,942 |
Reported balance
After 2025-03-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-03-31 · Grant · Acquired 73 · Balance 7,942 F1: Each Restricted Stock Unit represents the contingent right to receive one share of the issuer's common stock. F2: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates. F4: Restricted Stock Units scheduled to vest one-third on 12/7/2024, one-third on 12/7/2025, and one-third on 12/7/2026. |
| Restricted Stock Units (Deferred Stock Award 12/5/2024)SEC Table II · derivative / convertible security | Direct | 14,759 |
Reported balance
After 2025-03-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2025-03-31 · Grant · Acquired 136 · Balance 14,759 F1: Each Restricted Stock Unit represents the contingent right to receive one share of the issuer's common stock. F2: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates. F5: Restricted Stock Units scheduled to vest one-third on 12/5/2025, one-third on 12/5/2026, and one-third on 12/5/2027. |
| Restricted Stock Units (Matching RSU Framework 03/31/2025)SEC Table II · derivative / convertible security | Direct | 20,239 |
Reported balance
After 2025-03-31 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2025-03-31 · Grant · Acquired 20,239 · Balance 20,239 F1: Each Restricted Stock Unit represents the contingent right to receive one share of the issuer's common stock. F2: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates. F6: Represents Matching RSUs granted under the Company's Executive Share Match framework that will vest on March 31, 2028 and be settled in shares of the Company's common stock or cash to the extent the vesting conditions of the framework are satisfied. |
| Restricted Stock Units (Deferred Stock Award 3/14/2022)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-03-31 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2025-03-31 · Exercise / conversion · Disposed 212 · Balance 0 F1: Each Restricted Stock Unit represents the contingent right to receive one share of the issuer's common stock. F2: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates. F7: Restricted Stock Units scheduled to vest one-third on 3/14/2023, one-third on 3/14/2024, and one-third on 3/14/2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represents the contingent right to receive one share of the issuer's common stock.
F2: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.
F3: Restricted Stock Units scheduled to vest one-third on 12/7/2023, one-third on 12/7/2024, and one-third on 12/7/2025.
F4: Restricted Stock Units scheduled to vest one-third on 12/7/2024, one-third on 12/7/2025, and one-third on 12/7/2026.
F5: Restricted Stock Units scheduled to vest one-third on 12/5/2025, one-third on 12/5/2026, and one-third on 12/5/2027.
F6: Represents Matching RSUs granted under the Company's Executive Share Match framework that will vest on March 31, 2028 and be settled in shares of the Company's common stock or cash to the extent the vesting conditions of the framework are satisfied.
F7: Restricted Stock Units scheduled to vest one-third on 3/14/2023, one-third on 3/14/2024, and one-third on 3/14/2025.
Johnson Controls International plc
Report date February 25, 2022 · Filed February 28, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 39,617.58 |
Ending reported balance
After 2022-02-25 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-02-25 · Exercise / conversion · Acquired 5,683 · Balance 45,300.58 F1: Transaction effected pursuant to a Rule 10b5-1 trading plan. Row 2 · 2022-02-25 · Sale · Disposed 5,683 · Balance 39,617.58 F1: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.32 to $64.61 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.39 · Expires 2028-12-06 | Direct | 15,000 |
Reported balance
After 2022-02-25 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-02-25 · Exercise / conversion · Disposed 5,683 · Balance 15,000 F1: Transaction effected pursuant to a Rule 10b5-1 trading plan. |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy 401k Plan Trustee | 6,758.59 |
Reported balance
Holding disclosure · report date 2022-02-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,758.59 |
Filing footnotes · ownership attribution and instrument terms
F1: Transaction effected pursuant to a Rule 10b5-1 trading plan.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.32 to $64.61 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 02, 2022 Filed Dec 6, 2022 21:15 UTC | Hillenbrand, Inc. HI · Entity 66702 | Exercise / conversionRestricted Stock Units (Deferred Stock Award 3/14/2022) · Derivative | 2,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-014578 · marketforms-57422.xml · derivative · entry 3 VanHimbergen Robert M · CIK 0001724169 · Sr VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,553 Underlying: Common Stock · 2,775 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1. F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates. F3 · derivative.exercise_date: Restricted Stock Units scheduled to vest one-third on 12/2/2022, one-third on 12/2/2023, and one-third on 12/2/2024. F3 · derivative.expiration_date: Restricted Stock Units scheduled to vest one-third on 12/2/2022, one-third on 12/2/2023, and one-third on 12/2/2024. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 21:15 UTC | Hillenbrand, Inc. HI · Entity 66702 | Tax withholdingCommon Stock | 1,305 | $51.90 | $67,729.50 |
DisclosureSEC source: 0001214659-22-014578 · marketforms-57422.xml · nonDerivative · entry 2 VanHimbergen Robert M · CIK 0001724169 · Sr VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,470 Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 21:15 UTC | Hillenbrand, Inc. HI · Entity 66702 | Exercise / conversionCommon Stock | 2,775 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-22-014578 · marketforms-57422.xml · nonDerivative · entry 1 VanHimbergen Robert M · CIK 0001724169 · Sr VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion or Exercise Price of Derivative Securities is 1-for-1. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 20:16 UTC | Hillenbrand, Inc. HI · Entity 66702 | GrantRestricted Stock Units (Deferred Stock Award 3/14/2022) · Derivative | 382 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-011946 · marketforms-57224.xml · derivative · entry 3 VanHimbergen Robert M · CIK 0001724169 · Sr VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,009 Underlying: Common Stock · 382 shares Expires not disclosed F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1. F3 · derivative.exercise_date: Restricted Stock Units vest one-third on 3/14/2023, one-third on 3/14/2024, and one-third on 3/14/2025. F3 · derivative.expiration_date: Restricted Stock Units vest one-third on 3/14/2023, one-third on 3/14/2024, and one-third on 3/14/2025. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 20:16 UTC | Hillenbrand, Inc. HI · Entity 66702 | GrantRestricted Stock Units (Deferred Stock Award 3/14/2022) · Derivative | 49 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-011946 · marketforms-57224.xml · derivative · entry 2 VanHimbergen Robert M · CIK 0001724169 · Sr VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,328 Underlying: Common Stock · 49 shares Expires not disclosed F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1. F2 · derivative.exercise_date: Restricted Stock Units vest one-third on 12/2/2022, one-third on 12/2/2023, and one-third on 12/2/2024. F2 · derivative.expiration_date: Restricted Stock Units vest one-third on 12/2/2022, one-third on 12/2/2023, and one-third on 12/2/2024. Read SEC document |
| June 30, 2022 Filed Jul 2, 2022 00:04 UTC | Hillenbrand, Inc. HI · Entity 66702 | GrantRestricted Stock Units (Deferred Stock Award) 3/14/2022 · Derivative | 341 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-024817 · doc4.xml · derivative · entry 3 VanHimbergen Robert M · CIK 0001724169 · Sr VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,627 Underlying: Common Stock · 341 shares Expires not disclosed F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1. F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates. F4 · derivative.exercise_date: Restricted Stock Units vest one-third on 3/14/2023, one-third on 3/14/2024 and one-third on 3/14/2025. F4 · derivative.expiration_date: Restricted Stock Units vest one-third on 3/14/2023, one-third on 3/14/2024 and one-third on 3/14/2025. Read SEC document |
| June 30, 2022 Filed Jul 2, 2022 00:04 UTC | Hillenbrand, Inc. HI · Entity 66702 | GrantRestricted Stock Units (Deferred Stock Award) 3/14/2022 · Derivative | 43 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-024817 · doc4.xml · derivative · entry 2 VanHimbergen Robert M · CIK 0001724169 · Sr VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,279 Underlying: Common Stock · 43 shares Expires not disclosed F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1. F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates. F3 · derivative.exercise_date: Restricted Stock Units vest one-third on 12/2/2022, one-third on 12/2/2023 and one-third on 12/2/2024. F3 · derivative.expiration_date: Restricted Stock Units vest one-third on 12/2/2022, one-third on 12/2/2023 and one-third on 12/2/2024. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 20:15 UTC | Hillenbrand, Inc. HI · Entity 66702 | PurchaseCommon Stock | 6,000 | $44.00 | $264,000.00 |
DisclosureSEC source: 0001567619-22-012533 · doc1.xml · nonDerivative · entry 1 VanHimbergen Robert M · CIK 0001724169 · Sr VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 F1 · price: The reported price in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $43.96 to $44.05. The Reporting Person hereby undertakes to provide Hillenbrand, Inc., any security holder of Hillenbrand, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 20:11 UTC | Hillenbrand, Inc. HI · Entity 66702 | GrantRestricted Stock Units (Deferred Stock Award) 3/14/2022 · Derivative | 315 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-004699 · marketforms-55915.xml · derivative · entry 2 VanHimbergen Robert M · CIK 0001724169 · Exec VP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,286 Underlying: Common Stock · 315 shares Expires not disclosed F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1. F3 · derivative.exercise_date: Restricted Stock Units vest one-third on 3/14/2023, one-third on 3/14/2024, and one-third on 3/14/2025. F3 · derivative.expiration_date: Restricted Stock Units vest one-third on 3/14/2023, one-third on 3/14/2024, and one-third on 3/14/2025. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 20:11 UTC | Hillenbrand, Inc. HI · Entity 66702 | GrantRestricted Stock Units (Deferred Stock Award) 3/14/2022 · Derivative | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-004699 · marketforms-55915.xml · derivative · entry 1 VanHimbergen Robert M · CIK 0001724169 · Exec VP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,236 Underlying: Common Stock · 40 shares Expires not disclosed F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1. F2 · derivative.exercise_date: Restricted Stock Units vest one-third on 12/2/2022, one-third on 12/2/2023, and one-third on 12/2/2024. F2 · derivative.expiration_date: Restricted Stock Units vest one-third on 12/2/2022, one-third on 12/2/2023, and one-third on 12/2/2024. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 20:20 UTC | Hillenbrand, Inc. HI · Entity 66702 | GrantRestricted Stock Units (Deferred Stock Award) 3/14/2022 · Derivative | 63,971 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-004007 · marketforms-55782.xml · derivative · entry 2 VanHimbergen Robert M · CIK 0001724169 · Exec VP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,971 Underlying: Common Stock · 63,971 shares Expires not disclosed F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1. F3 · derivative.exercise_date: Restricted Stock Units vest one-third on 3/14/2023, one-third on 3/14/2024, and one-third on 3/14/2025. F3 · derivative.expiration_date: Restricted Stock Units vest one-third on 3/14/2023, one-third on 3/14/2024, and one-third on 3/14/2025. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 20:20 UTC | Hillenbrand, Inc. HI · Entity 66702 | GrantRestricted Stock Units (Deferred Stock Award) 3/14/2022 · Derivative | 8,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-004007 · marketforms-55782.xml · derivative · entry 1 VanHimbergen Robert M · CIK 0001724169 · Exec VP, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,196 Underlying: Common Stock · 8,196 shares Expires not disclosed F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1. F2 · derivative.exercise_date: Restricted Stock Units vest one-third on 12/2/2022, one-third on 12/2/2023, and one-third on 12/2/2024. F2 · derivative.expiration_date: Restricted Stock Units vest one-third on 12/2/2022, one-third on 12/2/2023, and one-third on 12/2/2024. Read SEC document |
| February 25, 2022 Filed Feb 28, 2022 15:42 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,683 | $0.00 Strike: $33.39 | $0.00 |
DisclosureSEC source: 0001127602-22-006949 · form4.xml · derivative · entry 4 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Ordinary Shares · 5,683 shares Expires 2028-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 25, 2022 Filed Feb 28, 2022 15:42 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 5,683 | $64.44 | $366,212.52 |
DisclosureSEC source: 0001127602-22-006949 · form4.xml · nonDerivative · entry 2 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,617.58 F1 · shares: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.32 to $64.61 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| February 25, 2022 Filed Feb 28, 2022 15:42 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 5,683 | $33.39 | $189,755.37 |
DisclosureSEC source: 0001127602-22-006949 · form4.xml · nonDerivative · entry 1 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,300.58 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 03, 2022 Filed Feb 4, 2022 15:43 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,573 | $0.00 Strike: $41.75 | $0.00 |
DisclosureSEC source: 0001127602-22-003284 · form4.xml · derivative · entry 4 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,573 Underlying: Ordinary Shares · 8,573 shares Expires 2029-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant. Read SEC document |
| February 03, 2022 Filed Feb 4, 2022 15:43 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 8,573 | $69.63 | $596,937.99 |
DisclosureSEC source: 0001127602-22-003284 · form4.xml · nonDerivative · entry 2 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,617.58 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.62 to $69.65 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| February 03, 2022 Filed Feb 4, 2022 15:43 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 8,573 | $41.75 | $357,922.75 |
DisclosureSEC source: 0001127602-22-003284 · form4.xml · nonDerivative · entry 1 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,190.58 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 22:50 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 436 | $79.32 | $34,583.52 |
DisclosureSEC source: 0001127602-21-030838 · form4.xml · nonDerivative · entry 1 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,443.24 Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 23:19 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 8,068 | $0.00 Strike: $79.54 | $0.00 |
DisclosureSEC source: 0001127602-21-030734 · form4.xml · derivative · entry 3 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,068 Underlying: Ordinary Shares · 8,068 shares Expires 2031-12-08 F2 · shares: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 23:19 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 1,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030734 · form4.xml · nonDerivative · entry 1 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,879.24 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 22:31 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 4,010 | $79.15 | $317,391.50 |
DisclosureSEC source: 0001127602-21-030650 · form4.xml · nonDerivative · entry 2 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,037.24 Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 22:31 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 10,749.73 | $79.15 | $850,841.13 |
DisclosureSEC source: 0001127602-21-030650 · form4.xml · nonDerivative · entry 1 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,047.24 F1 · shares: Represents performance share units for the three-year performance period ended September 30, 2021. The Compensation Committee approved the performance results on November 18, 2021. Read SEC document |
| December 07, 2021 Filed Dec 10, 2021 20:43 UTC Amendment | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 5,053 | $79.15 | $399,944.95 |
DisclosureSEC source: 0001127602-21-030710 · form4a.xml · nonDerivative · entry 1 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,994.24 F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was incorrect due to a payroll data error. This amendment is being filed to update the Form 4 with the actual number of shares withheld. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 13:25 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 582 | $78.19 | $45,506.58 |
DisclosureSEC source: 0001127602-21-030502 · form4.xml · nonDerivative · entry 1 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,297.51 Read SEC document |
| December 05, 2021 Filed Dec 7, 2021 01:23 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 491 | $77.95 | $38,273.45 |
DisclosureSEC source: 0001127602-21-030392 · form4.xml · nonDerivative · entry 1 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,879.51 Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 15:33 UTC | Johnson Controls International plc JCI · Entity 2940 | GiftOrdinary Shares | 450 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029396 · form4.xml · nonDerivative · entry 1 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,370.51 Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 21:09 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,265 | $0.00 Strike: $37.36 | $0.00 |
DisclosureSEC source: 0001127602-21-009887 · form4.xml · derivative · entry 4 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 4,265 shares Expires 2027-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 21:09 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 4,265 | $60.06 | $256,155.90 |
DisclosureSEC source: 0001127602-21-009887 · form4.xml · nonDerivative · entry 2 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,422.83 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.00 to $60.145 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 21:09 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 4,265 | $37.36 | $159,340.40 |
DisclosureSEC source: 0001127602-21-009887 · form4.xml · nonDerivative · entry 1 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,687.83 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 13:59 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,500 | $0.00 Strike: $37.36 | $0.00 |
DisclosureSEC source: 0001127602-21-009490 · form4.xml · derivative · entry 5 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,265 Underlying: Ordinary Shares · 8,500 shares Expires 2027-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 13:59 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 6,000 | $57.43 | $344,580.00 |
DisclosureSEC source: 0001127602-21-009490 · form4.xml · nonDerivative · entry 3 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,422.83 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.20 to $57.70 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 13:59 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 7,500 | $57.86 | $433,950.00 |
DisclosureSEC source: 0001127602-21-009490 · form4.xml · nonDerivative · entry 2 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,422.83 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.33 to $58.230 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 13:59 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 8,500 | $37.36 | $317,560.00 |
DisclosureSEC source: 0001127602-21-009490 · form4.xml · nonDerivative · entry 1 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,922.83 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 21:25 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantEmployee Stock Option (Right to Buy) · Derivative | 13,354 | $0.00 Strike: $45.69 | $0.00 |
DisclosureSEC source: 0001127602-20-031260 · form4.xml · derivative · entry 3 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,354 Underlying: Ordinary Shares · 13,354 shares Expires 2030-12-10 F4 · derivative.exercise_date: Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 21:25 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 2,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-031260 · form4.xml · nonDerivative · entry 1 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,233.28 F1 · shares: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. F2 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI. Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 23:52 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 413 | $45.25 | $18,688.25 |
DisclosureSEC source: 0001127602-20-030919 · form4.xml · nonDerivative · entry 5 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,498.28 Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 23:52 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 3,154 | $45.25 | $142,718.50 |
DisclosureSEC source: 0001127602-20-030919 · form4.xml · nonDerivative · entry 4 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,911.28 Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 23:52 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 6,710.3 | $45.25 | $303,641.08 |
DisclosureSEC source: 0001127602-20-030919 · form4.xml · nonDerivative · entry 3 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,065.28 F1 · shares: Represents performance shares for the three-year performance period ended September 30, 2020. The Compensation Committee approved the performance results on November 19, 2020. Read SEC document |
| December 06, 2020 Filed Dec 8, 2020 23:52 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 570 | $45.89 | $26,157.30 |
DisclosureSEC source: 0001127602-20-030919 · form4.xml · nonDerivative · entry 2 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,354.98 Read SEC document |
| December 05, 2020 Filed Dec 8, 2020 23:52 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 482 | $45.89 | $22,118.98 |
DisclosureSEC source: 0001127602-20-030919 · form4.xml · nonDerivative · entry 1 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,924.98 Read SEC document |
| November 04, 2020 Filed Nov 5, 2020 22:33 UTC | Johnson Controls International plc JCI · Entity 2940 | GiftOrdinary Shares | 725 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-028273 · form4.xml · nonDerivative · entry 2 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,406.98 Read SEC document |
| November 04, 2020 Filed Nov 5, 2020 22:33 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 4,200 | $42.76 | $179,592.00 |
DisclosureSEC source: 0001127602-20-028273 · form4.xml · nonDerivative · entry 1 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,131.98 Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 22:13 UTC | Johnson Controls International plc JCI · Entity 2940 | GrantOrdinary Shares | 24,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-026387 · form4.xml · nonDerivative · entry 1 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,251.55 F1 · kind: Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. F2 · shares: Subject to certain acceleration and forfeiture provisions, shares vest on the third anniversary of the grant date. F3 · price: Each restricted share unit is the economic equivalent of one ordinary share of JCI. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 21:42 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,419 | $0.00 Strike: $25.67 | $0.00 |
DisclosureSEC source: 0001127602-20-022726 · form4.xml · derivative · entry 6 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 10,419 shares Expires 2022-10-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 21:42 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,837 | $0.00 Strike: $26.30 | $0.00 |
DisclosureSEC source: 0001127602-20-022726 · form4.xml · derivative · entry 5 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 6,837 shares Expires 2021-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 21:42 UTC | Johnson Controls International plc JCI · Entity 2940 | SaleOrdinary Shares | 17,256 | $38.51 | $664,528.56 |
DisclosureSEC source: 0001127602-20-022726 · form4.xml · nonDerivative · entry 3 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,669.55 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.38 to $38.62 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 21:42 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 10,419 | $25.67 | $267,455.73 |
DisclosureSEC source: 0001127602-20-022726 · form4.xml · nonDerivative · entry 2 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,925.55 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 21:42 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionOrdinary Shares | 6,837 | $26.30 | $179,813.10 |
DisclosureSEC source: 0001127602-20-022726 · form4.xml · nonDerivative · entry 1 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,506.55 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2019 Filed Dec 10, 2019 00:08 UTC | Johnson Controls International plc JCI · Entity 2940 | Tax withholdingOrdinary Shares | 334 | $42.09 | $14,058.06 |
DisclosureSEC source: 0001127602-19-034617 · form4.xml · nonDerivative · entry 3 VanHimbergen Robert M · CIK 0001724169 · VP Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,401.43 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.