organization · Reporting owner

Sequoia Capital U.S. Growth Fund VIII, L.P.

Disclosed activity across 4 companies

Tapewire entity: 19914
SEC CIK: 0001743290

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Amplitude, Inc.AMPL · Entity 4566	10% owner	June 06, 2023	June 08, 2023
Chrome Holding Co.ME · Entity 76268	10% owner	June 16, 2021	June 25, 2021
Ethos Technologies Inc.LIFE · Entity 4157	10% owner	September 08, 2026	September 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Amplitude, Inc.

Report date June 06, 2023 · Filed June 08, 2023

Jointly reported with SC US (TTGP), LTD., SC U.S. VENTURE 2010 MANAGEMENT, L.P., SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P., SC U.S. Growth IX Management, L.P., Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., Sequoia Capital U.S. Growth IX Principals Fund, L.P., SC U.S. Growth VIII Management, L.P., Sequoia Grove Manager, LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectSequoia Capital U.S. Growth Fund VIII, L.P.	0	Last balance in matching sequence After 2023-06-08 transaction · row 11 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 6 source rows Row 1 · 2023-06-06 · Conversion · Acquired 51,876 · Balance 51,876 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. (USV 2010-Seed), and (iii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively "the GFIX Funds"). F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P., SC U.S. Venture 2010 Management, L.P., and SC U.S. Growth IX Management, L.P. disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 3 · 2023-06-06 · Sale · Disposed 51,876 · Balance 0 F4: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.80 to $10.33. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. (USV 2010-Seed), and (iii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively "the GFIX Funds"). F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P., SC U.S. Venture 2010 Management, L.P., and SC U.S. Growth IX Management, L.P. disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 5 · 2023-06-07 · Conversion · Acquired 237,330 · Balance 237,330 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. (USV 2010-Seed), and (iii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively "the GFIX Funds"). F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P., SC U.S. Venture 2010 Management, L.P., and SC U.S. Growth IX Management, L.P. disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 7 · 2023-06-07 · Sale · Disposed 237,330 · Balance 0 F5: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.00 to $10.49. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. (USV 2010-Seed), and (iii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively "the GFIX Funds"). F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P., SC U.S. Venture 2010 Management, L.P., and SC U.S. Growth IX Management, L.P. disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 9 · 2023-06-08 · Conversion · Acquired 7,708 · Balance 7,708 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. (USV 2010-Seed), and (iii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively "the GFIX Funds"). F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P., SC U.S. Venture 2010 Management, L.P., and SC U.S. Growth IX Management, L.P. disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 11 · 2023-06-08 · Sale · Disposed 7,708 · Balance 0 F6: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.00 to $10.22. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. (USV 2010-Seed), and (iii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively "the GFIX Funds"). F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P., SC U.S. Venture 2010 Management, L.P., and SC U.S. Growth IX Management, L.P. disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class A Common StockSEC Table I · non-derivative	IndirectSequoia Grove II, LLC	0	Last balance in matching sequence After 2023-06-08 transaction · row 12 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 6 source rows Row 2 · 2023-06-06 · Conversion · Acquired 4,711 · Balance 4,711 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F7: Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaim beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 4 · 2023-06-06 · Sale · Disposed 4,711 · Balance 0 F4: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.80 to $10.33. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F7: Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaim beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 6 · 2023-06-07 · Conversion · Acquired 21,552 · Balance 21,552 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F7: Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaim beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 8 · 2023-06-07 · Sale · Disposed 21,552 · Balance 0 F5: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.00 to $10.49. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F7: Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaim beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 10 · 2023-06-08 · Conversion · Acquired 700 · Balance 700 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F7: Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaim beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 12 · 2023-06-08 · Sale · Disposed 700 · Balance 0 F6: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.00 to $10.22. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above. F7: Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaim beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSequoia Capital U.S. Growth Fund VIII, L.P.	5,114,497	Reported balance After 2023-06-06 transaction · row 17 Instrument identity requires review; Table II rows are not merged. 1 source row Row 17 · 2023-06-06 · Conversion · Disposed 51,876 · Balance 5,114,497 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. (USV 2010-Seed), and (iii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively "the GFIX Funds"). F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P., SC U.S. Venture 2010 Management, L.P., and SC U.S. Growth IX Management, L.P. disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSequoia Capital U.S. Growth Fund VIII, L.P.	4,877,167	Reported balance After 2023-06-07 transaction · row 19 Instrument identity requires review; Table II rows are not merged. 1 source row Row 19 · 2023-06-07 · Conversion · Disposed 237,330 · Balance 4,877,167 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. (USV 2010-Seed), and (iii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively "the GFIX Funds"). F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P., SC U.S. Venture 2010 Management, L.P., and SC U.S. Growth IX Management, L.P. disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSequoia Capital U.S. Growth Fund VIII, L.P.	4,869,459	Reported balance After 2023-06-08 transaction · row 21 Instrument identity requires review; Table II rows are not merged. 1 source row Row 21 · 2023-06-08 · Conversion · Disposed 7,708 · Balance 4,869,459 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. (USV 2010-Seed), and (iii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively "the GFIX Funds"). F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P., SC U.S. Venture 2010 Management, L.P., and SC U.S. Growth IX Management, L.P. disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSequoia Grove II, LLC	398,113	Reported balance After 2023-06-06 transaction · row 18 Instrument identity requires review; Table II rows are not merged. 1 source row Row 18 · 2023-06-06 · Conversion · Disposed 4,711 · Balance 398,113 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F7: Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaim beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSequoia Grove II, LLC	376,561	Reported balance After 2023-06-07 transaction · row 20 Instrument identity requires review; Table II rows are not merged. 1 source row Row 20 · 2023-06-07 · Conversion · Disposed 21,552 · Balance 376,561 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F7: Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaim beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSequoia Grove II, LLC	375,861	Reported balance After 2023-06-08 transaction · row 22 Instrument identity requires review; Table II rows are not merged. 1 source row Row 22 · 2023-06-08 · Conversion · Disposed 700 · Balance 375,861 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F7: Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaim beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class A Common StockSEC Table I · non-derivative	IndirectSequoia Capital U.S. Growth Fund IX, L.P.	2,225,077	Reported balance Holding disclosure · report date 2023-06-06 · row 13 Holding and transaction disclosures are not merged. 1 source row Row 13 · Balance 2,225,077 F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. (USV 2010-Seed), and (iii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively "the GFIX Funds"). F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P., SC U.S. Venture 2010 Management, L.P., and SC U.S. Growth IX Management, L.P. disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class A Common StockSEC Table I · non-derivative	IndirectSequoia Capital U.S. Growth IX Principals Fund, L.P.	242,788	Reported balance Holding disclosure · report date 2023-06-06 · row 14 Holding and transaction disclosures are not merged. 1 source row Row 14 · Balance 242,788 F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. (USV 2010-Seed), and (iii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively "the GFIX Funds"). F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P., SC U.S. Venture 2010 Management, L.P., and SC U.S. Growth IX Management, L.P. disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class A Common StockSEC Table I · non-derivative	IndirectSequoia Capital U.S. Growth Partners Fund IX, L.P.	95,885	Reported balance Holding disclosure · report date 2023-06-06 · row 15 Holding and transaction disclosures are not merged. 1 source row Row 15 · Balance 95,885 F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. (USV 2010-Seed), and (iii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively "the GFIX Funds"). F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P., SC U.S. Venture 2010 Management, L.P., and SC U.S. Growth IX Management, L.P. disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class A Common StockSEC Table I · non-derivative	IndirectSequoia Capital U.S. Venture 2010-Seed Fund, L.P	235,201	Reported balance Holding disclosure · report date 2023-06-06 · row 16 Holding and transaction disclosures are not merged. 1 source row Row 16 · Balance 235,201 F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. (USV 2010-Seed), and (iii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively "the GFIX Funds"). F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P., SC U.S. Venture 2010 Management, L.P., and SC U.S. Growth IX Management, L.P. disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation.

F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. (USV 2010-Seed), and (iii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively "the GFIX Funds").

F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P., SC U.S. Venture 2010 Management, L.P., and SC U.S. Growth IX Management, L.P. disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F4: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.80 to $10.33. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above.

F5: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.00 to $10.49. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above.

F6: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.00 to $10.22. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above.

F7: Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaim beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Chrome Holding Co.

Report date June 16, 2021 · Filed June 25, 2021

Jointly reported with SC US (TTGP), LTD., SC U.S. Growth VII Management, L.P., SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P., SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P., SCGF III MANAGEMENT LLC, SEQUOIA CAPITAL GROWTH FUND III, SC U.S. Growth VIII Management, L.P.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B Common Stock, $0.0001 par valueSEC Table II · derivative / convertible security	IndirectSequoia Capital Growth Fund III, L.P.	Not disclosed	Reported balance Holding disclosure · report date 2021-06-16 · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · Balance Not disclosed F1: Shares of Class B Common Stock, which are not registered under the Securities Exchange Act of 1934, as amended, are convertible into shares of Class A Common Stock on a share-for-share basis. F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. ("GF VII") and Sequoia Capital U.S. Growth VII Principals Fund, L.P. ("GFVII PF") (collectively, the GF VII Funds); (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. ("GF VIII"); and (iii) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund II, L.P. ("GGF II") and Sequoia Capital Global Growth II Principals Fund, L.P ("GGFII PF") (collectively, the GGF II Funds). F3: (Continued from Footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds, GF VIII and the GGF II Funds. SCGF III Management, LLC is a general partner of Sequoia Capital Growth Fund III, L.P., and, as a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Fund III, L.P. The directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF II Funds are Douglas Leone and Roelof Botha. By virtue of the relationships described in this paragraph, Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by the GGF II Funds. F4: (Continued from Footnote 3) Each of Douglas Leone, Roelof Botha, SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P., SC U.S. Growth VIII Management, L.P. and SC Global Growth II Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds, GF VIII and the GGF II Funds, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. SCGF III Management, LLC disclaims beneficial ownership of the shares held by Sequoia Capital Growth Fund III, L.P., except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common Stock, $0.0001 par valueSEC Table II · derivative / convertible security	IndirectSequoia Capital U.S. Growth Fund VII, L.P.	Not disclosed	Reported balance Holding disclosure · report date 2021-06-16 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance Not disclosed F1: Shares of Class B Common Stock, which are not registered under the Securities Exchange Act of 1934, as amended, are convertible into shares of Class A Common Stock on a share-for-share basis. F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. ("GF VII") and Sequoia Capital U.S. Growth VII Principals Fund, L.P. ("GFVII PF") (collectively, the GF VII Funds); (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. ("GF VIII"); and (iii) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund II, L.P. ("GGF II") and Sequoia Capital Global Growth II Principals Fund, L.P ("GGFII PF") (collectively, the GGF II Funds). F3: (Continued from Footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds, GF VIII and the GGF II Funds. SCGF III Management, LLC is a general partner of Sequoia Capital Growth Fund III, L.P., and, as a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Fund III, L.P. The directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF II Funds are Douglas Leone and Roelof Botha. By virtue of the relationships described in this paragraph, Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by the GGF II Funds. F4: (Continued from Footnote 3) Each of Douglas Leone, Roelof Botha, SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P., SC U.S. Growth VIII Management, L.P. and SC Global Growth II Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds, GF VIII and the GGF II Funds, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. SCGF III Management, LLC disclaims beneficial ownership of the shares held by Sequoia Capital Growth Fund III, L.P., except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common Stock, $0.0001 par valueSEC Table II · derivative / convertible security	IndirectSequoia Capital U.S. Growth VII Principals Fund, L.P.	Not disclosed	Reported balance Holding disclosure · report date 2021-06-16 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance Not disclosed F1: Shares of Class B Common Stock, which are not registered under the Securities Exchange Act of 1934, as amended, are convertible into shares of Class A Common Stock on a share-for-share basis. F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. ("GF VII") and Sequoia Capital U.S. Growth VII Principals Fund, L.P. ("GFVII PF") (collectively, the GF VII Funds); (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. ("GF VIII"); and (iii) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund II, L.P. ("GGF II") and Sequoia Capital Global Growth II Principals Fund, L.P ("GGFII PF") (collectively, the GGF II Funds). F3: (Continued from Footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds, GF VIII and the GGF II Funds. SCGF III Management, LLC is a general partner of Sequoia Capital Growth Fund III, L.P., and, as a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Fund III, L.P. The directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF II Funds are Douglas Leone and Roelof Botha. By virtue of the relationships described in this paragraph, Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by the GGF II Funds. F4: (Continued from Footnote 3) Each of Douglas Leone, Roelof Botha, SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P., SC U.S. Growth VIII Management, L.P. and SC Global Growth II Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds, GF VIII and the GGF II Funds, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. SCGF III Management, LLC disclaims beneficial ownership of the shares held by Sequoia Capital Growth Fund III, L.P., except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common Stock, $0.0001 par valueSEC Table II · derivative / convertible security	IndirectSequoia Capital U.S. Growth Fund VIII, L.P.	Not disclosed	Reported balance Holding disclosure · report date 2021-06-16 · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · Balance Not disclosed F1: Shares of Class B Common Stock, which are not registered under the Securities Exchange Act of 1934, as amended, are convertible into shares of Class A Common Stock on a share-for-share basis. F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. ("GF VII") and Sequoia Capital U.S. Growth VII Principals Fund, L.P. ("GFVII PF") (collectively, the GF VII Funds); (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. ("GF VIII"); and (iii) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund II, L.P. ("GGF II") and Sequoia Capital Global Growth II Principals Fund, L.P ("GGFII PF") (collectively, the GGF II Funds). F3: (Continued from Footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds, GF VIII and the GGF II Funds. SCGF III Management, LLC is a general partner of Sequoia Capital Growth Fund III, L.P., and, as a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Fund III, L.P. The directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF II Funds are Douglas Leone and Roelof Botha. By virtue of the relationships described in this paragraph, Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by the GGF II Funds. F4: (Continued from Footnote 3) Each of Douglas Leone, Roelof Botha, SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P., SC U.S. Growth VIII Management, L.P. and SC Global Growth II Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds, GF VIII and the GGF II Funds, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. SCGF III Management, LLC disclaims beneficial ownership of the shares held by Sequoia Capital Growth Fund III, L.P., except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common Stock, $0.0001 par valueSEC Table II · derivative / convertible security	IndirectSequoia Capital Global Growth Fund II, L.P.	Not disclosed	Reported balance Holding disclosure · report date 2021-06-16 · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · Balance Not disclosed F1: Shares of Class B Common Stock, which are not registered under the Securities Exchange Act of 1934, as amended, are convertible into shares of Class A Common Stock on a share-for-share basis. F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. ("GF VII") and Sequoia Capital U.S. Growth VII Principals Fund, L.P. ("GFVII PF") (collectively, the GF VII Funds); (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. ("GF VIII"); and (iii) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund II, L.P. ("GGF II") and Sequoia Capital Global Growth II Principals Fund, L.P ("GGFII PF") (collectively, the GGF II Funds). F3: (Continued from Footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds, GF VIII and the GGF II Funds. SCGF III Management, LLC is a general partner of Sequoia Capital Growth Fund III, L.P., and, as a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Fund III, L.P. The directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF II Funds are Douglas Leone and Roelof Botha. By virtue of the relationships described in this paragraph, Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by the GGF II Funds. F4: (Continued from Footnote 3) Each of Douglas Leone, Roelof Botha, SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P., SC U.S. Growth VIII Management, L.P. and SC Global Growth II Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds, GF VIII and the GGF II Funds, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. SCGF III Management, LLC disclaims beneficial ownership of the shares held by Sequoia Capital Growth Fund III, L.P., except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common Stock, $0.0001 par valueSEC Table II · derivative / convertible security	IndirectSequoia Capital Global Growth II Principals Fund, L.P.	Not disclosed	Reported balance Holding disclosure · report date 2021-06-16 · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · Balance Not disclosed F1: Shares of Class B Common Stock, which are not registered under the Securities Exchange Act of 1934, as amended, are convertible into shares of Class A Common Stock on a share-for-share basis. F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. ("GF VII") and Sequoia Capital U.S. Growth VII Principals Fund, L.P. ("GFVII PF") (collectively, the GF VII Funds); (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. ("GF VIII"); and (iii) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund II, L.P. ("GGF II") and Sequoia Capital Global Growth II Principals Fund, L.P ("GGFII PF") (collectively, the GGF II Funds). F3: (Continued from Footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds, GF VIII and the GGF II Funds. SCGF III Management, LLC is a general partner of Sequoia Capital Growth Fund III, L.P., and, as a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Fund III, L.P. The directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF II Funds are Douglas Leone and Roelof Botha. By virtue of the relationships described in this paragraph, Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by the GGF II Funds. F4: (Continued from Footnote 3) Each of Douglas Leone, Roelof Botha, SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P., SC U.S. Growth VIII Management, L.P. and SC Global Growth II Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds, GF VIII and the GGF II Funds, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. SCGF III Management, LLC disclaims beneficial ownership of the shares held by Sequoia Capital Growth Fund III, L.P., except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common Stock, $0.0001 par valueSEC Table II · derivative / convertible security	IndirectSequoia Grove II, LLC	Not disclosed	Reported balance Holding disclosure · report date 2021-06-16 · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · Balance Not disclosed F1: Shares of Class B Common Stock, which are not registered under the Securities Exchange Act of 1934, as amended, are convertible into shares of Class A Common Stock on a share-for-share basis. F5: Sequoia Grove Manager, LLC is the manager of Sequoia Grove II, LLC. As a result, Sequoia Grove Manager, LLC may be deemed to share beneficial ownership with respect to the shares held by Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of the shares held by Sequoia Grove II, LLC except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Shares of Class B Common Stock, which are not registered under the Securities Exchange Act of 1934, as amended, are convertible into shares of Class A Common Stock on a share-for-share basis.

F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. ("GF VII") and Sequoia Capital U.S. Growth VII Principals Fund, L.P. ("GFVII PF") (collectively, the GF VII Funds); (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. ("GF VIII"); and (iii) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund II, L.P. ("GGF II") and Sequoia Capital Global Growth II Principals Fund, L.P ("GGFII PF") (collectively, the GGF II Funds).

F3: (Continued from Footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds, GF VIII and the GGF II Funds. SCGF III Management, LLC is a general partner of Sequoia Capital Growth Fund III, L.P., and, as a result, SCGF III Management, LLC may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Fund III, L.P. The directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the GGF II Funds are Douglas Leone and Roelof Botha. By virtue of the relationships described in this paragraph, Douglas Leone and Roelof Botha may be deemed to share voting and dispositive power with respect to the shares held by the GGF II Funds.

F4: (Continued from Footnote 3) Each of Douglas Leone, Roelof Botha, SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P., SC U.S. Growth VIII Management, L.P. and SC Global Growth II Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds, GF VIII and the GGF II Funds, as applicable, except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. SCGF III Management, LLC disclaims beneficial ownership of the shares held by Sequoia Capital Growth Fund III, L.P., except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F5: Sequoia Grove Manager, LLC is the manager of Sequoia Grove II, LLC. As a result, Sequoia Grove Manager, LLC may be deemed to share beneficial ownership with respect to the shares held by Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of the shares held by Sequoia Grove II, LLC except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Ethos Technologies Inc.

Report date September 08, 2026 · Filed September 10, 2026

Jointly reported with SC US (TTGP), LTD., SC U.S. Venture XV Management, L.P., SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P., SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV (Q), L.P., SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV, L.P., SEQUOIA CAPITAL U.S. VENTURE XV PRINCIPALS FUND, L.P., SC U.S. Growth VIII Management, L.P.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectSequoia Capital U.S. Venture Fund XV, L.P.	0	Last balance in matching sequence After 2026-09-08 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2026-09-08 · Conversion · Acquired 1,605,456 · Balance 1,605,456 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the option of the holder thereof and has no expiration date. F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the XV Funds). F4: [continued from Footnote 3] As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GFVIII and the XV Funds. Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVIII and the XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 6 · 2026-09-08 · Other · Disposed 1,605,456 · Balance 0 F2: Represents a pro rata in-kind distribution of shares of Class A Common Stock of the Issuer to partners or members for no consideration and includes subsequent pro rata in-kind distributions by general partners or managing members to their respective partners or members for no consideration. F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the XV Funds). F4: [continued from Footnote 3] As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GFVIII and the XV Funds. Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVIII and the XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class A Common StockSEC Table I · non-derivative	IndirectSequoia Capital U.S. Venture Partners Fund XV (Q), L.P.	0	Last balance in matching sequence After 2026-09-08 transaction · row 7 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 2 · 2026-09-08 · Conversion · Acquired 67,599 · Balance 67,599 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the option of the holder thereof and has no expiration date. F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the XV Funds). F4: [continued from Footnote 3] As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GFVIII and the XV Funds. Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVIII and the XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 7 · 2026-09-08 · Other · Disposed 67,599 · Balance 0 F2: Represents a pro rata in-kind distribution of shares of Class A Common Stock of the Issuer to partners or members for no consideration and includes subsequent pro rata in-kind distributions by general partners or managing members to their respective partners or members for no consideration. F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the XV Funds). F4: [continued from Footnote 3] As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GFVIII and the XV Funds. Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVIII and the XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class A Common StockSEC Table I · non-derivative	IndirectSequoia Capital U.S. Venture Partners Fund XV, L.P.	0	Last balance in matching sequence After 2026-09-08 transaction · row 8 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 3 · 2026-09-08 · Conversion · Acquired 24,308 · Balance 24,308 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the option of the holder thereof and has no expiration date. F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the XV Funds). F4: [continued from Footnote 3] As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GFVIII and the XV Funds. Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVIII and the XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 8 · 2026-09-08 · Other · Disposed 24,308 · Balance 0 F2: Represents a pro rata in-kind distribution of shares of Class A Common Stock of the Issuer to partners or members for no consideration and includes subsequent pro rata in-kind distributions by general partners or managing members to their respective partners or members for no consideration. F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the XV Funds). F4: [continued from Footnote 3] As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GFVIII and the XV Funds. Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVIII and the XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class A Common StockSEC Table I · non-derivative	IndirectSequoia Capital U.S. Venture XV Principals Fund, L.P.	0	Last balance in matching sequence After 2026-09-08 transaction · row 9 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 4 · 2026-09-08 · Conversion · Acquired 247,656 · Balance 247,656 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the option of the holder thereof and has no expiration date. F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the XV Funds). F4: [continued from Footnote 3] As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GFVIII and the XV Funds. Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVIII and the XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 9 · 2026-09-08 · Other · Disposed 247,656 · Balance 0 F2: Represents a pro rata in-kind distribution of shares of Class A Common Stock of the Issuer to partners or members for no consideration and includes subsequent pro rata in-kind distributions by general partners or managing members to their respective partners or members for no consideration. F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the XV Funds). F4: [continued from Footnote 3] As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GFVIII and the XV Funds. Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVIII and the XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class A Common StockSEC Table I · non-derivative	IndirectSequoia Capital U.S. Growth Fund VIII, L.P.	0	Last balance in matching sequence After 2026-09-08 transaction · row 10 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 5 · 2026-09-08 · Conversion · Acquired 426,482 · Balance 426,482 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the option of the holder thereof and has no expiration date. F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the XV Funds). F4: [continued from Footnote 3] As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GFVIII and the XV Funds. Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVIII and the XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 10 · 2026-09-08 · Other · Disposed 426,482 · Balance 0 F2: Represents a pro rata in-kind distribution of shares of Class A Common Stock of the Issuer to partners or members for no consideration and includes subsequent pro rata in-kind distributions by general partners or managing members to their respective partners or members for no consideration. F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the XV Funds). F4: [continued from Footnote 3] As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GFVIII and the XV Funds. Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVIII and the XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSequoia Capital U.S. Venture Fund XV, L.P.	4,013,641	Reported balance After 2026-09-08 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2026-09-08 · Conversion · Disposed 1,605,456 · Balance 4,013,641 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the option of the holder thereof and has no expiration date. F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the XV Funds). F4: [continued from Footnote 3] As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GFVIII and the XV Funds. Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVIII and the XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSequoia Capital U.S. Venture Partners Fund XV (Q), L.P.	168,999	Reported balance After 2026-09-08 transaction · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · 2026-09-08 · Conversion · Disposed 67,599 · Balance 168,999 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the option of the holder thereof and has no expiration date. F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the XV Funds). F4: [continued from Footnote 3] As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GFVIII and the XV Funds. Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVIII and the XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSequoia Capital U.S. Venture Partners Fund XV, L.P.	60,771	Reported balance After 2026-09-08 transaction · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · 2026-09-08 · Conversion · Disposed 24,308 · Balance 60,771 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the option of the holder thereof and has no expiration date. F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the XV Funds). F4: [continued from Footnote 3] As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GFVIII and the XV Funds. Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVIII and the XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSequoia Capital U.S. Venture XV Principals Fund, L.P.	619,142	Reported balance After 2026-09-08 transaction · row 14 Instrument identity requires review; Table II rows are not merged. 1 source row Row 14 · 2026-09-08 · Conversion · Disposed 247,656 · Balance 619,142 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the option of the holder thereof and has no expiration date. F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the XV Funds). F4: [continued from Footnote 3] As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GFVIII and the XV Funds. Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVIII and the XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSequoia Capital U.S. Growth Fund VIII, L.P.	1,066,202	Reported balance After 2026-09-08 transaction · row 15 Instrument identity requires review; Table II rows are not merged. 1 source row Row 15 · 2026-09-08 · Conversion · Disposed 426,482 · Balance 1,066,202 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the option of the holder thereof and has no expiration date. F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the XV Funds). F4: [continued from Footnote 3] As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GFVIII and the XV Funds. Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVIII and the XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the option of the holder thereof and has no expiration date.

F2: Represents a pro rata in-kind distribution of shares of Class A Common Stock of the Issuer to partners or members for no consideration and includes subsequent pro rata in-kind distributions by general partners or managing members to their respective partners or members for no consideration.

F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the XV Funds).

F4: [continued from Footnote 3] As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GFVIII and the XV Funds. Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVIII and the XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Confluent, Inc.

Report date May 17, 2023 · Filed May 19, 2023

Jointly reported with SC US (TTGP), LTD., SC U.S. Growth VII Management, L.P., SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P., SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P., SC U.S. Growth VIII Management, L.P., Sequoia Grove Manager, LLC, Sequoia Grove II, LLC, Sequoia Capital Fund Management, L.P., Sequoia Capital Fund, L.P.

Section 16 reporting ended · disclosed 2023-05-19. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectSequoia Capital U.S. Growth Fund VII, L.P.	0	Last balance in matching sequence After 2023-05-17 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2023-05-17 · Conversion · Acquired 93,461 · Balance 93,461 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 4 · 2023-05-17 · Other · Disposed 93,461 · Balance 0 F2: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class A Common StockSEC Table I · non-derivative	IndirectSequoia Capital U.S. Growth VII Principals Fund, L.P.	0	Last balance in matching sequence After 2023-05-17 transaction · row 5 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 2 · 2023-05-17 · Conversion · Acquired 68,843 · Balance 68,843 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 5 · 2023-05-17 · Other · Disposed 68,843 · Balance 0 F2: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class A Common StockSEC Table I · non-derivative	IndirectSequoia Grove II, LLC	0	Last balance in matching sequence After 2023-05-17 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 3 · 2023-05-17 · Conversion · Acquired 114,862 · Balance 114,862 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F6: Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 6 · 2023-05-17 · Other · Disposed 114,862 · Balance 0 F2: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F6: Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSequoia Capital U.S. Growth Fund VII, L.P.	5,327,496	Reported balance After 2023-05-17 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2023-05-17 · Conversion · Disposed 93,461 · Balance 5,327,496 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSequoia Capital U.S. Growth Fund VII, L.P.	4,336,765	Reported balance After 2023-05-17 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2023-05-17 · Other · Disposed 990,731 · Balance 4,336,765 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F2: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSequoia Capital U.S. Growth VII Principals Fund, L.P.	391,995	Reported balance After 2023-05-17 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2023-05-17 · Conversion · Disposed 68,843 · Balance 391,995 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSequoia Capital U.S. Growth VII Principals Fund, L.P.	368,671	Reported balance After 2023-05-17 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2023-05-17 · Other · Disposed 23,324 · Balance 368,671 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F2: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSequoia Grove II, LLC	667,176	Reported balance After 2023-05-17 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2023-05-17 · Conversion · Disposed 114,862 · Balance 667,176 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F6: Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSequoia Capital Fund, LP	7,102,992	Reported balance After 2023-05-17 transaction · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · 2023-05-17 · Other · Acquired 991,904 · Balance 7,102,992 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F2: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F5: SC US (TTGP), Ltd. is the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP ("SCF") and managing member of Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSequoia Capital Fund Parallel, LLC	1,407,582	Reported balance After 2023-05-17 transaction · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · 2023-05-17 · Other · Acquired 175,301 · Balance 1,407,582 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F2: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F5: SC US (TTGP), Ltd. is the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP ("SCF") and managing member of Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class A Common StockSEC Table II · derivative / convertible security	IndirectSequoia Capital U.S. Growth Fund VIII, L.P.	2,192,541	Reported balance Holding disclosure · report date 2023-05-17 · row 14 Instrument identity requires review; Table II rows are not merged. 1 source row Row 14 · Balance 2,192,541 F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F2: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund.

F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII.

F4: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F5: SC US (TTGP), Ltd. is the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP ("SCF") and managing member of Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F6: Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 17, 2023 Filed May 19, 2023 22:26 UTC	Confluent, Inc. CFLT · Entity 57136	ConversionClass A Common Stock	93,461	$0.00	$0.00	Disclosure SEC source: 0001062993-23-011875 · form4.xml · nonDerivative · entry 1 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Sequoia Capital Fund, L.P. · CIK 0001906948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Sequoia Capital U.S. Growth Fund VII, L.P. Disclosed balance after: 93,461 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F3 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4 · ownership.nature: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:35 UTC	Confluent, Inc. CFLT · Entity 57136	OtherClass B Common Stock · Derivative	175,301	$0.00	$0.00	Disclosure SEC source: 0001062993-23-003811 · form4.xml · derivative · entry 13 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Sequoia Capital Fund, L.P. · CIK 0001906948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital Fund Parallel, LLC Disclosed balance after: 1,232,281 Underlying: Class A Common Stock · 175,301 shares Expires not disclosed F1 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F2 · kind: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F1 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F5 · ownership.nature: SC US (TTGP), Ltd. is the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP ("SCF") and managing member of Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:35 UTC	Confluent, Inc. CFLT · Entity 57136	OtherClass B Common Stock · Derivative	991,904	$0.00	$0.00	Disclosure SEC source: 0001062993-23-003811 · form4.xml · derivative · entry 12 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Sequoia Capital Fund, L.P. · CIK 0001906948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital Fund, LP Disclosed balance after: 6,111,088 Underlying: Class A Common Stock · 991,904 shares Expires not disclosed F1 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F2 · kind: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F1 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F5 · ownership.nature: SC US (TTGP), Ltd. is the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP ("SCF") and managing member of Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:35 UTC	Confluent, Inc. CFLT · Entity 57136	ConversionClass B Common Stock · Derivative	116,080	$0.00	$0.00	Disclosure SEC source: 0001062993-23-003811 · form4.xml · derivative · entry 11 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Sequoia Capital Fund, L.P. · CIK 0001906948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Grove II, LLC Disclosed balance after: 782,038 Underlying: Class A Common Stock · 116,080 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · kind: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F6 · ownership.nature: Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:35 UTC	Confluent, Inc. CFLT · Entity 57136	OtherClass B Common Stock · Derivative	23,324	$0.00	$0.00	Disclosure SEC source: 0001062993-23-003811 · form4.xml · derivative · entry 10 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Sequoia Capital Fund, L.P. · CIK 0001906948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth VII Principals Fund, L.P. Disclosed balance after: 460,838 Underlying: Class A Common Stock · 23,324 shares Expires not disclosed F1 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F2 · kind: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F1 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F3 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4 · ownership.nature: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:35 UTC	Confluent, Inc. CFLT · Entity 57136	ConversionClass B Common Stock · Derivative	68,843	$0.00	$0.00	Disclosure SEC source: 0001062993-23-003811 · form4.xml · derivative · entry 9 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Sequoia Capital Fund, L.P. · CIK 0001906948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth VII Principals Fund, L.P. Disclosed balance after: 484,162 Underlying: Class A Common Stock · 68,843 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · kind: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F3 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4 · ownership.nature: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:35 UTC	Confluent, Inc. CFLT · Entity 57136	OtherClass B Common Stock · Derivative	990,731	$0.00	$0.00	Disclosure SEC source: 0001062993-23-003811 · form4.xml · derivative · entry 8 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Sequoia Capital Fund, L.P. · CIK 0001906948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund VII, L.P. Disclosed balance after: 5,420,957 Underlying: Class A Common Stock · 990,731 shares Expires not disclosed F1 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F2 · kind: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F1 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F3 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4 · ownership.nature: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:35 UTC	Confluent, Inc. CFLT · Entity 57136	ConversionClass B Common Stock · Derivative	93,461	$0.00	$0.00	Disclosure SEC source: 0001062993-23-003811 · form4.xml · derivative · entry 7 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Sequoia Capital Fund, L.P. · CIK 0001906948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund VII, L.P. Disclosed balance after: 6,411,688 Underlying: Class A Common Stock · 93,461 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · kind: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F3 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4 · ownership.nature: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:35 UTC	Confluent, Inc. CFLT · Entity 57136	OtherClass A Common Stock	116,080	$0.00	$0.00	Disclosure SEC source: 0001062993-23-003811 · form4.xml · nonDerivative · entry 6 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Sequoia Capital Fund, L.P. · CIK 0001906948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Grove II, LLC Disclosed balance after: 0 F2 · kind: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F6 · ownership.nature: Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:35 UTC	Confluent, Inc. CFLT · Entity 57136	OtherClass A Common Stock	68,843	$0.00	$0.00	Disclosure SEC source: 0001062993-23-003811 · form4.xml · nonDerivative · entry 5 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Sequoia Capital Fund, L.P. · CIK 0001906948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth VII Principals Fund, L.P. Disclosed balance after: 0 F2 · kind: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F3 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4 · ownership.nature: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:35 UTC	Confluent, Inc. CFLT · Entity 57136	OtherClass A Common Stock	93,461	$0.00	$0.00	Disclosure SEC source: 0001062993-23-003811 · form4.xml · nonDerivative · entry 4 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Sequoia Capital Fund, L.P. · CIK 0001906948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund VII, L.P. Disclosed balance after: 0 F2 · kind: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F3 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4 · ownership.nature: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:35 UTC	Confluent, Inc. CFLT · Entity 57136	ConversionClass A Common Stock	116,080	$0.00	$0.00	Disclosure SEC source: 0001062993-23-003811 · form4.xml · nonDerivative · entry 3 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Sequoia Capital Fund, L.P. · CIK 0001906948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Grove II, LLC Disclosed balance after: 116,080 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F6 · ownership.nature: Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:35 UTC	Confluent, Inc. CFLT · Entity 57136	ConversionClass A Common Stock	68,843	$0.00	$0.00	Disclosure SEC source: 0001062993-23-003811 · form4.xml · nonDerivative · entry 2 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Sequoia Capital Fund, L.P. · CIK 0001906948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth VII Principals Fund, L.P. Disclosed balance after: 68,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F3 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4 · ownership.nature: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
February 14, 2023 Filed Feb 16, 2023 22:35 UTC	Confluent, Inc. CFLT · Entity 57136	ConversionClass A Common Stock	93,461	$0.00	$0.00	Disclosure SEC source: 0001062993-23-003811 · form4.xml · nonDerivative · entry 1 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Sequoia Capital Fund, L.P. · CIK 0001906948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund VII, L.P. Disclosed balance after: 93,461 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F3 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4 · ownership.nature: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:26 UTC	Confluent, Inc. CFLT · Entity 57136	OtherClass B Common Stock · Derivative	264,245	$0.00	$0.00	Disclosure SEC source: 0001062993-23-002313 · form4.xml · derivative · entry 17 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Sequoia Capital Fund, L.P. · CIK 0001906948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital Fund Parallel, LLC Disclosed balance after: 1,056,980 Underlying: Class A Common Stock · 264,245 shares Expires not disclosed F1 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F2 · kind: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F1 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F5 · ownership.nature: SC US (TTGP), Ltd. is the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP ("SCF") and managing member of Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:26 UTC	Confluent, Inc. CFLT · Entity 57136	OtherClass B Common Stock · Derivative	1,279,796	$0.00	$0.00	Disclosure SEC source: 0001062993-23-002313 · form4.xml · derivative · entry 16 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Sequoia Capital Fund, L.P. · CIK 0001906948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital Fund, LP Disclosed balance after: 51,119,184 Underlying: Class A Common Stock · 1,279,796 shares Expires not disclosed F1 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F2 · kind: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F1 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F5 · ownership.nature: SC US (TTGP), Ltd. is the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP ("SCF") and managing member of Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:26 UTC	Confluent, Inc. CFLT · Entity 57136	ConversionClass B Common Stock · Derivative	149,687	$0.00	$0.00	Disclosure SEC source: 0001062993-23-002313 · form4.xml · derivative · entry 15 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Sequoia Capital Fund, L.P. · CIK 0001906948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Grove II, LLC Disclosed balance after: 898,118 Underlying: Class A Common Stock · 149,687 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · kind: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F6 · ownership.nature: Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:26 UTC	Confluent, Inc. CFLT · Entity 57136	OtherClass B Common Stock · Derivative	297,855	$0.00	$0.00	Disclosure SEC source: 0001062993-23-002313 · form4.xml · derivative · entry 14 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Sequoia Capital Fund, L.P. · CIK 0001906948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund VIII, L.P. Disclosed balance after: 2,260,110 Underlying: Class A Common Stock · 297,855 shares Expires not disclosed F1 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F2 · kind: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F1 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F3 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4 · ownership.nature: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:26 UTC	Confluent, Inc. CFLT · Entity 57136	ConversionClass B Common Stock · Derivative	67,569	$0.00	$0.00	Disclosure SEC source: 0001062993-23-002313 · form4.xml · derivative · entry 13 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Sequoia Capital Fund, L.P. · CIK 0001906948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund VIII, L.P. Disclosed balance after: 2,557,965 Underlying: Class A Common Stock · 67,569 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · kind: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F3 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4 · ownership.nature: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:26 UTC	Confluent, Inc. CFLT · Entity 57136	OtherClass B Common Stock · Derivative	23,324	$0.00	$0.00	Disclosure SEC source: 0001062993-23-002313 · form4.xml · derivative · entry 12 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Sequoia Capital Fund, L.P. · CIK 0001906948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth VII Principals Fund, L.P. Disclosed balance after: 621,848 Underlying: Class A Common Stock · 23,324 shares Expires not disclosed F1 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F2 · kind: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F1 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F3 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4 · ownership.nature: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:26 UTC	Confluent, Inc. CFLT · Entity 57136	ConversionClass B Common Stock · Derivative	68,843	$0.00	$0.00	Disclosure SEC source: 0001062993-23-002313 · form4.xml · derivative · entry 11 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Sequoia Capital Fund, L.P. · CIK 0001906948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth VII Principals Fund, L.P. Disclosed balance after: 645,172 Underlying: Class A Common Stock · 68,843 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · kind: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F3 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4 · ownership.nature: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:26 UTC	Confluent, Inc. CFLT · Entity 57136	OtherClass B Common Stock · Derivative	990,731	$0.00	$0.00	Disclosure SEC source: 0001062993-23-002313 · form4.xml · derivative · entry 10 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Sequoia Capital Fund, L.P. · CIK 0001906948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund VII, L.P. Disclosed balance after: 6,505,149 Underlying: Class A Common Stock · 990,731 shares Expires not disclosed F1 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F2 · kind: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F1 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F3 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4 · ownership.nature: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:26 UTC	Confluent, Inc. CFLT · Entity 57136	ConversionClass B Common Stock · Derivative	93,461	$0.00	$0.00	Disclosure SEC source: 0001062993-23-002313 · form4.xml · derivative · entry 9 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Sequoia Capital Fund, L.P. · CIK 0001906948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund VII, L.P. Disclosed balance after: 7,495,880 Underlying: Class A Common Stock · 93,461 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · kind: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F3 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4 · ownership.nature: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:26 UTC	Confluent, Inc. CFLT · Entity 57136	OtherClass A Common Stock	149,687	$0.00	$0.00	Disclosure SEC source: 0001062993-23-002313 · form4.xml · nonDerivative · entry 8 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Sequoia Capital Fund, L.P. · CIK 0001906948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Grove II, LLC Disclosed balance after: 0 F2 · kind: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F6 · ownership.nature: Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:26 UTC	Confluent, Inc. CFLT · Entity 57136	OtherClass A Common Stock	67,569	$0.00	$0.00	Disclosure SEC source: 0001062993-23-002313 · form4.xml · nonDerivative · entry 7 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Sequoia Capital Fund, L.P. · CIK 0001906948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund VIII, L.P. Disclosed balance after: 0 F2 · kind: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F3 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4 · ownership.nature: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:26 UTC	Confluent, Inc. CFLT · Entity 57136	OtherClass A Common Stock	68,843	$0.00	$0.00	Disclosure SEC source: 0001062993-23-002313 · form4.xml · nonDerivative · entry 6 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Sequoia Capital Fund, L.P. · CIK 0001906948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth VII Principals Fund, L.P. Disclosed balance after: 0 F2 · kind: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F3 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4 · ownership.nature: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:26 UTC	Confluent, Inc. CFLT · Entity 57136	OtherClass A Common Stock	93,461	$0.00	$0.00	Disclosure SEC source: 0001062993-23-002313 · form4.xml · nonDerivative · entry 5 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Sequoia Capital Fund, L.P. · CIK 0001906948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund VII, L.P. Disclosed balance after: 0 F2 · kind: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund. F3 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4 · ownership.nature: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:26 UTC	Confluent, Inc. CFLT · Entity 57136	ConversionClass A Common Stock	149,687	$0.00	$0.00	Disclosure SEC source: 0001062993-23-002313 · form4.xml · nonDerivative · entry 4 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Sequoia Capital Fund, L.P. · CIK 0001906948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Grove II, LLC Disclosed balance after: 149,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F6 · ownership.nature: Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:26 UTC	Confluent, Inc. CFLT · Entity 57136	ConversionClass A Common Stock	67,569	$0.00	$0.00	Disclosure SEC source: 0001062993-23-002313 · form4.xml · nonDerivative · entry 3 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Sequoia Capital Fund, L.P. · CIK 0001906948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund VIII, L.P. Disclosed balance after: 67,569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F3 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4 · ownership.nature: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:26 UTC	Confluent, Inc. CFLT · Entity 57136	ConversionClass A Common Stock	68,843	$0.00	$0.00	Disclosure SEC source: 0001062993-23-002313 · form4.xml · nonDerivative · entry 2 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Sequoia Capital Fund, L.P. · CIK 0001906948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth VII Principals Fund, L.P. Disclosed balance after: 68,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F3 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4 · ownership.nature: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
February 02, 2023 Filed Feb 7, 2023 00:26 UTC	Confluent, Inc. CFLT · Entity 57136	ConversionClass A Common Stock	93,461	$0.00	$0.00	Disclosure SEC source: 0001062993-23-002313 · form4.xml · nonDerivative · entry 1 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Sequoia Capital Fund, L.P. · CIK 0001906948 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund VII, L.P. Disclosed balance after: 93,461 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F3 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4 · ownership.nature: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 30, 2022 Filed Dec 2, 2022 22:34 UTC	Confluent, Inc. CFLT · Entity 57136	OtherClass B Common Stock · Derivative	264,245	$0.00	$0.00	Disclosure SEC source: 0001062993-22-023245 · form4.xml · derivative · entry 17 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital Fund Parallel, LLC Disclosed balance after: 792,735 Underlying: Class A Common Stock · 264,245 shares Expires not disclosed F1 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F2 · kind: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund. F1 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F5 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP ("SCF") and managing member of Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 30, 2022 Filed Dec 2, 2022 22:34 UTC	Confluent, Inc. CFLT · Entity 57136	OtherClass B Common Stock · Derivative	1,279,796	$0.00	$0.00	Disclosure SEC source: 0001062993-22-023245 · form4.xml · derivative · entry 16 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital Fund, LP Disclosed balance after: 3,839,388 Underlying: Class A Common Stock · 1,279,796 shares Expires not disclosed F1 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F2 · kind: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund. F1 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F5 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP ("SCF") and managing member of Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 30, 2022 Filed Dec 2, 2022 22:34 UTC	Confluent, Inc. CFLT · Entity 57136	ConversionClass B Common Stock · Derivative	149,687	$0.00	$0.00	Disclosure SEC source: 0001062993-22-023245 · form4.xml · derivative · entry 15 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Grove II, LLC Disclosed balance after: 1,047,805 Underlying: Class A Common Stock · 149,687 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · kind: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F6 · ownership.nature: Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 30, 2022 Filed Dec 2, 2022 22:34 UTC	Confluent, Inc. CFLT · Entity 57136	OtherClass B Common Stock · Derivative	297,855	$0.00	$0.00	Disclosure SEC source: 0001062993-22-023245 · form4.xml · derivative · entry 14 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund VIII, L.P. Disclosed balance after: 2,557,965 Underlying: Class A Common Stock · 297,855 shares Expires not disclosed F1 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F2 · kind: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund. F1 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F3 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4 · ownership.nature: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 30, 2022 Filed Dec 2, 2022 22:34 UTC	Confluent, Inc. CFLT · Entity 57136	ConversionClass B Common Stock · Derivative	67,569	$0.00	$0.00	Disclosure SEC source: 0001062993-22-023245 · form4.xml · derivative · entry 13 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund VIII, L.P. Disclosed balance after: 2,855,820 Underlying: Class A Common Stock · 67,569 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · kind: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F3 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4 · ownership.nature: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 30, 2022 Filed Dec 2, 2022 22:34 UTC	Confluent, Inc. CFLT · Entity 57136	OtherClass B Common Stock · Derivative	23,324	$0.00	$0.00	Disclosure SEC source: 0001062993-22-023245 · form4.xml · derivative · entry 12 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth VII Principals Fund, L.P. Disclosed balance after: 645,172 Underlying: Class A Common Stock · 23,324 shares Expires not disclosed F1 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F2 · kind: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund. F1 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F3 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4 · ownership.nature: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 30, 2022 Filed Dec 2, 2022 22:34 UTC	Confluent, Inc. CFLT · Entity 57136	ConversionClass B Common Stock · Derivative	68,843	$0.00	$0.00	Disclosure SEC source: 0001062993-22-023245 · form4.xml · derivative · entry 11 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth VII Principals Fund, L.P. Disclosed balance after: 668,496 Underlying: Class A Common Stock · 68,843 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · kind: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F3 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4 · ownership.nature: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 30, 2022 Filed Dec 2, 2022 22:34 UTC	Confluent, Inc. CFLT · Entity 57136	OtherClass B Common Stock · Derivative	990,731	$0.00	$0.00	Disclosure SEC source: 0001062993-22-023245 · form4.xml · derivative · entry 10 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund VII, L.P. Disclosed balance after: 7,589,341 Underlying: Class A Common Stock · 990,731 shares Expires not disclosed F1 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F2 · kind: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund. F1 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F3 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4 · ownership.nature: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 30, 2022 Filed Dec 2, 2022 22:34 UTC	Confluent, Inc. CFLT · Entity 57136	ConversionClass B Common Stock · Derivative	93,461	$0.00	$0.00	Disclosure SEC source: 0001062993-22-023245 · form4.xml · derivative · entry 9 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund VII, L.P. Disclosed balance after: 8,580,072 Underlying: Class A Common Stock · 93,461 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · kind: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F3 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4 · ownership.nature: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 30, 2022 Filed Dec 2, 2022 22:34 UTC	Confluent, Inc. CFLT · Entity 57136	OtherClass A Common Stock	149,687	$0.00	$0.00	Disclosure SEC source: 0001062993-22-023245 · form4.xml · nonDerivative · entry 8 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Grove II, LLC Disclosed balance after: 0 F2 · kind: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund. F6 · ownership.nature: Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 30, 2022 Filed Dec 2, 2022 22:34 UTC	Confluent, Inc. CFLT · Entity 57136	OtherClass A Common Stock	67,569	$0.00	$0.00	Disclosure SEC source: 0001062993-22-023245 · form4.xml · nonDerivative · entry 7 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund VIII, L.P. Disclosed balance after: 0 F2 · kind: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund. F3 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4 · ownership.nature: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 30, 2022 Filed Dec 2, 2022 22:34 UTC	Confluent, Inc. CFLT · Entity 57136	OtherClass A Common Stock	68,843	$0.00	$0.00	Disclosure SEC source: 0001062993-22-023245 · form4.xml · nonDerivative · entry 6 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth VII Principals Fund, L.P. Disclosed balance after: 0 F2 · kind: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund. F3 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4 · ownership.nature: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 30, 2022 Filed Dec 2, 2022 22:34 UTC	Confluent, Inc. CFLT · Entity 57136	OtherClass A Common Stock	93,461	$0.00	$0.00	Disclosure SEC source: 0001062993-22-023245 · form4.xml · nonDerivative · entry 5 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund VII, L.P. Disclosed balance after: 0 F2 · kind: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund. F3 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4 · ownership.nature: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 30, 2022 Filed Dec 2, 2022 22:34 UTC	Confluent, Inc. CFLT · Entity 57136	ConversionClass A Common Stock	149,687	$0.00	$0.00	Disclosure SEC source: 0001062993-22-023245 · form4.xml · nonDerivative · entry 4 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Grove II, LLC Disclosed balance after: 149,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F6 · ownership.nature: Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 30, 2022 Filed Dec 2, 2022 22:34 UTC	Confluent, Inc. CFLT · Entity 57136	ConversionClass A Common Stock	67,569	$0.00	$0.00	Disclosure SEC source: 0001062993-22-023245 · form4.xml · nonDerivative · entry 3 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund VIII, L.P. Disclosed balance after: 67,569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F3 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4 · ownership.nature: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 30, 2022 Filed Dec 2, 2022 22:34 UTC	Confluent, Inc. CFLT · Entity 57136	ConversionClass A Common Stock	68,843	$0.00	$0.00	Disclosure SEC source: 0001062993-22-023245 · form4.xml · nonDerivative · entry 2 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth VII Principals Fund, L.P. Disclosed balance after: 68,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F3 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4 · ownership.nature: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 30, 2022 Filed Dec 2, 2022 22:34 UTC	Confluent, Inc. CFLT · Entity 57136	ConversionClass A Common Stock	93,461	$0.00	$0.00	Disclosure SEC source: 0001062993-22-023245 · form4.xml · nonDerivative · entry 1 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund VII, L.P. Disclosed balance after: 93,461 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F3 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the GFVII Funds); and (ii) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the GFVII Funds and GFVIII. F4 · ownership.nature: (Continued from Footnote 3) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Growth VIII Management, L.P. disclaims beneficial ownership of the shares held by the GFVII Funds and GFVIII, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 10, 2022 Filed Nov 15, 2022 01:14 UTC	Confluent, Inc. CFLT · Entity 57136	OtherClass B Common Stock · Derivative	264,245	$0.00	$0.00	Disclosure SEC source: 0001062993-22-022130 · form4.xml · derivative · entry 17 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital Fund Parallel, LLC Disclosed balance after: 528,490 Underlying: Class A Common Stock · 264,245 shares Expires not disclosed F1 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F2 · kind: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund. F1 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F5 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP ("SCF") and managing member of Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 10, 2022 Filed Nov 15, 2022 01:14 UTC	Confluent, Inc. CFLT · Entity 57136	OtherClass B Common Stock · Derivative	1,279,796	$0.00	$0.00	Disclosure SEC source: 0001062993-22-022130 · form4.xml · derivative · entry 16 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner Sequoia Grove Manager, LLC · CIK 0001863586 · 10% owner Sequoia Grove II, LLC · CIK 0001863636 · 10% owner Sequoia Capital Fund Management, L.P. · CIK 0001913045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital Fund, LP Disclosed balance after: 2,559,592 Underlying: Class A Common Stock · 1,279,796 shares Expires not disclosed F1 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F2 · kind: Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund. F1 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F1 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation. F5 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP ("SCF") and managing member of Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.