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SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P.

Disclosed activity across 3 companies

Tapewire entity
19909
SEC CIK
0001627324

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Ethos Technologies Inc.LIFE · Entity 415710% ownerSeptember 08, 2026September 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSequoia Capital U.S. Venture Fund XV, L.P.0 Last balance in matching sequence After 2026-09-08 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2026-09-08 · Conversion · Acquired 1,605,456 · Balance 1,605,456

F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the option of the holder thereof and has no expiration date.

F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the XV Funds).

F4: [continued from Footnote 3] As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GFVIII and the XV Funds. Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVIII and the XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 6 · 2026-09-08 · Other · Disposed 1,605,456 · Balance 0

F2: Represents a pro rata in-kind distribution of shares of Class A Common Stock of the Issuer to partners or members for no consideration and includes subsequent pro rata in-kind distributions by general partners or managing members to their respective partners or members for no consideration.

F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the XV Funds).

F4: [continued from Footnote 3] As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GFVIII and the XV Funds. Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVIII and the XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectSequoia Capital U.S. Venture Partners Fund XV (Q), L.P.0 Last balance in matching sequence After 2026-09-08 transaction · row 7 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 2 · 2026-09-08 · Conversion · Acquired 67,599 · Balance 67,599

F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the option of the holder thereof and has no expiration date.

F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the XV Funds).

F4: [continued from Footnote 3] As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GFVIII and the XV Funds. Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVIII and the XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 7 · 2026-09-08 · Other · Disposed 67,599 · Balance 0

F2: Represents a pro rata in-kind distribution of shares of Class A Common Stock of the Issuer to partners or members for no consideration and includes subsequent pro rata in-kind distributions by general partners or managing members to their respective partners or members for no consideration.

F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the XV Funds).

F4: [continued from Footnote 3] As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GFVIII and the XV Funds. Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVIII and the XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectSequoia Capital U.S. Venture Partners Fund XV, L.P.0 Last balance in matching sequence After 2026-09-08 transaction · row 8 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 3 · 2026-09-08 · Conversion · Acquired 24,308 · Balance 24,308

F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the option of the holder thereof and has no expiration date.

F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the XV Funds).

F4: [continued from Footnote 3] As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GFVIII and the XV Funds. Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVIII and the XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 8 · 2026-09-08 · Other · Disposed 24,308 · Balance 0

F2: Represents a pro rata in-kind distribution of shares of Class A Common Stock of the Issuer to partners or members for no consideration and includes subsequent pro rata in-kind distributions by general partners or managing members to their respective partners or members for no consideration.

F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the XV Funds).

F4: [continued from Footnote 3] As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GFVIII and the XV Funds. Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVIII and the XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectSequoia Capital U.S. Venture XV Principals Fund, L.P.0 Last balance in matching sequence After 2026-09-08 transaction · row 9 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 4 · 2026-09-08 · Conversion · Acquired 247,656 · Balance 247,656

F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the option of the holder thereof and has no expiration date.

F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the XV Funds).

F4: [continued from Footnote 3] As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GFVIII and the XV Funds. Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVIII and the XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 9 · 2026-09-08 · Other · Disposed 247,656 · Balance 0

F2: Represents a pro rata in-kind distribution of shares of Class A Common Stock of the Issuer to partners or members for no consideration and includes subsequent pro rata in-kind distributions by general partners or managing members to their respective partners or members for no consideration.

F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the XV Funds).

F4: [continued from Footnote 3] As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GFVIII and the XV Funds. Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVIII and the XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectSequoia Capital U.S. Growth Fund VIII, L.P.0 Last balance in matching sequence After 2026-09-08 transaction · row 10 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 5 · 2026-09-08 · Conversion · Acquired 426,482 · Balance 426,482

F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the option of the holder thereof and has no expiration date.

F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the XV Funds).

F4: [continued from Footnote 3] As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GFVIII and the XV Funds. Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVIII and the XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 10 · 2026-09-08 · Other · Disposed 426,482 · Balance 0

F2: Represents a pro rata in-kind distribution of shares of Class A Common Stock of the Issuer to partners or members for no consideration and includes subsequent pro rata in-kind distributions by general partners or managing members to their respective partners or members for no consideration.

F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the XV Funds).

F4: [continued from Footnote 3] As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GFVIII and the XV Funds. Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVIII and the XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSequoia Capital U.S. Venture Fund XV, L.P.4,013,641 Reported balance After 2026-09-08 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2026-09-08 · Conversion · Disposed 1,605,456 · Balance 4,013,641

F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the option of the holder thereof and has no expiration date.

F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the XV Funds).

F4: [continued from Footnote 3] As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GFVIII and the XV Funds. Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVIII and the XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSequoia Capital U.S. Venture Partners Fund XV (Q), L.P.168,999 Reported balance After 2026-09-08 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2026-09-08 · Conversion · Disposed 67,599 · Balance 168,999

F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the option of the holder thereof and has no expiration date.

F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the XV Funds).

F4: [continued from Footnote 3] As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GFVIII and the XV Funds. Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVIII and the XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSequoia Capital U.S. Venture Partners Fund XV, L.P.60,771 Reported balance After 2026-09-08 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2026-09-08 · Conversion · Disposed 24,308 · Balance 60,771

F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the option of the holder thereof and has no expiration date.

F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the XV Funds).

F4: [continued from Footnote 3] As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GFVIII and the XV Funds. Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVIII and the XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSequoia Capital U.S. Venture XV Principals Fund, L.P.619,142 Reported balance After 2026-09-08 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2026-09-08 · Conversion · Disposed 247,656 · Balance 619,142

F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the option of the holder thereof and has no expiration date.

F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the XV Funds).

F4: [continued from Footnote 3] As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GFVIII and the XV Funds. Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVIII and the XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSequoia Capital U.S. Growth Fund VIII, L.P.1,066,202 Reported balance After 2026-09-08 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2026-09-08 · Conversion · Disposed 426,482 · Balance 1,066,202

F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the option of the holder thereof and has no expiration date.

F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the XV Funds).

F4: [continued from Footnote 3] As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GFVIII and the XV Funds. Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVIII and the XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the option of the holder thereof and has no expiration date.

F2: Represents a pro rata in-kind distribution of shares of Class A Common Stock of the Issuer to partners or members for no consideration and includes subsequent pro rata in-kind distributions by general partners or managing members to their respective partners or members for no consideration.

F3: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the XV Funds).

F4: [continued from Footnote 3] As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GFVIII and the XV Funds. Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVIII and the XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2021-03-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSequoia Capital U.S. Growth Fund VI, L.P3,237,874 Reported balance After 2021-03-12 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-03-12 · Other · Disposed 1,079,291 · Balance 3,237,874

F1: Represents a distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the "SC XV Funds") and the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (collectively, the "SC US GF VI Funds"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC XV Funds and SC US GF VI Funds.

F3: (Continued from footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Venture XV Management, L.P., and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the shares held by the SC XV Funds and SC US GF VI Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectSequoia Capital U.S. Growth VI Principals Fund, L.P.142,294 Reported balance After 2021-03-12 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2021-03-12 · Other · Disposed 47,431 · Balance 142,294

F1: Represents a distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the "SC XV Funds") and the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (collectively, the "SC US GF VI Funds"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC XV Funds and SC US GF VI Funds.

F3: (Continued from footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Venture XV Management, L.P., and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the shares held by the SC XV Funds and SC US GF VI Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectSequoia Capital U.S. Venture Fund XV, L.P.1,196,143 Reported balance After 2021-03-12 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2021-03-12 · Other · Disposed 398,715 · Balance 1,196,143

F1: Represents a distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the "SC XV Funds") and the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (collectively, the "SC US GF VI Funds"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC XV Funds and SC US GF VI Funds.

F3: (Continued from footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Venture XV Management, L.P., and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the shares held by the SC XV Funds and SC US GF VI Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectSequoia Capital U.S. Venture Partners Fund XV, L.P.18,107 Reported balance After 2021-03-12 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2021-03-12 · Other · Disposed 6,036 · Balance 18,107

F1: Represents a distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the "SC XV Funds") and the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (collectively, the "SC US GF VI Funds"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC XV Funds and SC US GF VI Funds.

F3: (Continued from footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Venture XV Management, L.P., and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the shares held by the SC XV Funds and SC US GF VI Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectSequoia Capital U.S. Venture Partners Fund XV(Q), L.P.50,413 Reported balance After 2021-03-12 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2021-03-12 · Other · Disposed 16,804 · Balance 50,413

F1: Represents a distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the "SC XV Funds") and the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (collectively, the "SC US GF VI Funds"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC XV Funds and SC US GF VI Funds.

F3: (Continued from footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Venture XV Management, L.P., and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the shares held by the SC XV Funds and SC US GF VI Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectSequoia Capital U.S. Venture XV Principals Fund, L.P.183,977 Reported balance After 2021-03-12 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2021-03-12 · Other · Disposed 61,326 · Balance 183,977

F1: Represents a distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the "SC XV Funds") and the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (collectively, the "SC US GF VI Funds"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC XV Funds and SC US GF VI Funds.

F3: (Continued from footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Venture XV Management, L.P., and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the shares held by the SC XV Funds and SC US GF VI Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the "SC XV Funds") and the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (collectively, the "SC US GF VI Funds"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC XV Funds and SC US GF VI Funds.

F3: (Continued from footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Venture XV Management, L.P., and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the shares held by the SC XV Funds and SC US GF VI Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Section 16 reporting ended · disclosed 2023-08-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSequoia Capital U.S. Growth Fund VII, L.P.0 Reported balance After 2023-08-02 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2023-08-02 · Other · Disposed 933,966 · Balance 0

F1: Pursuant to an Agreement and Plan of Merger, dated as of May 25, 2023, by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc., at the effective time of the merger, each share of Class A common stock was cancelled and automatically converted into the right to receive an amount equal to $2.88 in cash, without interest.

F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. ("the GFVII Funds"), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture XV Principals Fund, L.P. and Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P. ("the SC XV Funds").

F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVII Funds, and the SC XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectSequoia Capital U.S. Growth VII Principals Fund, L.P.0 Reported balance After 2023-08-02 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2023-08-02 · Other · Disposed 55,342 · Balance 0

F1: Pursuant to an Agreement and Plan of Merger, dated as of May 25, 2023, by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc., at the effective time of the merger, each share of Class A common stock was cancelled and automatically converted into the right to receive an amount equal to $2.88 in cash, without interest.

F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. ("the GFVII Funds"), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture XV Principals Fund, L.P. and Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P. ("the SC XV Funds").

F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVII Funds, and the SC XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectSequoia Capital U.S. Venture Fund XV, L.P.0 Reported balance After 2023-08-02 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2023-08-02 · Other · Disposed 1,281,580 · Balance 0

F1: Pursuant to an Agreement and Plan of Merger, dated as of May 25, 2023, by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc., at the effective time of the merger, each share of Class A common stock was cancelled and automatically converted into the right to receive an amount equal to $2.88 in cash, without interest.

F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. ("the GFVII Funds"), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture XV Principals Fund, L.P. and Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P. ("the SC XV Funds").

F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVII Funds, and the SC XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectSequoia Capital U.S. Venture Partners Fund XV (Q), L.P.0 Reported balance After 2023-08-02 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2023-08-02 · Other · Disposed 77,130 · Balance 0

F1: Pursuant to an Agreement and Plan of Merger, dated as of May 25, 2023, by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc., at the effective time of the merger, each share of Class A common stock was cancelled and automatically converted into the right to receive an amount equal to $2.88 in cash, without interest.

F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. ("the GFVII Funds"), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture XV Principals Fund, L.P. and Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P. ("the SC XV Funds").

F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVII Funds, and the SC XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectSequoia Capital U.S. Venture Partners Fund XV, L.P.0 Reported balance After 2023-08-02 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2023-08-02 · Other · Disposed 27,704 · Balance 0

F1: Pursuant to an Agreement and Plan of Merger, dated as of May 25, 2023, by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc., at the effective time of the merger, each share of Class A common stock was cancelled and automatically converted into the right to receive an amount equal to $2.88 in cash, without interest.

F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. ("the GFVII Funds"), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture XV Principals Fund, L.P. and Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P. ("the SC XV Funds").

F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVII Funds, and the SC XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectSequoia Capital U.S. Venture XV Principals Fund, L.P.0 Reported balance After 2023-08-02 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2023-08-02 · Other · Disposed 281,482 · Balance 0

F1: Pursuant to an Agreement and Plan of Merger, dated as of May 25, 2023, by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc., at the effective time of the merger, each share of Class A common stock was cancelled and automatically converted into the right to receive an amount equal to $2.88 in cash, without interest.

F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. ("the GFVII Funds"), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture XV Principals Fund, L.P. and Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P. ("the SC XV Funds").

F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVII Funds, and the SC XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectSequoia Grove II, LLC0 Reported balance After 2023-08-02 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2023-08-02 · Other · Disposed 226,414 · Balance 0

F1: Pursuant to an Agreement and Plan of Merger, dated as of May 25, 2023, by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc., at the effective time of the merger, each share of Class A common stock was cancelled and automatically converted into the right to receive an amount equal to $2.88 in cash, without interest.

F4: Sequoia Grove Manager, LLC is the manager of Sequoia Grove II, LLC. As a result, Sequoia Grove Manager, LLC may be deemed to share beneficial ownership with respect to the shares held by Sequoia Grove II, LLC. Sequoia Grove Manager, LLC disclaims beneficial ownership of the shares held by Sequoia Grove II, LLC except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to an Agreement and Plan of Merger, dated as of May 25, 2023, by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc., at the effective time of the merger, each share of Class A common stock was cancelled and automatically converted into the right to receive an amount equal to $2.88 in cash, without interest.

F2: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. ("the GFVII Funds"), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture XV Principals Fund, L.P. and Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P. ("the SC XV Funds").

F3: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVII Funds, and the SC XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F4: Sequoia Grove Manager, LLC is the manager of Sequoia Grove II, LLC. As a result, Sequoia Grove Manager, LLC may be deemed to share beneficial ownership with respect to the shares held by Sequoia Grove II, LLC. Sequoia Grove Manager, LLC disclaims beneficial ownership of the shares held by Sequoia Grove II, LLC except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 30, 2026 Filed Feb 2, 2026 23:38 UTC Ethos Technologies Inc. LIFE · Entity 4157 ConversionClass A Common Stock 337,996 $0.00 $0.00
Disclosure

SEC source: 0001607841-26-000009 · form4.xml · nonDerivative · entry 2

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. Venture XV Management, L.P. · CIK 0001742979 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P. · CIK 0001627324 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV (Q), L.P. · CIK 0001635444 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV, L.P. · CIK 0001635442 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE XV PRINCIPALS FUND, L.P. · CIK 0001635440 · 10% owner

SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner

Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner

SC US SSF 2013 (TTGP), L.L.C. · CIK 0001611385 · 10% owner

SC U.S. SCOUT SEED FUND 2013 MANAGEMENT, L.P. · CIK 0001611405 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P.

Disclosed balance after: 337,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Upon the closing of the Issuer's IPO, all shares of Series A-2, Series A, Series B, Series C, and Series D Preferred Stock automatically converted into shares of Class A Common Stock of the Issuer (the "Class A Conversion") based on the IPO price of the Class A Common Stock. Immediately following the Class A Conversion, shares of the Class A Common Stock included in this Form 4 exchanged at a 1:1 ratio for shares of Class B Common Stock. Each share of Class B Common Stock is convertible at the option of the holder thereof into one share of Class A Common Stock and otherwise in accordance with the terms of the Issuer's Certificate of Incorporation. The securities have no expiration date.

F2 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the XV Funds).

F3 · ownership.nature: [continued from Footnote 2] As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GFVIII and the XV Funds. Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVIII and the XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
January 30, 2026 Filed Feb 2, 2026 23:38 UTC Ethos Technologies Inc. LIFE · Entity 4157 ConversionClass A Common Stock 8,027,281 $0.00 $0.00
Disclosure

SEC source: 0001607841-26-000009 · form4.xml · nonDerivative · entry 1

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. Venture XV Management, L.P. · CIK 0001742979 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P. · CIK 0001627324 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV (Q), L.P. · CIK 0001635444 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV, L.P. · CIK 0001635442 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE XV PRINCIPALS FUND, L.P. · CIK 0001635440 · 10% owner

SC U.S. Growth VIII Management, L.P. · CIK 0001743276 · 10% owner

Sequoia Capital U.S. Growth Fund VIII, L.P. · CIK 0001743290 · 10% owner

SC US SSF 2013 (TTGP), L.L.C. · CIK 0001611385 · 10% owner

SC U.S. SCOUT SEED FUND 2013 MANAGEMENT, L.P. · CIK 0001611405 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Sequoia Capital U.S. Venture Fund XV, L.P.

Disclosed balance after: 8,027,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Upon the closing of the Issuer's IPO, all shares of Series A-2, Series A, Series B, Series C, and Series D Preferred Stock automatically converted into shares of Class A Common Stock of the Issuer (the "Class A Conversion") based on the IPO price of the Class A Common Stock. Immediately following the Class A Conversion, shares of the Class A Common Stock included in this Form 4 exchanged at a 1:1 ratio for shares of Class B Common Stock. Each share of Class B Common Stock is convertible at the option of the holder thereof into one share of Class A Common Stock and otherwise in accordance with the terms of the Issuer's Certificate of Incorporation. The securities have no expiration date.

F2 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the XV Funds).

F3 · ownership.nature: [continued from Footnote 2] As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GFVIII and the XV Funds. Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVIII and the XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
August 02, 2023 Filed Aug 5, 2023 01:53 UTC Embark Technology, Inc. EMBK · Entity 110807 OtherClass A Common Stock 226,414 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-017810 · doc4.xml · nonDerivative · entry 7

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner

SC U.S. Venture XV Management, L.P. · CIK 0001742979 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P. · CIK 0001627324 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV, L.P. · CIK 0001635442 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE XV PRINCIPALS FUND, L.P. · CIK 0001635440 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV (Q), L.P. · CIK 0001635444 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Sequoia Grove II, LLC

Disclosed balance after: 0

F1 · kind: Pursuant to an Agreement and Plan of Merger, dated as of May 25, 2023, by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc., at the effective time of the merger, each share of Class A common stock was cancelled and automatically converted into the right to receive an amount equal to $2.88 in cash, without interest.

F1 · price: Pursuant to an Agreement and Plan of Merger, dated as of May 25, 2023, by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc., at the effective time of the merger, each share of Class A common stock was cancelled and automatically converted into the right to receive an amount equal to $2.88 in cash, without interest.

F4 · ownership.nature: Sequoia Grove Manager, LLC is the manager of Sequoia Grove II, LLC. As a result, Sequoia Grove Manager, LLC may be deemed to share beneficial ownership with respect to the shares held by Sequoia Grove II, LLC. Sequoia Grove Manager, LLC disclaims beneficial ownership of the shares held by Sequoia Grove II, LLC except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

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August 02, 2023 Filed Aug 5, 2023 01:53 UTC Embark Technology, Inc. EMBK · Entity 110807 OtherClass A Common Stock 281,482 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-017810 · doc4.xml · nonDerivative · entry 6

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner

SC U.S. Venture XV Management, L.P. · CIK 0001742979 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P. · CIK 0001627324 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV, L.P. · CIK 0001635442 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE XV PRINCIPALS FUND, L.P. · CIK 0001635440 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV (Q), L.P. · CIK 0001635444 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Sequoia Capital U.S. Venture XV Principals Fund, L.P.

Disclosed balance after: 0

F1 · kind: Pursuant to an Agreement and Plan of Merger, dated as of May 25, 2023, by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc., at the effective time of the merger, each share of Class A common stock was cancelled and automatically converted into the right to receive an amount equal to $2.88 in cash, without interest.

F1 · price: Pursuant to an Agreement and Plan of Merger, dated as of May 25, 2023, by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc., at the effective time of the merger, each share of Class A common stock was cancelled and automatically converted into the right to receive an amount equal to $2.88 in cash, without interest.

F2 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. ("the GFVII Funds"), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture XV Principals Fund, L.P. and Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P. ("the SC XV Funds").

F3 · ownership.nature: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVII Funds, and the SC XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
August 02, 2023 Filed Aug 5, 2023 01:53 UTC Embark Technology, Inc. EMBK · Entity 110807 OtherClass A Common Stock 27,704 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-017810 · doc4.xml · nonDerivative · entry 5

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner

SC U.S. Venture XV Management, L.P. · CIK 0001742979 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P. · CIK 0001627324 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV, L.P. · CIK 0001635442 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE XV PRINCIPALS FUND, L.P. · CIK 0001635440 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV (Q), L.P. · CIK 0001635444 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Sequoia Capital U.S. Venture Partners Fund XV, L.P.

Disclosed balance after: 0

F1 · kind: Pursuant to an Agreement and Plan of Merger, dated as of May 25, 2023, by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc., at the effective time of the merger, each share of Class A common stock was cancelled and automatically converted into the right to receive an amount equal to $2.88 in cash, without interest.

F1 · price: Pursuant to an Agreement and Plan of Merger, dated as of May 25, 2023, by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc., at the effective time of the merger, each share of Class A common stock was cancelled and automatically converted into the right to receive an amount equal to $2.88 in cash, without interest.

F2 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. ("the GFVII Funds"), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture XV Principals Fund, L.P. and Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P. ("the SC XV Funds").

F3 · ownership.nature: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVII Funds, and the SC XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
August 02, 2023 Filed Aug 5, 2023 01:53 UTC Embark Technology, Inc. EMBK · Entity 110807 OtherClass A Common Stock 77,130 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-017810 · doc4.xml · nonDerivative · entry 4

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner

SC U.S. Venture XV Management, L.P. · CIK 0001742979 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P. · CIK 0001627324 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV, L.P. · CIK 0001635442 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE XV PRINCIPALS FUND, L.P. · CIK 0001635440 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV (Q), L.P. · CIK 0001635444 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P.

Disclosed balance after: 0

F1 · kind: Pursuant to an Agreement and Plan of Merger, dated as of May 25, 2023, by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc., at the effective time of the merger, each share of Class A common stock was cancelled and automatically converted into the right to receive an amount equal to $2.88 in cash, without interest.

F1 · price: Pursuant to an Agreement and Plan of Merger, dated as of May 25, 2023, by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc., at the effective time of the merger, each share of Class A common stock was cancelled and automatically converted into the right to receive an amount equal to $2.88 in cash, without interest.

F2 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. ("the GFVII Funds"), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture XV Principals Fund, L.P. and Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P. ("the SC XV Funds").

F3 · ownership.nature: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVII Funds, and the SC XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
August 02, 2023 Filed Aug 5, 2023 01:53 UTC Embark Technology, Inc. EMBK · Entity 110807 OtherClass A Common Stock 1,281,580 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-017810 · doc4.xml · nonDerivative · entry 3

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner

SC U.S. Venture XV Management, L.P. · CIK 0001742979 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P. · CIK 0001627324 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV, L.P. · CIK 0001635442 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE XV PRINCIPALS FUND, L.P. · CIK 0001635440 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV (Q), L.P. · CIK 0001635444 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Sequoia Capital U.S. Venture Fund XV, L.P.

Disclosed balance after: 0

F1 · kind: Pursuant to an Agreement and Plan of Merger, dated as of May 25, 2023, by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc., at the effective time of the merger, each share of Class A common stock was cancelled and automatically converted into the right to receive an amount equal to $2.88 in cash, without interest.

F1 · price: Pursuant to an Agreement and Plan of Merger, dated as of May 25, 2023, by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc., at the effective time of the merger, each share of Class A common stock was cancelled and automatically converted into the right to receive an amount equal to $2.88 in cash, without interest.

F2 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. ("the GFVII Funds"), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture XV Principals Fund, L.P. and Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P. ("the SC XV Funds").

F3 · ownership.nature: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVII Funds, and the SC XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
August 02, 2023 Filed Aug 5, 2023 01:53 UTC Embark Technology, Inc. EMBK · Entity 110807 OtherClass A Common Stock 55,342 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-017810 · doc4.xml · nonDerivative · entry 2

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner

SC U.S. Venture XV Management, L.P. · CIK 0001742979 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P. · CIK 0001627324 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV, L.P. · CIK 0001635442 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE XV PRINCIPALS FUND, L.P. · CIK 0001635440 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV (Q), L.P. · CIK 0001635444 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Sequoia Capital U.S. Growth VII Principals Fund, L.P.

Disclosed balance after: 0

F1 · kind: Pursuant to an Agreement and Plan of Merger, dated as of May 25, 2023, by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc., at the effective time of the merger, each share of Class A common stock was cancelled and automatically converted into the right to receive an amount equal to $2.88 in cash, without interest.

F1 · price: Pursuant to an Agreement and Plan of Merger, dated as of May 25, 2023, by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc., at the effective time of the merger, each share of Class A common stock was cancelled and automatically converted into the right to receive an amount equal to $2.88 in cash, without interest.

F2 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. ("the GFVII Funds"), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture XV Principals Fund, L.P. and Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P. ("the SC XV Funds").

F3 · ownership.nature: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVII Funds, and the SC XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
August 02, 2023 Filed Aug 5, 2023 01:53 UTC Embark Technology, Inc. EMBK · Entity 110807 OtherClass A Common Stock 933,966 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-017810 · doc4.xml · nonDerivative · entry 1

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. Growth VII Management, L.P. · CIK 0001742978 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VII, L.P. · CIK 0001656511 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VII PRINCIPALS FUND, L.P. · CIK 0001656513 · 10% owner

SC U.S. Venture XV Management, L.P. · CIK 0001742979 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P. · CIK 0001627324 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV, L.P. · CIK 0001635442 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE XV PRINCIPALS FUND, L.P. · CIK 0001635440 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV (Q), L.P. · CIK 0001635444 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Sequoia Capital U.S. Growth Fund VII, L.P.

Disclosed balance after: 0

F1 · kind: Pursuant to an Agreement and Plan of Merger, dated as of May 25, 2023, by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc., at the effective time of the merger, each share of Class A common stock was cancelled and automatically converted into the right to receive an amount equal to $2.88 in cash, without interest.

F1 · price: Pursuant to an Agreement and Plan of Merger, dated as of May 25, 2023, by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc., at the effective time of the merger, each share of Class A common stock was cancelled and automatically converted into the right to receive an amount equal to $2.88 in cash, without interest.

F2 · ownership.nature: SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. ("the GFVII Funds"), and (ii) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture XV Principals Fund, L.P. and Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P. ("the SC XV Funds").

F3 · ownership.nature: (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VII Management, L.P. and SC U.S. Venture XV Management, L.P. disclaims beneficial ownership of the shares held by GFVII Funds, and the SC XV Funds, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 17:35 UTC Bruker Cellular Analysis, Inc. BLI · Entity 109250 OtherCommon Stock 61,326 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-002755 · form4.xml · nonDerivative · entry 6

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SC U.S. Venture XV Management, L.P. · CIK 0001742979 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P. · CIK 0001627324 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV, L.P. · CIK 0001635442 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV (Q), L.P. · CIK 0001635444 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE XV PRINCIPALS FUND, L.P. · CIK 0001635440 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Venture XV Principals Fund, L.P.

Disclosed balance after: 183,977

F1 · price: Represents a distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the "SC XV Funds") and the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (collectively, the "SC US GF VI Funds"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC XV Funds and SC US GF VI Funds.

F3 · ownership.nature: (Continued from footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Venture XV Management, L.P., and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the shares held by the SC XV Funds and SC US GF VI Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 17:35 UTC Bruker Cellular Analysis, Inc. BLI · Entity 109250 OtherCommon Stock 16,804 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-002755 · form4.xml · nonDerivative · entry 5

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SC U.S. Venture XV Management, L.P. · CIK 0001742979 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P. · CIK 0001627324 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV, L.P. · CIK 0001635442 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV (Q), L.P. · CIK 0001635444 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE XV PRINCIPALS FUND, L.P. · CIK 0001635440 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Venture Partners Fund XV(Q), L.P.

Disclosed balance after: 50,413

F1 · price: Represents a distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the "SC XV Funds") and the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (collectively, the "SC US GF VI Funds"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC XV Funds and SC US GF VI Funds.

F3 · ownership.nature: (Continued from footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Venture XV Management, L.P., and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the shares held by the SC XV Funds and SC US GF VI Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 17:35 UTC Bruker Cellular Analysis, Inc. BLI · Entity 109250 OtherCommon Stock 6,036 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-002755 · form4.xml · nonDerivative · entry 4

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SC U.S. Venture XV Management, L.P. · CIK 0001742979 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P. · CIK 0001627324 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV, L.P. · CIK 0001635442 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV (Q), L.P. · CIK 0001635444 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE XV PRINCIPALS FUND, L.P. · CIK 0001635440 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Venture Partners Fund XV, L.P.

Disclosed balance after: 18,107

F1 · price: Represents a distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the "SC XV Funds") and the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (collectively, the "SC US GF VI Funds"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC XV Funds and SC US GF VI Funds.

F3 · ownership.nature: (Continued from footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Venture XV Management, L.P., and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the shares held by the SC XV Funds and SC US GF VI Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 17:35 UTC Bruker Cellular Analysis, Inc. BLI · Entity 109250 OtherCommon Stock 398,715 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-002755 · form4.xml · nonDerivative · entry 3

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SC U.S. Venture XV Management, L.P. · CIK 0001742979 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P. · CIK 0001627324 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV, L.P. · CIK 0001635442 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV (Q), L.P. · CIK 0001635444 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE XV PRINCIPALS FUND, L.P. · CIK 0001635440 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Venture Fund XV, L.P.

Disclosed balance after: 1,196,143

F1 · price: Represents a distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the "SC XV Funds") and the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (collectively, the "SC US GF VI Funds"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC XV Funds and SC US GF VI Funds.

F3 · ownership.nature: (Continued from footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Venture XV Management, L.P., and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the shares held by the SC XV Funds and SC US GF VI Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 17:35 UTC Bruker Cellular Analysis, Inc. BLI · Entity 109250 OtherCommon Stock 47,431 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-002755 · form4.xml · nonDerivative · entry 2

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SC U.S. Venture XV Management, L.P. · CIK 0001742979 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P. · CIK 0001627324 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV, L.P. · CIK 0001635442 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV (Q), L.P. · CIK 0001635444 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE XV PRINCIPALS FUND, L.P. · CIK 0001635440 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Growth VI Principals Fund, L.P.

Disclosed balance after: 142,294

F1 · price: Represents a distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the "SC XV Funds") and the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (collectively, the "SC US GF VI Funds"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC XV Funds and SC US GF VI Funds.

F3 · ownership.nature: (Continued from footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Venture XV Management, L.P., and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the shares held by the SC XV Funds and SC US GF VI Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 17:35 UTC Bruker Cellular Analysis, Inc. BLI · Entity 109250 OtherCommon Stock 1,079,291 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-002755 · form4.xml · nonDerivative · entry 1

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SC U.S. Venture XV Management, L.P. · CIK 0001742979 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P. · CIK 0001627324 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV, L.P. · CIK 0001635442 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV (Q), L.P. · CIK 0001635444 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE XV PRINCIPALS FUND, L.P. · CIK 0001635440 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Growth Fund VI, L.P

Disclosed balance after: 3,237,874

F1 · price: Represents a distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the "SC XV Funds") and the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (collectively, the "SC US GF VI Funds"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC XV Funds and SC US GF VI Funds.

F3 · ownership.nature: (Continued from footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Venture XV Management, L.P., and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the shares held by the SC XV Funds and SC US GF VI Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 18:51 UTC Bruker Cellular Analysis, Inc. BLI · Entity 109250 OtherCommon Stock 61,326 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-002649 · form4.xml · nonDerivative · entry 6

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SC U.S. Venture XV Management, L.P. · CIK 0001742979 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P. · CIK 0001627324 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV, L.P. · CIK 0001635442 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV (Q), L.P. · CIK 0001635444 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE XV PRINCIPALS FUND, L.P. · CIK 0001635440 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Venture XV Principals Fund, L.P.

Disclosed balance after: 245,303

F1 · price: Represents a distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the "SC XV Funds") and the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (collectively, the "SC US GF VI Funds"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC XV Funds and SC US GF VI Funds.

F3 · ownership.nature: (Continued from footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Venture XV Management, L.P., and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the shares held by the SC XV Funds and SC US GF VI Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 18:51 UTC Bruker Cellular Analysis, Inc. BLI · Entity 109250 OtherCommon Stock 16,804 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-002649 · form4.xml · nonDerivative · entry 5

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SC U.S. Venture XV Management, L.P. · CIK 0001742979 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P. · CIK 0001627324 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV, L.P. · CIK 0001635442 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV (Q), L.P. · CIK 0001635444 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE XV PRINCIPALS FUND, L.P. · CIK 0001635440 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Venture Partners Fund XV(Q), L.P.

Disclosed balance after: 67,216

F1 · price: Represents a distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the "SC XV Funds") and the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (collectively, the "SC US GF VI Funds"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC XV Funds and SC US GF VI Funds.

F3 · ownership.nature: (Continued from footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Venture XV Management, L.P., and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the shares held by the SC XV Funds and SC US GF VI Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 18:51 UTC Bruker Cellular Analysis, Inc. BLI · Entity 109250 OtherCommon Stock 6,036 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-002649 · form4.xml · nonDerivative · entry 4

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SC U.S. Venture XV Management, L.P. · CIK 0001742979 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P. · CIK 0001627324 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV, L.P. · CIK 0001635442 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV (Q), L.P. · CIK 0001635444 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE XV PRINCIPALS FUND, L.P. · CIK 0001635440 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Venture Partners Fund XV, L.P.

Disclosed balance after: 24,143

F1 · price: Represents a distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the "SC XV Funds") and the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (collectively, the "SC US GF VI Funds"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC XV Funds and SC US GF VI Funds.

F3 · ownership.nature: (Continued from footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Venture XV Management, L.P., and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the shares held by the SC XV Funds and SC US GF VI Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 18:51 UTC Bruker Cellular Analysis, Inc. BLI · Entity 109250 OtherCommon Stock 398,715 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-002649 · form4.xml · nonDerivative · entry 3

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SC U.S. Venture XV Management, L.P. · CIK 0001742979 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P. · CIK 0001627324 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV, L.P. · CIK 0001635442 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV (Q), L.P. · CIK 0001635444 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE XV PRINCIPALS FUND, L.P. · CIK 0001635440 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Venture Fund XV, L.P.

Disclosed balance after: 1,594,858

F1 · price: Represents a distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the "SC XV Funds") and the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (collectively, the "SC US GF VI Funds"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC XV Funds and SC US GF VI Funds.

F3 · ownership.nature: (Continued from footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Venture XV Management, L.P., and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the shares held by the SC XV Funds and SC US GF VI Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 18:51 UTC Bruker Cellular Analysis, Inc. BLI · Entity 109250 OtherCommon Stock 47,431 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-002649 · form4.xml · nonDerivative · entry 2

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SC U.S. Venture XV Management, L.P. · CIK 0001742979 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P. · CIK 0001627324 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV, L.P. · CIK 0001635442 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV (Q), L.P. · CIK 0001635444 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE XV PRINCIPALS FUND, L.P. · CIK 0001635440 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Growth VI Principals Fund, L.P.

Disclosed balance after: 189,725

F1 · price: Represents a distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the "SC XV Funds") and the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (collectively, the "SC US GF VI Funds"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC XV Funds and SC US GF VI Funds.

F3 · ownership.nature: (Continued from footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Venture XV Management, L.P., and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the shares held by the SC XV Funds and SC US GF VI Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 18:51 UTC Bruker Cellular Analysis, Inc. BLI · Entity 109250 OtherCommon Stock 1,079,291 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-002649 · form4.xml · nonDerivative · entry 1

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner

SC U.S. Venture XV Management, L.P. · CIK 0001742979 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P. · CIK 0001627324 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV, L.P. · CIK 0001635442 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV (Q), L.P. · CIK 0001635444 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE XV PRINCIPALS FUND, L.P. · CIK 0001635440 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Growth Fund VI, L.P

Disclosed balance after: 4,317,165

F1 · price: Represents a distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the "SC XV Funds") and the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (collectively, the "SC US GF VI Funds"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC XV Funds and SC US GF VI Funds.

F3 · ownership.nature: (Continued from footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Venture XV Management, L.P., and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the shares held by the SC XV Funds and SC US GF VI Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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July 16, 2020 Filed Jul 20, 2020 21:41 UTC Bruker Cellular Analysis, Inc. BLI · Entity 109250 ConversionSeries E Preferred Stock · Derivative 1,796 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-019722 · doc4.xml · derivative · entry 8

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P. · CIK 0001627324 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV, L.P. · CIK 0001635442 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Venture Partners Fund XV, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 1,796 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Preferred Stock automatically converted on a one-for-one basis into common stock upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Preferred Stock automatically converted on a one-for-one basis into common stock upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Preferred Stock automatically converted on a one-for-one basis into common stock upon the closing of the Issuer's initial public offering.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the "SC XV Funds") and the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (collectively, the "SC US GF VI Funds").

F3 · ownership.nature: (continued from footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC XV Funds and SC US GF VI Fund. Each of SC US (TTGP), Ltd., SC U.S. Venture XV Management, L.P., and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the shares held by the SC XV Funds and SC US GF VI Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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July 16, 2020 Filed Jul 20, 2020 21:41 UTC Bruker Cellular Analysis, Inc. BLI · Entity 109250 ConversionSeries E Preferred Stock · Derivative 118,687 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-019722 · doc4.xml · derivative · entry 7

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P. · CIK 0001627324 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV, L.P. · CIK 0001635442 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Venture Fund XV, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 118,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Preferred Stock automatically converted on a one-for-one basis into common stock upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Preferred Stock automatically converted on a one-for-one basis into common stock upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Preferred Stock automatically converted on a one-for-one basis into common stock upon the closing of the Issuer's initial public offering.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the "SC XV Funds") and the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (collectively, the "SC US GF VI Funds").

F3 · ownership.nature: (continued from footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC XV Funds and SC US GF VI Fund. Each of SC US (TTGP), Ltd., SC U.S. Venture XV Management, L.P., and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the shares held by the SC XV Funds and SC US GF VI Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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July 16, 2020 Filed Jul 20, 2020 21:41 UTC Bruker Cellular Analysis, Inc. BLI · Entity 109250 ConversionSeries D Preferred Stock · Derivative 2,786 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-019722 · doc4.xml · derivative · entry 6

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P. · CIK 0001627324 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV, L.P. · CIK 0001635442 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Venture Partners Fund XV, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 2,786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Preferred Stock automatically converted on a one-for-one basis into common stock upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Preferred Stock automatically converted on a one-for-one basis into common stock upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Preferred Stock automatically converted on a one-for-one basis into common stock upon the closing of the Issuer's initial public offering.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the "SC XV Funds") and the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (collectively, the "SC US GF VI Funds").

F3 · ownership.nature: (continued from footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC XV Funds and SC US GF VI Fund. Each of SC US (TTGP), Ltd., SC U.S. Venture XV Management, L.P., and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the shares held by the SC XV Funds and SC US GF VI Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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July 16, 2020 Filed Jul 20, 2020 21:41 UTC Bruker Cellular Analysis, Inc. BLI · Entity 109250 ConversionSeries D Preferred Stock · Derivative 184,034 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-019722 · doc4.xml · derivative · entry 5

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P. · CIK 0001627324 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV, L.P. · CIK 0001635442 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Venture Fund XV, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 184,034 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Preferred Stock automatically converted on a one-for-one basis into common stock upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Preferred Stock automatically converted on a one-for-one basis into common stock upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Preferred Stock automatically converted on a one-for-one basis into common stock upon the closing of the Issuer's initial public offering.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the "SC XV Funds") and the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (collectively, the "SC US GF VI Funds").

F3 · ownership.nature: (continued from footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC XV Funds and SC US GF VI Fund. Each of SC US (TTGP), Ltd., SC U.S. Venture XV Management, L.P., and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the shares held by the SC XV Funds and SC US GF VI Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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July 16, 2020 Filed Jul 20, 2020 21:41 UTC Bruker Cellular Analysis, Inc. BLI · Entity 109250 ConversionSeries C Preferred Stock · Derivative 25,597 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-019722 · doc4.xml · derivative · entry 4

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P. · CIK 0001627324 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV, L.P. · CIK 0001635442 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Venture Partners Fund XV, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 25,597 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Preferred Stock automatically converted on a one-for-one basis into common stock upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Preferred Stock automatically converted on a one-for-one basis into common stock upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Preferred Stock automatically converted on a one-for-one basis into common stock upon the closing of the Issuer's initial public offering.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the "SC XV Funds") and the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (collectively, the "SC US GF VI Funds").

F3 · ownership.nature: (continued from footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC XV Funds and SC US GF VI Fund. Each of SC US (TTGP), Ltd., SC U.S. Venture XV Management, L.P., and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the shares held by the SC XV Funds and SC US GF VI Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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July 16, 2020 Filed Jul 20, 2020 21:41 UTC Bruker Cellular Analysis, Inc. BLI · Entity 109250 ConversionSeries C Preferred Stock · Derivative 1,690,852 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-019722 · doc4.xml · derivative · entry 3

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P. · CIK 0001627324 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV, L.P. · CIK 0001635442 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Venture Fund XV, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 1,690,852 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Preferred Stock automatically converted on a one-for-one basis into common stock upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Preferred Stock automatically converted on a one-for-one basis into common stock upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Preferred Stock automatically converted on a one-for-one basis into common stock upon the closing of the Issuer's initial public offering.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the "SC XV Funds") and the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (collectively, the "SC US GF VI Funds").

F3 · ownership.nature: (continued from footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC XV Funds and SC US GF VI Fund. Each of SC US (TTGP), Ltd., SC U.S. Venture XV Management, L.P., and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the shares held by the SC XV Funds and SC US GF VI Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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July 16, 2020 Filed Jul 20, 2020 21:41 UTC Bruker Cellular Analysis, Inc. BLI · Entity 109250 ConversionCommon Stock 30,179 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-019722 · doc4.xml · nonDerivative · entry 2

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P. · CIK 0001627324 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV, L.P. · CIK 0001635442 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Venture Partners Fund XV, L.P.

Disclosed balance after: 30,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Preferred Stock automatically converted on a one-for-one basis into common stock upon the closing of the Issuer's initial public offering.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the "SC XV Funds") and the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (collectively, the "SC US GF VI Funds").

F3 · ownership.nature: (continued from footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC XV Funds and SC US GF VI Fund. Each of SC US (TTGP), Ltd., SC U.S. Venture XV Management, L.P., and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the shares held by the SC XV Funds and SC US GF VI Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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July 16, 2020 Filed Jul 20, 2020 21:41 UTC Bruker Cellular Analysis, Inc. BLI · Entity 109250 ConversionCommon Stock 1,993,573 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-019722 · doc4.xml · nonDerivative · entry 1

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE FUND XV, L.P. · CIK 0001627324 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE PARTNERS FUND XV, L.P. · CIK 0001635442 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Venture Fund XV, L.P.

Disclosed balance after: 1,993,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Preferred Stock automatically converted on a one-for-one basis into common stock upon the closing of the Issuer's initial public offering.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the "SC XV Funds") and the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (collectively, the "SC US GF VI Funds").

F3 · ownership.nature: (continued from footnote 2) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by the SC XV Funds and SC US GF VI Fund. Each of SC US (TTGP), Ltd., SC U.S. Venture XV Management, L.P., and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the shares held by the SC XV Funds and SC US GF VI Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.