Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Armour Residential REIT, Inc.ARR · Entity 4416 | CFO | August 21, 2026 | August 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Armour Residential REIT, Inc.
Report date August 21, 2026 · Filed August 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 34,272 |
Ending reported balance
After 2026-08-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-21 · Exercise / conversion · Acquired 7,750 · Balance 37,066 F1: On August 21, 2026, the reporting person elected to convert 4,956 of the 7,750 shares of vested phantom stock into 4,956 shares of ARMOUR common stock. The reporting person elected to convert the remaining 2,794 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 7,750 shares are part of, and relate to phantom stock vesting over a six year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023, phantom stock vesting over a three year period which was reported on a Form 4 report filed by the reporting person on May 16, 2024 and phantom stock vesting over a five-year period, which was reported on Form 4 reports filed by the reporting person on April 30, 2025 and June 18, 2026. Row 2 · 2026-08-21 · Tax withholding · Disposed 2,794 · Balance 34,272 F1: On August 21, 2026, the reporting person elected to convert 4,956 of the 7,750 shares of vested phantom stock into 4,956 shares of ARMOUR common stock. The reporting person elected to convert the remaining 2,794 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 7,750 shares are part of, and relate to phantom stock vesting over a six year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023, phantom stock vesting over a three year period which was reported on a Form 4 report filed by the reporting person on May 16, 2024 and phantom stock vesting over a five-year period, which was reported on Form 4 reports filed by the reporting person on April 30, 2025 and June 18, 2026. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 121,850 |
Reported balance
After 2026-08-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-21 · Exercise / conversion · Disposed 7,750 · Balance 121,850 F2: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1: On August 21, 2026, the reporting person elected to convert 4,956 of the 7,750 shares of vested phantom stock into 4,956 shares of ARMOUR common stock. The reporting person elected to convert the remaining 2,794 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 7,750 shares are part of, and relate to phantom stock vesting over a six year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023, phantom stock vesting over a three year period which was reported on a Form 4 report filed by the reporting person on May 16, 2024 and phantom stock vesting over a five-year period, which was reported on Form 4 reports filed by the reporting person on April 30, 2025 and June 18, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 21, 2026, the reporting person elected to convert 4,956 of the 7,750 shares of vested phantom stock into 4,956 shares of ARMOUR common stock. The reporting person elected to convert the remaining 2,794 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 7,750 shares are part of, and relate to phantom stock vesting over a six year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023, phantom stock vesting over a three year period which was reported on a Form 4 report filed by the reporting person on May 16, 2024 and phantom stock vesting over a five-year period, which was reported on Form 4 reports filed by the reporting person on April 30, 2025 and June 18, 2026.
F2: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 22, 2022 Filed Nov 25, 2022 23:02 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-22-000176 · wf-form4_166941734145230.xml · derivative · entry 3 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,800 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On November 22, 2022, the reporting person elected to convert 2,321 of the 3,000 shares of vested phantom stock into 2,321 shares of ARMOUR common stock. The reporting person elected to convert the remaining 679 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, reported on a Form 4 filed January 16, 2000 and phantom stock vesting over an approximate five year period reported on a Form 4 filed on January 14, 2021. F1 · derivative.expiration_date: On November 22, 2022, the reporting person elected to convert 2,321 of the 3,000 shares of vested phantom stock into 2,321 shares of ARMOUR common stock. The reporting person elected to convert the remaining 679 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, reported on a Form 4 filed January 16, 2000 and phantom stock vesting over an approximate five year period reported on a Form 4 filed on January 14, 2021. Read SEC document |
| November 22, 2022 Filed Nov 25, 2022 23:02 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 679 | $5.67 | $3,849.93 |
DisclosureSEC source: 0001428205-22-000176 · wf-form4_166941734145230.xml · nonDerivative · entry 2 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,821 F1 · kind: On November 22, 2022, the reporting person elected to convert 2,321 of the 3,000 shares of vested phantom stock into 2,321 shares of ARMOUR common stock. The reporting person elected to convert the remaining 679 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, reported on a Form 4 filed January 16, 2000 and phantom stock vesting over an approximate five year period reported on a Form 4 filed on January 14, 2021. Read SEC document |
| November 22, 2022 Filed Nov 25, 2022 23:02 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-22-000176 · wf-form4_166941734145230.xml · nonDerivative · entry 1 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 22, 2022, the reporting person elected to convert 2,321 of the 3,000 shares of vested phantom stock into 2,321 shares of ARMOUR common stock. The reporting person elected to convert the remaining 679 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, reported on a Form 4 filed January 16, 2000 and phantom stock vesting over an approximate five year period reported on a Form 4 filed on January 14, 2021. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 20:36 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-22-000131 · wf-form4_166145974404126.xml · derivative · entry 3 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,800 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On August 23, 2022, the reporting person elected to convert 3000 shares of vested phantom stock into 2,243 shares of ARMOUR common stock and to convert the remaining 757 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, reported on a Form 4 filed on January 16, 2020 and phantom stock vesting over an approximate five year period, reported on a Form 4 filed on January 14, 2021. F1 · derivative.exercise_price: On August 23, 2022, the reporting person elected to convert 3000 shares of vested phantom stock into 2,243 shares of ARMOUR common stock and to convert the remaining 757 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, reported on a Form 4 filed on January 16, 2020 and phantom stock vesting over an approximate five year period, reported on a Form 4 filed on January 14, 2021. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On August 23, 2022, the reporting person elected to convert 3000 shares of vested phantom stock into 2,243 shares of ARMOUR common stock and to convert the remaining 757 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, reported on a Form 4 filed on January 16, 2020 and phantom stock vesting over an approximate five year period, reported on a Form 4 filed on January 14, 2021. F1 · derivative.expiration_date: On August 23, 2022, the reporting person elected to convert 3000 shares of vested phantom stock into 2,243 shares of ARMOUR common stock and to convert the remaining 757 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, reported on a Form 4 filed on January 16, 2020 and phantom stock vesting over an approximate five year period, reported on a Form 4 filed on January 14, 2021. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 20:36 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 757 | $7.06 | $5,344.42 |
DisclosureSEC source: 0001428205-22-000131 · wf-form4_166145974404126.xml · nonDerivative · entry 2 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,500 F1 · shares: On August 23, 2022, the reporting person elected to convert 3000 shares of vested phantom stock into 2,243 shares of ARMOUR common stock and to convert the remaining 757 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, reported on a Form 4 filed on January 16, 2020 and phantom stock vesting over an approximate five year period, reported on a Form 4 filed on January 14, 2021. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 20:36 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-22-000131 · wf-form4_166145974404126.xml · nonDerivative · entry 1 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 23, 2022, the reporting person elected to convert 3000 shares of vested phantom stock into 2,243 shares of ARMOUR common stock and to convert the remaining 757 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,000 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, reported on a Form 4 filed on January 16, 2020 and phantom stock vesting over an approximate five year period, reported on a Form 4 filed on January 14, 2021. Read SEC document |
| May 23, 2022 Filed May 25, 2022 21:24 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-22-000086 · wf-form4_165351383390621.xml · derivative · entry 3 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,800 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On May 23, 2022, the reporting person elected to convert 2,246 shares out of 3,000 shares of vested phantom stock into 2,246 shares of ARMOUR common stock. The person elected to convert the remaining 754 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,000 shares are part of, and relate to phantom stock vesting over a period of approximately two years, which was reported on a Form 4 filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the reporting person in January 14, 2021. F1 · derivative.exercise_date: On May 23, 2022, the reporting person elected to convert 2,246 shares out of 3,000 shares of vested phantom stock into 2,246 shares of ARMOUR common stock. The person elected to convert the remaining 754 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,000 shares are part of, and relate to phantom stock vesting over a period of approximately two years, which was reported on a Form 4 filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the reporting person in January 14, 2021. F1 · derivative.expiration_date: On May 23, 2022, the reporting person elected to convert 2,246 shares out of 3,000 shares of vested phantom stock into 2,246 shares of ARMOUR common stock. The person elected to convert the remaining 754 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,000 shares are part of, and relate to phantom stock vesting over a period of approximately two years, which was reported on a Form 4 filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the reporting person in January 14, 2021. Read SEC document |
| May 23, 2022 Filed May 25, 2022 21:24 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 754 | $7.33 | $5,526.82 |
DisclosureSEC source: 0001428205-22-000086 · wf-form4_165351383390621.xml · nonDerivative · entry 2 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,257 Read SEC document |
| May 23, 2022 Filed May 25, 2022 21:24 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-22-000086 · wf-form4_165351383390621.xml · nonDerivative · entry 1 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,011 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 23, 2022, the reporting person elected to convert 2,246 shares out of 3,000 shares of vested phantom stock into 2,246 shares of ARMOUR common stock. The person elected to convert the remaining 754 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3,000 shares are part of, and relate to phantom stock vesting over a period of approximately two years, which was reported on a Form 4 filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the reporting person in January 14, 2021. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 22:31 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-004038 · wf-form4_164582826322680.xml · derivative · entry 3 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,900 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: On February 23, 2022, the reporting person elected to convert 2,031 shares out of the 3000 shares of vested phantom stock into 2,031 shares of ARMOUR common stock. The person elected to convert the remaining 969 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3000 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.expiration_date: On February 23, 2022, the reporting person elected to convert 2,031 shares out of the 3000 shares of vested phantom stock into 2,031 shares of ARMOUR common stock. The person elected to convert the remaining 969 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3000 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 22:31 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 969 | $8.27 | $8,013.63 |
DisclosureSEC source: 0001628280-22-004038 · wf-form4_164582826322680.xml · nonDerivative · entry 2 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,011 Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 22:31 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-004038 · wf-form4_164582826322680.xml · nonDerivative · entry 1 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,980 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 23, 2022, the reporting person elected to convert 2,031 shares out of the 3000 shares of vested phantom stock into 2,031 shares of ARMOUR common stock. The person elected to convert the remaining 969 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 3000 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 21:53 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000270 · wf-form4_163796360288454.xml · derivative · entry 3 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,900 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · kind: On November 23, 2021, the reporting person elected to convert 2,125 out of 3,000 shares of vested phantom stock into 2,125 shares of ARMOUR common stock. The person elected to convert the remaining 875 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,125 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the reporting person on November 22, 2017, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.exercise_date: On November 23, 2021, the reporting person elected to convert 2,125 out of 3,000 shares of vested phantom stock into 2,125 shares of ARMOUR common stock. The person elected to convert the remaining 875 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,125 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the reporting person on November 22, 2017, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.expiration_date: On November 23, 2021, the reporting person elected to convert 2,125 out of 3,000 shares of vested phantom stock into 2,125 shares of ARMOUR common stock. The person elected to convert the remaining 875 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,125 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the reporting person on November 22, 2017, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 21:53 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 875 | $10.13 | $8,863.75 |
DisclosureSEC source: 0001428205-21-000270 · wf-form4_163796360288454.xml · nonDerivative · entry 2 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,980 F1 · shares: On November 23, 2021, the reporting person elected to convert 2,125 out of 3,000 shares of vested phantom stock into 2,125 shares of ARMOUR common stock. The person elected to convert the remaining 875 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,125 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the reporting person on November 22, 2017, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| November 23, 2021 Filed Nov 26, 2021 21:53 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000270 · wf-form4_163796360288454.xml · nonDerivative · entry 1 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 23, 2021, the reporting person elected to convert 2,125 out of 3,000 shares of vested phantom stock into 2,125 shares of ARMOUR common stock. The person elected to convert the remaining 875 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,125 shares are part of, and relate to, phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the reporting person on November 22, 2017, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:43 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000223 · wf-form4_163001056664707.xml · derivative · entry 3 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,900 Underlying: Common Stock · 2,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On August 24, 2021, the reporting person elected to convert 2,116 shares out of 2,900 shares of vested phantom stock into 2,116 shares of ARMOUR common stock. The person elected to convert the remaining 784 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,116 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.exercise_date: On August 24, 2021, the reporting person elected to convert 2,116 shares out of 2,900 shares of vested phantom stock into 2,116 shares of ARMOUR common stock. The person elected to convert the remaining 784 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,116 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.expiration_date: On August 24, 2021, the reporting person elected to convert 2,116 shares out of 2,900 shares of vested phantom stock into 2,116 shares of ARMOUR common stock. The person elected to convert the remaining 784 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,116 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · balance_after: On August 24, 2021, the reporting person elected to convert 2,116 shares out of 2,900 shares of vested phantom stock into 2,116 shares of ARMOUR common stock. The person elected to convert the remaining 784 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,116 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:43 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 784 | $10.50 | $8,232.00 |
DisclosureSEC source: 0001428205-21-000223 · wf-form4_163001056664707.xml · nonDerivative · entry 2 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,855 Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 20:43 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000223 · wf-form4_163001056664707.xml · nonDerivative · entry 1 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 24, 2021, the reporting person elected to convert 2,116 shares out of 2,900 shares of vested phantom stock into 2,116 shares of ARMOUR common stock. The person elected to convert the remaining 784 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,116 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| August 24, 2021 Filed May 25, 2022 21:12 UTC Amendment | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-22-000074 · wf-form4a_165351310354795.xml · derivative · entry 3 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,800 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: The original Form 4 reported 2900 rather than 3000 shares of phantom stock being vested and 784 rather then 884 shares being converted to cash. The footnote should have read: On August 24, 2021, the reporting person elected to convert 2,116 shares out of 3,000 shares of vested phantom stock into 2,116 shares of ARMOUR common stock. The person elected to convert the remaining 884 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,116 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.expiration_date: The original Form 4 reported 2900 rather than 3000 shares of phantom stock being vested and 784 rather then 884 shares being converted to cash. The footnote should have read: On August 24, 2021, the reporting person elected to convert 2,116 shares out of 3,000 shares of vested phantom stock into 2,116 shares of ARMOUR common stock. The person elected to convert the remaining 884 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,116 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| August 24, 2021 Filed May 25, 2022 21:12 UTC Amendment | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 884 | $10.50 | $9,282.00 |
DisclosureSEC source: 0001428205-22-000074 · wf-form4a_165351310354795.xml · nonDerivative · entry 2 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,011 F1 · shares: The original Form 4 reported 2900 rather than 3000 shares of phantom stock being vested and 784 rather then 884 shares being converted to cash. The footnote should have read: On August 24, 2021, the reporting person elected to convert 2,116 shares out of 3,000 shares of vested phantom stock into 2,116 shares of ARMOUR common stock. The person elected to convert the remaining 884 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,116 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F2 · balance_after: Amounts reported reflect the current amounts rather then the amounts reported as of August 24, 2021, which only shows a 100 share change in the total. Read SEC document |
| August 24, 2021 Filed May 25, 2022 21:12 UTC Amendment | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-22-000074 · wf-form4a_165351310354795.xml · nonDerivative · entry 1 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The original Form 4 reported 2900 rather than 3000 shares of phantom stock being vested and 784 rather then 884 shares being converted to cash. The footnote should have read: On August 24, 2021, the reporting person elected to convert 2,116 shares out of 3,000 shares of vested phantom stock into 2,116 shares of ARMOUR common stock. The person elected to convert the remaining 884 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,116 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F2 · balance_after: Amounts reported reflect the current amounts rather then the amounts reported as of August 24, 2021, which only shows a 100 share change in the total. Read SEC document |
| May 24, 2021 Filed May 27, 2021 01:50 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000181 · wf-form4_162208022431698.xml · derivative · entry 3 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,800 Underlying: Common Stock · 2,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On May 24, 2021, the reporting person elected to convert 2,030 shares out of 2,900 shares of vested phantom stock into 2,030 shares of ARMOUR common stock. The person elected to convert the remaining 870 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,900 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.exercise_date: On May 24, 2021, the reporting person elected to convert 2,030 shares out of 2,900 shares of vested phantom stock into 2,030 shares of ARMOUR common stock. The person elected to convert the remaining 870 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,900 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.expiration_date: On May 24, 2021, the reporting person elected to convert 2,030 shares out of 2,900 shares of vested phantom stock into 2,030 shares of ARMOUR common stock. The person elected to convert the remaining 870 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,900 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · balance_after: On May 24, 2021, the reporting person elected to convert 2,030 shares out of 2,900 shares of vested phantom stock into 2,030 shares of ARMOUR common stock. The person elected to convert the remaining 870 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,900 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| May 24, 2021 Filed May 27, 2021 01:50 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 870 | $11.99 | $10,431.30 |
DisclosureSEC source: 0001428205-21-000181 · wf-form4_162208022431698.xml · nonDerivative · entry 2 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,739 Read SEC document |
| May 24, 2021 Filed May 27, 2021 01:50 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000181 · wf-form4_162208022431698.xml · nonDerivative · entry 1 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 24, 2021, the reporting person elected to convert 2,030 shares out of 2,900 shares of vested phantom stock into 2,030 shares of ARMOUR common stock. The person elected to convert the remaining 870 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,900 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 02:18 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000078 · wf-form4_161465151806179.xml · derivative · entry 3 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,700 Underlying: Common Stock · 2,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On February 25, 2021, the reporting person elected to convert 1,745 shares out of 2,900 shares of vested phantom stock into 1,745 shares of ARMOUR common stock. The person elected to convert the remaining 1,155 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,900 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.exercise_date: On February 25, 2021, the reporting person elected to convert 1,745 shares out of 2,900 shares of vested phantom stock into 1,745 shares of ARMOUR common stock. The person elected to convert the remaining 1,155 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,900 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · derivative.expiration_date: On February 25, 2021, the reporting person elected to convert 1,745 shares out of 2,900 shares of vested phantom stock into 1,745 shares of ARMOUR common stock. The person elected to convert the remaining 1,155 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,900 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. F1 · balance_after: On February 25, 2021, the reporting person elected to convert 1,745 shares out of 2,900 shares of vested phantom stock into 1,745 shares of ARMOUR common stock. The person elected to convert the remaining 1,155 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,900 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 02:18 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 1,155 | $12.02 | $13,883.10 |
DisclosureSEC source: 0001428205-21-000078 · wf-form4_161465151806179.xml · nonDerivative · entry 2 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,709 Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 02:18 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-21-000078 · wf-form4_161465151806179.xml · nonDerivative · entry 1 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 25, 2021, the reporting person elected to convert 1,745 shares out of 2,900 shares of vested phantom stock into 1,745 shares of ARMOUR common stock. The person elected to convert the remaining 1,155 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,900 shares are part of, and relate to, phantom stock vesting over a period of approximately two years, which was reported on a Form 4 report filed by the reporting person on January 16, 2020 and phantom stock vesting over a period of approximately five years, which was reported on a Form 4 report filed by the person on January 14, 2021. Read SEC document |
| January 12, 2021 Filed Jan 15, 2021 02:01 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | GrantPhantom Stock · Derivative | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-21-000034 · wf-form4_161067610744768.xml · derivative · entry 1 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,600 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · security: The reporting person was granted an aggregate of 10,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 400 phantom shares will vest on February 20, 2021 with an additional 400 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through February 20, 2027, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · security: Upon ARMOUR Capital Management LP, ARMOUR's manager ("Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and the Manager ("Management Agreement"), or ARMOUR terminating the Management Agreement for cause, the reporting person shall forfeit all unvested phantom stock. The reporting person's unvested phantom stock will automatically fully vest upon the reporting person's termination with the Manager due to death, disability, or the earlier of ARMOUR terminating the Management Agreement without cause or notice by ARMOUR of terminating the Management Agreement without cause. If the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · security: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. The reporting person's unvested phantom stock will automatically vest upon a change in control of ARMOUR. F4 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment. F1 · derivative.exercise_price: The reporting person was granted an aggregate of 10,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 400 phantom shares will vest on February 20, 2021 with an additional 400 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through February 20, 2027, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F5 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · price: The reporting person was granted an aggregate of 10,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 400 phantom shares will vest on February 20, 2021 with an additional 400 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through February 20, 2027, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F5 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: The reporting person was granted an aggregate of 10,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 400 phantom shares will vest on February 20, 2021 with an additional 400 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through February 20, 2027, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.exercise_date: Upon ARMOUR Capital Management LP, ARMOUR's manager ("Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and the Manager ("Management Agreement"), or ARMOUR terminating the Management Agreement for cause, the reporting person shall forfeit all unvested phantom stock. The reporting person's unvested phantom stock will automatically fully vest upon the reporting person's termination with the Manager due to death, disability, or the earlier of ARMOUR terminating the Management Agreement without cause or notice by ARMOUR of terminating the Management Agreement without cause. If the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · derivative.exercise_date: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. The reporting person's unvested phantom stock will automatically vest upon a change in control of ARMOUR. F1 · derivative.expiration_date: The reporting person was granted an aggregate of 10,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 400 phantom shares will vest on February 20, 2021 with an additional 400 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through February 20, 2027, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.expiration_date: Upon ARMOUR Capital Management LP, ARMOUR's manager ("Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and the Manager ("Management Agreement"), or ARMOUR terminating the Management Agreement for cause, the reporting person shall forfeit all unvested phantom stock. The reporting person's unvested phantom stock will automatically fully vest upon the reporting person's termination with the Manager due to death, disability, or the earlier of ARMOUR terminating the Management Agreement without cause or notice by ARMOUR of terminating the Management Agreement without cause. If the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · derivative.expiration_date: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. The reporting person's unvested phantom stock will automatically vest upon a change in control of ARMOUR. F1 · balance_after: The reporting person was granted an aggregate of 10,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 400 phantom shares will vest on February 20, 2021 with an additional 400 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through February 20, 2027, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 22:33 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000331 · wf-form4_160625718531970.xml · derivative · entry 3 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,600 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On November 23, 2020, the reporting person elected to convert 1,810 shares out of 2,500 shares of vested phantom stock into 1,810 shares of ARMOUR common stock. The person elected to convert the remaining 690 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. F1 · derivative.exercise_date: On November 23, 2020, the reporting person elected to convert 1,810 shares out of 2,500 shares of vested phantom stock into 1,810 shares of ARMOUR common stock. The person elected to convert the remaining 690 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. F1 · derivative.expiration_date: On November 23, 2020, the reporting person elected to convert 1,810 shares out of 2,500 shares of vested phantom stock into 1,810 shares of ARMOUR common stock. The person elected to convert the remaining 690 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. F1 · balance_after: On November 23, 2020, the reporting person elected to convert 1,810 shares out of 2,500 shares of vested phantom stock into 1,810 shares of ARMOUR common stock. The person elected to convert the remaining 690 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 22:33 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 690 | $10.51 | $7,251.90 |
DisclosureSEC source: 0001428205-20-000331 · wf-form4_160625718531970.xml · nonDerivative · entry 2 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,964 Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 22:33 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000331 · wf-form4_160625718531970.xml · nonDerivative · entry 1 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 23, 2020, the reporting person elected to convert 1,810 shares out of 2,500 shares of vested phantom stock into 1,810 shares of ARMOUR common stock. The person elected to convert the remaining 690 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 23:31 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000270 · wf-form4_159848468455253.xml · derivative · entry 3 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,100 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On August 24, 2020, the reporting person elected to convert 1,830 shares out of 2,500 shares of vested phantom stock into 1,830 shares of ARMOUR common stock. The person elected to convert the remaining 670 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. F1 · derivative.exercise_date: On August 24, 2020, the reporting person elected to convert 1,830 shares out of 2,500 shares of vested phantom stock into 1,830 shares of ARMOUR common stock. The person elected to convert the remaining 670 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. F1 · derivative.expiration_date: On August 24, 2020, the reporting person elected to convert 1,830 shares out of 2,500 shares of vested phantom stock into 1,830 shares of ARMOUR common stock. The person elected to convert the remaining 670 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. F1 · balance_after: On August 24, 2020, the reporting person elected to convert 1,830 shares out of 2,500 shares of vested phantom stock into 1,830 shares of ARMOUR common stock. The person elected to convert the remaining 670 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 23:31 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 670 | $9.61 | $6,438.70 |
DisclosureSEC source: 0001428205-20-000270 · wf-form4_159848468455253.xml · nonDerivative · entry 2 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,154 Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 23:31 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000270 · wf-form4_159848468455253.xml · nonDerivative · entry 1 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 24, 2020, the reporting person elected to convert 1,830 shares out of 2,500 shares of vested phantom stock into 1,830 shares of ARMOUR common stock. The person elected to convert the remaining 670 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. Read SEC document |
| May 22, 2020 Filed May 27, 2020 20:14 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000201 · wf-form4_159061043592485.xml · derivative · entry 3 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,600 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On May 22, 2020, the reporting person elected to convert 1,870 shares out of 2,500 shares of vested phantom stock into 1,870 shares of ARMOUR common stock. The person elected to convert the remaining 630 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. F1 · derivative.exercise_date: On May 22, 2020, the reporting person elected to convert 1,870 shares out of 2,500 shares of vested phantom stock into 1,870 shares of ARMOUR common stock. The person elected to convert the remaining 630 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. F1 · derivative.expiration_date: On May 22, 2020, the reporting person elected to convert 1,870 shares out of 2,500 shares of vested phantom stock into 1,870 shares of ARMOUR common stock. The person elected to convert the remaining 630 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. F1 · balance_after: On May 22, 2020, the reporting person elected to convert 1,870 shares out of 2,500 shares of vested phantom stock into 1,870 shares of ARMOUR common stock. The person elected to convert the remaining 630 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. Read SEC document |
| May 22, 2020 Filed May 27, 2020 20:14 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Disposition to issuerCommon Stock, par value $0.001 per share | 630 | $8.16 | $5,140.80 |
DisclosureSEC source: 0001428205-20-000201 · wf-form4_159061043592485.xml · nonDerivative · entry 2 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,324 Read SEC document |
| May 22, 2020 Filed May 27, 2020 20:14 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000201 · wf-form4_159061043592485.xml · nonDerivative · entry 1 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 22, 2020, the reporting person elected to convert 1,870 shares out of 2,500 shares of vested phantom stock into 1,870 shares of ARMOUR common stock. The person elected to convert the remaining 630 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:23 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000101 · wf-form4_158268017514231.xml · derivative · entry 2 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,100 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On February 21, 2020, the reporting person elected to convert 2,500 shares of vested phantom stock into 2,500 shares of ARMOUR common stock. The 2,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. F1 · derivative.exercise_date: On February 21, 2020, the reporting person elected to convert 2,500 shares of vested phantom stock into 2,500 shares of ARMOUR common stock. The 2,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. F1 · derivative.expiration_date: On February 21, 2020, the reporting person elected to convert 2,500 shares of vested phantom stock into 2,500 shares of ARMOUR common stock. The 2,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. F1 · balance_after: On February 21, 2020, the reporting person elected to convert 2,500 shares of vested phantom stock into 2,500 shares of ARMOUR common stock. The 2,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:23 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-20-000101 · wf-form4_158268017514231.xml · nonDerivative · entry 1 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 21, 2020, the reporting person elected to convert 2,500 shares of vested phantom stock into 2,500 shares of ARMOUR common stock. The 2,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020. Read SEC document |
| January 14, 2020 Filed Jan 16, 2020 22:57 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | GrantPhantom Stock · Derivative | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001428205-20-000038 · wf-form4_157921544886580.xml · derivative · entry 1 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,600 Underlying: Common Stock · 30,000 shares Expires not disclosed F1 · security: The reporting person was granted an aggregate of 30,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2020 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · security: Upon ARMOUR Capital Management LP, ARMOUR's manager ("Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and the Manager ("Management Agreement"), or ARMOUR terminating the Management Agreement for cause, the reporting person shall forfeit all unvested phantom stock. The reporting person's unvested phantom stock will automatically fully vest upon the reporting person's termination with the Manager due to death, disability, or the earlier of ARMOUR terminating the Management Agreement without cause or notice by ARMOUR of terminating the Management Agreement without cause. If the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · security: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F4 · security: The reporting person also has the right to elect to have withholding taxes or a portion thereof, as the case may be, satisfied by reducing the number of shares of common stock to be issued to the reporting person by some or all of such shares. With respect to each phantom share, the reporting person will receive a cash payment in an amount equal to the cash dividend distributions paid in the ordinary course on a share of ARMOUR common stock. The reporting person also has the right to elect in lieu of the cash dividend payment a number of shares of common stock equal to the dividend payment payable divided by the fair market value of a share of ARMOUR common stock on the date of the dividend payment. F1 · derivative.exercise_price: The reporting person was granted an aggregate of 30,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2020 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F5 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · price: The reporting person was granted an aggregate of 30,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2020 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F5 · price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · derivative.exercise_date: The reporting person was granted an aggregate of 30,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2020 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.exercise_date: Upon ARMOUR Capital Management LP, ARMOUR's manager ("Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and the Manager ("Management Agreement"), or ARMOUR terminating the Management Agreement for cause, the reporting person shall forfeit all unvested phantom stock. The reporting person's unvested phantom stock will automatically fully vest upon the reporting person's termination with the Manager due to death, disability, or the earlier of ARMOUR terminating the Management Agreement without cause or notice by ARMOUR of terminating the Management Agreement without cause. If the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · derivative.exercise_date: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · derivative.expiration_date: The reporting person was granted an aggregate of 30,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2020 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. F2 · derivative.expiration_date: Upon ARMOUR Capital Management LP, ARMOUR's manager ("Manager") voluntarily terminating its services with ARMOUR pursuant to the management agreement between ARMOUR and the Manager ("Management Agreement"), or ARMOUR terminating the Management Agreement for cause, the reporting person shall forfeit all unvested phantom stock. The reporting person's unvested phantom stock will automatically fully vest upon the reporting person's termination with the Manager due to death, disability, or the earlier of ARMOUR terminating the Management Agreement without cause or notice by ARMOUR of terminating the Management Agreement without cause. If the reporting person is terminated by the Manager without cause or for good reason, his unvested phantom stock will continue to vest in accordance with the schedule described in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F3 · derivative.expiration_date: In the event of a resignation or retirement, provided the sum of the reporting person's age and years of service is equal to or greater than 70, the reporting person will retain his or her unvested stock awards which will remain subject to the vesting schedule set forth in this report, subject to satisfactory continuing fulfillment of certain conditions and related tax consequences and risks specified in the reporting person's grant agreement. F1 · balance_after: The reporting person was granted an aggregate of 30,000 phantom shares under ARMOUR Residential REIT, Inc.'s ("ARMOUR") Second Amended and Restated 2009 Stock Incentive Plan pursuant to the time-based vesting schedule as follows. 1,500 phantom shares will vest on February 20, 2020 with an additional 1,500 phantom shares vesting on each following May 20, August 20, November 20 and February 20, through November 20, 2024, at which time all phantom stock shall have vested. Upon vesting, the reporting person will be entitled to an equal number of shares of ARMOUR common stock within 30 days. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 21:04 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-19-000306 · wf-form4_157471582051374.xml · derivative · entry 2 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,600 Underlying: Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On November 21, 2019, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · derivative.exercise_date: On November 21, 2019, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · derivative.expiration_date: On November 21, 2019, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · balance_after: On November 21, 2019, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 21:04 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-19-000306 · wf-form4_157471582051374.xml · nonDerivative · entry 1 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 21, 2019, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 20:03 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-19-000237 · wf-form4_156659060418925.xml · derivative · entry 2 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,600 Underlying: Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On August 21, 2019, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · derivative.exercise_date: On August 21, 2019, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · derivative.expiration_date: On August 21, 2019, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · balance_after: On August 21, 2019, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 20:03 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-19-000237 · wf-form4_156659060418925.xml · nonDerivative · entry 1 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 21, 2019, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. Read SEC document |
| May 21, 2019 Filed May 22, 2019 20:14 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-19-000162 · wf-form4_155855608082827.xml · derivative · entry 2 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,600 Underlying: Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On May 21, 2019, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · derivative.exercise_date: On May 21, 2019, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · derivative.expiration_date: On May 21, 2019, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · balance_after: On May 21, 2019, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. Read SEC document |
| May 21, 2019 Filed May 22, 2019 20:14 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-19-000162 · wf-form4_155855608082827.xml · nonDerivative · entry 1 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 21, 2019, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:30 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-19-000074 · wf-form4_155113020814029.xml · derivative · entry 2 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,600 Underlying: Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On February 21, 2019, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · derivative.exercise_date: On February 21, 2019, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · derivative.expiration_date: On February 21, 2019, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · balance_after: On February 21, 2019, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:30 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-19-000074 · wf-form4_155113020814029.xml · nonDerivative · entry 1 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On February 21, 2019, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. Read SEC document |
| November 21, 2018 Filed Nov 27, 2018 00:26 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionPhantom Stock · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-18-000284 · wf-form4_154327839630840.xml · derivative · entry 2 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,600 Underlying: Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. F1 · shares: On November 21, 2018, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · derivative.exercise_date: On November 21, 2018, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · derivative.expiration_date: On November 21, 2018, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. F1 · balance_after: On November 21, 2018, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. Read SEC document |
| November 21, 2018 Filed Nov 27, 2018 00:26 UTC | Armour Residential REIT, Inc. ARR · Entity 4416 | Exercise / conversionCommon Stock, par value $0.001 per share | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001428205-18-000284 · wf-form4_154327839630840.xml · nonDerivative · entry 1 Harper Gordon · CIK 0001698344 · VP Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 21, 2018, the reporting person elected to convert 1,000 shares of vested phantom stock into 1,000 shares of ARMOUR common stock. The 1,000 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.