Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRECIGEN, INC.PGEN · Entity 4356 | Chief Legal Officer | August 23, 2026 | August 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRECIGEN, INC.
Report date August 23, 2026 · Filed August 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 758,181 |
Ending reported balance
After 2026-08-23 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-23 · Exercise / conversion · Acquired 5,208 · Balance 760,669 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. Row 2 · 2026-08-23 · Tax withholding · Disposed 2,488 · Balance 758,181 F2: Represents the number of shares of Precigen common stock withheld by the Issuer to satisfy income tax withholding obligations in connection with the settlement of the RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 57,292 |
Reported balance
After 2026-08-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-23 · Exercise / conversion · Disposed 5,208 · Balance 57,292 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. F3: Represents 1/24 of the RSUs granted on June 26, 2025 that vested on August 23, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.
F2: Represents the number of shares of Precigen common stock withheld by the Issuer to satisfy income tax withholding obligations in connection with the settlement of the RSUs.
F3: Represents 1/24 of the RSUs granted on June 26, 2025 that vested on August 23, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2022 Filed Jan 6, 2022 22:07 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionRestricted Stock Units · Derivative | 18,939 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-000270 · dp164822_4-lehr.xml · derivative · entry 3 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,939 Underlying: Common Stock · 18,939 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: The RSUs were granted on January 4, 2019 and the remaining RSUs vest on January 4, 2023. F3 · derivative.expiration_date: The RSUs were granted on January 4, 2019 and the remaining RSUs vest on January 4, 2023. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 22:07 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionCommon Stock | 18,939 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-22-000270 · dp164822_4-lehr.xml · nonDerivative · entry 1 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 22:04 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 5,315 | $3.67 | $19,507.11 |
DisclosureSEC source: 0000950103-22-000136 · dp164712_4-lehr.xml · nonDerivative · entry 2 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,297 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 22:04 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionRestricted Stock Units · Derivative | 9,765 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-000136 · dp164712_4-lehr.xml · derivative · entry 3 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,765 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: The RSUs were granted on January 2, 2018 and have vested in full. F3 · derivative.expiration_date: The RSUs were granted on January 2, 2018 and have vested in full. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 22:04 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionCommon Stock | 9,765 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-22-000136 · dp164712_4-lehr.xml · nonDerivative · entry 1 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,612 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. Read SEC document |
| May 19, 2021 Filed May 20, 2021 22:15 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 8,907 | $6.63 | $59,048.96 |
DisclosureSEC source: 0000950103-21-007568 · dp151412_4-lehr.xml · nonDerivative · entry 2 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,847 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs. Read SEC document |
| May 18, 2021 Filed May 20, 2021 22:15 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionRestricted Stock Units · Derivative | 26,102 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-007568 · dp151412_4-lehr.xml · derivative · entry 3 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,102 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: The RSUs were granted on March 25, 2021 and have vested in full. F3 · derivative.expiration_date: The RSUs were granted on March 25, 2021 and have vested in full. Read SEC document |
| May 18, 2021 Filed May 20, 2021 22:15 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionCommon Stock | 26,102 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-21-007568 · dp151412_4-lehr.xml · nonDerivative · entry 1 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 23:51 UTC | PRECIGEN, INC. PGEN · Entity 4356 | GrantRestricted Stock Units · Derivative | 26,102 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-21-000570 · edgar.xml · derivative · entry 1 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,102 Underlying: Common Stock · 26,102 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. F2 · derivative.exercise_date: The RSUs vest in full on May 18, 2021. F2 · derivative.expiration_date: The RSUs vest in full on May 18, 2021. Read SEC document |
| January 05, 2021 Filed Jan 6, 2021 21:31 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 9,677 | $10.56 | $102,236.54 |
DisclosureSEC source: 0001123292-21-000055 · edgar.xml · nonDerivative · entry 2 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,652 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 22:35 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 5,271 | $10.16 | $53,553.36 |
DisclosureSEC source: 0001123292-21-000036 · edgar.xml · nonDerivative · entry 2 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,389 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:31 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionRestricted Stock Units · Derivative | 18,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-21-000055 · edgar.xml · derivative · entry 3 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,878 Underlying: Common Stock · 18,940 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: The RSUs were granted on January 4, 2019, and the remaining RSUs vest in two equal annual installments on each of January 4, 2022 and 2023. F3 · derivative.expiration_date: The RSUs were granted on January 4, 2019, and the remaining RSUs vest in two equal annual installments on each of January 4, 2022 and 2023. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:31 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionCommon Stock | 18,940 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-21-000055 · edgar.xml · nonDerivative · entry 1 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 22:35 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionRestricted Stock Units · Derivative | 9,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-21-000036 · edgar.xml · derivative · entry 3 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,765 Underlying: Common Stock · 9,766 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted unit ("RSU") represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: The RSUs were granted on January 2, 2018, and the remaining RSUs vest on January 2, 2022. F3 · derivative.expiration_date: The RSUs were granted on January 2, 2018, and the remaining RSUs vest on January 2, 2022. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 22:35 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionCommon Stock | 9,766 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-21-000036 · edgar.xml · nonDerivative · entry 1 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,660 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted unit ("RSU") represents a contingent right to receive one share of Precigen common stock. Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 22:15 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 12,190 | $7.20 | $87,768.00 |
DisclosureSEC source: 0001123292-20-001269 · edgar.xml · nonDerivative · entry 2 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,894 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 22:15 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-001269 · edgar.xml · derivative · entry 3 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: The RSUs were granted on March 23, 2020 and have vested in full. F3 · derivative.expiration_date: The RSUs were granted on March 23, 2020 and have vested in full. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 22:15 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-20-001269 · edgar.xml · nonDerivative · entry 1 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. Read SEC document |
| September 16, 2020 Filed Sep 17, 2020 22:29 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 8,474 | $5.22 | $44,234.28 |
DisclosureSEC source: 0001123292-20-001094 · edgar.xml · nonDerivative · entry 2 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,084 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 22:29 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-001094 · edgar.xml · derivative · entry 3 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: The RSUs were granted on March 23, 2020 and the remaining 25,000 RSUs vest on December 15, 2020. F3 · derivative.expiration_date: The RSUs were granted on March 23, 2020 and the remaining 25,000 RSUs vest on December 15, 2020. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 22:29 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-20-001094 · edgar.xml · nonDerivative · entry 1 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. Read SEC document |
| June 16, 2020 Filed Jun 17, 2020 20:35 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 8,428 | $4.50 | $37,926.00 |
DisclosureSEC source: 0001123292-20-000904 · edgar.xml · nonDerivative · entry 2 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,558 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 20:35 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000904 · edgar.xml · derivative · entry 3 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: The RSUs were granted on March 23, 2020 and the remaining 50,000 RSUs vest in two equal installments on September 15, 2020 and December 15, 2020. F3 · derivative.expiration_date: The RSUs were granted on March 23, 2020 and the remaining 50,000 RSUs vest in two equal installments on September 15, 2020 and December 15, 2020. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 20:35 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-20-000904 · edgar.xml · nonDerivative · entry 1 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. Read SEC document |
| May 18, 2020 Filed May 19, 2020 20:33 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 62,895 | $2.36 | $148,658.62 |
DisclosureSEC source: 0001123292-20-000741 · edgar.xml · nonDerivative · entry 2 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,986 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs. Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:33 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionRestricted Stock Units · Derivative | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000741 · edgar.xml · derivative · entry 3 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 175,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: The RSUs were granted on March 23, 2020 and the remaining 75,000 RSUs vest in three equal installments on June 15, 2020, September 15, 2020, and December 15, 2020. F3 · derivative.expiration_date: The RSUs were granted on March 23, 2020 and the remaining 75,000 RSUs vest in three equal installments on June 15, 2020, September 15, 2020, and December 15, 2020. Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:33 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionCommon Stock | 175,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-20-000741 · edgar.xml · nonDerivative · entry 1 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 20:39 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 5,450 | $3.01 | $16,414.86 |
DisclosureSEC source: 0001123292-20-000642 · edgar.xml · nonDerivative · entry 2 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,881 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of restricted stock units. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 20:39 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionRestricted Stock Units · Derivative | 14,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000642 · edgar.xml · derivative · entry 3 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,340 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: The restricted stock units were granted on April 9, 2019 and have vested in full. F3 · derivative.expiration_date: The restricted stock units were granted on April 9, 2019 and have vested in full. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 20:39 UTC | PRECIGEN, INC. PGEN · Entity 4356 | Exercise / conversionCommon Stock | 14,340 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-20-000642 · edgar.xml · nonDerivative · entry 1 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Precigen common stock. Read SEC document |
| March 23, 2020 Filed Mar 23, 2020 20:40 UTC | PRECIGEN, INC. PGEN · Entity 4356 | GrantRestricted Stock Units · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000610 · edgar.xml · derivative · entry 1 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock. F2 · derivative.exercise_date: 175,000 RSUs vest on May 15, 2020 and the remaining 75,000 RSUs vest in three equal installments on June 15, 2020, September 15, 2020, and December 15, 2020. F2 · derivative.expiration_date: 175,000 RSUs vest on May 15, 2020 and the remaining 75,000 RSUs vest in three equal installments on June 15, 2020, September 15, 2020, and December 15, 2020. Read SEC document |
| January 06, 2020 Filed Jan 7, 2020 22:14 UTC | PRECIGEN, INC. XON · Entity 4356 | SaleCommon Stock | 7,155 | $5.83 | $41,707.93 |
DisclosureSEC source: 0001123292-20-000113 · edgar.xml · nonDerivative · entry 2 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,991 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of restricted stock units. Read SEC document |
| January 04, 2020 Filed Jan 7, 2020 22:14 UTC | PRECIGEN, INC. XON · Entity 4356 | Exercise / conversionRestricted Stock Units · Derivative | 18,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000113 · edgar.xml · derivative · entry 3 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,818 Underlying: Common Stock · 18,940 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. F3 · derivative.exercise_date: The restricted stock units were granted on January 4, 2019, and the remaining restricted stock units vest in three equal annual installments on each of January 4, 2021, 2022 and 2023. F3 · derivative.expiration_date: The restricted stock units were granted on January 4, 2019, and the remaining restricted stock units vest in three equal annual installments on each of January 4, 2021, 2022 and 2023. Read SEC document |
| January 04, 2020 Filed Jan 7, 2020 22:14 UTC | PRECIGEN, INC. XON · Entity 4356 | Exercise / conversionCommon Stock | 18,940 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-20-000113 · edgar.xml · nonDerivative · entry 1 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,146 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 21:14 UTC | PRECIGEN, INC. XON · Entity 4356 | SaleCommon Stock | 3,886 | $5.77 | $22,421.83 |
DisclosureSEC source: 0001123292-20-000066 · edgar.xml · nonDerivative · entry 2 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,206 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of restricted stock units. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:31 UTC | PRECIGEN, INC. XON · Entity 4356 | SaleCommon Stock | 4,830 | $5.60 | $27,048.00 |
DisclosureSEC source: 0001123292-20-000038 · edgar.xml · nonDerivative · entry 2 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,326 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of restricted stock units. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:14 UTC | PRECIGEN, INC. XON · Entity 4356 | Exercise / conversionRestricted Stock Units · Derivative | 9,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000066 · edgar.xml · derivative · entry 3 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,531 Underlying: Common Stock · 9,766 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. F3 · derivative.exercise_date: The restricted stock units were granted on January 2, 2018, and the remaining restricted stock units vest in two equal annual installments on each of January 2, 2021 and 2022. F3 · derivative.expiration_date: The restricted stock units were granted on January 2, 2018, and the remaining restricted stock units vest in two equal annual installments on each of January 2, 2021 and 2022. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:14 UTC | PRECIGEN, INC. XON · Entity 4356 | Exercise / conversionCommon Stock | 9,766 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-20-000066 · edgar.xml · nonDerivative · entry 1 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,092 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:31 UTC | PRECIGEN, INC. XON · Entity 4356 | Exercise / conversionRestricted Stock Units · Derivative | 14,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000038 · edgar.xml · derivative · entry 3 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,340 Underlying: Common Stock · 14,340 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. F3 · derivative.exercise_date: The restricted stock units were granted on April 9, 2019, and the remaining restricted stock units vest on March 31, 2020. F3 · derivative.expiration_date: The restricted stock units were granted on April 9, 2019, and the remaining restricted stock units vest on March 31, 2020. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:31 UTC | PRECIGEN, INC. XON · Entity 4356 | Exercise / conversionCommon Stock | 14,340 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-20-000038 · edgar.xml · nonDerivative · entry 1 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 21:24 UTC | PRECIGEN, INC. XON · Entity 4356 | SaleCommon Stock | 5,001 | $5.50 | $27,485.00 |
DisclosureSEC source: 0001123292-19-001187 · edgar.xml · nonDerivative · entry 2 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,816 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of restricted stock units. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 21:24 UTC | PRECIGEN, INC. XON · Entity 4356 | Exercise / conversionRestricted Stock Units · Derivative | 14,341 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-19-001187 · edgar.xml · derivative · entry 3 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,680 Underlying: Common Stock · 14,341 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. F3 · derivative.exercise_date: The restricted stock units were granted on April 9, 2019, and the remaining restricted stock units vest in two equal quarterly installments on each of December 31, 2019 and March 31, 2020. F3 · derivative.expiration_date: The restricted stock units were granted on April 9, 2019, and the remaining restricted stock units vest in two equal quarterly installments on each of December 31, 2019 and March 31, 2020. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 21:24 UTC | PRECIGEN, INC. XON · Entity 4356 | Exercise / conversionCommon Stock | 14,341 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-19-001187 · edgar.xml · nonDerivative · entry 1 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,817 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 23:11 UTC | PRECIGEN, INC. XON · Entity 4356 | SaleCommon Stock | 4,822 | $7.76 | $37,418.72 |
DisclosureSEC source: 0001123292-19-000961 · edgar.xml · nonDerivative · entry 2 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,476 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of restricted stock units. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 23:11 UTC | PRECIGEN, INC. XON · Entity 4356 | Exercise / conversionRestricted Stock Units · Derivative | 14,341 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-19-000961 · edgar.xml · derivative · entry 3 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,021 Underlying: Common Stock · 14,341 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. F3 · derivative.exercise_date: The restricted stock units were granted on April 9, 2019, and the remaining restricted stock units vest in three equal quarterly installments on each of September 30, 2019, December 31, 2019 and March 31, 2020. F3 · derivative.expiration_date: The restricted stock units were granted on April 9, 2019, and the remaining restricted stock units vest in three equal quarterly installments on each of September 30, 2019, December 31, 2019 and March 31, 2020. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 23:11 UTC | PRECIGEN, INC. XON · Entity 4356 | Exercise / conversionCommon Stock | 14,341 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-19-000961 · edgar.xml · nonDerivative · entry 1 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. Read SEC document |
| April 09, 2019 Filed Apr 12, 2019 01:42 UTC | PRECIGEN, INC. XON · Entity 4356 | GrantRestricted Stock Units · Derivative | 57,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-19-000628 · edgar.xml · derivative · entry 1 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,362 Underlying: Common Stock · 57,362 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. F2 · derivative.exercise_date: The restricted stock units vest in four equal quarterly installments beginning June 30, 2019. F2 · derivative.expiration_date: The restricted stock units vest in four equal quarterly installments beginning June 30, 2019. Read SEC document |
| January 04, 2019 Filed Jan 9, 2019 01:08 UTC | PRECIGEN, INC. XON · Entity 4356 | GrantRestricted Stock Units · Derivative | 75,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-19-000133 · edgar.xml · derivative · entry 2 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,758 Underlying: Common Stock · 75,758 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning January 4, 2020. F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning January 4, 2020. Read SEC document |
| January 04, 2019 Filed Jan 9, 2019 01:08 UTC | PRECIGEN, INC. XON · Entity 4356 | GrantCommon Stock | 13,774 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-19-000133 · edgar.xml · nonDerivative · entry 1 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,957 F1 · price: These shares of common stock resulted from the grant and immediate vesting of restricted stock units that were issued as a portion of the reporting person's 2018 incentive compensation. Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 23:48 UTC | PRECIGEN, INC. XON · Entity 4356 | SaleCommon Stock | 3,832 | $7.07 | $27,094.16 |
DisclosureSEC source: 0001123292-19-000087 · edgar.xml · nonDerivative · entry 2 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,183 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.