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person · Reporting owner

Angrick William P III

Disclosed activity across 1 company

Tapewire entity
19861
SEC CIK
0001352618

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LIQUIDITY SERVICES INCLQDT · Entity 1149Director · Chairman of the Board and CEO · 10% ownerAugust 21, 2026August 25, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LIQUIDITY SERVICES INC

Report date August 21, 2026 · Filed August 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy the William P. Angrick III Revocable Trust5,126,411 Last balance in matching sequence After 2026-08-21 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2026-08-21 · Exercise / conversion · Acquired 6,163 · Balance 5,120,106

F14: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

Row 2 · 2026-08-21 · Exercise / conversion · Acquired 6,305 · Balance 5,126,411

F14: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2027-01-01Direct6,164 Reported balance After 2026-08-21 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-08-21 · Exercise / conversion · Disposed 6,163 · Balance 6,164

F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F5: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2029-01-01Direct25,220 Reported balance After 2026-08-21 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2026-08-21 · Exercise / conversion · Disposed 6,305 · Balance 25,220

F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F5: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2027-01-01Direct17,080 Reported balance Holding disclosure · report date 2026-08-21 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 17,080

F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F15: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2028-01-01Direct30,817 Reported balance Holding disclosure · report date 2026-08-21 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 30,817

F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F16: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2029-01-01Direct47,287 Reported balance Holding disclosure · report date 2026-08-21 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 47,287

F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F13: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2030-01-01Direct80,550 Reported balance Holding disclosure · report date 2026-08-21 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 80,550

F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F18: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2030-01-01Direct80,550 Reported balance Holding disclosure · report date 2026-08-21 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 80,550

F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F5: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Common StockSEC Table I · non-derivativeIndirectBy the William P. Angrick III 2005 Irrevocable Trust873,379 Reported balance Holding disclosure · report date 2026-08-21 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 873,379

F14: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectBy the Stephanie S. Angrick 2005 Irrevocable Trust575,513 Reported balance Holding disclosure · report date 2026-08-21 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 575,513

F1: These shares are held in a trust for the benefit of the reporting person's spouse, who is also trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectBy the Stephanie S. Angrick Revocable Trust114,699 Reported balance Holding disclosure · report date 2026-08-21 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 114,699

F1: These shares are held in a trust for the benefit of the reporting person's spouse, who is also trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $9.13 · Expires 2027-03-03Direct38,000 Reported balance Holding disclosure · report date 2026-08-21 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 38,000

F6: These options became fully exercisable on October 1, 2020.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $9.13 · Expires 2027-03-03Direct27,360 Reported balance Holding disclosure · report date 2026-08-21 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 27,360

F3: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $4.92 · Expires 2027-12-11Direct68,938 Reported balance Holding disclosure · report date 2026-08-21 · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · Balance 68,938

F7: These options became fully exercisable on October 1, 2021.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $6.72 · Expires 2028-12-04Direct124,200 Reported balance Holding disclosure · report date 2026-08-21 · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · Balance 124,200

F3: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $6.72 · Expires 2028-12-04Direct105,247 Reported balance Holding disclosure · report date 2026-08-21 · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · Balance 105,247

F8: These options became fully exercisable on October 1, 2022.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $7.36 · Expires 2029-12-03Direct139,900 Reported balance Holding disclosure · report date 2026-08-21 · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · Balance 139,900

F3: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $7.36 · Expires 2029-12-03Direct124,401 Reported balance Holding disclosure · report date 2026-08-21 · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · Balance 124,401

F10: These options became fully exercisable on January 1, 2024.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $10.41 · Expires 2030-12-01Direct131,950 Reported balance Holding disclosure · report date 2026-08-21 · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · Balance 131,950

F3: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $10.41 · Expires 2030-12-01Direct120,692 Reported balance Holding disclosure · report date 2026-08-21 · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · Balance 120,692

F19: These options became fully exercisable on January 1, 2025.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $24.42 · Expires 2031-12-07Direct56,615 Reported balance Holding disclosure · report date 2026-08-21 · row 22 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 22 · Balance 56,615

F3: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $24.42 · Expires 2031-12-07Direct56,615 Reported balance Holding disclosure · report date 2026-08-21 · row 23 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 23 · Balance 56,615

F4: These options became fully exercisable on January 1, 2026.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $15.40 · Expires 2032-12-23Direct53,125 Reported balance Holding disclosure · report date 2026-08-21 · row 24 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 24 · Balance 53,125

F3: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $15.40 · Expires 2032-12-23Direct53,125 Reported balance Holding disclosure · report date 2026-08-21 · row 25 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 25 · Balance 53,125

F11: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $19.04 · Expires 2033-12-22Direct50,170 Reported balance Holding disclosure · report date 2026-08-21 · row 26 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 26 · Balance 50,170

F3: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $19.04 · Expires 2033-12-22Direct50,170 Reported balance Holding disclosure · report date 2026-08-21 · row 27 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 27 · Balance 50,170

F12: 12/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $23.78 · Expires 2034-10-30Direct53,550 Reported balance Holding disclosure · report date 2026-08-21 · row 28 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 28 · Balance 53,550

F9: 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $23.78 · Expires 2034-10-30Direct53,550 Reported balance Holding disclosure · report date 2026-08-21 · row 29 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 29 · Balance 53,550

F3: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $25.87 · Expires 2035-10-29Direct71,550 Reported balance Holding disclosure · report date 2026-08-21 · row 30 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 30 · Balance 71,550

F17: 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $25.87 · Expires 2035-10-29Direct71,550 Reported balance Holding disclosure · report date 2026-08-21 · row 31 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 31 · Balance 71,550

F3: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are held in a trust for the benefit of the reporting person's spouse, who is also trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F3: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

F4: These options became fully exercisable on January 1, 2026.

F5: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

F6: These options became fully exercisable on October 1, 2020.

F7: These options became fully exercisable on October 1, 2021.

F8: These options became fully exercisable on October 1, 2022.

F9: 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

F10: These options became fully exercisable on January 1, 2024.

F11: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.

F12: 12/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.

F13: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.

F14: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

F15: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.

F16: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.

F17: 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

F18: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.

F19: These options became fully exercisable on January 1, 2025.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2018 Filed Oct 3, 2018 22:56 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 18,812 $5.95 Strike: $8.30 $111,931.40
Disclosure

SEC source: 0001628280-18-012293 · wf-form4_153860740260216.xml · derivative · entry 12

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,625

Underlying: Common Stock · 56,437 shares

Expires 2026-10-01

F1 · kind: Represents the vesting of restricted stock.

F9 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on April 1, 2018 and October 1, 2018, and thereafter 1/4th of the restricted stock grant will vest on each of October 1, 2019, and October 1, 2020.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 22:56 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Tax withholdingCommon Stock 9,341 $5.95 $55,578.95
Disclosure

SEC source: 0001628280-18-012293 · wf-form4_153860740260216.xml · nonDerivative · entry 2

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 3,697,903

F3 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 22:56 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherCommon Stock 61,661 $5.95 $366,882.95
Disclosure

SEC source: 0001628280-18-012293 · wf-form4_153860740260216.xml · nonDerivative · entry 1

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 3,707,244

F1 · kind: Represents the vesting of restricted stock.

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:50 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 6,167 $6.23 Strike: $10.41 $38,420.41
Disclosure

SEC source: 0001628280-18-003958 · wf-form4_152278858788578.xml · derivative · entry 18

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,166

Underlying: Common Stock · 12,333 shares

Expires 2024-10-01

F1 · kind: Represents the vesting of restricted stock.

F13 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8th of the restricted stock grant will vest on April 1 and October 1 of each year for three years.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:50 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 18,813 $6.23 Strike: $8.30 $117,204.99
Disclosure

SEC source: 0001628280-18-003958 · wf-form4_152278858788578.xml · derivative · entry 10

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,437

Underlying: Common Stock · 75,250 shares

Expires 2026-10-01

F1 · kind: Represents the vesting of restricted stock.

F9 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on April 1, 2018 and thereafter 1/4th of the restricted stock grant will vest on each of October 1, 2018, October 1, 2019, and October 1, 2020.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:50 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Tax withholdingCommon Stock 10,473 $6.23 $65,246.79
Disclosure

SEC source: 0001628280-18-003958 · wf-form4_152278858788578.xml · nonDerivative · entry 2

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 3,660,090

F3 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:50 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherCommon Stock 24,980 $6.23 $155,625.40
Disclosure

SEC source: 0001628280-18-003958 · wf-form4_152278858788578.xml · nonDerivative · entry 1

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 3,670,563

F1 · kind: Represents the vesting of restricted stock.

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:30 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Option · Derivative 29,980 Not disclosed Strike: $11.45 Not disclosed
Disclosure

SEC source: 0001628280-17-012329 · wf-form4_151320780070194.xml · derivative · entry 20

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,980 shares

Expires 2024-10-01

F14 · kind: On October 1, 2016, the reporting person surrendered this equity stock option for cancellation by the Issuer.

F14 · price: On October 1, 2016, the reporting person surrendered this equity stock option for cancellation by the Issuer.

F3 · derivative.exercise_date: This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:30 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 49,332 Not disclosed Strike: $10.41 Not disclosed
Disclosure

SEC source: 0001628280-17-012329 · wf-form4_151320780070194.xml · derivative · entry 18

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,332 shares

Expires 2024-10-01

F12 · kind: On October 1, 2016, the reporting person surrendered this equity grant for cancellation by the Issuer.

F12 · price: On October 1, 2016, the reporting person surrendered this equity grant for cancellation by the Issuer.

F5 · derivative.exercise_date: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:30 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Grant · Derivative 8,200 $0.00 Strike: $4.92 $0.00
Disclosure

SEC source: 0001628280-17-012329 · wf-form4_151320780070194.xml · derivative · entry 8

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,200

Underlying: Common Stock · 8,200 shares

Expires 2027-10-01

F6 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2019 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2019, October 1, 2020, and October 1, 2021.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:30 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Grant · Derivative 12,300 $0.00 Strike: $4.92 $0.00
Disclosure

SEC source: 0001628280-17-012329 · wf-form4_151320780070194.xml · derivative · entry 7

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,300

Underlying: Common Stock · 12,300 shares

Expires 2027-10-01

F5 · derivative.exercise_date: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:30 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Option · Derivative 87,080 $0.00 Strike: $4.92 $0.00
Disclosure

SEC source: 0001628280-17-012329 · wf-form4_151320780070194.xml · derivative · entry 6

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,080

Underlying: Common Stock · 87,080 shares

Expires 2027-10-01

F4 · derivative.exercise_date: 15/48th of this option grant will vest on January 1, 2019 and thereafter 1/48th of the option grant will vest each month for thirty three months.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:30 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Option · Derivative 130,620 $0.00 Strike: $4.92 $0.00
Disclosure

SEC source: 0001628280-17-012329 · wf-form4_151320780070194.xml · derivative · entry 5

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,620

Underlying: Common Stock · 130,620 shares

Expires 2027-10-01

F3 · derivative.exercise_date: This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
October 03, 2017 Filed Oct 4, 2017 21:02 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Tax withholdingCommon Stock 2,456 $5.80 $14,244.80
Disclosure

SEC source: 0001628280-17-009696 · wf-form4_150715092235501.xml · nonDerivative · entry 3

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 3,645,583

F3 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

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October 02, 2017 Filed Oct 4, 2017 21:02 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 5,680 $5.80 Strike: $21.99 $32,944.00
Disclosure

SEC source: 0001628280-17-009696 · wf-form4_150715092235501.xml · derivative · entry 19

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,680 shares

Expires 2023-10-01

F1 · kind: Represents the vesting of restricted stock.

F13 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

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October 02, 2017 Filed Oct 4, 2017 21:02 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 6,166 $5.80 Strike: $10.41 $35,762.80
Disclosure

SEC source: 0001628280-17-009696 · wf-form4_150715092235501.xml · derivative · entry 15

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,333

Underlying: Common Stock · 18,499 shares

Expires 2024-10-01

F1 · kind: Represents the vesting of restricted stock.

F11 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8th of the restricted stock grant will vest on April 1 and October 1 of each year for three years.

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October 02, 2017 Filed Oct 4, 2017 21:02 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 36,682 $5.80 Strike: $6.63 $212,755.60
Disclosure

SEC source: 0001628280-17-009696 · wf-form4_150715092235501.xml · derivative · entry 11

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,365

Underlying: Common Stock · 110,047 shares

Expires 2025-10-01

F1 · kind: Represents the vesting of restricted stock.

F9 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

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October 02, 2017 Filed Oct 4, 2017 21:02 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Tax withholdingCommon Stock 18,146 $5.80 $105,246.80
Disclosure

SEC source: 0001628280-17-009696 · wf-form4_150715092235501.xml · nonDerivative · entry 2

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 3,648,039

F3 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

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October 02, 2017 Filed Oct 4, 2017 21:02 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherCommon Stock 48,528 $5.80 $281,462.40
Disclosure

SEC source: 0001628280-17-009696 · wf-form4_150715092235501.xml · nonDerivative · entry 1

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 3,666,185

F1 · kind: Represents the vesting of restricted stock.

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

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April 03, 2017 Filed Apr 5, 2017 21:09 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 6,167 $7.61 Strike: $10.41 $46,930.87
Disclosure

SEC source: 0001628280-17-003380 · wf-form4_149142652573509.xml · derivative · entry 13

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,499

Underlying: Common Stock · 24,666 shares

Expires 2024-10-01

F1 · kind: Represents the vesting of restricted stock.

F10 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8th of the restricted stock grant will vest on April 1 and October 1 of each year for three years.

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April 03, 2017 Filed Apr 5, 2017 21:09 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherCommon Stock 6,167 $7.61 $46,930.87
Disclosure

SEC source: 0001628280-17-003380 · wf-form4_149142652573509.xml · nonDerivative · entry 1

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 3,617,657

F1 · kind: Represents the vesting of restricted stock.

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

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March 03, 2017 Filed Mar 8, 2017 01:26 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Option · Derivative 48,000 $0.00 Strike: $9.13 $0.00
Disclosure

SEC source: 0001628280-17-002333 · wf-form4_148893637080101.xml · derivative · entry 8

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,000

Underlying: Common Stock · 48,000 shares

Expires 2026-10-01

F6 · derivative.exercise_date: This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

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March 03, 2017 Filed Mar 8, 2017 01:26 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Option · Derivative 48,000 $0.00 Strike: $9.13 $0.00
Disclosure

SEC source: 0001628280-17-002333 · wf-form4_148893637080101.xml · derivative · entry 7

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,000

Underlying: Common Stock · 48,000 shares

Expires 2026-10-01

F5 · derivative.exercise_date: 18/48th of this option grant will vest on April 1, 2018 and thereafter 1/48th of the option grant will vest each month for thirty months.

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March 03, 2017 Filed Mar 8, 2017 01:26 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Grant · Derivative 75,250 $0.00 Strike: $8.30 $0.00
Disclosure

SEC source: 0001628280-17-002333 · wf-form4_148893637080101.xml · derivative · entry 6

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,250

Underlying: Common Stock · 75,250 shares

Expires 2026-10-01

F4 · derivative.exercise_date: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.

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March 03, 2017 Filed Mar 8, 2017 01:26 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Grant · Derivative 75,250 $0.00 Strike: $8.30 $0.00
Disclosure

SEC source: 0001628280-17-002333 · wf-form4_148893637080101.xml · derivative · entry 5

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,250

Underlying: Common Stock · 75,250 shares

Expires 2026-10-01

F3 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on April 1, 2018 and thereafter 1/4th of the restricted stock grant will vest on each of October 1, 2018, October 1, 2019, and October 1, 2020.

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December 15, 2016 Filed Dec 15, 2016 21:46 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 24,543 $10.01 $245,675.43
Disclosure

SEC source: 0001179110-16-033029 · edgar.xml · nonDerivative · entry 4

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 3,611,490

F1 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

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December 14, 2016 Filed Dec 15, 2016 21:46 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 9,779 $10.00 $97,790.00
Disclosure

SEC source: 0001179110-16-033029 · edgar.xml · nonDerivative · entry 3

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 3,636,033

F1 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

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December 13, 2016 Filed Dec 15, 2016 21:46 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 10,030 $10.03 $100,600.90
Disclosure

SEC source: 0001179110-16-033029 · edgar.xml · nonDerivative · entry 2

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the William P. Angrick III Revocable Trust

Disclosed balance after: 3,645,812

F1 · ownership.nature: These shares are held in a trust for the benefit of the reporting person. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:46 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 50,648 $10.03 $507,999.44
Disclosure

SEC source: 0001179110-16-033029 · edgar.xml · nonDerivative · entry 1

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:37 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 2,120 $10.65 Strike: $42.47 $22,578.00
Disclosure

SEC source: 0001179110-16-030488 · edgar.xml · derivative · entry 16

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,120 shares

Expires 2022-10-01

F19 · kind: Represents the vesting of restricted stock.

F13 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

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October 03, 2016 Filed Oct 5, 2016 22:37 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 5,679 $10.65 Strike: $21.99 $60,481.35
Disclosure

SEC source: 0001179110-16-030488 · edgar.xml · derivative · entry 14

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,680

Underlying: Common Stock · 11,359 shares

Expires 2023-10-01

F19 · kind: Represents the vesting of restricted stock.

F11 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

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October 03, 2016 Filed Oct 5, 2016 22:37 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 6,166 $10.65 Strike: $10.41 $65,667.90
Disclosure

SEC source: 0001179110-16-030488 · edgar.xml · derivative · entry 10

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,666

Underlying: Common Stock · 30,832 shares

Expires 2024-10-01

F19 · kind: Represents the vesting of restricted stock.

F7 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8th of the restricted stock grant will vest on April 1 and October 1 of each year for three years.

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October 03, 2016 Filed Oct 5, 2016 22:37 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 36,683 $10.65 Strike: $6.63 $390,673.95
Disclosure

SEC source: 0001179110-16-030488 · edgar.xml · derivative · entry 6

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,047

Underlying: Common Stock · 146,730 shares

Expires 2025-10-01

F19 · kind: Represents the vesting of restricted stock.

F3 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

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October 03, 2016 Filed Oct 5, 2016 22:37 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherCommon Stock 50,648 $10.65 $539,401.20
Disclosure

SEC source: 0001179110-16-030488 · edgar.xml · nonDerivative · entry 1

Angrick William P III · CIK 0001352618 · Director · Chairman of the Board and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,648

F19 · kind: Represents the vesting of restricted stock.

F20 · balance_after: Represents voluntary reporting by the reporting person. No market transaction occurred as Mr. Angrick covered tax obligations at the time of vesting without selling shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.