Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
LIQUIDITY SERVICES INC
Report date August 21, 2026 · Filed August 25, 2026
Section 16 reporting ended · disclosed 2026-08-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,769 |
Ending reported balance
After 2026-08-21 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-08-21 · Exercise / conversion · Acquired 548 · Balance 36,317 F13: Represents the net issuance of 548 shares from the vesting of 1,071 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 523 shares. Row 2 · 2026-08-21 · Other · Disposed 548 · Balance 35,769 F14: In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 548 shares received by the reporting person in connection with the vesting of 1,071 restricted stock units. Row 3 · 2026-08-21 · Exercise / conversion · Acquired 486 · Balance 36,255 F15: Represents the net issuance of 486 shares from the vesting of 950 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 464 shares. Row 4 · 2026-08-21 · Other · Disposed 486 · Balance 35,769 F16: In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 486 shares received by the reporting person in connection with the vesting of 950 restricted stock units. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2027-01-01 | Direct | 1,071 |
Reported balance
After 2026-08-21 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-08-21 · Exercise / conversion · Disposed 1,071 · Balance 1,071 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F3: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2029-01-01 | Direct | 3,800 |
Reported balance
After 2026-08-21 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-08-21 · Exercise / conversion · Disposed 950 · Balance 3,800 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F3: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2027-01-01 | Direct | 2,589 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 2,589 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F9: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2028-01-01 | Direct | 5,355 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 5,355 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F10: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2029-01-01 | Direct | 7,125 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 7,125 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F8: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2030-01-01 | Direct | 10,550 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 10,550 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F12: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2030-01-01 | Direct | 10,550 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 10,550 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F2: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $22.20 · Expires 2031-12-07 | Direct | 3,269 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 3,269 F4: 12/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $14.00 · Expires 2032-12-23 | Direct | 4,333 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 4,333 F5: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $17.31 · Expires 2033-12-22 | Direct | 6,248 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 6,248 F6: 12/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $23.50 · Expires 2035-10-29 | Direct | 10,150 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 10,150 F11: 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $23.50 · Expires 2035-10-29 | Direct | 10,150 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · Balance 10,150 F3: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.62 · Expires 2034-10-30 | Direct | 6,745 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · Balance 6,745 F7: 12/48th of this option grant will vest on January 1, 2026 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $17.31 · Expires 2033-12-22 | Direct | 1,732 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · Balance 1,732 F3: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.62 · Expires 2034-10-30 | Direct | 5,600 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · Balance 5,600 F3: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
F2: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.
F3: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
F4: 12/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months.
F5: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.
F6: 12/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.
F7: 12/48th of this option grant will vest on January 1, 2026 and thereafter, an additional 1/48th will vest each month for thirty-six months.
F8: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.
F9: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.
F10: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.
F11: 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
F12: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.
F13: Represents the net issuance of 548 shares from the vesting of 1,071 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 523 shares.
F14: In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 548 shares received by the reporting person in connection with the vesting of 1,071 restricted stock units.
F15: Represents the net issuance of 486 shares from the vesting of 950 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 464 shares.
F16: In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 486 shares received by the reporting person in connection with the vesting of 950 restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2021 Filed Oct 4, 2021 20:51 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000158 · wf-form4_163338061962827.xml · derivative · entry 15 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 20,000 shares Expires 2024-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F9 · kind: Represents the vesting of restricted stock units. F16 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on October 1, 2021 and thereafter, an additional 1/4th will vest on each of October 1, 2022, October 1, 2023, and October 1, 2024. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 20:51 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 1,814 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000158 · wf-form4_163338061962827.xml · derivative · entry 9 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,814 shares Expires 2021-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F9 · kind: Represents the vesting of restricted stock units. F10 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on April 1, 2019 and thereafter, an additional 1/4th vests on each of July 1, 2019, October 1, 2020, and October 1, 2021. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 20:51 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 3,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000158 · wf-form4_163338061962827.xml · nonDerivative · entry 2 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,054 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the net issuance of 3,369 shares from the vesting of 5,000 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,631 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 20:51 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 1,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000158 · wf-form4_163338061962827.xml · nonDerivative · entry 1 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,685 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 1,222 shares from the vesting of 1,814 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 592 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 18, 2021 Filed Jan 20, 2021 21:09 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 4,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000026 · wf-form4_161117692759762.xml · derivative · entry 13 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,353 shares Expires 2022-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F6 · kind: Represents the vesting of restricted stock units. F7 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| January 18, 2021 Filed Jan 20, 2021 21:09 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 2,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000026 · wf-form4_161117692759762.xml · derivative · entry 9 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,100 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F6 · kind: Represents the vesting of restricted stock units. F7 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| January 18, 2021 Filed Jan 20, 2021 21:09 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 1,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000026 · wf-form4_161117692759762.xml · derivative · entry 5 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,850 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F6 · kind: Represents the vesting of restricted stock units. F7 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| January 18, 2021 Filed Jan 20, 2021 21:09 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 1,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000026 · wf-form4_161117692759762.xml · nonDerivative · entry 3 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the net issuance of 1,116 shares from the vesting of 1,850 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 734 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 18, 2021 Filed Jan 20, 2021 21:09 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 1,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000026 · wf-form4_161117692759762.xml · nonDerivative · entry 2 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,347 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the net issuance of 1,267 shares from the vesting of 2,100 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 833 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 18, 2021 Filed Jan 20, 2021 21:09 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 2,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000026 · wf-form4_161117692759762.xml · nonDerivative · entry 1 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,080 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 2,627 shares from the vesting of 4,353 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,726 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 22:24 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 1,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000006 · wf-form4_160988545613019.xml · derivative · entry 14 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,333 Underlying: Common Stock · 2,790 shares Expires 2020-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F5 · kind: Represents the vesting of restricted stock units. F13 · derivative.exercise_date: These restricted stock units vest, if at all, based on the completion of the Issuer's strategic transformation as well as the Issuer's achievement of certain financial milestones. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 22:24 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 525 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000006 · wf-form4_160988545613019.xml · derivative · entry 8 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,050 Underlying: Common Stock · 1,575 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F5 · kind: Represents the vesting of restricted stock units. F10 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2020 and thereafter, an additional 1/4th vests on each of January 1, 2021, January 1, 2022, and January 1, 2023. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 22:24 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 463 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000006 · wf-form4_160988545613019.xml · derivative · entry 4 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,387 Underlying: Common Stock · 1,850 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F5 · kind: Represents the vesting of restricted stock units. F6 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 22:24 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 290 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000006 · wf-form4_160988545613019.xml · nonDerivative · entry 3 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the net issuance of 290 shares from the vesting of 463 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 173 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 22:24 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 329 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000006 · wf-form4_160988545613019.xml · nonDerivative · entry 2 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the net issuance of 329 shares from the vesting of 525 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 196 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 22:24 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 913 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000006 · wf-form4_160988545613019.xml · nonDerivative · entry 1 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 913 shares from the vesting of 1,457 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 544 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:02 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Grant · Derivative | 5,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000189 · wf-form4_160703293455498.xml · derivative · entry 20 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,900 Underlying: Common Stock · 5,900 shares Expires 2025-01-01 F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F16 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:02 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Grant · Derivative | 5,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000189 · wf-form4_160703293455498.xml · derivative · entry 19 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,900 Underlying: Common Stock · 5,900 shares Expires 2025-01-01 F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F15 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:02 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Option · Derivative | 32,750 | $0.00 Strike: $9.46 | $0.00 |
DisclosureSEC source: 0001235468-20-000189 · wf-form4_160703293455498.xml · derivative · entry 18 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,750 Underlying: Common Stock · 32,750 shares Expires 2030-12-01 F14 · derivative.exercise_date: This option becomes exercisable, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:02 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Option · Derivative | 32,750 | $0.00 Strike: $9.46 | $0.00 |
DisclosureSEC source: 0001235468-20-000189 · wf-form4_160703293455498.xml · derivative · entry 17 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,750 Underlying: Common Stock · 32,750 shares Expires 2030-12-01 F13 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:35 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Grant · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000179 · wf-form4_160167091634886.xml · derivative · entry 20 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2024-10-01 F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F15 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on October 1, 2021 and thereafter, an additional 1/4th will vest on each of October 1, 2022, October 1, 2023, and October 1, 2024. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:35 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Grant · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000179 · wf-form4_160167091634886.xml · derivative · entry 19 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2024-10-01 F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F5 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:35 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 775 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000179 · wf-form4_160167091634886.xml · derivative · entry 15 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 775 shares Expires 2020-10-01 F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1 · kind: Represents the vesting of restricted stock units. F11 · derivative.exercise_date: These restricted stock units fully vested on October 1, 2020. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:35 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 1,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000179 · wf-form4_160167091634886.xml · derivative · entry 13 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,814 Underlying: Common Stock · 3,627 shares Expires 2021-10-01 F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1 · kind: Represents the vesting of restricted stock units. F10 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on April 1, 2019 and thereafter, an additional 1/4th vests on each of July 1, 2019, October 1, 2020, and October 1, 2021. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:35 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 467 | $7.38 | $3,446.46 |
DisclosureSEC source: 0001235468-20-000179 · wf-form4_160167091634886.xml · nonDerivative · entry 4 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,921 F2 · kind: Represents an advance election by the officer to satisfy tax withholding obligations related to vesting of restricted stock units by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:35 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 1,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000179 · wf-form4_160167091634886.xml · nonDerivative · entry 3 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,388 F1 · kind: Represents the vesting of restricted stock units. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:35 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 200 | $7.38 | $1,476.00 |
DisclosureSEC source: 0001235468-20-000179 · wf-form4_160167091634886.xml · nonDerivative · entry 2 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575 F2 · kind: Represents an advance election by the officer to satisfy tax withholding obligations related to vesting of restricted stock units by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:35 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 775 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000179 · wf-form4_160167091634886.xml · nonDerivative · entry 1 Murray Novelette · CIK 0001825422 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 775 F1 · kind: Represents the vesting of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.