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Murray Novelette

Disclosed activity across 1 company

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19848
SEC CIK
0001825422

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

LIQUIDITY SERVICES INC

Report date August 21, 2026 · Filed August 25, 2026

Section 16 reporting ended · disclosed 2026-08-25. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect35,769 Ending reported balance After 2026-08-21 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-08-21 · Exercise / conversion · Acquired 548 · Balance 36,317

F13: Represents the net issuance of 548 shares from the vesting of 1,071 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 523 shares.

Row 2 · 2026-08-21 · Other · Disposed 548 · Balance 35,769

F14: In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 548 shares received by the reporting person in connection with the vesting of 1,071 restricted stock units.

Row 3 · 2026-08-21 · Exercise / conversion · Acquired 486 · Balance 36,255

F15: Represents the net issuance of 486 shares from the vesting of 950 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 464 shares.

Row 4 · 2026-08-21 · Other · Disposed 486 · Balance 35,769

F16: In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 486 shares received by the reporting person in connection with the vesting of 950 restricted stock units.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2027-01-01Direct1,071 Reported balance After 2026-08-21 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-08-21 · Exercise / conversion · Disposed 1,071 · Balance 1,071

F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F3: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2029-01-01Direct3,800 Reported balance After 2026-08-21 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-08-21 · Exercise / conversion · Disposed 950 · Balance 3,800

F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F3: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2027-01-01Direct2,589 Reported balance Holding disclosure · report date 2026-08-21 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 2,589

F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F9: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2028-01-01Direct5,355 Reported balance Holding disclosure · report date 2026-08-21 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 5,355

F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F10: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2029-01-01Direct7,125 Reported balance Holding disclosure · report date 2026-08-21 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 7,125

F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2030-01-01Direct10,550 Reported balance Holding disclosure · report date 2026-08-21 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 10,550

F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F12: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2030-01-01Direct10,550 Reported balance Holding disclosure · report date 2026-08-21 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 10,550

F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F2: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $22.20 · Expires 2031-12-07Direct3,269 Reported balance Holding disclosure · report date 2026-08-21 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 3,269

F4: 12/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $14.00 · Expires 2032-12-23Direct4,333 Reported balance Holding disclosure · report date 2026-08-21 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 4,333

F5: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $17.31 · Expires 2033-12-22Direct6,248 Reported balance Holding disclosure · report date 2026-08-21 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 6,248

F6: 12/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $23.50 · Expires 2035-10-29Direct10,150 Reported balance Holding disclosure · report date 2026-08-21 · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · Balance 10,150

F11: 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $23.50 · Expires 2035-10-29Direct10,150 Reported balance Holding disclosure · report date 2026-08-21 · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · Balance 10,150

F3: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.62 · Expires 2034-10-30Direct6,745 Reported balance Holding disclosure · report date 2026-08-21 · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · Balance 6,745

F7: 12/48th of this option grant will vest on January 1, 2026 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $17.31 · Expires 2033-12-22Direct1,732 Reported balance Holding disclosure · report date 2026-08-21 · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · Balance 1,732

F3: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.62 · Expires 2034-10-30Direct5,600 Reported balance Holding disclosure · report date 2026-08-21 · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · Balance 5,600

F3: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F2: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

F3: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

F4: 12/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months.

F5: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.

F6: 12/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.

F7: 12/48th of this option grant will vest on January 1, 2026 and thereafter, an additional 1/48th will vest each month for thirty-six months.

F8: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.

F9: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.

F10: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.

F11: 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

F12: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.

F13: Represents the net issuance of 548 shares from the vesting of 1,071 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 523 shares.

F14: In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 548 shares received by the reporting person in connection with the vesting of 1,071 restricted stock units.

F15: Represents the net issuance of 486 shares from the vesting of 950 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 464 shares.

F16: In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 486 shares received by the reporting person in connection with the vesting of 950 restricted stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2025 Filed Jan 6, 2025 22:00 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherCommon Stock 1,109 $31.76 $35,221.84
Disclosure

SEC source: 0000950170-25-002267 · ownership.xml · nonDerivative · entry 4

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,119

F18 · kind: In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 1,109 shares received by the reporting person in connection with the vesting of 1,745 restricted stock units.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:00 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,109 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-002267 · ownership.xml · nonDerivative · entry 3

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · kind: Represents the net issuance of 1,109 shares from the vesting of 1,745 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 636 shares.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:00 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherCommon Stock 937 $31.76 $29,759.12
Disclosure

SEC source: 0000950170-25-002267 · ownership.xml · nonDerivative · entry 2

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,119

F16 · kind: In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 937 shares received by the reporting person in connection with the vesting of 1,475 restricted stock units.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:00 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 937 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-002267 · ownership.xml · nonDerivative · entry 1

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · kind: Represents the net issuance of 937 shares from the vesting of 1,475 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 538 shares.

Read SEC document
December 20, 2024 Filed Dec 23, 2024 21:52 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 1,035 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-139654 · ownership.xml · derivative · entry 8

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,320

Underlying: Common Stock · 10,355 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F18 · kind: Represents the vesting of restricted stock units.

F6 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
December 20, 2024 Filed Dec 23, 2024 21:52 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherCommon Stock 692 $31.34 $21,687.28
Disclosure

SEC source: 0000950170-24-139654 · ownership.xml · nonDerivative · entry 2

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,119

F17 · kind: In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 692 shares received by the reporting person in connection with the vesting of 1,035 restricted stock units.

Read SEC document
December 20, 2024 Filed Dec 23, 2024 21:52 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 692 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-139654 · ownership.xml · nonDerivative · entry 1

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · kind: Represents the net issuance of 692 shares from the vesting of 1,035 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 343 shares.

Read SEC document
October 30, 2024 Filed Nov 1, 2024 22:22 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantStock Option Grant · Derivative 8,000 $0.00 Strike: $21.62 $0.00
Disclosure

SEC source: 0000950170-24-120204 · ownership.xml · derivative · entry 21

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2034-10-30

F10 · derivative.exercise_date: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
October 30, 2024 Filed Nov 1, 2024 22:22 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantStock Option Grant · Derivative 8,000 $0.00 Strike: $21.62 $0.00
Disclosure

SEC source: 0000950170-24-120204 · ownership.xml · derivative · entry 16

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2034-10-30

F14 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2026 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Read SEC document
October 30, 2024 Filed Nov 1, 2024 22:22 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantRestricted Stock Unit Grant · Derivative 9,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-120204 · ownership.xml · derivative · entry 10

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,500

Underlying: Common Stock · 9,500 shares

Expires 2029-01-01

F15 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F6 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
October 30, 2024 Filed Nov 1, 2024 22:22 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantRestricted Stock Unit Grant · Derivative 9,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-120204 · ownership.xml · derivative · entry 6

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,500

Underlying: Common Stock · 9,500 shares

Expires 2029-01-01

F15 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F16 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2026 and thereafter, an additional 1/4th will vest on each of January 1, 2027, January 1, 2028 and January 1, 2029.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 23:05 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestrcited Stock Unit Grant · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-111821 · ownership.xml · derivative · entry 20

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F4 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on October 1, 2021 and thereafter, an additional 1/4th will vest on each of October 1, 2022, October 1, 2023, and October 1, 2024.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 23:05 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 3,338 $22.31 $74,470.78
Disclosure

SEC source: 0000950170-24-111821 · ownership.xml · nonDerivative · entry 2

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F18 · kind: This transaction reflects the sale of 3,338 shares pursuant to the reporting person's release method election as described above.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 23:05 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 3,338 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-111821 · ownership.xml · nonDerivative · entry 1

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · kind: Represents the net issuance of 3,338 shares from the vesting of 5,000 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,662 shares.

Read SEC document
August 29, 2024 Filed Sep 3, 2024 21:01 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 17,064 $0.00 Strike: $9.46 $0.00
Disclosure

SEC source: 0000950170-24-102902 · ownership.xml · derivative · entry 17

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,693

Underlying: Common Stock · 24,757 shares

Expires 2030-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options.

F2 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2022 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Read SEC document
August 29, 2024 Filed Sep 3, 2024 21:01 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 2,538 $0.00 Strike: $6.69 $0.00
Disclosure

SEC source: 0000950170-24-102902 · ownership.xml · derivative · entry 15

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,538 shares

Expires 2029-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options.

F13 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2021 and thereafter, an additional 1/48th vests each month for thirty-six months.

Read SEC document
August 29, 2024 Filed Sep 3, 2024 21:01 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 1,344 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0000950170-24-102902 · ownership.xml · derivative · entry 14

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,344 shares

Expires 2028-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options.

F15 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2020 and thereafter an additional 1/48th vests each month for thirty-six months.

Read SEC document
August 29, 2024 Filed Sep 3, 2024 21:01 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 17,064 $9.46 $161,425.44
Disclosure

SEC source: 0000950170-24-102902 · ownership.xml · nonDerivative · entry 3

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options.

Read SEC document
August 29, 2024 Filed Sep 3, 2024 21:01 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 2,538 $6.69 $16,979.22
Disclosure

SEC source: 0000950170-24-102902 · ownership.xml · nonDerivative · entry 2

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options.

Read SEC document
August 29, 2024 Filed Sep 3, 2024 21:01 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,344 $6.11 $8,211.84
Disclosure

SEC source: 0000950170-24-102902 · ownership.xml · nonDerivative · entry 1

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options.

Read SEC document
August 23, 2024 Filed Aug 28, 2024 00:46 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 3,293 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0000950170-24-101201 · ownership.xml · derivative · entry 24

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,027

Underlying: Common Stock · 8,320 shares

Expires 2032-12-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options.

F19 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.

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August 23, 2024 Filed Aug 28, 2024 00:46 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 3,539 $0.00 Strike: $9.46 $0.00
Disclosure

SEC source: 0000950170-24-101201 · ownership.xml · derivative · entry 20

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,757

Underlying: Common Stock · 28,296 shares

Expires 2030-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options.

F16 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2022 and thereafter, an additional 1/48th will vest each month for thirty-six months.

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August 23, 2024 Filed Aug 28, 2024 00:46 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 16,543 $0.00 Strike: $9.46 $0.00
Disclosure

SEC source: 0000950170-24-101201 · ownership.xml · derivative · entry 19

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400

Underlying: Common Stock · 16,943 shares

Expires 2030-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options.

F15 · derivative.exercise_date: This option becomes excercisable, if at all, based on the Issuer's achievement of certain stock price appreciation milestones.

Read SEC document
August 23, 2024 Filed Aug 28, 2024 00:46 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 796 $22.22 $17,687.12
Disclosure

SEC source: 0000950170-24-101201 · ownership.xml · nonDerivative · entry 6

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,173

Read SEC document
August 23, 2024 Filed Aug 28, 2024 00:46 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 796 $14.00 $11,144.00
Disclosure

SEC source: 0000950170-24-101201 · ownership.xml · nonDerivative · entry 5

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F23 · kind: The reporting person exercised 3,293 stock options; 2,497 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 796 shares were acquired by the reporting person.

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August 23, 2024 Filed Aug 28, 2024 00:46 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 6,275 $22.22 $139,430.50
Disclosure

SEC source: 0000950170-24-101201 · ownership.xml · nonDerivative · entry 4

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,173

Read SEC document
August 23, 2024 Filed Aug 28, 2024 00:46 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 6,275 $9.46 $59,361.50
Disclosure

SEC source: 0000950170-24-101201 · ownership.xml · nonDerivative · entry 3

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F22 · kind: The reporting person exercised 16,543 stock options; 10,268 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 6,275 shares were acquired by the reporting person.

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August 23, 2024 Filed Aug 28, 2024 00:46 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 1,340 $22.25 $29,815.00
Disclosure

SEC source: 0000950170-24-101201 · ownership.xml · nonDerivative · entry 2

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,173

Read SEC document
August 23, 2024 Filed Aug 28, 2024 00:46 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,340 $9.46 $12,676.40
Disclosure

SEC source: 0000950170-24-101201 · ownership.xml · nonDerivative · entry 1

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F21 · kind: The reporting person exercised 3,539 stock options; 2,199 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 1,340 shares were acquired by the reporting person.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:15 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 2,589 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000910 · doc4.xml · derivative · entry 13

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,766

Underlying: Common Stock · 10,355 shares

Expires 2027-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F10 · kind: Represents the vesting of restricted stock units.

F15 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2024 and thereafter, an additional 1/4th will vest on each of January 1, 2025, January 1, 2026 and January 1, 2027.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:15 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 1,745 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000910 · doc4.xml · derivative · entry 12

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,490

Underlying: Common Stock · 5,235 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F10 · kind: Represents the vesting of restricted stock units.

F14 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:15 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 1,475 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000910 · doc4.xml · derivative · entry 10

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,475

Underlying: Common Stock · 2,950 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F10 · kind: Represents the vesting of restricted stock units.

F12 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:15 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 462 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000910 · doc4.xml · derivative · entry 9

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 462 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F10 · kind: Represents the vesting of restricted stock units.

F11 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:15 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherCommon Stock 1,591 $17.10 $27,206.10
Disclosure

SEC source: 0001209191-24-000910 · doc4.xml · nonDerivative · entry 8

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,173

F8 · kind: This transaction reflects the sale of 1,591 shares pursuant to the reporting person's release method election as described above.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:15 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,591 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000910 · doc4.xml · nonDerivative · entry 7

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · kind: Represents the net issuance of 1,591 shares from the vesting of 2,589 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 998 shares.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:15 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherCommon Stock 1,072 $17.10 $18,331.20
Disclosure

SEC source: 0001209191-24-000910 · doc4.xml · nonDerivative · entry 6

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,173

F6 · kind: This transaction reflects the sale of 1,072 shares pursuant to the reporting person's release method election as described above.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:15 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,072 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000910 · doc4.xml · nonDerivative · entry 5

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Represents the net issuance of 1,072 shares from the vesting of 1,745 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 673 shares.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:15 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherCommon Stock 906 $17.10 $15,492.60
Disclosure

SEC source: 0001209191-24-000910 · doc4.xml · nonDerivative · entry 4

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,173

F4 · kind: This transaction reflects the sale of 906 shares pursuant to the reporting person's release method election as described above.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:15 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 906 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000910 · doc4.xml · nonDerivative · entry 3

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the net issuance of 906 shares from the vesting of 1,475 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 569 shares.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:15 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherCommon Stock 283 $17.10 $4,839.30
Disclosure

SEC source: 0001209191-24-000910 · doc4.xml · nonDerivative · entry 2

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,173

F2 · kind: In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 283 shares received by the reporting person in connection with the vesting of 462 restricted stock units.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:15 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 283 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000910 · doc4.xml · nonDerivative · entry 1

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 283 shares from the vesting of 462 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 179 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units.

Read SEC document
December 22, 2023 Filed Dec 22, 2023 21:42 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantStock Option Grant · Derivative 8,660 $0.00 Strike: $17.31 $0.00
Disclosure

SEC source: 0001209191-23-059588 · doc4.xml · derivative · entry 22

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,660

Underlying: Common Stock · 8,660 shares

Expires 2033-12-22

F20 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Read SEC document
December 22, 2023 Filed Dec 22, 2023 21:42 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantStock Option Grant · Derivative 8,660 $0.00 Strike: $17.31 $0.00
Disclosure

SEC source: 0001209191-23-059588 · doc4.xml · derivative · entry 21

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,660

Underlying: Common Stock · 8,660 shares

Expires 2033-12-22

F13 · derivative.exercise_date: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
December 05, 2023 Filed Dec 8, 2023 00:03 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantRestricted Stock Unit Grant · Derivative 10,710 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-057817 · doc4.xml · derivative · entry 10

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,710

Underlying: Common Stock · 10,710 shares

Expires 2027-01-01

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
December 05, 2023 Filed Dec 8, 2023 00:03 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantRestricted Stock Unit Grant · Derivative 10,710 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-057817 · doc4.xml · derivative · entry 9

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,710

Underlying: Common Stock · 10,710 shares

Expires 2028-01-01

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F9 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2025 and thereafter, an additional 1/4th will vest on each of January 1, 2026, January 1, 2027 and January 1, 2028.

Read SEC document
June 05, 2023 Filed Jun 6, 2023 21:04 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 400 $16.06 $6,424.00
Disclosure

SEC source: 0001209191-23-034786 · doc4.xml · nonDerivative · entry 6

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,173

Read SEC document
June 05, 2023 Filed Jun 6, 2023 21:04 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 400 $9.46 $3,784.00
Disclosure

SEC source: 0001209191-23-034786 · doc4.xml · nonDerivative · entry 5

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The reporting person exercised 1,042 stock options; 642 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 400 shares were acquired by the reporting person.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 21:04 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 3,807 $0.00 Strike: $9.46 $0.00
Disclosure

SEC source: 0001209191-23-034786 · doc4.xml · derivative · entry 16

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,943

Underlying: Common Stock · 20,750 shares

Expires 2030-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · kind: Represents the exercise of 2,765 stock options on June 2, 2023 and the excercise of 1,042 stock options on June 5, 2023.

F16 · derivative.exercise_date: This option becomes excercisable, if at all, based on the Issuer's achievement of certain stock price appreciation milestones.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 21:04 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 4,450 $0.00 Strike: $6.69 $0.00
Disclosure

SEC source: 0001209191-23-034786 · doc4.xml · derivative · entry 15

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,450 shares

Expires 2029-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · kind: Represents the exercise of stock options.

F14 · derivative.exercise_date: These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in the Issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 21:04 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 767 $16.00 $12,272.00
Disclosure

SEC source: 0001209191-23-034786 · doc4.xml · nonDerivative · entry 4

Murray Novelette · CIK 0001825422 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,173

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.