Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Liquidia CorpLQDA · Entity 1860 | Chief Business Officer | October 09, 2026 | October 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Liquidia Corp
Report date October 09, 2026 · Filed October 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 177,957 |
Last balance in matching sequence
After 2026-10-12 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2026-10-09 · Exercise / conversion · Acquired 3,906 · Balance 178,916 F2: On January 11, 2023, the Reporting Person was granted 62,500 RSUs with 25% of the RSUs vesting on January 11, 2024 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 58,594 have vested as of the date of this Form 4. F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F3: Includes (i) 6,250 unvested RSUs of the 25,000 RSUs granted to the Reporting Person on July 6, 2023, (ii) 12,371 unvested RSUs of the 39,588 RSUs granted to the Reporting Person on January 11, 2024, (iii) 34,816 unvested RSUs of the 61,895 RSUs granted to the Reporting Person on January 11, 2025, (iv) 27,683 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 12,427 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Row 2 · 2026-10-09 · Exercise / conversion · Acquired 2,474 · Balance 181,390 F5: On January 11, 2024, the Reporting Person was granted 39,588 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2025 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 27,217 have vested as of the date of this Form 4. F4: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F3: Includes (i) 6,250 unvested RSUs of the 25,000 RSUs granted to the Reporting Person on July 6, 2023, (ii) 12,371 unvested RSUs of the 39,588 RSUs granted to the Reporting Person on January 11, 2024, (iii) 34,816 unvested RSUs of the 61,895 RSUs granted to the Reporting Person on January 11, 2025, (iv) 27,683 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 12,427 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Row 3 · 2026-10-09 · Exercise / conversion · Acquired 3,868 · Balance 185,258 F6: On January 11, 2025, the Reporting Person was granted 61,895 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2026 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 27,079 have vested as of the date of this Form 4. F4: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F3: Includes (i) 6,250 unvested RSUs of the 25,000 RSUs granted to the Reporting Person on July 6, 2023, (ii) 12,371 unvested RSUs of the 39,588 RSUs granted to the Reporting Person on January 11, 2024, (iii) 34,816 unvested RSUs of the 61,895 RSUs granted to the Reporting Person on January 11, 2025, (iv) 27,683 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 12,427 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Row 4 · 2026-10-12 · Sale · Disposed 7,301 · Balance 177,957 F7: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F8: These shares of common stock were sold to cover taxes associated with the settlement of RSUs and PSUs that were initially granted to the Reporting Person on January 11, 2023, January 11, 2024 and January 11, 2025. F3: Includes (i) 6,250 unvested RSUs of the 25,000 RSUs granted to the Reporting Person on July 6, 2023, (ii) 12,371 unvested RSUs of the 39,588 RSUs granted to the Reporting Person on January 11, 2024, (iii) 34,816 unvested RSUs of the 61,895 RSUs granted to the Reporting Person on January 11, 2025, (iv) 27,683 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 12,427 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,906 |
Reported balance
After 2026-10-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-10-09 · Exercise / conversion · Disposed 3,906 · Balance 3,906 F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,371 |
Reported balance
After 2026-10-09 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-10-09 · Exercise / conversion · Disposed 2,474 · Balance 12,371 F4: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 34,816 |
Reported balance
After 2026-10-09 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-10-09 · Exercise / conversion · Disposed 3,868 · Balance 34,816 F4: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2: On January 11, 2023, the Reporting Person was granted 62,500 RSUs with 25% of the RSUs vesting on January 11, 2024 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 58,594 have vested as of the date of this Form 4.
F3: Includes (i) 6,250 unvested RSUs of the 25,000 RSUs granted to the Reporting Person on July 6, 2023, (ii) 12,371 unvested RSUs of the 39,588 RSUs granted to the Reporting Person on January 11, 2024, (iii) 34,816 unvested RSUs of the 61,895 RSUs granted to the Reporting Person on January 11, 2025, (iv) 27,683 RSUs granted to the Reporting Person on January 16, 2026, none of which have vested as of the date of this Form 4 and (v) 12,427 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.
F4: Performance stock units ("PSUs") convert into common stock on a one-for-one basis.
F5: On January 11, 2024, the Reporting Person was granted 39,588 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2025 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 27,217 have vested as of the date of this Form 4.
F6: On January 11, 2025, the Reporting Person was granted 61,895 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2026 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 27,079 have vested as of the date of this Form 4.
F7: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023.
F8: These shares of common stock were sold to cover taxes associated with the settlement of RSUs and PSUs that were initially granted to the Reporting Person on January 11, 2023, January 11, 2024 and January 11, 2025.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Liquidia Technologies Inc
Report date July 25, 2018 · Filed January 11, 2019
Section 16 reporting ended · disclosed 2019-01-11. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2025 Filed Nov 20, 2025 21:30 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 35,291 | $0.00 Strike: $5.89 | $0.00 |
DisclosureSEC source: 0001104659-25-114634 · tm2531743-1_4seq1.xml · derivative · entry 4 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,291 shares Expires 2026-01-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested with 25% vesting on January 5, 2017 and the remaining options vesting ratably on a monthly basis over three years thereafter and became fully vested on January 5, 2020. Read SEC document |
| November 18, 2025 Filed Nov 20, 2025 21:30 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 35,656 | $30.03 | $1,070,710.46 |
DisclosureSEC source: 0001104659-25-114634 · tm2531743-1_4seq1.xml · nonDerivative · entry 3 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 174,998 F2 · kind: Represents the subsequent sale of the underlying shares from the exercise of stock options reported on this Form 4. Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 29, 2025. F3 · price: Price is the volume weighted average price of all transactions made by the Reporting Person on the transaction date for prices ranging from $30.00 to $30.15. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: Includes (i) 10,937 unvested restricted stock units ("RSUs") of the 25,000 RSUs granted to the Reporting Person on July 6, 2023, (ii) 22,268 unvested RSUs of the 39,588 RSUs granted to the Reporting Person on January 11, 2024, (iii) 61,895 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 11,586 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| November 18, 2025 Filed Nov 20, 2025 21:30 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 365 | $5.89 | $2,149.85 |
DisclosureSEC source: 0001104659-25-114634 · tm2531743-1_4seq1.xml · nonDerivative · entry 2 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 210,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes (i) 10,937 unvested restricted stock units ("RSUs") of the 25,000 RSUs granted to the Reporting Person on July 6, 2023, (ii) 22,268 unvested RSUs of the 39,588 RSUs granted to the Reporting Person on January 11, 2024, (iii) 61,895 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 11,586 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| November 18, 2025 Filed Nov 20, 2025 21:30 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 35,291 | $5.89 | $207,863.99 |
DisclosureSEC source: 0001104659-25-114634 · tm2531743-1_4seq1.xml · nonDerivative · entry 1 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 210,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes (i) 10,937 unvested restricted stock units ("RSUs") of the 25,000 RSUs granted to the Reporting Person on July 6, 2023, (ii) 22,268 unvested RSUs of the 39,588 RSUs granted to the Reporting Person on January 11, 2024, (iii) 61,895 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 11,586 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| October 27, 2025 Filed Oct 29, 2025 20:30 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 692 | $22.93 | $15,867.56 |
DisclosureSEC source: 0001104659-25-103752 · tm2529629-2_4seq1.xml · nonDerivative · entry 1 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 174,998 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F2 · shares: These shares of common stock were sold to cover taxes associated with the settlement of restricted stock units ("RSUs") that were initially granted to the Reporting Person on July 6, 2023. F3 · balance_after: Includes (i) 10,937 unvested RSUs of the 25,000 RSUs granted to the Reporting Person on July 6, 2023, (ii) 22,268 unvested RSUs of the 39,588 RSUs granted to the Reporting Person on January 11, 2024, (iii) 61,895 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 11,586 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| October 13, 2025 Filed Oct 15, 2025 20:31 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 3,670 | $23.41 | $85,914.70 |
DisclosureSEC source: 0001104659-25-099745 · tm2528808-2_4seq1.xml · nonDerivative · entry 3 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 175,690 F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F6 · shares: These shares of common stock were sold to cover taxes associated with the settlement of RSUs and PSUs that were initially granted to the Reporting Person on January 11, 2023 and January 11, 2024. F3 · balance_after: Includes (i) 12,500 unvested RSUs of the 25,000 RSUs granted to the Reporting Person on July 6, 2023, (ii) 22,268 unvested RSUs of the 39,588 RSUs granted to the Reporting Person on January 11, 2024, (iii) 61,895 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 11,586 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| October 10, 2025 Filed Oct 15, 2025 20:31 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionPerformance Stock Unit · Derivative | 2,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-099745 · tm2528808-2_4seq1.xml · derivative · entry 5 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 22,268 Underlying: Common Stock · 2,474 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance stock units ("PSUs") and restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Performance stock units ("PSUs") and restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F1 · derivative.expiration_date: Performance stock units ("PSUs") and restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| October 10, 2025 Filed Oct 15, 2025 20:31 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionRestricted Stock Unit · Derivative | 3,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-099745 · tm2528808-2_4seq1.xml · derivative · entry 4 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 19,531 Underlying: Common Stock · 3,906 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance stock units ("PSUs") and restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Performance stock units ("PSUs") and restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F1 · derivative.expiration_date: Performance stock units ("PSUs") and restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| October 10, 2025 Filed Oct 15, 2025 20:31 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 2,474 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-099745 · tm2528808-2_4seq1.xml · nonDerivative · entry 2 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 179,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: On January 11, 2024, the Reporting Person was granted 39,588 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2025 and the remaining PSUs vesting ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 17,320 have vested as of the date of this Form 4. F1 · price: Performance stock units ("PSUs") and restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F3 · balance_after: Includes (i) 12,500 unvested RSUs of the 25,000 RSUs granted to the Reporting Person on July 6, 2023, (ii) 22,268 unvested RSUs of the 39,588 RSUs granted to the Reporting Person on January 11, 2024, (iii) 61,895 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 11,586 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| October 10, 2025 Filed Oct 15, 2025 20:31 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 3,906 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-099745 · tm2528808-2_4seq1.xml · nonDerivative · entry 1 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 176,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 11, 2023, the Reporting Person was granted 62,500 RSUs with 25% of the RSUs vesting on January 11, 2024 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 42,969 have vested as of the date of this Form 4. F1 · price: Performance stock units ("PSUs") and restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F3 · balance_after: Includes (i) 12,500 unvested RSUs of the 25,000 RSUs granted to the Reporting Person on July 6, 2023, (ii) 22,268 unvested RSUs of the 39,588 RSUs granted to the Reporting Person on January 11, 2024, (iii) 61,895 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 11,586 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| September 02, 2025 Filed Sep 2, 2025 21:03 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 451 | $29.05 | $13,101.55 |
DisclosureSEC source: 0001104659-25-086437 · tm2525033-2_4seq1.xml · nonDerivative · entry 4 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 172,980 F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 13, 2022. F8 · shares: These shares of common stock were sold to cover taxes associated with the settlement of RSUs that were initially granted to the Reporting Person on January 16, 2022. F3 · balance_after: Includes (i) 14,062 unvested restricted stock units ("RSUs") of the 25,000 RSUs granted to the Reporting Person on July 6, 2023, (ii) 24,742 unvested RSUs of the 39,588 RSUs granted to the Reporting Person on January 11, 2024, (iii) 61,895 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 10,746 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Prior to this filing, the Reporting Person had (i) 200,116 and 197,540 securities beneficially owned, not the previously erroneously disclosed number of 196,210 and 193,634, respectively, as disclosed in the Reporting Person's Form 4 filed on July 15,2025 in Table I, Column 5 and (ii) 197,086 securities beneficially owned, not the previously erroneously disclosed number of 193,180 as disclosed in the Reporting Person's Form 4 filed on July 30,2025 in Table I, Column 5. Read SEC document |
| August 29, 2025 Filed Sep 2, 2025 21:03 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionRestricted Stock Unit · Derivative | 1,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-086437 · tm2525033-2_4seq1.xml · derivative · entry 6 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,125 Underlying: Common Stock · 1,562 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 11, 2023, the Reporting Person was granted 62,500 restricted stock units ("RSUs") with 25% of the RSUs vesting on January 11, 2024 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 39,063 have vested as of the date of this Form 4. F1 · derivative.exercise_date: On January 11, 2023, the Reporting Person was granted 62,500 restricted stock units ("RSUs") with 25% of the RSUs vesting on January 11, 2024 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 39,063 have vested as of the date of this Form 4. F1 · derivative.expiration_date: On January 11, 2023, the Reporting Person was granted 62,500 restricted stock units ("RSUs") with 25% of the RSUs vesting on January 11, 2024 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 39,063 have vested as of the date of this Form 4. Read SEC document |
| August 29, 2025 Filed Sep 2, 2025 21:03 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 1,562 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-086437 · tm2525033-2_4seq1.xml · nonDerivative · entry 3 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 173,431 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: On January 16, 2022, the Reporting Person was granted 25,000 RSUs with 25% vesting on February 28, 2023 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 21,875 have vested as of the date of this Form 4. F2 · price: RSUs convert into common stock on a one-for-one basis. F3 · balance_after: Includes (i) 14,062 unvested restricted stock units ("RSUs") of the 25,000 RSUs granted to the Reporting Person on July 6, 2023, (ii) 24,742 unvested RSUs of the 39,588 RSUs granted to the Reporting Person on January 11, 2024, (iii) 61,895 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 10,746 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Prior to this filing, the Reporting Person had (i) 200,116 and 197,540 securities beneficially owned, not the previously erroneously disclosed number of 196,210 and 193,634, respectively, as disclosed in the Reporting Person's Form 4 filed on July 15,2025 in Table I, Column 5 and (ii) 197,086 securities beneficially owned, not the previously erroneously disclosed number of 193,180 as disclosed in the Reporting Person's Form 4 filed on July 30,2025 in Table I, Column 5. Read SEC document |
| August 28, 2025 Filed Sep 2, 2025 21:03 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 26,057 | $27.86 | $725,854.21 |
DisclosureSEC source: 0001104659-25-086437 · tm2525033-2_4seq1.xml · nonDerivative · entry 2 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 171,029 F4 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 29, 2025. F6 · price: Price is the volume weighted average price of all transactions made by the Reporting Person on the transaction date for prices ranging from $27.23 to $28.54. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes (i) 14,062 unvested restricted stock units ("RSUs") of the 25,000 RSUs granted to the Reporting Person on July 6, 2023, (ii) 24,742 unvested RSUs of the 39,588 RSUs granted to the Reporting Person on January 11, 2024, (iii) 61,895 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 10,746 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Prior to this filing, the Reporting Person had (i) 200,116 and 197,540 securities beneficially owned, not the previously erroneously disclosed number of 196,210 and 193,634, respectively, as disclosed in the Reporting Person's Form 4 filed on July 15,2025 in Table I, Column 5 and (ii) 197,086 securities beneficially owned, not the previously erroneously disclosed number of 193,180 as disclosed in the Reporting Person's Form 4 filed on July 30,2025 in Table I, Column 5. Read SEC document |
| July 28, 2025 Filed Jul 30, 2025 20:31 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 454 | $19.54 | $8,871.16 |
DisclosureSEC source: 0001104659-25-072194 · tm2522031-2_4seq1.xml · nonDerivative · entry 1 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 193,180 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F2 · shares: These shares were sold to cover taxes associated with the settlement of restricted stock units ("RSUs") that were initially granted to the Reporting Person on July 6, 2023. F3 · balance_after: Includes (i) 12,500 unvested restricted stock units ("RSUs") of the 25,000 RSUs granted to the Reporting Person on July 6, 2023, (ii) 24,742 unvested RSUs of the 39,588 RSUs granted to the Reporting Person on January 11, 2024, (iii) 61,895 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 10,746 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| July 14, 2025 Filed Jul 15, 2025 20:30 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 2,576 | $14.28 | $36,785.28 |
DisclosureSEC source: 0001104659-25-068111 · tm2520991d1_4seq1.xml · nonDerivative · entry 2 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 193,634 F4 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F5 · shares: These shares were sold to cover taxes associated with the settlement of RSUs and PSUs that were initially granted to the Reporting Person on January 11, 2023 and January 11, 2024. F3 · balance_after: Includes (i) 14,062 unvested restricted stock units ("RSUs") of the 25,000 RSUs granted to the Reporting Person on July 6, 2023, (ii) 24,742 unvested RSUs of the 39,588 RSUs granted to the Reporting Person on January 11, 2024, (iii) 61,895 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 10,746 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| July 11, 2025 Filed Jul 15, 2025 20:30 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionPerformance Stock Units · Derivative | 2,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-068111 · tm2520991d1_4seq1.xml · derivative · entry 3 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 24,742 Underlying: Common Stock · 2,475 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.expiration_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document |
| July 11, 2025 Filed Jul 15, 2025 20:30 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 2,475 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-068111 · tm2520991d1_4seq1.xml · nonDerivative · entry 1 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 196,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 11, 2024, the Reporting Person was granted 39,588 PSUs which vest upon the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2025 and the remaining PSUs vesting ratably on a quarterly basis over three years thereafter. Of those PSUs, a total of 14,846 have vested as of the date of this Form 4. F1 · price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F3 · balance_after: Includes (i) 14,062 unvested restricted stock units ("RSUs") of the 25,000 RSUs granted to the Reporting Person on July 6, 2023, (ii) 24,742 unvested RSUs of the 39,588 RSUs granted to the Reporting Person on January 11, 2024, (iii) 61,895 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 10,746 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| July 11, 2025 Filed Sep 2, 2025 21:03 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionRestricted Stock Unit · Derivative | 3,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-086437 · tm2525033-2_4seq1.xml · derivative · entry 5 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 23,438 Underlying: Common Stock · 3,906 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 11, 2023, the Reporting Person was granted 62,500 restricted stock units ("RSUs") with 25% of the RSUs vesting on January 11, 2024 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 39,063 have vested as of the date of this Form 4. F1 · derivative.exercise_date: On January 11, 2023, the Reporting Person was granted 62,500 restricted stock units ("RSUs") with 25% of the RSUs vesting on January 11, 2024 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 39,063 have vested as of the date of this Form 4. F1 · derivative.expiration_date: On January 11, 2023, the Reporting Person was granted 62,500 restricted stock units ("RSUs") with 25% of the RSUs vesting on January 11, 2024 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 39,063 have vested as of the date of this Form 4. Read SEC document |
| July 11, 2025 Filed Sep 2, 2025 21:03 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 3,906 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-086437 · tm2525033-2_4seq1.xml · nonDerivative · entry 1 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 197,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On January 11, 2023, the Reporting Person was granted 62,500 restricted stock units ("RSUs") with 25% of the RSUs vesting on January 11, 2024 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 39,063 have vested as of the date of this Form 4. F2 · price: RSUs convert into common stock on a one-for-one basis. F3 · balance_after: Includes (i) 14,062 unvested restricted stock units ("RSUs") of the 25,000 RSUs granted to the Reporting Person on July 6, 2023, (ii) 24,742 unvested RSUs of the 39,588 RSUs granted to the Reporting Person on January 11, 2024, (iii) 61,895 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 10,746 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Prior to this filing, the Reporting Person had (i) 200,116 and 197,540 securities beneficially owned, not the previously erroneously disclosed number of 196,210 and 193,634, respectively, as disclosed in the Reporting Person's Form 4 filed on July 15,2025 in Table I, Column 5 and (ii) 197,086 securities beneficially owned, not the previously erroneously disclosed number of 193,180 as disclosed in the Reporting Person's Form 4 filed on July 30,2025 in Table I, Column 5. Read SEC document |
| June 04, 2025 Filed Jun 5, 2025 20:15 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 3,597 | $16.97 | $61,041.09 |
DisclosureSEC source: 0001104659-25-056837 · tm2517227-1_4seq1.xml · nonDerivative · entry 2 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 193,735 F4 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F5 · shares: These shares were sold to cover taxes associated with the settlement of PSUs that were initially granted to the Reporting Person on January 11, 2024. F3 · balance_after: Includes (i) 14,062 unvested restricted stock units ("RSUs") of the 25,000 RSUs granted to the Reporting Person on July 6, 2023, (ii) 27,217 unvested RSUs of the 39,588 RSUs granted to the Reporting Person on January 11, 2024, (iii) 61,895 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 10,746 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| June 03, 2025 Filed Jun 5, 2025 20:15 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionPerformance Stock Units · Derivative | 12,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-056837 · tm2517227-1_4seq1.xml · derivative · entry 3 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 27,217 Underlying: Common Stock · 12,371 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.exercise_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F1 · derivative.expiration_date: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. Read SEC document |
| June 03, 2025 Filed Jun 5, 2025 20:15 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 12,371 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-056837 · tm2517227-1_4seq1.xml · nonDerivative · entry 1 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 197,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 11, 2024, the Reporting Person was granted 39,588 PSUs which vest upon the later of (A) the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2025 and the remaining PSUs vesting ratably on a quarterly basis over three years thereafter and (B) the first commercial sale of YUTREPIA by the Issuer. Of those PSUs, a total of 12,371 have vested through June 3, 2025. F1 · price: Performance stock units ("PSUs") convert into common stock on a one-for-one basis. F3 · balance_after: Includes (i) 14,062 unvested restricted stock units ("RSUs") of the 25,000 RSUs granted to the Reporting Person on July 6, 2023, (ii) 27,217 unvested RSUs of the 39,588 RSUs granted to the Reporting Person on January 11, 2024, (iii) 61,895 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 10,746 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| June 02, 2025 Filed Jun 3, 2025 20:44 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 451 | $16.74 | $7,549.74 |
DisclosureSEC source: 0001104659-25-055997 · tm2517010-1_4seq1.xml · nonDerivative · entry 2 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 184,961 F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 13, 2022. F4 · shares: These shares were sold to cover taxes associated with the settlement of RSUs. F3 · balance_after: Includes (i) 14,062 unvested RSUs of the 25,000 RSUs granted to the Reporting Person on July 6, 2023, (ii) 27,217 unvested RSUs of the 39,588 RSUs granted to the Reporting Person on January 11, 2024, (iii) 61,895 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 10,746 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| May 30, 2025 Filed Jun 3, 2025 20:44 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionRestricted Stock Unit · Derivative | 1,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-055997 · tm2517010-1_4seq1.xml · derivative · entry 3 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,687 Underlying: Common Stock · 1,563 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 30, 2025 Filed Jun 3, 2025 20:44 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 1,563 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-055997 · tm2517010-1_4seq1.xml · nonDerivative · entry 1 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 185,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 16, 2022, the Reporting Person was granted 25,000 RSUs with 25% of the RSUs vesting on January 16, 2023 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 20,313 have vested through May 30, 2025. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · balance_after: Includes (i) 14,062 unvested RSUs of the 25,000 RSUs granted to the Reporting Person on July 6, 2023, (ii) 27,217 unvested RSUs of the 39,588 RSUs granted to the Reporting Person on January 11, 2024, (iii) 61,895 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 10,746 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| April 28, 2025 Filed Apr 30, 2025 20:15 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 455 | $14.24 | $6,479.20 |
DisclosureSEC source: 0001104659-25-042527 · tm2513547-1_4seq1.xml · nonDerivative · entry 1 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 183,849 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F2 · shares: These shares were sold to cover taxes associated with the settlement of restricted stock units ("RSUs"). F3 · balance_after: Includes (i) 14,062 unvested RSUs of the 25,000 RSUs granted to the Reporting Person on July 6, 2023, (ii) 27,217 unvested RSUs of the 39,588 RSUs granted to the Reporting Person on January 11, 2024, (iii) 61,895 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 10,746 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| April 14, 2025 Filed Apr 16, 2025 01:12 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 1,856 | $13.57 | $25,185.92 |
DisclosureSEC source: 0001104659-25-035228 · tm2512423-1_4seq1.xml · nonDerivative · entry 2 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 184,304 F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F4 · shares: These shares were sold to cover taxes associated with the settlement of RSUs. F3 · balance_after: Includes (i) 15,625 unvested RSUs of the 25,000 RSUs granted to the Reporting Person on July 6, 2023, (ii) 27,217 unvested RSUs of the 39,588 RSUs granted to the Reporting Person on January 11, 2024, (iii) 61,895 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 10,746 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| April 11, 2025 Filed Apr 16, 2025 01:12 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionRestricted Stock Unit · Derivative | 3,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-035228 · tm2512423-1_4seq1.xml · derivative · entry 3 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 27,344 Underlying: Common Stock · 3,906 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| April 11, 2025 Filed Apr 16, 2025 01:12 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 3,906 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-035228 · tm2512423-1_4seq1.xml · nonDerivative · entry 1 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 186,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 11, 2023, the Reporting Person was granted 62,500 RSUs with 25% of the RSUs vesting on January 11, 2024 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 35,156 have vested through April 14, 2025. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · balance_after: Includes (i) 15,625 unvested RSUs of the 25,000 RSUs granted to the Reporting Person on July 6, 2023, (ii) 27,217 unvested RSUs of the 39,588 RSUs granted to the Reporting Person on January 11, 2024, (iii) 61,895 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 10,746 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 21:30 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 451 | $15.45 | $6,967.95 |
DisclosureSEC source: 0001104659-25-020348 · tm258244-1_4seq1.xml · nonDerivative · entry 2 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 182,254 F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 13, 2022. F4 · shares: These shares were sold to cover taxes associated with the settlement of RSUs. F3 · balance_after: Includes (i) 15,625 unvested RSUs of the 25,000 RSUs granted to the Reporting Person on July 6, 2023, (ii) 29,691 unvested RSUs of the 39,588 RSUs granted to the Reporting Person on January 11, 2024, (iii) 61,895 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 10,746 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:30 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionRestricted Stock Unit · Derivative | 1,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-020348 · tm258244-1_4seq1.xml · derivative · entry 3 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,250 Underlying: Common Stock · 1,562 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:30 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 1,562 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-020348 · tm258244-1_4seq1.xml · nonDerivative · entry 1 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 182,705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 16, 2022, the Reporting Person was granted 25,000 RSUs with 25% of the RSUs vesting on January 16, 2023 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 18,750 have vested through February 28, 2025. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · balance_after: Includes (i) 15,625 unvested RSUs of the 25,000 RSUs granted to the Reporting Person on July 6, 2023, (ii) 29,691 unvested RSUs of the 39,588 RSUs granted to the Reporting Person on January 11, 2024, (iii) 61,895 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 10,746 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| January 27, 2025 Filed Jan 29, 2025 21:40 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 445 | $14.20 | $6,319.00 |
DisclosureSEC source: 0001104659-25-007237 · tm254728-1_4seq1.xml · nonDerivative · entry 1 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 179,770 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F2 · shares: These shares of common stock were sold to cover taxes associated with the settlement of restricted stock units ("RSUs") that were initially granted to the Reporting Person on July 6, 2023. F3 · balance_after: Includes (i) 15,625 unvested RSUs of the 25,000 RSUs granted to the Reporting Person on July 6, 2023, (ii) 29,691 unvested RSUs of the 39,588 RSUs granted to the Reporting Person on January 11, 2024, (iii) 61,895 RSUs granted to the Reporting person on January 11, 2025, none of which have vested and (iv) 9,373 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| January 14, 2025 Filed Jan 14, 2025 21:36 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 4,809 | $11.78 | $56,650.02 |
DisclosureSEC source: 0001104659-25-003468 · tm253294-2_4seq1.xml · nonDerivative · entry 3 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 180,215 F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F6 · shares: These shares of common stock were sold to cover taxes associated with the settlement of RSUs that were initially granted to the Reporting Person on January 11, 2023 and January 11, 2024. F3 · balance_after: Includes (i) 17,187 unvested RSUs of the 25,000 RSUs granted to the Reporting Person on July 6, 2023, (ii) 29,691 unvested RSUs of the 39,588 RSUs granted to the Reporting Person on January 11, 2024 and (iii) 9,373 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| January 11, 2025 Filed Jan 14, 2025 21:36 UTC | Liquidia Corp LQDA · Entity 1860 | GrantPerformance Stock Units · Derivative | 61,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-003468 · tm253294-2_4seq1.xml · derivative · entry 4 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,895 Underlying: Common Stock · 61,895 shares Expires not disclosed F7 · derivative.exercise_price: Each performance stock unit ("PSU") converts into one share of the Issuer's common stock. F8 · derivative.exercise_date: On January 11, 2025, the Reporting Person was granted 61,895 PSUs. The PSUs shall vest upon the later of (A) the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2026 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter, and (B) the first commercial sale of YUTREPIA by the Issuer. F8 · derivative.expiration_date: On January 11, 2025, the Reporting Person was granted 61,895 PSUs. The PSUs shall vest upon the later of (A) the following time-based vesting schedule: 25% of the PSUs shall vest on January 11, 2026 and the remaining PSUs shall vest ratably on a quarterly basis over three years thereafter, and (B) the first commercial sale of YUTREPIA by the Issuer. Read SEC document |
| January 11, 2025 Filed Jan 14, 2025 21:36 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 3,906 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-003468 · tm253294-2_4seq1.xml · nonDerivative · entry 2 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 185,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: On January 11, 2023, the Reporting Person was granted 62,500 RSUs with 25% of the RSUs vesting on January 11, 2024 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 31,250 have vested through January 11, 2025. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · balance_after: Includes (i) 17,187 unvested RSUs of the 25,000 RSUs granted to the Reporting Person on July 6, 2023, (ii) 29,691 unvested RSUs of the 39,588 RSUs granted to the Reporting Person on January 11, 2024 and (iii) 9,373 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| January 11, 2025 Filed Jan 14, 2025 21:36 UTC | Liquidia Corp LQDA · Entity 1860 | GrantCommon Stock | 61,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-003468 · tm253294-2_4seq1.xml · nonDerivative · entry 1 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 181,118 F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · shares: 25% of the RSUs shall vest on January 11, 2026 and the remaining RSUs shall vest ratably on a quarterly basis over three years thereafter. F3 · balance_after: Includes (i) 17,187 unvested RSUs of the 25,000 RSUs granted to the Reporting Person on July 6, 2023, (ii) 29,691 unvested RSUs of the 39,588 RSUs granted to the Reporting Person on January 11, 2024 and (iii) 9,373 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 02:43 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 455 | $11.51 | $5,237.05 |
DisclosureSEC source: 0001104659-24-125246 · tm2430104-1_4seq1.xml · nonDerivative · entry 2 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 119,223 F5 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 13, 2022. F4 · shares: These shares were sold to cover taxes associated with the settlement of RSUs. F3 · balance_after: Includes (i) 39,588 RSUs granted to the Reporting Person on January 11, 2024, none of which have vested as of the date of this Form 4, (ii) 17,187 unvested RSUs of the 25,000 RSUs granted to the Reporting Person on July 6, 2023 and (iii) 9,373 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| November 30, 2024 Filed Dec 4, 2024 02:43 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionRestricted Stock Unit · Derivative | 1,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-125246 · tm2430104-1_4seq1.xml · derivative · entry 3 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,812 Underlying: Common Stock · 1,563 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| November 30, 2024 Filed Dec 4, 2024 02:43 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 1,563 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-125246 · tm2430104-1_4seq1.xml · nonDerivative · entry 1 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 119,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 16, 2022, the Reporting Person was granted 25,000 RSUs with 25% of the RSUs vesting on January 16, 2023 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 17,188 have vested through November 30, 2024. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · balance_after: Includes (i) 39,588 RSUs granted to the Reporting Person on January 11, 2024, none of which have vested as of the date of this Form 4, (ii) 17,187 unvested RSUs of the 25,000 RSUs granted to the Reporting Person on July 6, 2023 and (iii) 9,373 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| October 28, 2024 Filed Oct 29, 2024 21:15 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 459 | $11.31 | $5,190.42 |
DisclosureSEC source: 0001104659-24-112283 · tm2427063-1_4seq1.xml · nonDerivative · entry 1 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 118,115 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F2 · shares: These shares were sold to cover taxes associated with the settlement of RSUs that were initially granted to the Reporting Person on July 6, 2023. F3 · balance_after: Includes (i) 39,588 RSUs granted to the Reporting Person on January 11, 2024, none of which have vested as of the date of this Form 4, (ii) 17,187 unvested RSUs of the 25,000 RSUs granted to the Reporting Person on July 6, 2023 and (iii) 9,373 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| October 28, 2024 Filed Nov 20, 2024 21:30 UTC Amendment | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 459 | $11.31 | $5,190.42 |
DisclosureSEC source: 0001104659-24-121037 · tm2428936d1_4a.xml · nonDerivative · entry 1 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 118,115 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023 (the "10b5-1 plan"). F2 · shares: These shares were sold to cover taxes associated with the settlement of RSUs that were initially granted to the Reporting Person on July 6, 2023. F3 · balance_after: Includes (i) 39,588 RSUs granted to the Reporting Person on January 11, 2024, none of which have vested as of the date of this Form 4, (ii) 17,187 unvested RSUs of the 25,000 RSUs granted to the Reporting Person on July 6, 2023 and (iii) 9,373 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| October 14, 2024 Filed Oct 16, 2024 00:06 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 1,146 | $11.11 | $12,729.42 |
DisclosureSEC source: 0001104659-24-108764 · tm2426238-1_4seq1.xml · nonDerivative · entry 2 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 118,574 F4 · shares: These shares were sold to cover taxes associated with the settlement of RSUs. F5 · shares: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F3 · balance_after: Includes (i) 39,588 RSUs granted to the Reporting Person on January 11, 2024, none of which have vested as of the date of this Form 4, (ii) 18,750 unvested RSUs of the 25,000 RSUs granted to the Reporting Person on July 6, 2023 and (iii) 9,373 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| October 11, 2024 Filed Oct 16, 2024 00:06 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionRestricted Stock Unit · Derivative | 3,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-108764 · tm2426238-1_4seq1.xml · derivative · entry 3 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 35,156 Underlying: Common Stock · 3,906 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| October 11, 2024 Filed Oct 16, 2024 00:06 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 3,906 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-108764 · tm2426238-1_4seq1.xml · nonDerivative · entry 1 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 119,720 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 11, 2023, the Reporting Person was granted 62,500 RSUs with 25% of the RSUs vesting on January 11, 2024 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 27,344 have vested through October 11, 2024. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · balance_after: Includes (i) 39,588 RSUs granted to the Reporting Person on January 11, 2024, none of which have vested as of the date of this Form 4, (ii) 18,750 unvested RSUs of the 25,000 RSUs granted to the Reporting Person on July 6, 2023 and (iii) 9,373 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| September 03, 2024 Filed Sep 4, 2024 20:51 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 455 | $9.50 | $4,322.36 |
DisclosureSEC source: 0001104659-24-096912 · tm2423338-1_4seq1.xml · nonDerivative · entry 2 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 115,814 F4 · shares: These shares were sold to cover taxes associated with the settlement of RSUs. F5 · shares: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 13, 2022. F3 · balance_after: Includes (i) 39,588 RSUs granted to the Reporting Person on January 11, 2024, none of which have vested as of the date of this Form 4, (ii) 18,750 unvested RSUs of the 25,000 RSUs granted to the Reporting Person on July 6, 2023 and (iii) 9,373 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| August 30, 2024 Filed Sep 4, 2024 20:51 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionRestricted Stock Unit · Derivative | 1,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-096912 · tm2423338-1_4seq1.xml · derivative · entry 3 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,375 Underlying: Common Stock · 1,562 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| August 30, 2024 Filed Sep 4, 2024 20:51 UTC | Liquidia Corp LQDA · Entity 1860 | Exercise / conversionCommon Stock | 1,562 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-096912 · tm2423338-1_4seq1.xml · nonDerivative · entry 1 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 116,269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On January 16, 2022, the Reporting Person was granted 25,000 RSUs with 25% of the RSUs vesting on February 28, 2023 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 15,625 have vested through August 30, 2024. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · balance_after: Includes (i) 39,588 RSUs granted to the Reporting Person on January 11, 2024, none of which have vested as of the date of this Form 4, (ii) 18,750 unvested RSUs of the 25,000 RSUs granted to the Reporting Person on July 6, 2023 and (iii) 9,373 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
| July 26, 2024 Filed Jul 29, 2024 20:30 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 1,833 | $11.44 | $20,969.52 |
DisclosureSEC source: 0001104659-24-083560 · tm2420396-1_4seq1.xml · nonDerivative · entry 1 Adair Jason · CIK 0001747055 · Chief Business Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 113,393 F1 · kind: Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 15, 2023. F2 · shares: These shares were sold to cover taxes associated with the settlement of RSUs that were initially granted to the Reporting Person on July 6, 2023. F3 · balance_after: Includes (i) 39,588 RSUs granted to the Reporting Person on January 11, 2024, none of which have vested as of the date of this Form 4, (ii) 18,750 unvested RSUs of the 25,000 RSUs granted to the Reporting Person on July 6, 2023 and (iii) 8,059 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.