Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CEL SCI CORPCVM · Entity 7495 | Director · Chief Executive Officer | September 30, 2026 | October 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CEL SCI CORP
Report date September 30, 2026 · Filed October 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 318,763 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 2,621 · Balance 318,763 |
| Common StockSEC Table I · non-derivative | IndirectTrustee | 311,547 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 311,547 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 07, 2019 Filed May 8, 2019 12:00 UTC | CEL SCI CORP CVM · Entity 7495 | GrantCommon Stock | 14,577 | $6.86 | $99,998.22 |
DisclosureSEC source: 0001236031-19-000015 · primary_doc.xml · nonDerivative · entry 1 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,092,623 Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 20:35 UTC | CEL SCI CORP CVM · Entity 7495 | GrantOptions · Derivative | 813,180 | $0.01 Strike: $5.65 | $8,131.80 |
DisclosureSEC source: 0001236031-19-000007 · primary_doc.xml · derivative · entry 1 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,574,863 Underlying: Common Stock · 813,180 shares Expires 2029-04-10 F1 · shares: Part of the options were awarded in recognition of the salary that has been deferred over an approximate 12 month period and not paid in cash. These options awarded are equal to 0.25 option for every dollar deferred. F2 · derivative.exercise_date: The stock options vest in three (3) equal annual installments commencing one year after the grant date. Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 15:45 UTC | CEL SCI CORP CVM · Entity 7495 | GrantCommon Stock | 1,165 | $3.54 | $4,124.10 |
DisclosureSEC source: 0001236031-19-000002 · primary_doc.xml · nonDerivative · entry 1 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,078,046 Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 21:24 UTC | CEL SCI CORP cvm · Entity 7495 | GrantCommon Stock | 1,437 | $2.87 | $4,124.19 |
DisclosureSEC source: 0001236215-19-000001 · primary_doc.xml · nonDerivative · entry 1 KERSTEN GEERT R · CIK 0001236030 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,076,881 Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 14:35 UTC | CEL SCI CORP CVM · Entity 7495 | GrantCommon Stock | 1,018 | $4.05 | $4,122.90 |
DisclosureSEC source: 0001236031-18-000038 · primary_doc.xml · nonDerivative · entry 1 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,075,444 Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 13:10 UTC | CEL SCI CORP CVM · Entity 7495 | GrantSeries UU Warrants · Derivative | 40,000 | $0.14 Strike: $2.80 | $5,600.00 |
DisclosureSEC source: 0001236031-18-000036 · primary_doc.xml · derivative · entry 4 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,761,683 Underlying: Common Stock · 40,000 shares Expires 2020-06-11 Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 13:10 UTC | CEL SCI CORP CVM · Entity 7495 | GrantSeries RR Warrants · Derivative | 100,000 | $0.14 Strike: $1.65 | $14,000.00 |
DisclosureSEC source: 0001236031-18-000036 · primary_doc.xml · derivative · entry 3 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,721,683 Underlying: Common Stock · 100,000 shares Expires 2022-10-30 Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 13:10 UTC | CEL SCI CORP CVM · Entity 7495 | GrantSeries NN Warrants · Derivative | 65,000 | $0.14 Strike: $2.52 | $9,100.00 |
DisclosureSEC source: 0001236031-18-000036 · primary_doc.xml · derivative · entry 2 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,621,683 Underlying: Common Stock · 65,000 shares Expires 2022-07-24 Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 13:10 UTC | CEL SCI CORP CVM · Entity 7495 | GrantSeries MM Warrants · Derivative | 150,000 | $0.14 Strike: $1.86 | $21,000.00 |
DisclosureSEC source: 0001236031-18-000036 · primary_doc.xml · derivative · entry 1 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,556,683 Underlying: Common Stock · 150,000 shares Expires 2022-06-22 Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 17:04 UTC | CEL SCI CORP CVM · Entity 7495 | GrantCommon Stock | 301,205 | $0.83 | $250,000.15 |
DisclosureSEC source: 0001236031-18-000032 · primary_doc.xml · nonDerivative · entry 1 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,074,426 Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 14:55 UTC | CEL SCI CORP CVM · Entity 7495 | GrantCommon Stock | 4,483 | $0.92 | $4,124.36 |
DisclosureSEC source: 0001236031-18-000028 · primary_doc.xml · nonDerivative · entry 1 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 773,221 Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 15:04 UTC | CEL SCI CORP cvm · Entity 7495 | GrantSeries UU Warrants (1) · Derivative | 21,834 | $0.01 Strike: $2.80 | $218.34 |
DisclosureSEC source: 0001236215-18-000001 · primary_doc.xml · derivative · entry 6 KERSTEN GEERT R · CIK 0001236030 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · (1) Disclosed balance after: 1,405,863 Underlying: Common Stock · 21,834 shares Expires 2020-06-11 Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 15:04 UTC | CEL SCI CORP cvm · Entity 7495 | OtherConvertible Note (1) · Derivative | 109,170 | $250,000.00 Strike: $2.29 | $27,292,500,000.00 |
DisclosureSEC source: 0001236215-18-000001 · primary_doc.xml · derivative · entry 5 KERSTEN GEERT R · CIK 0001236030 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · (1) Disclosed balance after: 1,384,049 Underlying: Common Stock · 109,170 shares Expires 2018-09-21 Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 15:04 UTC | CEL SCI CORP cvm · Entity 7495 | GrantSeries UU Warrants · Derivative | 29,586 | $0.01 Strike: $2.80 | $295.86 |
DisclosureSEC source: 0001236215-18-000001 · primary_doc.xml · derivative · entry 4 KERSTEN GEERT R · CIK 0001236030 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,493,219 Underlying: Common Stock · 29,586 shares Expires 2020-06-11 Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 15:04 UTC | CEL SCI CORP cvm · Entity 7495 | OtherConvertible Note · Derivative | 147,929 | $250,000.00 Strike: $1.69 | $36,982,250,000.00 |
DisclosureSEC source: 0001236215-18-000001 · primary_doc.xml · derivative · entry 3 KERSTEN GEERT R · CIK 0001236030 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,463,633 Underlying: Common Stock · 147,929 shares Expires 2018-09-21 Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 15:04 UTC | CEL SCI CORP cvm · Entity 7495 | OtherCommon Stock | 109,170 | $2.29 | $249,999.30 |
DisclosureSEC source: 0001236215-18-000001 · primary_doc.xml · nonDerivative · entry 2 KERSTEN GEERT R · CIK 0001236030 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · (1) Disclosed balance after: 762,123 F1 · ownership.direct: Shares are held by a trust in which Mr. Kersten holds a beneficial interest. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 15:04 UTC | CEL SCI CORP cvm · Entity 7495 | OtherCommon Stock | 147,929 | $1.69 | $250,000.01 |
DisclosureSEC source: 0001236215-18-000001 · primary_doc.xml · nonDerivative · entry 1 KERSTEN GEERT R · CIK 0001236030 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652,953 Read SEC document |
| June 11, 2018 Filed Jun 18, 2018 17:03 UTC | CEL SCI CORP CVM · Entity 7495 | GrantCommon Stock | 3,151 | $2.80 | $8,822.80 |
DisclosureSEC source: 0001236031-18-000026 · primary_doc.xml · nonDerivative · entry 2 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · (1) Disclosed balance after: 768,738 F1 · ownership.direct: Shares are held by a trust in which Mr. Kersten holds a beneficial interest. Read SEC document |
| June 11, 2018 Filed Jun 18, 2018 17:03 UTC | CEL SCI CORP CVM · Entity 7495 | GrantCommon Stock | 3,464 | $2.80 | $9,699.20 |
DisclosureSEC source: 0001236031-18-000026 · primary_doc.xml · nonDerivative · entry 1 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 765,587 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 17:36 UTC | CEL SCI CORP cvm · Entity 7495 | OtherSeries S Warrants · Derivative | 369,000 | $132,795.00 Strike: $1.75 | $49,001,355,000.00 |
DisclosureSEC source: 0001236031-18-000024 · primary_doc.xml · derivative · entry 2 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,611,562 Underlying: Common Stock · 14,760 shares Expires 2018-10-11 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 17:36 UTC | CEL SCI CORP cvm · Entity 7495 | OtherCommon Stock | 14,760 | $1.75 | $25,830.00 |
DisclosureSEC source: 0001236031-18-000024 · primary_doc.xml · nonDerivative · entry 1 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,024 Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:20 UTC | CEL SCI CORP CVM · Entity 7495 | GrantOptions · Derivative | 370,000 | $0.01 Strike: $2.45 | $3,700.00 |
DisclosureSEC source: 0001236031-18-000016 · primary_doc.xml · derivative · entry 2 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,635,482 Underlying: Common Stock · 370,000 shares Expires 2028-04-30 F2 · derivative.exercise_date: The stock options vest in three (3) equal annual installments commencing one year after the grant date. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:20 UTC | CEL SCI CORP CVM · Entity 7495 | GrantOptions · Derivative | 160,121 | $0.01 Strike: $2.45 | $1,601.21 |
DisclosureSEC source: 0001236031-18-000016 · primary_doc.xml · derivative · entry 1 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,265,482 Underlying: Common Stock · 160,121 shares Expires 2028-04-30 F1 · shares: The options were awarded in recognition of the salary that has been deferred over the last 18 months and not paid in cash. The options awarded are equal to 0.25 option for every dollar deferred. F2 · derivative.exercise_date: The stock options vest in three (3) equal annual installments commencing one year after the grant date. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 13:50 UTC | CEL SCI CORP CVM · Entity 7495 | GrantCommon Stock | 2,925 | $1.41 | $4,124.25 |
DisclosureSEC source: 0001236031-18-000009 · primary_doc.xml · nonDerivative · entry 1 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,264 Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 15:02 UTC | CEL SCI CORP cvm · Entity 7495 | GrantCommon Stock | 2,103 | $1.89 | $3,974.67 |
DisclosureSEC source: 0001236031-18-000001 · primary_doc.xml · nonDerivative · entry 1 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,339 Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 18:05 UTC | CEL SCI CORP cvm · Entity 7495 | GrantSeries RR Warrants · Derivative | 73,965 | $0.01 Strike: $1.65 | $739.65 |
DisclosureSEC source: 0001236031-17-000022 · primary_doc.xml · derivative · entry 2 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,105,361 Underlying: Common Stock · 73,965 shares Expires 2022-10-30 F1 · security: In consideration for extending the maturity date of the Convertible Notes sold in June and July 2017, the Company issued the note holders that agreed to the extension Series RR warrants. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 18:05 UTC | CEL SCI CORP cvm · Entity 7495 | GrantSeries RR Warrants · Derivative | 54,585 | $0.01 Strike: $1.65 | $545.85 |
DisclosureSEC source: 0001236031-17-000022 · primary_doc.xml · derivative · entry 1 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Beneficiary Disclosed balance after: 1,031,396 Underlying: Common Stock · 54,585 shares Expires 2022-10-30 F1 · security: In consideration for extending the maturity date of the Convertible Notes sold in June and July 2017, the Company issued the note holders that agreed to the extension Series RR warrants. F2 · ownership.direct: A trust in which Mr. Kersten holds a beneficial interest participated in the offering in July 2017. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 13:56 UTC | CEL SCI CORP CVM · Entity 7495 | GrantCommon Stock | 2,394 | $1.66 | $3,974.04 |
DisclosureSEC source: 0001236215-17-000010 · primary_doc.xml · nonDerivative · entry 1 KERSTEN GEERT R · CIK 0001236030 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,236 Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 13:16 UTC | CEL SCI CORP cvm · Entity 7495 | GrantOptions · Derivative | 180,000 | $0.01 Strike: $2.18 | $1,800.00 |
DisclosureSEC source: 0001236031-17-000012 · primary_doc.xml · derivative · entry 1 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Exeuctive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 977,611 Underlying: Common Stock · 180,000 shares Expires 2027-07-27 F1 · derivative.exercise_date: The stock options vest in three (3) equal annual installments commencing one year after the grant date. Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 19:26 UTC | CEL SCI CORP cvm · Entity 7495 | GrantSeries NN Warrant · Derivative | 109,170 | $0.01 Strike: $2.52 | $1,091.70 |
DisclosureSEC source: 0001236031-17-000010 · primary_doc.xml · derivative · entry 2 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Beneficiary Disclosed balance after: 797,611 Underlying: Common Stock · 109,170 shares Expires 2022-07-24 F1 · ownership.direct: A trust in which Mr. Kersten holds a beneficial interest participated in an offering and purchased a note in the principal amount of $250,000 as well the Series NN warrant. Shares issuable upon the conversion of the notes or exercise of the warrant will be restricted securities unless registered. The number of securities beneficially owned gives effect to the 25-for-1 reverse stock split which became effective on June 15, 2017, and include Series N warrants (as amended) to purchase 85,339 shares of common stock held by the de Clara Trust. The amended Series N warrants expire on August 18, 2018 and are exercisable at a price of $3.00 per share. Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 19:26 UTC | CEL SCI CORP cvm · Entity 7495 | GrantConvertible Note · Derivative | 109,170 | $250,000.00 Strike: $2.29 | $27,292,500,000.00 |
DisclosureSEC source: 0001236031-17-000010 · primary_doc.xml · derivative · entry 1 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Beneficiary Disclosed balance after: 688,441 Underlying: Common Stock · 109,170 shares Expires 2017-12-22 F1 · ownership.direct: A trust in which Mr. Kersten holds a beneficial interest participated in an offering and purchased a note in the principal amount of $250,000 as well the Series NN warrant. Shares issuable upon the conversion of the notes or exercise of the warrant will be restricted securities unless registered. The number of securities beneficially owned gives effect to the 25-for-1 reverse stock split which became effective on June 15, 2017, and include Series N warrants (as amended) to purchase 85,339 shares of common stock held by the de Clara Trust. The amended Series N warrants expire on August 18, 2018 and are exercisable at a price of $3.00 per share. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 14:12 UTC | CEL SCI CORP cvm · Entity 7495 | GrantCommon Stock | 1,782 | $2.23 | $3,973.86 |
DisclosureSEC source: 0001236215-17-000006 · primary_doc.xml · nonDerivative · entry 1 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,842 Read SEC document |
| June 22, 2017 Filed Jun 23, 2017 11:13 UTC | CEL SCI CORP cvm · Entity 7495 | GrantSeries MM Warrants · Derivative | 147,929 | $0.01 Strike: $1.86 | $1,479.29 |
DisclosureSEC source: 0001236031-17-000005 · primary_doc.xml · derivative · entry 2 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 607,717 Underlying: Common Stock · 147,929 shares Expires 2022-06-22 Read SEC document |
| June 22, 2017 Filed Jun 23, 2017 11:13 UTC | CEL SCI CORP cvm · Entity 7495 | GrantConvertible Note · Derivative | 147,929 | $250,000.00 Strike: $1.69 | $36,982,250,000.00 |
DisclosureSEC source: 0001236031-17-000005 · primary_doc.xml · derivative · entry 1 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,788 Underlying: Common Stock · 147,929 shares Expires 2017-12-22 F1 · security: Mr. Kersten participated in an offering and purchased a note in the principal amount of $250,000. Shares issuable upon the conversion of the note will be restricted securities unless registered. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 13:59 UTC | CEL SCI CORP cvm · Entity 7495 | GrantCommn Stock | 46,436 | $0.09 | $3,974.92 |
DisclosureSEC source: 0001236031-17-000001 · primary_doc.xml · nonDerivative · entry 1 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,026,505 Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 15:07 UTC | CEL SCI CORP cvm · Entity 7495 | GrantCommon Stock | 59,328 | $0.07 | $3,974.98 |
DisclosureSEC source: 0001236215-17-000001 · primary_doc.xml · nonDerivative · entry 1 KERSTEN GEERT R · CIK 0001236030 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,980,069 Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 17:06 UTC | CEL SCI CORP cvm · Entity 7495 | GrantCommon Stock | 13,250 | $0.30 | $3,975.00 |
DisclosureSEC source: 0001236031-16-000043 · primary_doc.xml · nonDerivative · entry 1 KERSTEN GEERT R · CIK 0001236030 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,920,741 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.