Thompson Tony

SEC source: 0001209191-23-031696 · doc4.xml · derivative · entry 11

Thompson Tony · CIK 0001942267 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,083 shares

Expires 2029-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Shares vest ratably over the four fiscal year-ends (March 31) following the date of grant.

SEC source: 0001209191-23-031696 · doc4.xml · derivative · entry 10

Thompson Tony · CIK 0001942267 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,256 shares

Expires 2029-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Once earned, shares vest ratably upon certification of performance and over the next three fiscal year-ends (March 31).

SEC source: 0001209191-23-031696 · doc4.xml · derivative · entry 9

Thompson Tony · CIK 0001942267 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 826 shares

Expires 2028-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Shares vest ratably over the four fiscal year-ends (March 31) following the date of grant.

SEC source: 0001209191-23-031696 · doc4.xml · derivative · entry 8

Thompson Tony · CIK 0001942267 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 890 shares

Expires 2028-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Once earned, shares vest ratably upon certification of performance and over the next three fiscal year-ends (March 31).

SEC source: 0001209191-23-031696 · doc4.xml · nonDerivative · entry 7

Thompson Tony · CIK 0001942267 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,043

F1 · price: This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $168.64 to $168.93. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.

SEC source: 0001209191-23-031696 · doc4.xml · nonDerivative · entry 6

Thompson Tony · CIK 0001942267 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-031696 · doc4.xml · nonDerivative · entry 5

Thompson Tony · CIK 0001942267 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-031696 · doc4.xml · nonDerivative · entry 4

Thompson Tony · CIK 0001942267 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-031696 · doc4.xml · nonDerivative · entry 3

Thompson Tony · CIK 0001942267 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-031696 · doc4.xml · nonDerivative · entry 2

Thompson Tony · CIK 0001942267 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-031696 · doc4.xml · nonDerivative · entry 1

Thompson Tony · CIK 0001942267 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-031048 · doc4.xml · nonDerivative · entry 1

Thompson Tony · CIK 0001942267 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,043

F1 · price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the previous trading day.

F2 · balance_after: 159 shares were withheld by the issuer to satisfy income tax withholding requirements related to the lapsing of restrictions on 402 shares of restricted stock awarded to the reporting person on May 19, 2022 (Form 4 filed on 5/10/2023). Because the reporting person's restricted stock holdings have been included in the direct ownership of Common Stock disclosed by the reporting person, the reporting person's direct ownership of Common Stock has been reduced by 159 shares to reflect this tax withholding.

SEC source: 0001209191-23-028579 · doc4.xml · derivative · entry 2

Thompson Tony · CIK 0001942267 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,391

Underlying: Common Stock · 1,391 shares

Expires 2032-05-19

F2 · derivative.exercise_price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the grant date.

F3 · derivative.exercise_date: On May 19, 2022, the reporting person was granted an option to purchase up to 1,391 shares of Common Stock, subject to the achievement by the company of performance vesting criteria based on the Company's average return on equity measured at the end of fiscal 2023. On May 8, 2023 the performance vesting criteria was determined to have been met such that 1,391 options became earned and reportable on such date. The earned options become vested and exercisable ratably on May 8, 2023 and March 31 of 2024, 2025 and 2026.

SEC source: 0001209191-23-028579 · doc4.xml · nonDerivative · entry 1

Thompson Tony · CIK 0001942267 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,202

F1 · price: On May 19, 2022, the reporting person was granted 1,605 shares of restricted stock, subject to the achievement by the Company of performance vesting criteria based on the Company's average return on equity measured at the end of fiscal 2023. On May 8, 2023 the performance vesting criteria was determined to have been met such that 1,605 shares of restricted stock became earned and reportable on such date. The restrictions on the earned shares will lapse ratably on May 17, 2023 and March 31 of 2024, 2025 and 2026.

SEC source: 0001209191-23-022924 · doc4.xml · nonDerivative · entry 1

Thompson Tony · CIK 0001942267 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,597

F1 · price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the previous trading day.

F2 · balance_after: 1,337 shares were withheld by the issuer to satisfy income tax withholding requirements related to the lapsing of restrictions on (a) 335 shares of restricted stock awarded to the reporting person on 5/19/22 (Form 3 filed 8/15/22); (b) 889 shares of restricted stock awarded to the reporting person on 5/19/21 (Form 3 filed 8/15/22); (c) 1,542 shares of restricted stock awarded to the reporting person on 5/19/20 (Form 3 filed 8/15/22); and (d) 631 shares of restricted stock awarded to the reporting person on 5/16/19 (Form 3 filed 8/15/22). Because the reporting person's restricted holdings have been included in the direct ownership of Common Stock disclosed by the reporting person, the reporting person's direct ownership of Common Stock has been reduced by 1,337 shares to reflect this tax withholding.

SEC source: 0001209191-23-007156 · doc4.xml · derivative · entry 5

Thompson Tony · CIK 0001942267 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,274

Underlying: Common Stock · 1,274 shares

Expires 2030-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares vest ratably over the four fiscal year-ends (March 31) following the date of grant.

SEC source: 0001209191-23-007156 · doc4.xml · derivative · entry 4

Thompson Tony · CIK 0001942267 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,528

Underlying: Common Stock · 1,529 shares

Expires 2030-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Once earned, shares vest ratably upon certification of performance and over the next three fiscal year-ends (March 31).

SEC source: 0001209191-23-007156 · doc4.xml · nonDerivative · entry 3

Thompson Tony · CIK 0001942267 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,934

SEC source: 0001209191-23-007156 · doc4.xml · nonDerivative · entry 2

Thompson Tony · CIK 0001942267 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-007156 · doc4.xml · nonDerivative · entry 1

Thompson Tony · CIK 0001942267 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.