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Fendley Steven S.

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19633
SEC CIK
0001695434

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Reported relationships

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CompanyLast reported asReport datePublished
KRATOS DEFENSE & SECURITY SOLUTIONS, INC.KTOS · Entity 3567President, US DivisionAugust 24, 2026August 26, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KRATOS DEFENSE & SECURITY SOLUTIONS, INC.

Report date August 24, 2026 · Filed August 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect288,111 Reported balance After 2026-08-24 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-24 · Sale · Disposed 7,000 · Balance 288,111

F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 12, 2025.

F2: Includes approximately 2,439 shares held through Issuer's 401(k) Plan.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 12, 2025.

F2: Includes approximately 2,439 shares held through Issuer's 401(k) Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 29, 2024 Filed Jul 31, 2024 23:46 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 7,000 $22.68 $158,767.00
Disclosure

SEC source: 0001695434-24-000013 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 377,322

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 1, 2023.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 1, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.54 to $22.815 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes approximately 1,810 shares held through Issuer's 401(k) Plan.

Read SEC document
June 24, 2024 Filed Jun 27, 2024 00:18 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 7,000 $21.09 $147,658.70
Disclosure

SEC source: 0001695434-24-000012 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 384,160

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 1, 2023.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 1, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.63 to $21.44 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes approximately 1,648 shares held through Issuer's 401(k) Plan.

Read SEC document
May 28, 2024 Filed May 31, 2024 00:11 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 7,000 $21.97 $153,766.20
Disclosure

SEC source: 0001695434-24-000011 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 391,160

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 1, 2023.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 1, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.75 to $22.39 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes approximately 1,648 shares held through Issuer's 401(k) Plan.

Read SEC document
May 24, 2024 Filed May 24, 2024 23:17 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 25,000 $21.44 $536,000.00
Disclosure

SEC source: 0001695434-24-000010 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 398,160

F1 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.39 to $21.54 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes approximately 1,648 shares held through Issuer's 401(k) Plan.

Read SEC document
April 29, 2024 Filed May 1, 2024 23:43 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 7,000 $18.76 $131,300.40
Disclosure

SEC source: 0001695434-24-000009 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 423,098

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 1, 2023.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 1, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.615 to $19.01 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes approximately 1,586 shares held through Issuer's 401(k) Plan.

Read SEC document
April 05, 2024 Filed Apr 8, 2024 23:11 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 13,333 $0.00 $0.00
Disclosure

SEC source: 0001695434-24-000008 · primary_doc.xml · derivative · entry 6

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed April 8, 2021, where 40,000 RSUs vest ratably on each of the first three anniversaries of the April 5, 2021 date of grant.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed April 8, 2021, where 40,000 RSUs vest ratably on each of the first three anniversaries of the April 5, 2021 date of grant.

Read SEC document
April 05, 2024 Filed Apr 8, 2024 23:11 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 5,170 $17.80 $92,026.00
Disclosure

SEC source: 0001695434-24-000008 · primary_doc.xml · nonDerivative · entry 4

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 430,064

F4 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F5 · balance_after: Includes approximately 1,552 shares held through Issuer's 401(k) Plan.

Read SEC document
April 05, 2024 Filed Apr 8, 2024 23:11 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 13,333 $0.00 $0.00
Disclosure

SEC source: 0001695434-24-000008 · primary_doc.xml · nonDerivative · entry 3

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 435,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed April 8, 2021, where 40,000 RSUs vest ratably on each of the first three anniversaries of the April 5, 2021 date of grant.

F5 · balance_after: Includes approximately 1,552 shares held through Issuer's 401(k) Plan.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 23:11 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0001695434-24-000008 · primary_doc.xml · derivative · entry 5

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common Stock · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed April 6, 2022, where 10,000 RSUs vest ratably on each of the first three anniversaries of the April 4, 2022 date of grant.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed April 6, 2022, where 10,000 RSUs vest ratably on each of the first three anniversaries of the April 4, 2022 date of grant.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 23:11 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 1,292 $17.64 $22,790.88
Disclosure

SEC source: 0001695434-24-000008 · primary_doc.xml · nonDerivative · entry 2

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 421,901

F4 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F5 · balance_after: Includes approximately 1,552 shares held through Issuer's 401(k) Plan.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 23:11 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001695434-24-000008 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 423,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed April 6, 2022, where 10,000 RSUs vest ratably on each of the first three anniversaries of the April 4, 2022 date of grant.

F5 · balance_after: Includes approximately 1,552 shares held through Issuer's 401(k) Plan.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 23:56 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 7,000 $17.80 $124,583.90
Disclosure

SEC source: 0001695434-24-000007 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 419,821

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 1, 2023.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 1, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.58 to $18.06 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes approximately 1,513 shares held through Issuer's 401(k) Plan.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 23:25 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 52,464 $18.24 $956,943.36
Disclosure

SEC source: 0001695434-24-000006 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 426,621

F1 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested February 29, 2024 from performance restricted stock units as reported on a Form 4 filed March 4, 2024 and released March 8, 2024.

F2 · balance_after: Includes approximately 1,313 shares held through Issuer's 401(k) Plan.

Read SEC document
February 29, 2024 Filed Mar 5, 2024 00:47 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-24-000005 · primary_doc.xml · nonDerivative · entry 4

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 479,045

F4 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit Award granted on January 3, 2023.

F5 · balance_after: Includes approximately 1,273 shares held through Issuer's 401(k) Plan.

Read SEC document
February 29, 2024 Filed Mar 5, 2024 00:47 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 GrantCommon Stock 16,667 $0.00 $0.00
Disclosure

SEC source: 0001695434-24-000005 · primary_doc.xml · nonDerivative · entry 3

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 429,045

F3 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit Award granted on January 3, 2022.

F5 · balance_after: Includes approximately 1,273 shares held through Issuer's 401(k) Plan.

Read SEC document
February 29, 2024 Filed Mar 5, 2024 00:47 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 GrantCommon Stock 33,333 $0.00 $0.00
Disclosure

SEC source: 0001695434-24-000005 · primary_doc.xml · nonDerivative · entry 2

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 412,378

F2 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit Award granted on January 4, 2021.

F5 · balance_after: Includes approximately 1,273 shares held through Issuer's 401(k) Plan.

Read SEC document
February 29, 2024 Filed Mar 5, 2024 00:47 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 GrantCommon Stock 33,333 $0.00 $0.00
Disclosure

SEC source: 0001695434-24-000005 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 379,045

F1 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit Award granted on January 3, 2020.

F5 · balance_after: Includes approximately 1,273 shares held through Issuer's 401(k) Plan.

Read SEC document
February 26, 2024 Filed Feb 29, 2024 00:52 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 7,000 $18.24 $127,670.20
Disclosure

SEC source: 0001695434-24-000004 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 345,711

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 1, 2023.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 1, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.07 to $18.34 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes approximately 1,272 shares held through Issuer's 401(k) Plan.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 00:11 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 GrantRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-24-000003 · primary_doc.xml · derivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
January 29, 2024 Filed Feb 1, 2024 00:05 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 7,000 $17.34 $121,407.30
Disclosure

SEC source: 0001695434-24-000002 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 352,641

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 1, 2023.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 1, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.20 to $17.50 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes approximately 1,202 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2024 Filed Jan 6, 2024 00:37 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-24-000001 · primary_doc.xml · derivative · entry 16

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F7 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F7 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

Read SEC document
January 04, 2024 Filed Jan 6, 2024 00:37 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-24-000001 · primary_doc.xml · derivative · entry 15

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 8, 2019, where 50,000 RSUs vest on the fifth anniversary of the January 4, 2019 date of grant.

F6 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 8, 2019, where 50,000 RSUs vest on the fifth anniversary of the January 4, 2019 date of grant.

Read SEC document
January 04, 2024 Filed Jan 6, 2024 00:37 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 GrantRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-24-000001 · primary_doc.xml · derivative · entry 11

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
January 04, 2024 Filed Jan 6, 2024 00:37 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 3,935 $18.53 $72,915.55
Disclosure

SEC source: 0001695434-24-000001 · primary_doc.xml · nonDerivative · entry 10

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 359,556

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes approximately 1,117 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2024 Filed Jan 6, 2024 00:37 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-24-000001 · primary_doc.xml · nonDerivative · entry 9

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 363,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F9 · balance_after: Includes approximately 1,117 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2024 Filed Jan 6, 2024 00:37 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 19,675 $18.53 $364,577.75
Disclosure

SEC source: 0001695434-24-000001 · primary_doc.xml · nonDerivative · entry 8

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 353,491

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes approximately 1,117 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2024 Filed Jan 6, 2024 00:37 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-24-000001 · primary_doc.xml · nonDerivative · entry 7

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 373,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted and previously reported on a Form 4 filed January 8, 2019, where 50,000 RSUs vest on the fifth anniversary of the January 4, 2019 date of grant.

F9 · balance_after: Includes approximately 1,117 shares held through Issuer's 401(k) Plan.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:37 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-24-000001 · primary_doc.xml · derivative · entry 14

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:37 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-24-000001 · primary_doc.xml · derivative · entry 13

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F4 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:37 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-24-000001 · primary_doc.xml · derivative · entry 12

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 6, 2020, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 6, 2020, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:37 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 3,935 $18.50 $72,797.50
Disclosure

SEC source: 0001695434-24-000001 · primary_doc.xml · nonDerivative · entry 6

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 323,166

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes approximately 1,117 shares held through Issuer's 401(k) Plan.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:37 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-24-000001 · primary_doc.xml · nonDerivative · entry 5

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

F9 · balance_after: Includes approximately 1,117 shares held through Issuer's 401(k) Plan.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:37 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 4,352 $18.50 $80,512.00
Disclosure

SEC source: 0001695434-24-000001 · primary_doc.xml · nonDerivative · entry 4

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,101

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes approximately 1,117 shares held through Issuer's 401(k) Plan.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:37 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-24-000001 · primary_doc.xml · nonDerivative · entry 3

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 321,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F9 · balance_after: Includes approximately 1,117 shares held through Issuer's 401(k) Plan.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:37 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 3,935 $18.50 $72,797.50
Disclosure

SEC source: 0001695434-24-000001 · primary_doc.xml · nonDerivative · entry 2

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 311,453

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes approximately 1,117 shares held through Issuer's 401(k) Plan.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:37 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-24-000001 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 315,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 6, 2020, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F9 · balance_after: Includes approximately 1,117 shares held through Issuer's 401(k) Plan.

Read SEC document
December 26, 2023 Filed Dec 29, 2023 01:03 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 7,000 $20.40 $142,797.90
Disclosure

SEC source: 0001695434-23-000011 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 305,383

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 1, 2023.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 1, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.22 to $20.48 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes approximately 1,112 shares held through Issuer's 401(k) Plan.

Read SEC document
November 27, 2023 Filed Nov 30, 2023 00:10 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 7,000 $19.40 $135,793.70
Disclosure

SEC source: 0001695434-23-000010 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 312,385

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 1, 2023.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 1, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.31 to $19.50 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes approximately 1,114 shares held through Issuer's 401(k) Plan.

Read SEC document
November 21, 2023 Filed Nov 24, 2023 23:12 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 14,000 $18.80 $263,144.00
Disclosure

SEC source: 0001695434-23-000009 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 319,386

F1 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.75 to $18.94 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes approximately 1,115 shares held through Issuer's 401(k) Plan.

Read SEC document
October 30, 2023 Filed Nov 1, 2023 23:44 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 7,000 $16.89 $118,230.70
Disclosure

SEC source: 0001695434-23-000008 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 333,391

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 1, 2023.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 1, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.77 to $17.13 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes approximately 1,120 shares held through Issuer's 401(k) Plan.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 23:08 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 10,000 $15.39 $153,880.00
Disclosure

SEC source: 0001695434-23-000007 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,264

F1 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.20 to $15.54 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes approximately 993shares held through Issuer's 401(k) Plan.

Read SEC document
July 09, 2023 Filed Jul 11, 2023 23:37 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-23-000006 · primary_doc.xml · derivative · entry 3

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed July 10, 2018, where 25,000 RSUs vest 20% on each of the first five anniversaries of the July 9, 2018 date of grant.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed July 10, 2018, where 25,000 RSUs vest 20% on each of the first five anniversaries of the July 9, 2018 date of grant.

Read SEC document
July 09, 2023 Filed Jul 11, 2023 23:37 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 1,967 $13.44 $26,436.48
Disclosure

SEC source: 0001695434-23-000006 · primary_doc.xml · nonDerivative · entry 2

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,176

F3 · kind: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F3 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F4 · balance_after: Includes approximately 905 shares held through Issuer's 401(k) Plan.

Read SEC document
July 09, 2023 Filed Jul 11, 2023 23:37 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-23-000006 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 352,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: RSUs were granted and previously reported on a Form 4 filed July 10, 2018, where 25,000 RSUs vest 20% on each of the first five anniversaries of the July 9, 2018 date of grant.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed July 10, 2018, where 25,000 RSUs vest 20% on each of the first five anniversaries of the July 9, 2018 date of grant.

F4 · balance_after: Includes approximately 905 shares held through Issuer's 401(k) Plan.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 22:53 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 25,000 $14.42 $360,532.50
Disclosure

SEC source: 0001695434-23-000005 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 347,045

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.395 to $14.49 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes approximately 807 shares held through Issuer's 401(k) Plan.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 23:50 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 25,000 $13.97 $349,250.00
Disclosure

SEC source: 0001695434-23-000004 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 347,045

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.92 to $14.02 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes approximately 807 shares held through Issuer's 401(k) Plan.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 00:06 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 13,333 $0.00 $0.00
Disclosure

SEC source: 0001695434-23-000003 · primary_doc.xml · derivative · entry 6

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,333

Underlying: Common Stock · 13,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed April 8, 2021, where 40,000 RSUs vest ratably on each of the first three anniversaries of the April 5, 2021 date of grant. Of these RSUs, 13,333 shares of the underlying common stock were released for settlement on April 5, 2023.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed April 8, 2021, where 40,000 RSUs vest ratably on each of the first three anniversaries of the April 5, 2021 date of grant. Of these RSUs, 13,333 shares of the underlying common stock were released for settlement on April 5, 2023.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 00:06 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 5,021 $12.90 $64,770.90
Disclosure

SEC source: 0001695434-23-000003 · primary_doc.xml · nonDerivative · entry 4

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 371,835

F4 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F5 · balance_after: Includes approximately 597 shares held through Issuer's 401(k) Plan.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 00:06 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 13,333 $0.00 $0.00
Disclosure

SEC source: 0001695434-23-000003 · primary_doc.xml · nonDerivative · entry 3

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 376,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed April 8, 2021, where 40,000 RSUs vest ratably on each of the first three anniversaries of the April 5, 2021 date of grant. Of these RSUs, 13,333 shares of the underlying common stock were released for settlement on April 5, 2023.

F5 · balance_after: Includes approximately 597 shares held through Issuer's 401(k) Plan.

Read SEC document
April 04, 2023 Filed Apr 7, 2023 00:06 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 3,334 $0.00 $0.00
Disclosure

SEC source: 0001695434-23-000003 · primary_doc.xml · derivative · entry 5

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,666

Underlying: Common Stock · 3,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed April 6, 2022, where 10,000 RSUs vest ratably on each of the first three anniversaries of the April 4, 2022 date of grant.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed April 6, 2022, where 10,000 RSUs vest ratably on each of the first three anniversaries of the April 4, 2022 date of grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.