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person · Reporting owner

Saluja Dipender

Disclosed activity across 4 companies

Tapewire entity
19528
SEC CIK
0001834268

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Fervo Energy CoFRVO · Entity 380610% ownerMay 14, 2026May 18, 2026
Joby Aviation, Inc.JOBY · Entity 2121DirectorOctober 05, 2026October 06, 2026
Navitas Semiconductor CorpNVTS · Entity 4266DirectorMay 09, 2026August 26, 2026
QuantumScape CorpQS · Entity 4158DirectorJune 03, 2026June 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Fervo Energy Co

Report date May 14, 2026 · Filed May 18, 2026

Jointly reported with TIF Partners, LLC, Technology Impact Fund, LP, TIGF II Direct Strategies LLC - Series 7

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Technology Impact Fund, LP12,055,467 Reported balance After 2026-05-14 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-05-14 · Conversion · Acquired 12,055,467 · Balance 12,055,467

F1: Each share of the Series B, Series C-1, Series C-3, Series D-1, Series D-3 and Series E-1 Preferred Stock converted into Class A Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms and had no expiration date.

F2: Securities are held directly by Technology Impact Fund, LP ("TIF I"). TIF Partners, LLC ("TIF Partners I") is the general partner of TIF I and Ion Yadigaroglu and Dipender Saluja are the managers of TIF Partners I. Each of TIF Partners I and Messrs. Yadigaroglu and Saluja may be deemed to to beneficially own the securities held by TIF I. Each of TIF Partners I and Mr. Saluja disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Mr. Yadigaroglu is a director of the Issuer and files separate Section 16 reports.

Class A Common StockSEC Table I · non-derivativeIndirectBy Technology Impact Growth Fund II, LP14,962,430 Reported balance After 2026-05-14 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2026-05-14 · Conversion · Acquired 14,962,430 · Balance 14,962,430

F1: Each share of the Series B, Series C-1, Series C-3, Series D-1, Series D-3 and Series E-1 Preferred Stock converted into Class A Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms and had no expiration date.

F3: Securities are held directly by Technology Impact Growth Fund II, LP ("TIGF II"). TIGF Partners II, LLC ("TIGF Partners II") is the general partner of TIGF II and Ion Yadigaroglu and Dipender Saluja are the managers of TIGF Partners II. Each of TIGF Partners II and Messrs. Yadigaroglu and Saluja may be deemed to to beneficially own the securities held by TIGF II. Each of TIGF Partners II and Mr. Saluja disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Mr. Yadigaroglu is a director of the Issuer and files separate Section 16 reports.

Class A Common StockSEC Table I · non-derivativeIndirectBy TIGF II Direct Strategies LLC - Series 55,448,761 Reported balance After 2026-05-14 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2026-05-14 · Conversion · Acquired 5,448,761 · Balance 5,448,761

F1: Each share of the Series B, Series C-1, Series C-3, Series D-1, Series D-3 and Series E-1 Preferred Stock converted into Class A Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms and had no expiration date.

F4: Securities are held directly by TIGF II Direct Strategies LLC - Series 5 ("TIGF II DS 5"). TIGF Partners II is the manager of TIGF II DS 5 and Ion Yadigaroglu and Dipender Saluja are the managers of TIGF Partners II. Each of TIGF Partners II and Messrs. Yadigaroglu and Saluja may be deemed to to beneficially own the securities held by TIGF II DS 5. Each of TIGF Partners II and Mr. Saluja disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Mr. Yadigaroglu is a director of the Issuer and files separate Section 16 reports.

Class A Common StockSEC Table I · non-derivativeIndirectBy TIGF II Direct Strategies LLC - Series 71,760,732 Reported balance After 2026-05-14 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2026-05-14 · Conversion · Acquired 1,760,732 · Balance 1,760,732

F1: Each share of the Series B, Series C-1, Series C-3, Series D-1, Series D-3 and Series E-1 Preferred Stock converted into Class A Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms and had no expiration date.

F5: Securities are held directly by TIGF II Direct Strategies LLC - Series 7 ("TIGF II DS 7"). TIGF Partners II is the manager of TIGF II DS 7 and Ion Yadigaroglu and Dipender Saluja are the managers of TIGF Partners II. Each of TIGF Partners II and Messrs. Yadigaroglu and Saluja may be deemed to to beneficially own the securities held by TIGF II DS 7. Each of TIGF Partners II and Mr. Saluja disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Mr. Yadigaroglu is a director of the Issuer and files separate Section 16 reports.

Series B Preferred StockSEC Table II · derivative / convertible securityIndirectBy Technology Impact Fund, LP0 Reported balance After 2026-05-14 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-05-14 · Conversion · Disposed 6,368,028 · Balance 0

F1: Each share of the Series B, Series C-1, Series C-3, Series D-1, Series D-3 and Series E-1 Preferred Stock converted into Class A Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms and had no expiration date.

F2: Securities are held directly by Technology Impact Fund, LP ("TIF I"). TIF Partners, LLC ("TIF Partners I") is the general partner of TIF I and Ion Yadigaroglu and Dipender Saluja are the managers of TIF Partners I. Each of TIF Partners I and Messrs. Yadigaroglu and Saluja may be deemed to to beneficially own the securities held by TIF I. Each of TIF Partners I and Mr. Saluja disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Mr. Yadigaroglu is a director of the Issuer and files separate Section 16 reports.

Series C-1 Preferred StockSEC Table II · derivative / convertible securityIndirectBy Technology Impact Growth Fund II, LP0 Reported balance After 2026-05-14 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-05-14 · Conversion · Disposed 8,523,393 · Balance 0

F1: Each share of the Series B, Series C-1, Series C-3, Series D-1, Series D-3 and Series E-1 Preferred Stock converted into Class A Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms and had no expiration date.

F3: Securities are held directly by Technology Impact Growth Fund II, LP ("TIGF II"). TIGF Partners II, LLC ("TIGF Partners II") is the general partner of TIGF II and Ion Yadigaroglu and Dipender Saluja are the managers of TIGF Partners II. Each of TIGF Partners II and Messrs. Yadigaroglu and Saluja may be deemed to to beneficially own the securities held by TIGF II. Each of TIGF Partners II and Mr. Saluja disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Mr. Yadigaroglu is a director of the Issuer and files separate Section 16 reports.

Series C-3 Preferred StockSEC Table II · derivative / convertible securityIndirectBy Technology Impact Fund, LP0 Reported balance After 2026-05-14 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-05-14 · Conversion · Disposed 4,266,992 · Balance 0

F1: Each share of the Series B, Series C-1, Series C-3, Series D-1, Series D-3 and Series E-1 Preferred Stock converted into Class A Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms and had no expiration date.

F2: Securities are held directly by Technology Impact Fund, LP ("TIF I"). TIF Partners, LLC ("TIF Partners I") is the general partner of TIF I and Ion Yadigaroglu and Dipender Saluja are the managers of TIF Partners I. Each of TIF Partners I and Messrs. Yadigaroglu and Saluja may be deemed to to beneficially own the securities held by TIF I. Each of TIF Partners I and Mr. Saluja disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Mr. Yadigaroglu is a director of the Issuer and files separate Section 16 reports.

Series D-1 Preferred StockSEC Table II · derivative / convertible securityIndirectBy Technology Impact Fund, LP0 Reported balance After 2026-05-14 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-05-14 · Conversion · Disposed 1,420,447 · Balance 0

F1: Each share of the Series B, Series C-1, Series C-3, Series D-1, Series D-3 and Series E-1 Preferred Stock converted into Class A Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms and had no expiration date.

F2: Securities are held directly by Technology Impact Fund, LP ("TIF I"). TIF Partners, LLC ("TIF Partners I") is the general partner of TIF I and Ion Yadigaroglu and Dipender Saluja are the managers of TIF Partners I. Each of TIF Partners I and Messrs. Yadigaroglu and Saluja may be deemed to to beneficially own the securities held by TIF I. Each of TIF Partners I and Mr. Saluja disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Mr. Yadigaroglu is a director of the Issuer and files separate Section 16 reports.

Series D-1 Preferred StockSEC Table II · derivative / convertible securityIndirectBy Technology Impact Growth Fund II, LP0 Reported balance After 2026-05-14 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-05-14 · Conversion · Disposed 2,840,894 · Balance 0

F1: Each share of the Series B, Series C-1, Series C-3, Series D-1, Series D-3 and Series E-1 Preferred Stock converted into Class A Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms and had no expiration date.

F3: Securities are held directly by Technology Impact Growth Fund II, LP ("TIGF II"). TIGF Partners II, LLC ("TIGF Partners II") is the general partner of TIGF II and Ion Yadigaroglu and Dipender Saluja are the managers of TIGF Partners II. Each of TIGF Partners II and Messrs. Yadigaroglu and Saluja may be deemed to to beneficially own the securities held by TIGF II. Each of TIGF Partners II and Mr. Saluja disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Mr. Yadigaroglu is a director of the Issuer and files separate Section 16 reports.

Series D-3 Preferred StockSEC Table II · derivative / convertible securityIndirectBy Technology Impact Growth Fund II, LP0 Reported balance After 2026-05-14 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-05-14 · Conversion · Disposed 2,724,380 · Balance 0

F1: Each share of the Series B, Series C-1, Series C-3, Series D-1, Series D-3 and Series E-1 Preferred Stock converted into Class A Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms and had no expiration date.

F3: Securities are held directly by Technology Impact Growth Fund II, LP ("TIGF II"). TIGF Partners II, LLC ("TIGF Partners II") is the general partner of TIGF II and Ion Yadigaroglu and Dipender Saluja are the managers of TIGF Partners II. Each of TIGF Partners II and Messrs. Yadigaroglu and Saluja may be deemed to to beneficially own the securities held by TIGF II. Each of TIGF Partners II and Mr. Saluja disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Mr. Yadigaroglu is a director of the Issuer and files separate Section 16 reports.

Series D-3 Preferred StockSEC Table II · derivative / convertible securityIndirectBy TIGF II Direct Strategies LLC - Series 50 Reported balance After 2026-05-14 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2026-05-14 · Conversion · Disposed 5,448,761 · Balance 0

F1: Each share of the Series B, Series C-1, Series C-3, Series D-1, Series D-3 and Series E-1 Preferred Stock converted into Class A Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms and had no expiration date.

F4: Securities are held directly by TIGF II Direct Strategies LLC - Series 5 ("TIGF II DS 5"). TIGF Partners II is the manager of TIGF II DS 5 and Ion Yadigaroglu and Dipender Saluja are the managers of TIGF Partners II. Each of TIGF Partners II and Messrs. Yadigaroglu and Saluja may be deemed to to beneficially own the securities held by TIGF II DS 5. Each of TIGF Partners II and Mr. Saluja disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Mr. Yadigaroglu is a director of the Issuer and files separate Section 16 reports.

Series E-1 Preferred StockSEC Table II · derivative / convertible securityIndirectBy Technology Impact Growth Fund II, LP0 Reported balance After 2026-05-14 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2026-05-14 · Conversion · Disposed 873,763 · Balance 0

F1: Each share of the Series B, Series C-1, Series C-3, Series D-1, Series D-3 and Series E-1 Preferred Stock converted into Class A Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms and had no expiration date.

F3: Securities are held directly by Technology Impact Growth Fund II, LP ("TIGF II"). TIGF Partners II, LLC ("TIGF Partners II") is the general partner of TIGF II and Ion Yadigaroglu and Dipender Saluja are the managers of TIGF Partners II. Each of TIGF Partners II and Messrs. Yadigaroglu and Saluja may be deemed to to beneficially own the securities held by TIGF II. Each of TIGF Partners II and Mr. Saluja disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Mr. Yadigaroglu is a director of the Issuer and files separate Section 16 reports.

Series E-1 Preferred StockSEC Table II · derivative / convertible securityIndirectBy TIGF II Direct Strategies LLC - Series 70 Reported balance After 2026-05-14 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2026-05-14 · Conversion · Disposed 1,760,732 · Balance 0

F1: Each share of the Series B, Series C-1, Series C-3, Series D-1, Series D-3 and Series E-1 Preferred Stock converted into Class A Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms and had no expiration date.

F5: Securities are held directly by TIGF II Direct Strategies LLC - Series 7 ("TIGF II DS 7"). TIGF Partners II is the manager of TIGF II DS 7 and Ion Yadigaroglu and Dipender Saluja are the managers of TIGF Partners II. Each of TIGF Partners II and Messrs. Yadigaroglu and Saluja may be deemed to to beneficially own the securities held by TIGF II DS 7. Each of TIGF Partners II and Mr. Saluja disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Mr. Yadigaroglu is a director of the Issuer and files separate Section 16 reports.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of the Series B, Series C-1, Series C-3, Series D-1, Series D-3 and Series E-1 Preferred Stock converted into Class A Common Stock immediately prior to the completion of the Issuer's initial public offering pursuant to its terms and had no expiration date.

F2: Securities are held directly by Technology Impact Fund, LP ("TIF I"). TIF Partners, LLC ("TIF Partners I") is the general partner of TIF I and Ion Yadigaroglu and Dipender Saluja are the managers of TIF Partners I. Each of TIF Partners I and Messrs. Yadigaroglu and Saluja may be deemed to to beneficially own the securities held by TIF I. Each of TIF Partners I and Mr. Saluja disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Mr. Yadigaroglu is a director of the Issuer and files separate Section 16 reports.

F3: Securities are held directly by Technology Impact Growth Fund II, LP ("TIGF II"). TIGF Partners II, LLC ("TIGF Partners II") is the general partner of TIGF II and Ion Yadigaroglu and Dipender Saluja are the managers of TIGF Partners II. Each of TIGF Partners II and Messrs. Yadigaroglu and Saluja may be deemed to to beneficially own the securities held by TIGF II. Each of TIGF Partners II and Mr. Saluja disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Mr. Yadigaroglu is a director of the Issuer and files separate Section 16 reports.

F4: Securities are held directly by TIGF II Direct Strategies LLC - Series 5 ("TIGF II DS 5"). TIGF Partners II is the manager of TIGF II DS 5 and Ion Yadigaroglu and Dipender Saluja are the managers of TIGF Partners II. Each of TIGF Partners II and Messrs. Yadigaroglu and Saluja may be deemed to to beneficially own the securities held by TIGF II DS 5. Each of TIGF Partners II and Mr. Saluja disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Mr. Yadigaroglu is a director of the Issuer and files separate Section 16 reports.

F5: Securities are held directly by TIGF II Direct Strategies LLC - Series 7 ("TIGF II DS 7"). TIGF Partners II is the manager of TIGF II DS 7 and Ion Yadigaroglu and Dipender Saluja are the managers of TIGF Partners II. Each of TIGF Partners II and Messrs. Yadigaroglu and Saluja may be deemed to to beneficially own the securities held by TIGF II DS 7. Each of TIGF Partners II and Mr. Saluja disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Mr. Yadigaroglu is a director of the Issuer and files separate Section 16 reports.

Joby Aviation, Inc.

Report date October 05, 2026 · Filed October 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect196,433 Reported balance After 2026-10-05 transaction · row 1
1 source row

Row 1 · 2026-10-05 · Grant · Acquired 2,971 · Balance 196,433

F1: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the Issuer.

F2: The RSUs are fully vested on the grant date.

Common StockSEC Table I · non-derivativeIndirectBy Technology Impact Fund, L.P.21,514,683 Reported balance Holding disclosure · report date 2026-10-05 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 21,514,683

F3: The shares of common stock are held of record by Technology Impact Fund, L.P., ("TIF"). The Reporting Person is an owner of the general partner of TIF. The Reporting Person disclaims beneficial ownership of the shares held by TIF except to the extent of his pecuniary interest therein, if any.

Common StockSEC Table I · non-derivativeIndirectBy Capricorn-Libra Investment Group, L.P.5,399,372 Reported balance Holding disclosure · report date 2026-10-05 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 5,399,372

F4: The shares of common stock are held of record by Capricorn-Libra Investment Group, L.P. ("C-L Group"), for which the Reporting Person has voting and dispositive power and therefore may be deemed to be the beneficial owner of such shares. The Reporting Person disclaims beneficial ownership of the shares held by C-L Group except to the extent of his pecuniary interest therein, if any.

Common StockSEC Table I · non-derivativeIndirectBy Technology Impact Growth Fund, LP1,556,592 Reported balance Holding disclosure · report date 2026-10-05 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 1,556,592

F5: The shares of common stock are held of record by Technology Impact Growth Fund, LP, ("TIGF"). The Reporting Person is an owner of the general partner of TIGF. The Reporting Person disclaims beneficial ownership of the shares held by TIGF except to the extent of his pecuniary interest therein, if any.

Common StockSEC Table I · non-derivativeIndirectBy Capricorn-Libra Partners, LLC321,926 Reported balance Holding disclosure · report date 2026-10-05 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 321,926

F6: The shares of common stock are held of record by Capricorn-Libra Partners, LLC ("C-L Partners"). The Reporting Person is the sole manager of C-L Partners. The Reporting Person disclaims beneficial ownership of the shares held by C-L Partners except to the extent of his pecuniary interest therein, if any.

Common StockSEC Table I · non-derivativeIndirectBy LLC22,004 Reported balance Holding disclosure · report date 2026-10-05 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 22,004

F7: The shares of common stock are held of record by Saluja B. LLC, of which the Reporting Person is the manager. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the Issuer.

F2: The RSUs are fully vested on the grant date.

F3: The shares of common stock are held of record by Technology Impact Fund, L.P., ("TIF"). The Reporting Person is an owner of the general partner of TIF. The Reporting Person disclaims beneficial ownership of the shares held by TIF except to the extent of his pecuniary interest therein, if any.

F4: The shares of common stock are held of record by Capricorn-Libra Investment Group, L.P. ("C-L Group"), for which the Reporting Person has voting and dispositive power and therefore may be deemed to be the beneficial owner of such shares. The Reporting Person disclaims beneficial ownership of the shares held by C-L Group except to the extent of his pecuniary interest therein, if any.

F5: The shares of common stock are held of record by Technology Impact Growth Fund, LP, ("TIGF"). The Reporting Person is an owner of the general partner of TIGF. The Reporting Person disclaims beneficial ownership of the shares held by TIGF except to the extent of his pecuniary interest therein, if any.

F6: The shares of common stock are held of record by Capricorn-Libra Partners, LLC ("C-L Partners"). The Reporting Person is the sole manager of C-L Partners. The Reporting Person disclaims beneficial ownership of the shares held by C-L Partners except to the extent of his pecuniary interest therein, if any.

F7: The shares of common stock are held of record by Saluja B. LLC, of which the Reporting Person is the manager. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any.

Navitas Semiconductor Corp

Report date May 09, 2026 · Filed August 26, 2026 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect155,087 Last balance in matching sequence After 2026-07-31 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 1 · 2026-05-09 · Grant · Acquired 864 · Balance 144,146

F1: This Form 4/A is being filed solely to reflect the award of Restricted Stock Units ("RSUs") of the Issuer granted for the 2026-2027 board term, which occurred on July 22, 2026, and was inadvertently omitted from the original Form 4 filing by the reporting person. Reflects a grant of Class A common stock of the Issuer elected in lieu of the cash portion of the Reporting Person's fee for service on the Board of Directors of the Issuer during the first quarter of 2026. The price per share is calculated based on the 20 day average closing price of the Class A common stock of the Issuer as of May 7, 2026.

Row 2 · 2026-07-22 · Grant · Acquired 9,990 · Balance 154,136

F2: Reflects shares underlying an annual award of RSUs granted for the 2026-2027 board term under the issuer's non-employee director compensation program and the Navitas Semiconductor Corporation 2021 Equity Incentive Plan (the "Plan"). Each RSU represents the reporting person's right to receive one share of Class A Common Stock of the issuer following the vesting date in accordance with the Plan and subject to applicable issuer policies. The RSUs will vest in full on June 25, 2027.

Row 3 · 2026-07-31 · Grant · Acquired 951 · Balance 155,087

F3: Reflects a grant of Class A common stock of the Issuer elected in lieu of the cash portion of the Reporting Person's fee for service on the Board of Directors of the Issuer during the second quarter of 2026. The price per share is calculated based on the 20 day average closing price of the Class A common stock of the Issuer as of July 29, 2026.

Class A Common StockSEC Table I · non-derivativeIndirectBy Technology Impact Fund, LP3,237,161 Reported balance Holding disclosure · report date 2026-05-09 · row 4 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 4 · Balance 3,237,161

F4: Shares are held by Technology Impact Fund, L.P., of which the reporting person is managing director. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Capricorn-Libra Investment Group, LP4,755,536 Reported balance Holding disclosure · report date 2026-05-09 · row 5 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 5 · Balance 4,755,536

F5: Shares are held by Capricorn-Libra Investment Group, LP, of which the reporting person is managing director. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4/A is being filed solely to reflect the award of Restricted Stock Units ("RSUs") of the Issuer granted for the 2026-2027 board term, which occurred on July 22, 2026, and was inadvertently omitted from the original Form 4 filing by the reporting person. Reflects a grant of Class A common stock of the Issuer elected in lieu of the cash portion of the Reporting Person's fee for service on the Board of Directors of the Issuer during the first quarter of 2026. The price per share is calculated based on the 20 day average closing price of the Class A common stock of the Issuer as of May 7, 2026.

F2: Reflects shares underlying an annual award of RSUs granted for the 2026-2027 board term under the issuer's non-employee director compensation program and the Navitas Semiconductor Corporation 2021 Equity Incentive Plan (the "Plan"). Each RSU represents the reporting person's right to receive one share of Class A Common Stock of the issuer following the vesting date in accordance with the Plan and subject to applicable issuer policies. The RSUs will vest in full on June 25, 2027.

F3: Reflects a grant of Class A common stock of the Issuer elected in lieu of the cash portion of the Reporting Person's fee for service on the Board of Directors of the Issuer during the second quarter of 2026. The price per share is calculated based on the 20 day average closing price of the Class A common stock of the Issuer as of July 29, 2026.

F4: Shares are held by Technology Impact Fund, L.P., of which the reporting person is managing director. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

F5: Shares are held by Capricorn-Libra Investment Group, LP, of which the reporting person is managing director. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

QuantumScape Corp

Report date June 03, 2026 · Filed June 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect396,418 Reported balance After 2026-06-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-03 · Grant · Acquired 24,183 · Balance 396,418

F1: On June 3, 2026, the Issuer granted restricted stock units ("RSUs") to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of the one-year anniversary of the annual meeting of stockholders held on June 3, 2026, or the day before the next annual meeting of stockholders, subject to the Reporting Person's continued service as of the vesting date.

F2: Includes 24,183 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer per the applicable vesting schedule, subject to the Reporting Person's continued service as of each vesting date.

Class A Common StockSEC Table I · non-derivativeIndirectBy: Capricorn-Libra Investment Group, LP9,892,934 Reported balance Holding disclosure · report date 2026-06-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 9,892,934

F3: Shares are held by Capricorn-Libra Investment Group, LP, of which the Reporting Person is the managing director. The Reporting Person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On June 3, 2026, the Issuer granted restricted stock units ("RSUs") to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of the one-year anniversary of the annual meeting of stockholders held on June 3, 2026, or the day before the next annual meeting of stockholders, subject to the Reporting Person's continued service as of the vesting date.

F2: Includes 24,183 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer per the applicable vesting schedule, subject to the Reporting Person's continued service as of each vesting date.

F3: Shares are held by Capricorn-Libra Investment Group, LP, of which the Reporting Person is the managing director. The Reporting Person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 06, 2024 Filed Jun 10, 2024 21:09 UTC Navitas Semiconductor Corp NVTS · Entity 4266 SaleClass A Common Stock 87,060 $4.56 $397,071.95
Disclosure

SEC source: 0001821769-24-000083 · wk-form4_1718053775.xml · nonDerivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Capricorn-Libra Investment Group, LP

Disclosed balance after: 6,118,539

F1 · price: The reported securities were sold in multiple trades at prices ranging from $4.4100 to $4.6400 inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares are held by Capricorn-Libra Investment Group, LP, of which the reporting person is managing director. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

Read SEC document
April 05, 2024 Filed Apr 5, 2024 20:20 UTC Joby Aviation, Inc. JOBY · Entity 2121 GrantCommon Stock 2,639 $0.00 $0.00
Disclosure

SEC source: 0001819848-24-000209 · wk-form4_1712348397.xml · nonDerivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,047

F1 · shares: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the Issuer.

F2 · shares: The RSUs are fully vested on the grant date.

Read SEC document
January 05, 2024 Filed Jan 8, 2024 23:26 UTC Joby Aviation, Inc. JOBY · Entity 2121 GrantCommon Stock 2,052 $0.00 $0.00
Disclosure

SEC source: 0001819848-24-000050 · wk-form4_1704756384.xml · nonDerivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,408

F1 · shares: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the Issuer.

F2 · shares: The RSUs are fully vested on the grant date.

Read SEC document
December 15, 2023 Filed Dec 16, 2023 00:15 UTC Navitas Semiconductor Corp NVTS · Entity 4266 SaleClass A Common Stock 43,529 $8.21 $357,255.56
Disclosure

SEC source: 0001821769-23-000194 · wk-form4_1702685748.xml · nonDerivative · entry 4

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Capricorn-Libra Investment Group, LP

Disclosed balance after: 6,205,599

F5 · price: The reported securities were sold in multiple trades at prices ranging from $8.0300 to $8.4300 inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares are held by Capricorn-Libra Investment Group, LP, of which the reporting person is managing director. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

Read SEC document
December 14, 2023 Filed Dec 14, 2023 22:42 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 119,001 $7.18 $854,427.18
Disclosure

SEC source: 0001819848-23-000442 · wk-form4_1702593718.xml · nonDerivative · entry 2

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Capricorn-Libra Investment Group, L.P.

Disclosed balance after: 9,598,884

F3 · price: This transaction was executed in multiple trades at prices ranging from $6.95 to $7.57. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The shares of common stock are held of record by Capricorn-Libra Investment Group, L.P. ("C-L Group"), for which the reporting person has voting and dispositive power and therefore may be deemed to be the beneficial owner of such shares. The reporting person disclaims beneficial ownership of the shares held by C-L Group except to the extent of his pecuniary interest therein, if any.

Read SEC document
December 14, 2023 Filed Dec 16, 2023 00:15 UTC Navitas Semiconductor Corp NVTS · Entity 4266 SaleClass A Common Stock 43,530 $8.21 $357,498.83
Disclosure

SEC source: 0001821769-23-000194 · wk-form4_1702685748.xml · nonDerivative · entry 3

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Capricorn-Libra Investment Group, LP

Disclosed balance after: 6,249,128

F4 · price: The reported securities were sold in multiple trades at prices ranging from $7.9900 to $8.3000 inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares are held by Capricorn-Libra Investment Group, LP, of which the reporting person is managing director. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

Read SEC document
December 13, 2023 Filed Dec 16, 2023 00:15 UTC Navitas Semiconductor Corp NVTS · Entity 4266 SaleClass A Common Stock 43,530 $7.59 $330,222.93
Disclosure

SEC source: 0001821769-23-000194 · wk-form4_1702685748.xml · nonDerivative · entry 2

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Capricorn-Libra Investment Group, LP

Disclosed balance after: 6,292,658

F3 · price: The reported securities were sold in multiple trades at prices ranging from $7.3700 to $7.8400 inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares are held by Capricorn-Libra Investment Group, LP, of which the reporting person is managing director. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

Read SEC document
December 12, 2023 Filed Dec 14, 2023 22:42 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 119,001 $6.44 $766,366.44
Disclosure

SEC source: 0001819848-23-000442 · wk-form4_1702593718.xml · nonDerivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Capricorn-Libra Investment Group, L.P.

Disclosed balance after: 9,717,885

F1 · price: This transaction was executed in multiple trades at prices ranging from $6.36 to $6.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The shares of common stock are held of record by Capricorn-Libra Investment Group, L.P. ("C-L Group"), for which the reporting person has voting and dispositive power and therefore may be deemed to be the beneficial owner of such shares. The reporting person disclaims beneficial ownership of the shares held by C-L Group except to the extent of his pecuniary interest therein, if any.

Read SEC document
December 12, 2023 Filed Dec 16, 2023 00:15 UTC Navitas Semiconductor Corp NVTS · Entity 4266 SaleClass A Common Stock 43,530 $7.51 $327,049.60
Disclosure

SEC source: 0001821769-23-000194 · wk-form4_1702685748.xml · nonDerivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Capricorn-Libra Investment Group, LP

Disclosed balance after: 6,336,188

F1 · price: The reported securities were sold in multiple trades at prices ranging from $7.4400 to $7.5900 inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares are held by Capricorn-Libra Investment Group, LP, of which the reporting person is managing director. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

Read SEC document
December 08, 2023 Filed Dec 9, 2023 00:08 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 119,001 $6.52 $775,886.52
Disclosure

SEC source: 0001819848-23-000439 · wk-form4_1702080497.xml · nonDerivative · entry 2

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Capricorn-Libra Investment Group, L.P.

Disclosed balance after: 9,836,886

F2 · price: This transaction was executed in multiple trades at prices ranging from $6.31 to $6.63. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.nature: The shares of common stock are held of record by Capricorn-Libra Investment Group, L.P. ("C-L Group"), for which the reporting person has voting and dispositive power and therefore may be deemed to be the beneficial owner of such shares. The reporting person disclaims beneficial ownership of the shares held by C-L Group except to the extent of his pecuniary interest therein, if any.

Read SEC document
December 06, 2023 Filed Dec 9, 2023 00:08 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 119,001 $6.43 $765,176.43
Disclosure

SEC source: 0001819848-23-000439 · wk-form4_1702080497.xml · nonDerivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Capricorn-Libra Investment Group, L.P.

Disclosed balance after: 9,955,887

F1 · ownership.nature: The shares of common stock are held of record by Capricorn-Libra Investment Group, L.P. ("C-L Group"), for which the reporting person has voting and dispositive power and therefore may be deemed to be the beneficial owner of such shares. The reporting person disclaims beneficial ownership of the shares held by C-L Group except to the extent of his pecuniary interest therein, if any.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 21:35 UTC Joby Aviation, Inc. JOBY · Entity 2121 SaleCommon Stock 119,001 $6.07 $722,336.07
Disclosure

SEC source: 0001819848-23-000437 · wk-form4_1701466536.xml · nonDerivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Capricorn-Libra Investment Group, L.P.

Disclosed balance after: 10,074,888

F1 · price: This transaction was executed in multiple trades at prices ranging from $6.04 to $6.13. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The shares of common stock are held of record by Capricorn-Libra Investment Group, L.P. ("C-L Group"), for which the reporting person has voting and dispositive power and therefore may be deemed to be the beneficial owner of such shares. The reporting person disclaims beneficial ownership of the shares held by C-L Group except to the extent of his pecuniary interest therein, if any.

Read SEC document
October 05, 2023 Filed Oct 10, 2023 20:12 UTC Joby Aviation, Inc. JOBY · Entity 2121 GrantCommon Stock 2,080 $0.00 $0.00
Disclosure

SEC source: 0001819848-23-000410 · wk-form4_1696968708.xml · nonDerivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,356

F1 · shares: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the Issuer.

F2 · shares: The RSUs are fully vested on the grant date.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 20:31 UTC Joby Aviation, Inc. JOBY · Entity 2121 GrantCommon Stock 1,555 $0.00 $0.00
Disclosure

SEC source: 0001819848-23-000290 · wf-form4_168876187898393.xml · nonDerivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,276

F1 · shares: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the Issuer.

F2 · shares: The RSUs are fully vested on the grant date.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 23:12 UTC Joby Aviation, Inc. JOBY · Entity 2121 GrantRestricted Stock Units (RSUs) · Derivative 22,556 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-23-000232 · wf-form4_168756194450901.xml · derivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,556

Underlying: Common Stock · 22,556 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents an annual award of restricted stock units ("RSUs") to the Issuer's non-employee directors (the "Annual Award"). The Annual Award shall fully vest on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) June 22, 2024, in each case, subject to Reporting Person's continued status as a Service Provider (as defined in the Issuer's 2021 Incentive Award Plan) through the applicable vesting date. Each RSU represents a contingent right to receive one share of Common Stock upon vesting.

F1 · derivative.expiration_date: Represents an annual award of restricted stock units ("RSUs") to the Issuer's non-employee directors (the "Annual Award"). The Annual Award shall fully vest on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) June 22, 2024, in each case, subject to Reporting Person's continued status as a Service Provider (as defined in the Issuer's 2021 Incentive Award Plan) through the applicable vesting date. Each RSU represents a contingent right to receive one share of Common Stock upon vesting.

Read SEC document
June 10, 2023 Filed Jun 13, 2023 20:44 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 27,574 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-23-000203 · wf-form4_168668908181522.xml · derivative · entry 2

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,574 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents an annual award of restricted stock units ("RSUs") to the Issuer's non-employee directors (the "Annual Award"). The Annual Award shall fully vest on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) June 10, 2023, in each case, subject to Reporting Person's continued status as a Service Provider (as defined in the Issuer's 2021 Incentive Award Plan) through the applicable vesting date. Each RSU represents a contingent right to receive one share of Common Stock upon vesting.

F1 · derivative.expiration_date: Represents an annual award of restricted stock units ("RSUs") to the Issuer's non-employee directors (the "Annual Award"). The Annual Award shall fully vest on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) June 10, 2023, in each case, subject to Reporting Person's continued status as a Service Provider (as defined in the Issuer's 2021 Incentive Award Plan) through the applicable vesting date. Each RSU represents a contingent right to receive one share of Common Stock upon vesting.

Read SEC document
June 10, 2023 Filed Jun 13, 2023 20:44 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 27,574 $0.00 $0.00
Disclosure

SEC source: 0001819848-23-000203 · wf-form4_168668908181522.xml · nonDerivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2023 Filed Jun 13, 2023 00:25 UTC Navitas Semiconductor Corp NVTS · Entity 4266 GrantClass A Common Stock 15,021 $0.00 $0.00
Disclosure

SEC source: 0001821769-23-000110 · wk-form4_1686615921.xml · nonDerivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,189

F1 · kind: Reflects shares underlying restricted stock units ("RSUs") granted under the issuer's non-employee director compensation program and the Navitas Semiconductor Corporation 2021 Equity Incentive Plan (the "Plan"). Each RSU represents the reporting person's right to receive one share of Class A Common Stock of the issuer following the vesting date in accordance with the Plan and subject to applicable issuer policies. The RSUs will vest in full immediately before the issuer's 2024 annual stockholders' meeting , subject to the reporting person's continued service as a director at that time, and provided such meeting is within 30 days of the first anniversary of the 2023 annual stockholders' meeting (otherwise the RSUs will vest one year after the grant date).

F2 · balance_after: Includes 21,705 RSUs subject to vesting on November 10, 2023.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 20:08 UTC QuantumScape Corp QS · Entity 4158 GrantClass A Common Stock 25,236 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-035756 · doc4.xml · nonDerivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,620

F1 · kind: On June 7, 2023, the Issuer granted restricted stock units ("RSUs") to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the earlier of the one-year anniversary of the date the RSUs were granted or the day before the next annual meeting of stockholders, subject to the Reporting Person's continued service as of the vesting date.

F2 · balance_after: Includes 25,236 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer per the applicable vesting schedule, subject to the Reporting Person's continued service as of each vesting date.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 22:21 UTC Joby Aviation, Inc. JOBY · Entity 2121 GrantCommon Stock 3,472 $0.00 $0.00
Disclosure

SEC source: 0001819848-23-000125 · wf-form4_168090604727357.xml · nonDerivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,147

F1 · shares: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the Issuer.

F2 · shares: The RSUs are fully vested on the grant date.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 22:34 UTC Navitas Semiconductor Corp NVTS · Entity 4266 GrantClass A Common Stock 21,705 $0.00 $0.00
Disclosure

SEC source: 0001821769-23-000026 · wf-form4_167771002781369.xml · nonDerivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,168

F1 · kind: Reflects shares underlying restricted stock units ("RSUs") granted under the issuer's non-employee director compensation program and the Navitas Semiconductor Corporation 2021 Equity Incentive Plan (the "Plan"). Each RSU represents the reporting person's right to receive one share of Class A Common Stock of the issuer following the vesting date in accordance with the Plan. All RSUs vest on November 10, 2023, the one-year anniversary of the issuer's 2022 annual stockholders' meeting, subject to the reporting person's continued service as of the vesting date.

F1 · shares: Reflects shares underlying restricted stock units ("RSUs") granted under the issuer's non-employee director compensation program and the Navitas Semiconductor Corporation 2021 Equity Incentive Plan (the "Plan"). Each RSU represents the reporting person's right to receive one share of Class A Common Stock of the issuer following the vesting date in accordance with the Plan. All RSUs vest on November 10, 2023, the one-year anniversary of the issuer's 2022 annual stockholders' meeting, subject to the reporting person's continued service as of the vesting date.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 22:01 UTC Joby Aviation, Inc. JOBY · Entity 2121 GrantCommon Stock 3,939 $0.00 $0.00
Disclosure

SEC source: 0001819848-23-000014 · wf-form4_167330169995916.xml · nonDerivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,675

F1 · shares: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the Issuer.

F2 · shares: The RSUs are fully vested on the grant date.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 20:11 UTC Joby Aviation, Inc. JOBY · Entity 2121 GrantCommon Stock 2,654 $0.00 $0.00
Disclosure

SEC source: 0001819848-22-000167 · wf-form4_166517347614090.xml · nonDerivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,736

F1 · shares: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the Issuer.

F2 · shares: The RSUs are fully vested on the grant date.

Read SEC document
September 20, 2022 Filed Sep 23, 2022 01:00 UTC QuantumScape Corp QS · Entity 4158 GrantClass A Common Stock 14,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051072 · doc4.xml · nonDerivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,384

F1 · kind: On September 20, 2022, the Issuer granted RSUs to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the earlier of the one-year anniversary of the date the RSUs were granted or the day before the next annual meeting of stockholders, subject to the Reporting Person's continued service as of the vesting date.

F2 · balance_after: Includes 19,919 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer.

Read SEC document
September 19, 2022 Filed Jan 24, 2023 22:00 UTC QuantumScape Corp QS · Entity 4158 SaleClass A Common Stock 21,184 $11.45 $242,539.85
Disclosure

SEC source: 0001209191-23-004650 · doc4.xml · nonDerivative · entry 3

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Capricorn-Libra Investment Group, LP

Disclosed balance after: 13,190,579

Read SEC document
September 16, 2022 Filed Jan 24, 2023 22:00 UTC QuantumScape Corp QS · Entity 4158 SaleClass A Common Stock 293,834 $11.33 $3,328,786.62
Disclosure

SEC source: 0001209191-23-004650 · doc4.xml · nonDerivative · entry 2

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Capricorn-Libra Investment Group, LP

Disclosed balance after: 13,211,763

Read SEC document
September 15, 2022 Filed Jan 24, 2023 22:00 UTC QuantumScape Corp QS · Entity 4158 SaleClass A Common Stock 54,943 $11.21 $615,889.05
Disclosure

SEC source: 0001209191-23-004650 · doc4.xml · nonDerivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Capricorn-Libra Investment Group, LP

Disclosed balance after: 13,505,597

F1 · ownership.nature: The Reporting Person has shared voting and investment power over the shares held by Capricorn-Libra Investment Group, LP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.

Read SEC document
August 22, 2022 Filed Aug 22, 2022 20:59 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 24,606 $0.00 $0.00
Disclosure

SEC source: 0001819848-22-000108 · wf-form4_166120195459902.xml · derivative · entry 6

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the Issuer.

F6 · derivative.exercise_date: The Reporting Person was granted 24,606 RSUs on March 11, 2022. 100% of the RSUs vested on June 10, 2022, but the shares were not released to the Reporting Person until August 22, 2022.

F6 · derivative.expiration_date: The Reporting Person was granted 24,606 RSUs on March 11, 2022. 100% of the RSUs vested on June 10, 2022, but the shares were not released to the Reporting Person until August 22, 2022.

Read SEC document
August 22, 2022 Filed Aug 22, 2022 20:59 UTC Joby Aviation, Inc. JOBY · Entity 2121 Exercise / conversionCommon Stock 24,606 $0.00 $0.00
Disclosure

SEC source: 0001819848-22-000108 · wf-form4_166120195459902.xml · nonDerivative · entry 2

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 05, 2022 Filed Aug 22, 2022 20:59 UTC Joby Aviation, Inc. JOBY · Entity 2121 GrantCommon Stock 2,728 $0.00 $0.00
Disclosure

SEC source: 0001819848-22-000108 · wf-form4_166120195459902.xml · nonDerivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,476

F1 · shares: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the Issuer.

F2 · shares: The RSUs are fully vested on the grant date.

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June 10, 2022 Filed Jun 14, 2022 20:11 UTC Joby Aviation, Inc. JOBY · Entity 2121 GrantRestricted Stock Units (RSUs) · Derivative 27,574 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001819848-22-000043 · wf-form4_165523746697963.xml · derivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,574

Underlying: Common Stock · 27,574 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents an annual award of restricted stock units ("RSUs") to the Issuer's non-employee directors (the "Annual Award"). The Annual Award shall fully vest on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) June 10, 2023, in each case, subject to Reporting Person's continued status as a Service Provider (as defined in the Issuer's 2021 Incentive Award Plan) through the applicable vesting date. Each RSU represents a contingent right to receive one share of Common Stock upon vesting.

F1 · derivative.expiration_date: Represents an annual award of restricted stock units ("RSUs") to the Issuer's non-employee directors (the "Annual Award"). The Annual Award shall fully vest on the earlier of (a) the date of the next annual meeting of the Issuer's stockholders and (b) June 10, 2023, in each case, subject to Reporting Person's continued status as a Service Provider (as defined in the Issuer's 2021 Incentive Award Plan) through the applicable vesting date. Each RSU represents a contingent right to receive one share of Common Stock upon vesting.

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June 06, 2022 Filed Jun 8, 2022 21:31 UTC QuantumScape Corp QS · Entity 4158 OtherClass A Common Stock 241,721 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-035127 · doc4.xml · nonDerivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,759

F1 · kind: Pro rata distribution from a limited liability company of which the Reporting Person was a non-managing member.

F1 · price: Pro rata distribution from a limited liability company of which the Reporting Person was a non-managing member.

F2 · balance_after: Includes 5,294 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the first quarterly vesting date following the one-year anniversary of the grant date, subject to the Reporting Person's continued service as of the vesting date.

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April 05, 2022 Filed Apr 6, 2022 21:24 UTC Joby Aviation, Inc. JOBY · Entity 2121 GrantCommon Stock 2,420 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-014124 · doc4.xml · nonDerivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,691

F1 · shares: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the Issuer.

F2 · shares: The RSUs are fully vested on the grant date.

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March 11, 2022 Filed Mar 15, 2022 23:31 UTC Joby Aviation, Inc. JOBY · Entity 2121 GrantRestricted Stock Units (RSUs) · Derivative 24,606 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011130 · doc4.xml · derivative · entry 4

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,606

Underlying: Common Stock · 24,606 shares

Expires 2032-03-10

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the Issuer.

F5 · derivative.exercise_date: The RSUs will vest in full on the date of the next annual meeting of stockholders of the Issuer.

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March 11, 2022 Filed Mar 15, 2022 23:31 UTC Joby Aviation, Inc. JOBY · Entity 2121 GrantCommon Stock 4,271 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011130 · doc4.xml · nonDerivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,271

F1 · balance_after: Represents Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the Issuer.

F2 · balance_after: The RSUs are fully vested on the grant date.

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December 15, 2021 Filed Dec 17, 2021 23:00 UTC QuantumScape Corp QS · Entity 4158 GrantClass A Common Stock 5,294 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-070382 · doc4.xml · nonDerivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,038

F1 · kind: On December 15, the Issuer granted an RSU to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the first quarterly vesting date following the one-year anniversary of the grant date, subject to the Reporting Person's continued service as of the vesting date.

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October 19, 2021 Filed Oct 23, 2021 01:03 UTC Navitas Semiconductor Corp NVTS · Entity 4266 GrantCommon Stock 3,237,161 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-009828 · form4.xml · nonDerivative · entry 3

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Technology Impact Fund, L.P.

Disclosed balance after: 3,237,161

F4 · shares: Received in exchange for 2,957,933 shares of Navitas Semiconductor in connection with the merger of Navitas Semiconductor into the Company pursuant to the exchange ratio set forth in the Business Combination Agreement and Plan of Reorganization between Navitas Semiconductor and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $13.38.

F4 · price: Received in exchange for 2,957,933 shares of Navitas Semiconductor in connection with the merger of Navitas Semiconductor into the Company pursuant to the exchange ratio set forth in the Business Combination Agreement and Plan of Reorganization between Navitas Semiconductor and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $13.38.

F5 · ownership.nature: Shares are held by Technology Impact Fund, L.P. ("Technology Impact Fund"), Dipender Saluja is Managing Director of Technology Impact Fund. Dipender Saluja may be deemed a beneficial owner of such shares, Dipender Saluja disclaims beneficial ownership of all shares held by Technology Impact Fund, except to the extent of his actual pecuniary interest in such shares.

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October 19, 2021 Filed Oct 23, 2021 01:03 UTC Navitas Semiconductor Corp NVTS · Entity 4266 GrantCommon Stock 6,379,718 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-009828 · form4.xml · nonDerivative · entry 2

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Capricorn-Libra Investment Group, LP

Disclosed balance after: 6,379,718

F2 · shares: Received in exchange for 5,829,421 shares of Navitas Semiconductor Limited, Inc. ("Navitas Semiconductor") in connection with the merger of Navitas Semiconductor into Navitas Semiconductor Corporation (the "Company") pursuant to the exchange ratio set forth in the Business Combination Agreement and Plan of Reorganization between Navitas Semiconductor and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $13.38.

F2 · price: Received in exchange for 5,829,421 shares of Navitas Semiconductor Limited, Inc. ("Navitas Semiconductor") in connection with the merger of Navitas Semiconductor into Navitas Semiconductor Corporation (the "Company") pursuant to the exchange ratio set forth in the Business Combination Agreement and Plan of Reorganization between Navitas Semiconductor and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $13.38.

F3 · ownership.nature: Shares are held by Capricorn-Libra Investment Group, LP ("Capricorn-Libra"), Dipender Saluja is Managing Director of Capricorn-Libra. Dipender Saluja may be deemed a beneficial owner of such shares, Dipender Saluja disclaims beneficial ownership of all shares held by Capricorn-Libra, except to the extent of his actual pecuniary interest in such shares.

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October 19, 2021 Filed Oct 23, 2021 01:03 UTC Navitas Semiconductor Corp NVTS · Entity 4266 GrantCommon Stock 10,463 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-009828 · form4.xml · nonDerivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,463

F1 · shares: Restricted stock units convert into common stock on a one-for-one basis. The reporting person received a restricted stock unit award which are unvested and fully vest on October 19, 2022.

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August 10, 2021 Filed Aug 12, 2021 23:33 UTC Joby Aviation, Inc. JOBY · Entity 2121 GrantCommon Stock 1,175,460 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-032863 · doc4.xml · nonDerivative · entry 3

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,175,460

F1 · price: On August 10, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of February 23, 2021, by and among the Issuer, RTP Merger Sub Inc. ("Merger Sub") and Joby Aero, Inc. ("Joby"), Merger Sub merged with and into Joby with Joby surviving as a wholly owned subsidiary of the Issuer (the "Merger"). Upon consummation of the Merger (the "Effective Time"), each issued and outstanding share of common stock of Joby was automatically cancelled and converted into approximately 3.4572 (the "Exchange Ratio") shares of common stock of the Issuer.

F4 · ownership.nature: The shares of common stock are held of record by Technology Impact Growth Fund, LP, for which Dipender Saluja is expected to exercise voting and dispositive power. Dipender Saluja has voting and dispositive power of the shares held by Technology Impact Growth Fund, LP therefore may be deemed to be the beneficial owner of such shares.

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August 10, 2021 Filed Aug 12, 2021 23:33 UTC Joby Aviation, Inc. JOBY · Entity 2121 GrantCommon Stock 26,086,247 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-032863 · doc4.xml · nonDerivative · entry 2

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 26,086,247

F1 · price: On August 10, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of February 23, 2021, by and among the Issuer, RTP Merger Sub Inc. ("Merger Sub") and Joby Aero, Inc. ("Joby"), Merger Sub merged with and into Joby with Joby surviving as a wholly owned subsidiary of the Issuer (the "Merger"). Upon consummation of the Merger (the "Effective Time"), each issued and outstanding share of common stock of Joby was automatically cancelled and converted into approximately 3.4572 (the "Exchange Ratio") shares of common stock of the Issuer.

F3 · ownership.nature: The shares of common stock are held of record by Technology Impact Fund, L.P., for which Dipender Saluja is expected to exercise voting and dispositive power. Dipender Saluja has voting and dispositive power of the shares held by Technology Impact Fund, L.P. therefore may be deemed to be the beneficial owner of such shares.

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August 10, 2021 Filed Aug 12, 2021 23:33 UTC Joby Aviation, Inc. JOBY · Entity 2121 GrantCommon Stock 10,193,889 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-032863 · doc4.xml · nonDerivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,193,889

F1 · price: On August 10, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of February 23, 2021, by and among the Issuer, RTP Merger Sub Inc. ("Merger Sub") and Joby Aero, Inc. ("Joby"), Merger Sub merged with and into Joby with Joby surviving as a wholly owned subsidiary of the Issuer (the "Merger"). Upon consummation of the Merger (the "Effective Time"), each issued and outstanding share of common stock of Joby was automatically cancelled and converted into approximately 3.4572 (the "Exchange Ratio") shares of common stock of the Issuer.

F2 · ownership.nature: The shares of common stock are held of record by Capricorn-Libra Investment Group, L.P., for which Dipender Saluja is expected to exercise voting and dispositive power. Dipender Saluja has voting and dispositive power of the shares held by Capricorn-Libra Investment Group, L.P. therefore may be deemed to be the beneficial owner of such shares.

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August 10, 2021 Filed Dec 17, 2021 22:03 UTC Amendment Joby Aviation, Inc. JOBY · Entity 2121 GrantCommon Stock 900,000 $10.00 $9,000,000.00
Disclosure

SEC source: 0001209191-21-070335 · doc4a.xml · nonDerivative · entry 2

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,075,460

F1 · kind: Reflects Issuer common stock acquired from the Issuer pursuant to a Subscription Agreement in connection with the business combination of Reinvent Technology Partners (the former name of the Issuer) and Joby Aero, Inc.

F2 · kind: On August 12, 2021, the Reporting Person filed a Form 4 which inadvertently omitted these purchases of common stock.

F4 · ownership.nature: The shares of common stock are held of record by Technology Impact Growth Fund, LP, ("TIGF"). The reporting person is an owner of the general partner of TIGF. The reporting person disclaims beneficial ownership of the shares held by TIGF except to the extent of his pecuniary interest therein, if any.

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August 10, 2021 Filed Dec 17, 2021 22:03 UTC Amendment Joby Aviation, Inc. JOBY · Entity 2121 GrantCommon Stock 2,600,000 $10.00 $26,000,000.00
Disclosure

SEC source: 0001209191-21-070335 · doc4a.xml · nonDerivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 28,686,247

F1 · kind: Reflects Issuer common stock acquired from the Issuer pursuant to a Subscription Agreement in connection with the business combination of Reinvent Technology Partners (the former name of the Issuer) and Joby Aero, Inc.

F2 · kind: On August 12, 2021, the Reporting Person filed a Form 4 which inadvertently omitted these purchases of common stock.

F3 · ownership.nature: The shares of common stock are held of record by Technology Impact Fund, L.P., ("TIF"). The reporting person is an owner of the general partner of TIF. The reporting person disclaims beneficial ownership of the shares held by TIF except to the extent of his pecuniary interest therein, if any.

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May 21, 2021 Filed May 26, 2021 01:34 UTC QuantumScape Corp QS · Entity 4158 OtherClass A Common Stock 2,744 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-035840 · doc4.xml · nonDerivative · entry 3

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,744

F4 · kind: Represents the receipt of shares of Class A Common Stock pursuant to a pro rata distribution effected by Technology Impact Growth Fund, LP, to its partners including the Reporting Person, for no additional consideration.

F3 · price: Represents a pro rata distribution of shares of Class A Common Stock, without additional consideration, by the holder to its general partner and limited partners. The Reporting Person did not receive any shares in this distribution.

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May 21, 2021 Filed May 26, 2021 01:34 UTC QuantumScape Corp QS · Entity 4158 OtherClass A Common Stock 3,390,135 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-035840 · doc4.xml · nonDerivative · entry 2

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Capricorn-Libra Investment Group, LP

Disclosed balance after: 13,560,540

F3 · kind: Represents a pro rata distribution of shares of Class A Common Stock, without additional consideration, by the holder to its general partner and limited partners. The Reporting Person did not receive any shares in this distribution.

F3 · price: Represents a pro rata distribution of shares of Class A Common Stock, without additional consideration, by the holder to its general partner and limited partners. The Reporting Person did not receive any shares in this distribution.

F2 · ownership.nature: The Reporting Person has shared voting and investment power over the shares held by Capricorn-Libra Investment Group, LP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.

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May 20, 2021 Filed May 26, 2021 01:34 UTC QuantumScape Corp QS · Entity 4158 ConversionClass B Common Stock · Derivative 14,022,837 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-035840 · doc4.xml · derivative · entry 4

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Capricorn-Libra Investment Group, LP

Disclosed balance after: 0

Underlying: Class A Common Stock · 14,022,837 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock converted into Class A Common Stock on a one-to-one basis at the Reporting Person's election and had no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock converted into Class A Common Stock on a one-to-one basis at the Reporting Person's election and had no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock converted into Class A Common Stock on a one-to-one basis at the Reporting Person's election and had no expiration date.

F2 · ownership.nature: The Reporting Person has shared voting and investment power over the shares held by Capricorn-Libra Investment Group, LP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.

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May 20, 2021 Filed May 26, 2021 01:34 UTC QuantumScape Corp QS · Entity 4158 ConversionClass A Common Stock 14,022,837 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-035840 · doc4.xml · nonDerivative · entry 1

Saluja Dipender · CIK 0001834268 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Capricorn-Libra Investment Group, LP

Disclosed balance after: 16,950,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock converted into Class A Common Stock on a one-to-one basis at the Reporting Person's election and had no expiration date.

F2 · ownership.nature: The Reporting Person has shared voting and investment power over the shares held by Capricorn-Libra Investment Group, LP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.