Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DoorDash, Inc.DASH · Entity 1541 | CHIEF ACCOUNTING OFFICER | September 04, 2026 | September 09, 2026 |
| GLU MOBILE INCGLUU · Entity 139614 | Vice President of Accounting | February 15, 2019 | February 19, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DoorDash, Inc.
Report date September 04, 2026 · Filed September 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 83,919 |
Reported balance
After 2026-09-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-04 · Sale · Disposed 413 · Balance 83,919 F1: The sale reported by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan adopted on June 5, 2026. F2: Certain of these securities are represented by Restricted Stock Units. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan adopted on June 5, 2026.
F2: Certain of these securities are represented by Restricted Stock Units.
GLU MOBILE INC
Report date February 15, 2019 · Filed February 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 23,106 |
Ending reported balance
After 2019-02-15 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2019-02-15 · Exercise / conversion · Acquired 7,812 · Balance 22,142 F1: Vesting of restricted stock units (RSUs) granted to Mr. Lee on April 11, 2017. Row 2 · 2019-02-15 · Tax withholding · Disposed 3,824 · Balance 18,318 F2: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. Lee and cancelled by Glu Mobile Inc. ("Glu") in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. Lee resulting from the vesting of RSUs. Mr. Lee did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Row 3 · 2019-02-15 · Exercise / conversion · Acquired 10,610 · Balance 28,928 F3: Represents performance stock units granted to the Reporting Person on October 10, 2017, that vested on February 15, 2019 as a result of the Reporting Person having met the applicable performance criteria. Row 4 · 2019-02-15 · Tax withholding · Disposed 5,822 · Balance 23,106 F2: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. Lee and cancelled by Glu Mobile Inc. ("Glu") in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. Lee resulting from the vesting of RSUs. Mr. Lee did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 70,313 |
Reported balance
After 2019-02-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-02-15 · Exercise / conversion · Acquired 7,812 · Balance 70,313 F4: Each RSU represents a contingent right to receive one share of Glu common stock. F1: Vesting of restricted stock units (RSUs) granted to Mr. Lee on April 11, 2017. F5: The RSU vested as to 25% of the total number of shares subject to the RSU on May 15, 2018 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was August 15, 2018, the next quarterly vesting date was November 15, 2018, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 10,610 |
Reported balance
After 2019-02-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-02-15 · Grant · Acquired 10,610 · Balance 10,610 F4: Each RSU represents a contingent right to receive one share of Glu common stock. F3: Represents performance stock units granted to the Reporting Person on October 10, 2017, that vested on February 15, 2019 as a result of the Reporting Person having met the applicable performance criteria. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-02-15 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-02-15 · Exercise / conversion · Acquired 10,610 · Balance 0 F4: Each RSU represents a contingent right to receive one share of Glu common stock. F3: Represents performance stock units granted to the Reporting Person on October 10, 2017, that vested on February 15, 2019 as a result of the Reporting Person having met the applicable performance criteria. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $3.59 · Expires 2027-10-10 | Direct | 138,594 |
Reported balance
After 2019-02-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-02-15 · Grant · Acquired 138,594 · Balance 138,594 F6: Represents performance stock options granted to the Reporting Person on October 10, 2017, that vested and became exercisable on February 15, 2019 as a result of the Reporting Person having met the applicable performance criteria. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of restricted stock units (RSUs) granted to Mr. Lee on April 11, 2017.
F2: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. Lee and cancelled by Glu Mobile Inc. ("Glu") in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. Lee resulting from the vesting of RSUs. Mr. Lee did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
F3: Represents performance stock units granted to the Reporting Person on October 10, 2017, that vested on February 15, 2019 as a result of the Reporting Person having met the applicable performance criteria.
F4: Each RSU represents a contingent right to receive one share of Glu common stock.
F5: The RSU vested as to 25% of the total number of shares subject to the RSU on May 15, 2018 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was August 15, 2018, the next quarterly vesting date was November 15, 2018, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day.
F6: Represents performance stock options granted to the Reporting Person on October 10, 2017, that vested and became exercisable on February 15, 2019 as a result of the Reporting Person having met the applicable performance criteria.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 11, 2020 Filed Dec 16, 2020 01:56 UTC | DoorDash, Inc. DASH · Entity 1541 | OtherCommon Stock | 161,805 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-033984 · doc4.xml · nonDerivative · entry 1 Lee Gordon S · CIK 0001635648 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. Read SEC document |
| December 11, 2020 Filed Dec 23, 2020 00:40 UTC | DoorDash, Inc. DASH · Entity 1541 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $17.57 | $0.00 |
DisclosureSEC source: 0000899243-20-034888 · doc4.xml · derivative · entry 2 Lee Gordon S · CIK 0001635648 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,000 Underlying: Class A Common Stock · 2,000 shares Expires 2029-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One-fourth of the shares underlying the option vested on March 4, 2020 and 1/48th of the shares vest monthly thereafter. Read SEC document |
| December 08, 2020 Filed Dec 11, 2020 02:25 UTC | DoorDash, Inc. DASH · Entity 1541 | GrantCommon Stock | 161,805 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-033416 · doc4.xml · nonDerivative · entry 1 Lee Gordon S · CIK 0001635648 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,805 F1 · security: Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class A Common Stock. F2 · shares: The reported shares are represented by restricted stock units, or RSUs, of which 50,140 have vested and the remaining shares vest as follows: (1) 78,125 vest in ten equal quarterly installments beginning on February 20, 2021; (ii) 7,185 vest in 11 equal monthly installments beginning on February 20, 2021 and (iii) 6,585 vest on February 20, 2021 with an additional 19,770 vesting in 12 equal quarterly installments beginning on May 20, 2021. Settlement of vested shares will not occur for a period of at least 180 days following the effectiveness of the Issuer's registration statement in connection with its initial public offering of Class A Common Stock. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:37 UTC | GLU MOBILE INC GLUU · Entity 139614 | GrantStock Options · Derivative | 138,594 | $3.59 Strike: $3.59 | $497,552.46 |
DisclosureSEC source: 0001179110-19-002113 · edgar.xml · derivative · entry 8 Lee Gordon S · CIK 0001635648 · Vice President of Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,594 Underlying: Common Stock · 138,594 shares Expires 2027-10-10 F6 · kind: Represents performance stock options granted to the Reporting Person on October 10, 2017, that vested and became exercisable on February 15, 2019 as a result of the Reporting Person having met the applicable performance criteria. F6 · derivative.exercise_date: Represents performance stock options granted to the Reporting Person on October 10, 2017, that vested and became exercisable on February 15, 2019 as a result of the Reporting Person having met the applicable performance criteria. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:37 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionRestricted Stock Units · Derivative | 10,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002113 · edgar.xml · derivative · entry 7 Lee Gordon S · CIK 0001635648 · Vice President of Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,610 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Glu common stock. F3 · kind: Represents performance stock units granted to the Reporting Person on October 10, 2017, that vested on February 15, 2019 as a result of the Reporting Person having met the applicable performance criteria. F3 · derivative.exercise_date: Represents performance stock units granted to the Reporting Person on October 10, 2017, that vested on February 15, 2019 as a result of the Reporting Person having met the applicable performance criteria. F3 · derivative.expiration_date: Represents performance stock units granted to the Reporting Person on October 10, 2017, that vested on February 15, 2019 as a result of the Reporting Person having met the applicable performance criteria. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:37 UTC | GLU MOBILE INC GLUU · Entity 139614 | GrantRestricted Stock Units · Derivative | 10,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002113 · edgar.xml · derivative · entry 6 Lee Gordon S · CIK 0001635648 · Vice President of Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,610 Underlying: Common Stock · 10,610 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Glu common stock. F3 · kind: Represents performance stock units granted to the Reporting Person on October 10, 2017, that vested on February 15, 2019 as a result of the Reporting Person having met the applicable performance criteria. F3 · derivative.exercise_date: Represents performance stock units granted to the Reporting Person on October 10, 2017, that vested on February 15, 2019 as a result of the Reporting Person having met the applicable performance criteria. F3 · derivative.expiration_date: Represents performance stock units granted to the Reporting Person on October 10, 2017, that vested on February 15, 2019 as a result of the Reporting Person having met the applicable performance criteria. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:37 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionRestricted Stock Units · Derivative | 7,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002113 · edgar.xml · derivative · entry 5 Lee Gordon S · CIK 0001635648 · Vice President of Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,313 Underlying: Common Stock · 7,812 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Glu common stock. F1 · kind: Vesting of restricted stock units (RSUs) granted to Mr. Lee on April 11, 2017. F5 · derivative.exercise_date: The RSU vested as to 25% of the total number of shares subject to the RSU on May 15, 2018 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was August 15, 2018, the next quarterly vesting date was November 15, 2018, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. F5 · derivative.expiration_date: The RSU vested as to 25% of the total number of shares subject to the RSU on May 15, 2018 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was August 15, 2018, the next quarterly vesting date was November 15, 2018, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:37 UTC | GLU MOBILE INC GLUU · Entity 139614 | Tax withholdingCommon Stock | 5,822 | $9.53 | $55,483.66 |
DisclosureSEC source: 0001179110-19-002113 · edgar.xml · nonDerivative · entry 4 Lee Gordon S · CIK 0001635648 · Vice President of Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,106 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. Lee and cancelled by Glu Mobile Inc. ("Glu") in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. Lee resulting from the vesting of RSUs. Mr. Lee did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:37 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionCommon Stock | 10,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002113 · edgar.xml · nonDerivative · entry 3 Lee Gordon S · CIK 0001635648 · Vice President of Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents performance stock units granted to the Reporting Person on October 10, 2017, that vested on February 15, 2019 as a result of the Reporting Person having met the applicable performance criteria. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:37 UTC | GLU MOBILE INC GLUU · Entity 139614 | Tax withholdingCommon Stock | 3,824 | $9.53 | $36,442.72 |
DisclosureSEC source: 0001179110-19-002113 · edgar.xml · nonDerivative · entry 2 Lee Gordon S · CIK 0001635648 · Vice President of Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,318 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. Lee and cancelled by Glu Mobile Inc. ("Glu") in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. Lee resulting from the vesting of RSUs. Mr. Lee did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:37 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionCommon Stock | 7,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002113 · edgar.xml · nonDerivative · entry 1 Lee Gordon S · CIK 0001635648 · Vice President of Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units (RSUs) granted to Mr. Lee on April 11, 2017. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 22:44 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionRestricted Stock Units · Derivative | 7,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012967 · edgar.xml · derivative · entry 3 Lee Gordon S · CIK 0001635648 · Vice President of Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,125 Underlying: Common Stock · 7,813 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Glu common stock. F1 · kind: Vesting of restricted stock units (RSUs) granted to Mr. Lee on April 11, 2017. F5 · derivative.exercise_date: The RSU vested as to 25% of the total number of shares subject to the RSU on May 15, 2018 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was August 15, 2018, the next quarterly vesting date was November 15, 2018, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. F5 · derivative.expiration_date: The RSU vested as to 25% of the total number of shares subject to the RSU on May 15, 2018 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was August 15, 2018, the next quarterly vesting date was November 15, 2018, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 22:44 UTC | GLU MOBILE INC GLUU · Entity 139614 | Tax withholdingCommon Stock | 3,874 | $7.55 | $29,248.70 |
DisclosureSEC source: 0001179110-18-012967 · edgar.xml · nonDerivative · entry 2 Lee Gordon S · CIK 0001635648 · Vice President of Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,330 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. Lee and cancelled by Glu Mobile Inc. ("Glu") in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. Lee resulting from the vesting of RSUs. Mr. Lee did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 22:44 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionCommon Stock | 7,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012967 · edgar.xml · nonDerivative · entry 1 Lee Gordon S · CIK 0001635648 · Vice President of Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units (RSUs) granted to Mr. Lee on April 11, 2017. F2 · balance_after: Includes 6,453 shares acquired pursuant to Glu Mobile Inc.'s 2007 Employee Stock Purchase Plan on August 21, 2018, which purchase was exempt from reporting Rule 16b-3(c) promulgated under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 25, 2018 Filed Oct 29, 2018 21:43 UTC | GLU MOBILE INC GLUU · Entity 139614 | GrantStock Option (right to buy) · Derivative | 32,000 | $0.00 Strike: $6.42 | $0.00 |
DisclosureSEC source: 0001179110-18-012383 · edgar.xml · derivative · entry 1 Lee Gordon S · CIK 0001635648 · Vice President of Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 Underlying: Common Stock · 32,000 shares Expires 2028-10-25 F1 · derivative.exercise_date: The option will become fully exercisable over four years with 25% of the shares vesting and becoming exercisable on October 25, 2019, and the remaining shares vesting and becoming exercisable in equal monthly installments thereafter for a period of three years. Read SEC document |
| October 09, 2018 Filed Oct 10, 2018 21:34 UTC | GLU MOBILE INC GLUU · Entity 139614 | GrantStock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $6.27 | $0.00 |
DisclosureSEC source: 0001179110-18-012116 · edgar.xml · derivative · entry 1 Lee Gordon S · CIK 0001635648 · Vice President of Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2028-10-09 F1 · derivative.exercise_date: The option will become fully exercisable over four years with 25% of the shares vesting and becoming exercisable on October 9, 2019, and the remaining shares vesting and becoming exercisable in equal monthly installments thereafter for a period of three years. Read SEC document |
| August 15, 2018 Filed Aug 20, 2018 21:27 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionRestricted Stock Units · Derivative | 7,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-010713 · edgar.xml · derivative · entry 3 Lee Gordon S · CIK 0001635648 · Vice President of Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,938 Underlying: Common Stock · 7,812 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Glu common stock. F1 · kind: Vesting of restricted stock units (RSUs) granted to Mr. Lee on April 11, 2017. F4 · derivative.exercise_date: The RSU vested as to 25% of the total number of shares subject to the RSU on May 15, 2018 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was August 15, 2018, the next quarterly vesting date was November 15, 2018, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. F4 · derivative.expiration_date: The RSU vested as to 25% of the total number of shares subject to the RSU on May 15, 2018 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date was August 15, 2018, the next quarterly vesting date was November 15, 2018, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. Read SEC document |
| August 15, 2018 Filed Aug 20, 2018 21:27 UTC | GLU MOBILE INC GLUU · Entity 139614 | Tax withholdingCommon Stock | 3,874 | $6.31 | $24,444.94 |
DisclosureSEC source: 0001179110-18-010713 · edgar.xml · nonDerivative · entry 2 Lee Gordon S · CIK 0001635648 · Vice President of Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,938 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. Lee and cancelled by Glu Mobile Inc. ("Glu") in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. Lee resulting from the vesting of RSUs. Mr. Lee did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| August 15, 2018 Filed Aug 20, 2018 21:27 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionCommon Stock | 7,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-010713 · edgar.xml · nonDerivative · entry 1 Lee Gordon S · CIK 0001635648 · Vice President of Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units (RSUs) granted to Mr. Lee on April 11, 2017. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 21:39 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionStock Option (right to buy) · Derivative | 56,250 | $0.00 Strike: $2.29 | $0.00 |
DisclosureSEC source: 0001179110-18-007841 · edgar.xml · derivative · entry 4 Lee Gordon S · CIK 0001635648 · Vice President of Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,750 Underlying: Common Stock · 56,250 shares Expires 2027-04-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option will become fully exercisable over four years with 25% of the shares vesting and becoming exercisable on March 27, 2018, and the remaining shares vesting and becoming exercisable in equal monthly instalments thereafter for a period of three years. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 21:39 UTC | GLU MOBILE INC GLUU · Entity 139614 | SaleCommon Stock | 15,756 | $5.62 | $88,536.12 |
DisclosureSEC source: 0001179110-18-007841 · edgar.xml · nonDerivative · entry 3 Lee Gordon S · CIK 0001635648 · Vice President of Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $5.58 to $5.64. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 21:39 UTC | GLU MOBILE INC GLUU · Entity 139614 | SaleCommon Stock | 56,250 | $5.62 | $316,130.63 |
DisclosureSEC source: 0001179110-18-007841 · edgar.xml · nonDerivative · entry 2 Lee Gordon S · CIK 0001635648 · Vice President of Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,756 F1 · price: Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $5.57 to $5.64. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 21:39 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionCommon Stock | 56,250 | $2.29 | $128,812.50 |
DisclosureSEC source: 0001179110-18-007841 · edgar.xml · nonDerivative · entry 1 Lee Gordon S · CIK 0001635648 · Vice President of Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2018 Filed May 16, 2018 22:00 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionRestricted Stock Units · Derivative | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006925 · edgar.xml · derivative · entry 3 Lee Gordon S · CIK 0001635648 · Vice President of Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,750 Underlying: Common Stock · 31,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Glu common stock. F1 · kind: Vesting of restricted stock units (RSUs) granted to Mr. Lee on April 11, 2017. F4 · derivative.exercise_date: The RSU vested as to 25% of the total number of shares subject to the RSU on May 15, 2018 (the "RSU First Vesting Date") , with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month(e.g., the first quarterly vesting date was August 15, 2018, the next quarterly vesting date was November 15, 2018, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. F4 · derivative.expiration_date: The RSU vested as to 25% of the total number of shares subject to the RSU on May 15, 2018 (the "RSU First Vesting Date") , with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month(e.g., the first quarterly vesting date was August 15, 2018, the next quarterly vesting date was November 15, 2018, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. Read SEC document |
| May 15, 2018 Filed May 16, 2018 22:00 UTC | GLU MOBILE INC GLUU · Entity 139614 | Tax withholdingCommon Stock | 15,494 | $5.52 | $85,526.88 |
DisclosureSEC source: 0001179110-18-006925 · edgar.xml · nonDerivative · entry 2 Lee Gordon S · CIK 0001635648 · Vice President of Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,756 F2 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. Lee and cancelled by Glu Mobile Inc. ("Glu") in exchange for Glu's agreement to pay federal and state tax withholding obligations of Mr. Lee resulting from the vesting of RSUs. Mr. Lee did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| May 15, 2018 Filed May 16, 2018 22:00 UTC | GLU MOBILE INC GLUU · Entity 139614 | Exercise / conversionCommon Stock | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006925 · edgar.xml · nonDerivative · entry 1 Lee Gordon S · CIK 0001635648 · Vice President of Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units (RSUs) granted to Mr. Lee on April 11, 2017. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 22:07 UTC | GLU MOBILE INC GLUU · Entity 139614 | SaleCommon Stock | 7,074 | $3.90 | $27,553.23 |
DisclosureSEC source: 0001179110-18-002974 · edgar.xml · nonDerivative · entry 2 Lee Gordon S · CIK 0001635648 · Vice President of Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 21, 2018 Filed Feb 27, 2018 22:07 UTC | GLU MOBILE INC GLUU · Entity 139614 | GrantCommon Stock | 7,074 | $2.92 | $20,624.25 |
DisclosureSEC source: 0001179110-18-002974 · edgar.xml · nonDerivative · entry 1 Lee Gordon S · CIK 0001635648 · Vice President of Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,074 F1 · balance_after: Shares acquired pursuant to Glu Mobile Inc.'s 2007 Employee Stock Purchase Plan, which purchase was exempt from reporting under Rule 16b-3(c) promulgated under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 10, 2017 Filed Oct 11, 2017 20:24 UTC | GLU MOBILE INC GLUU · Entity 139614 | GrantStock Option (right to buy) · Derivative | 75,600 | $0.00 Strike: $3.59 | $0.00 |
DisclosureSEC source: 0001179110-17-013257 · edgar.xml · derivative · entry 1 Lee Gordon S · CIK 0001635648 · Vice President of Accounting 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,600 Underlying: Common Stock · 75,600 shares Expires 2027-10-10 F1 · derivative.exercise_date: The option vests and becomes exercisable over four years with 25% of the shares vesting on the first anniversary of the grant date and the remaining shares vesting and becoming exercisable in equal monthly installments thereafter for a period of three years. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.