TapewireFind a company

person · Reporting owner

FRANCIS LAURA

Disclosed activity across 3 companies

Tapewire entity
19457
SEC CIK
0001218802

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BRUKER CORPBRKR · Entity 3609DirectorFebruary 15, 2026February 18, 2026
SI-BONE, Inc.SIBN · Entity 2501Director · Chief Executive OfficerOctober 12, 2026October 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BRUKER CORP

Report date February 15, 2026 · Filed February 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect9,018 Reported balance After 2026-02-15 transaction · row 1
1 source row

Row 1 · 2026-02-15 · Grant · Acquired 4,520 · Balance 9,018

F1: This grant is represented by Restricted Stock Units (RSU) and will vest in one installment on February 15, 2027. On the vesting date, each RSU will automatically convert into a similar number of shares of Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: This grant is represented by Restricted Stock Units (RSU) and will vest in one installment on February 15, 2027. On the vesting date, each RSU will automatically convert into a similar number of shares of Common Stock.

SI-BONE, Inc.

Report date October 12, 2026 · Filed October 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectby Trust379,256 Reported balance After 2026-10-12 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-10-12 · Sale · Disposed 38,006 · Balance 379,256

F1: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan dated May 21, 2026.

F2: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $20.00 to $20.1050, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in these footnotes.

F3: Reflects the transfer of shares from the Reporting Person to The David & Laura Joint Rev Tr.

F4: Shares held by The David & Laura Joint Rev Tr.

Common StockSEC Table I · non-derivativeDirect368,129 Reported balance Holding disclosure · report date 2026-10-12 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 368,129

F5: Includes 355,697 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock.

Filing footnotes · ownership attribution and instrument terms

F1: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan dated May 21, 2026.

F2: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $20.00 to $20.1050, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in these footnotes.

F3: Reflects the transfer of shares from the Reporting Person to The David & Laura Joint Rev Tr.

F4: Shares held by The David & Laura Joint Rev Tr.

F5: Includes 355,697 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Shockwave Medical, Inc.

Report date May 31, 2024 · Filed May 31, 2024

Section 16 reporting ended · disclosed 2024-05-31. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2024-05-31 transaction · row 1
1 source row

Row 1 · 2024-05-31 · Disposition to issuer · Disposed 1,233 · Balance 0

F1: This Form 4 reports the disposition of securities pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 4, 2024, by and among the Issuer, Johnson & Johnson ("J&J"), and Sweep Merger Sub, Inc., a wholly owned subsidiary of J&J ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), effective as of the effective time of the Merger (the "Effective Time"), with the Issuer surviving the Merger as a wholly owned subsidiary of J&J. As a result of the Merger, at the Effective Time, each outstanding share of common stock, par value $0.001 per share, of the Issuer ("Common Stock") outstanding immediately prior to the Effective Time (excluding Excluded Shares and any Dissenting Company Shares, each as defined in the Merger Agreement) was automatically converted into the right to receive $335.00 in cash (the "Merger Consideration"),

F2: (Continued from Footnote 1) without interest and less any applicable withholding taxes. Additionally, pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit ("RSU") outstanding immediately prior to the Effective Time, whether vested or unvested, was cancelled and converted into the right to receive a cash amount, without interest and less any applicable withholding taxes, equal to the product of (i) the aggregate number of shares of Common Stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration.

Common StockSEC Table I · non-derivativeIndirectDavid and Laura Francis Joint Rev Trust0 Reported balance After 2024-05-31 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2024-05-31 · Disposition to issuer · Disposed 3,551 · Balance 0

F1: This Form 4 reports the disposition of securities pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 4, 2024, by and among the Issuer, Johnson & Johnson ("J&J"), and Sweep Merger Sub, Inc., a wholly owned subsidiary of J&J ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), effective as of the effective time of the Merger (the "Effective Time"), with the Issuer surviving the Merger as a wholly owned subsidiary of J&J. As a result of the Merger, at the Effective Time, each outstanding share of common stock, par value $0.001 per share, of the Issuer ("Common Stock") outstanding immediately prior to the Effective Time (excluding Excluded Shares and any Dissenting Company Shares, each as defined in the Merger Agreement) was automatically converted into the right to receive $335.00 in cash (the "Merger Consideration"),

F2: (Continued from Footnote 1) without interest and less any applicable withholding taxes. Additionally, pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit ("RSU") outstanding immediately prior to the Effective Time, whether vested or unvested, was cancelled and converted into the right to receive a cash amount, without interest and less any applicable withholding taxes, equal to the product of (i) the aggregate number of shares of Common Stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration.

F3: These shares are held in a trust for the benefit of the reporting person's children. The reporting person and the reporting person's spouse are trustees of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.59 · Expires 2029-02-01Direct0 Reported balance After 2024-05-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-05-31 · Disposition to issuer · Disposed 13,690 · Balance 0

F4: Pursuant to the Merger Agreement, at the Effective Time, each option to purchase shares of Common Stock ("Company Option") that was outstanding and unexercised as of immediately prior to the Effective Time, whether vested or unvested, with a per share exercise price that was less than the Merger Consideration, was cancelled and converted into the right to receive a cash amount, without interest and less any applicable withholding taxes, equal to the product of (i) the aggregate number of shares of Common Stock underlying such Company Option immediately prior to the Effective Time, and (ii) the excess of (A) the Merger Consideration over (B) the per share exercise price of such Company Option.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports the disposition of securities pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 4, 2024, by and among the Issuer, Johnson & Johnson ("J&J"), and Sweep Merger Sub, Inc., a wholly owned subsidiary of J&J ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), effective as of the effective time of the Merger (the "Effective Time"), with the Issuer surviving the Merger as a wholly owned subsidiary of J&J. As a result of the Merger, at the Effective Time, each outstanding share of common stock, par value $0.001 per share, of the Issuer ("Common Stock") outstanding immediately prior to the Effective Time (excluding Excluded Shares and any Dissenting Company Shares, each as defined in the Merger Agreement) was automatically converted into the right to receive $335.00 in cash (the "Merger Consideration"),

F2: (Continued from Footnote 1) without interest and less any applicable withholding taxes. Additionally, pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit ("RSU") outstanding immediately prior to the Effective Time, whether vested or unvested, was cancelled and converted into the right to receive a cash amount, without interest and less any applicable withholding taxes, equal to the product of (i) the aggregate number of shares of Common Stock underlying such RSU immediately prior to the Effective Time and (ii) the Merger Consideration.

F3: These shares are held in a trust for the benefit of the reporting person's children. The reporting person and the reporting person's spouse are trustees of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F4: Pursuant to the Merger Agreement, at the Effective Time, each option to purchase shares of Common Stock ("Company Option") that was outstanding and unexercised as of immediately prior to the Effective Time, whether vested or unvested, with a per share exercise price that was less than the Merger Consideration, was cancelled and converted into the right to receive a cash amount, without interest and less any applicable withholding taxes, equal to the product of (i) the aggregate number of shares of Common Stock underlying such Company Option immediately prior to the Effective Time, and (ii) the excess of (A) the Merger Consideration over (B) the per share exercise price of such Company Option.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2021 Filed Feb 9, 2021 22:34 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionStock Option (Right to Buy) · Derivative 803 $0.00 Strike: $4.32 $0.00
Disclosure

SEC source: 0001562180-21-001009 · primarydocument.xml · derivative · entry 5

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,989

Underlying: Common Stock · 803 shares

Expires 2025-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:34 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 803 $33.10 $26,579.30
Disclosure

SEC source: 0001562180-21-001009 · primarydocument.xml · nonDerivative · entry 2

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,616

F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

F2 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $33.00 to $33.23, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in these footnotes.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:34 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionCommon Stock 803 $4.32 $3,468.96
Disclosure

SEC source: 0001562180-21-001009 · primarydocument.xml · nonDerivative · entry 1

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 23:53 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionStock Option (Right to Buy) · Derivative 600 $0.00 Strike: $4.32 $0.00
Disclosure

SEC source: 0001562180-21-000574 · primarydocument.xml · derivative · entry 3

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,792

Underlying: Common Stock · 600 shares

Expires 2025-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 23:53 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 600 $33.02 $19,812.00
Disclosure

SEC source: 0001562180-21-000574 · primarydocument.xml · nonDerivative · entry 2

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,616

F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

F2 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $33.00 to $33.05, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in these footnotes.

F3 · balance_after: Includes 121,456 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 23:53 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionCommon Stock 600 $4.32 $2,592.00
Disclosure

SEC source: 0001562180-21-000574 · primarydocument.xml · nonDerivative · entry 1

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 22:35 UTC SI-BONE, Inc. SIBN · Entity 2501 GrantCommon Stock 49,280 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000253 · primarydocument.xml · nonDerivative · entry 1

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,616

F1 · shares: Reflects shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The shares subject to the restricted stock unit will vest over four years beginning on January 1, 2021 and will be released in quarterly installments commencing on May 15, 2021, subject to the Reporting Person's continued service through each relevant vesting date.

F2 · balance_after: Includes 121,456 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:45 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 708 $23.82 $16,863.78
Disclosure

SEC source: 0001562180-20-006781 · primarydocument.xml · nonDerivative · entry 4

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,336

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · balance_after: Includes 72,176 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:45 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 919 $23.82 $21,889.57
Disclosure

SEC source: 0001562180-20-006781 · primarydocument.xml · nonDerivative · entry 3

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,044

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:45 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 621 $23.82 $14,791.54
Disclosure

SEC source: 0001562180-20-006781 · primarydocument.xml · nonDerivative · entry 2

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,963

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:45 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 1,677 $23.82 $39,944.30
Disclosure

SEC source: 0001562180-20-006781 · primarydocument.xml · nonDerivative · entry 1

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,584

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 20:14 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionStock Option (Right to Buy) · Derivative 2,547 $0.00 Strike: $4.32 $0.00
Disclosure

SEC source: 0001562180-20-006006 · primarydocument.xml · derivative · entry 3

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,392

Underlying: Common Stock · 2,547 shares

Expires 2025-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 20:14 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 2,547 $23.02 $58,627.61
Disclosure

SEC source: 0001562180-20-006006 · primarydocument.xml · nonDerivative · entry 2

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,261

F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

F2 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $23.00 to $23.06, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in these footnotes.

F3 · balance_after: Includes 80,080 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 20:14 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionCommon Stock 2,547 $4.32 $11,003.04
Disclosure

SEC source: 0001562180-20-006006 · primarydocument.xml · nonDerivative · entry 1

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 20:45 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionStock Option (Right to Buy) · Derivative 8,029 $0.00 Strike: $4.32 $0.00
Disclosure

SEC source: 0001562180-20-005538 · primarydocument.xml · derivative · entry 13

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,939

Underlying: Common Stock · 8,029 shares

Expires 2025-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 20:45 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 931 $20.64 $19,215.47
Disclosure

SEC source: 0001562180-20-005538 · primarydocument.xml · nonDerivative · entry 10

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,261

F2 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

F4 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $20.51 to $20.94, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in these footnotes.

F5 · balance_after: Includes 80,080 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 20:45 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 8,029 $21.04 $168,965.49
Disclosure

SEC source: 0001562180-20-005538 · primarydocument.xml · nonDerivative · entry 9

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,192

F2 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 20:45 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionCommon Stock 8,029 $4.32 $34,685.28
Disclosure

SEC source: 0001562180-20-005538 · primarydocument.xml · nonDerivative · entry 8

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:45 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionStock Option (Right to Buy) · Derivative 7,553 $0.00 Strike: $4.32 $0.00
Disclosure

SEC source: 0001562180-20-005538 · primarydocument.xml · derivative · entry 12

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,968

Underlying: Common Stock · 7,553 shares

Expires 2025-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:45 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionStock Option (Right to Buy) · Derivative 2,418 $0.00 Strike: $4.68 $0.00
Disclosure

SEC source: 0001562180-20-005538 · primarydocument.xml · derivative · entry 11

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,277

Underlying: Common Stock · 2,418 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:45 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 2,418 $21.04 $50,885.36
Disclosure

SEC source: 0001562180-20-005538 · primarydocument.xml · nonDerivative · entry 7

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,192

F2 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

F3 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $21.00 to $21.36, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in these footnotes.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:45 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 7,553 $21.04 $158,948.35
Disclosure

SEC source: 0001562180-20-005538 · primarydocument.xml · nonDerivative · entry 6

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,610

F2 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

F3 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $21.00 to $21.36, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in these footnotes.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:45 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionCommon Stock 2,418 $4.68 $11,316.24
Disclosure

SEC source: 0001562180-20-005538 · primarydocument.xml · nonDerivative · entry 5

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:45 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionCommon Stock 7,553 $4.32 $32,628.96
Disclosure

SEC source: 0001562180-20-005538 · primarydocument.xml · nonDerivative · entry 4

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:45 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 433 $20.83 $9,019.09
Disclosure

SEC source: 0001562180-20-005538 · primarydocument.xml · nonDerivative · entry 3

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,192

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:45 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 1,171 $20.83 $24,391.11
Disclosure

SEC source: 0001562180-20-005538 · primarydocument.xml · nonDerivative · entry 2

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,625

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:45 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 494 $20.83 $10,289.67
Disclosure

SEC source: 0001562180-20-005538 · primarydocument.xml · nonDerivative · entry 1

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,796

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 21:23 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionStock Option (Right to Buy) · Derivative 4,029 $0.00 Strike: $4.32 $0.00
Disclosure

SEC source: 0001562180-20-005407 · primarydocument.xml · derivative · entry 3

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,521

Underlying: Common Stock · 4,029 shares

Expires 2025-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on May 26, 2015, subject to Reporting Person's continued service through each relevant vesting date. The shares subject to this option may be exercised prior to vesting, subject to Issuer's right to repurchase.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 21:23 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 4,029 $21.00 $84,609.00
Disclosure

SEC source: 0001562180-20-005407 · primarydocument.xml · nonDerivative · entry 2

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,290

F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

F2 · balance_after: Includes 86,134 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 21:23 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionCommon Stock 4,029 $4.32 $17,405.28
Disclosure

SEC source: 0001562180-20-005407 · primarydocument.xml · nonDerivative · entry 1

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2020 Filed Aug 5, 2020 20:43 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionStock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $4.32 $0.00
Disclosure

SEC source: 0001562180-20-005328 · primarydocument.xml · derivative · entry 4

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,550

Underlying: Common Stock · 4,000 shares

Expires 2025-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on May 26, 2015, subject to Reporting Person's continued service through each relevant vesting date. The shares subject to this option may be exercised prior to vesting, subject to Issuer's right to repurchase.

Read SEC document
August 04, 2020 Filed Aug 5, 2020 20:43 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 931 $19.25 $17,923.33
Disclosure

SEC source: 0001562180-20-005328 · primarydocument.xml · nonDerivative · entry 3

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,290

F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

F3 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $19.00 to $19.70, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in these footnotes.

F4 · balance_after: Includes 86,134 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock.

Read SEC document
August 04, 2020 Filed Aug 5, 2020 20:43 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 4,000 $19.32 $77,285.60
Disclosure

SEC source: 0001562180-20-005328 · primarydocument.xml · nonDerivative · entry 2

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,221

F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

F2 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $19.00 to $19.94, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in these footnotes.

Read SEC document
August 04, 2020 Filed Aug 5, 2020 20:43 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionCommon Stock 4,000 $4.32 $17,280.00
Disclosure

SEC source: 0001562180-20-005328 · primarydocument.xml · nonDerivative · entry 1

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 17, 2020 Filed Jul 22, 2020 00:34 UTC Shockwave Medical, Inc. SWAV · Entity 90374 GrantCommon Stock 2,701 $0.00 $0.00
Disclosure

SEC source: 0000950103-20-014012 · dp132631_4-francis.xml · nonDerivative · entry 1

FRANCIS LAURA · CIK 0001218802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,701

Read SEC document
June 19, 2020 Filed Jun 19, 2020 20:10 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionStock Option (Right to Buy) · Derivative 2,395 $0.00 Strike: $4.32 $0.00
Disclosure

SEC source: 0001562180-20-004611 · primarydocument.xml · derivative · entry 9

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,550

Underlying: Common Stock · 2,395 shares

Expires 2025-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date.

Read SEC document
June 19, 2020 Filed Jun 19, 2020 20:10 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 2,395 $17.30 $41,435.42
Disclosure

SEC source: 0001562180-20-004611 · primarydocument.xml · nonDerivative · entry 6

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,221

F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

F3 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $17.06 to $17.41, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in these footnotes.

F4 · balance_after: Includes 86,134 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
June 19, 2020 Filed Jun 19, 2020 20:10 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionCommon Stock 2,395 $4.32 $10,346.40
Disclosure

SEC source: 0001562180-20-004611 · primarydocument.xml · nonDerivative · entry 5

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 20:10 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionStock Option (Right to Buy) · Derivative 5,158 $0.00 Strike: $4.32 $0.00
Disclosure

SEC source: 0001562180-20-004611 · primarydocument.xml · derivative · entry 8

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,945

Underlying: Common Stock · 5,158 shares

Expires 2025-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 20:10 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionStock Option (Right to Buy) · Derivative 2,418 $0.00 Strike: $4.68 $0.00
Disclosure

SEC source: 0001562180-20-004611 · primarydocument.xml · derivative · entry 7

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,695

Underlying: Common Stock · 2,418 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 20:10 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 2,418 $17.07 $41,268.73
Disclosure

SEC source: 0001562180-20-004611 · primarydocument.xml · nonDerivative · entry 4

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,221

F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

F2 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $17.00 to $17.28, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in these footnotes.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 20:10 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 5,158 $17.07 $88,033.13
Disclosure

SEC source: 0001562180-20-004611 · primarydocument.xml · nonDerivative · entry 3

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,639

F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

F2 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $17.00 to $17.28, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in these footnotes.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 20:10 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionCommon Stock 5,158 $4.32 $22,282.56
Disclosure

SEC source: 0001562180-20-004611 · primarydocument.xml · nonDerivative · entry 2

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 20:10 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionCommon Stock 2,418 $4.68 $11,316.24
Disclosure

SEC source: 0001562180-20-004611 · primarydocument.xml · nonDerivative · entry 1

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2020 Filed May 19, 2020 21:14 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 1,585 $17.07 $27,055.95
Disclosure

SEC source: 0001562180-20-003739 · primarydocument.xml · nonDerivative · entry 4

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,221

F2 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

F3 · shares: Shares purchased pursuant to the SI-BONE, Inc. 2018 Employee Stock Purchase Plan on May 15, 2020.

F4 · balance_after: Includes 86,134 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 18, 2020 Filed May 19, 2020 21:14 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 494 $16.75 $8,274.90
Disclosure

SEC source: 0001562180-20-003739 · primarydocument.xml · nonDerivative · entry 3

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,221

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
May 18, 2020 Filed May 19, 2020 21:14 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 434 $16.75 $7,269.85
Disclosure

SEC source: 0001562180-20-003739 · primarydocument.xml · nonDerivative · entry 2

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,715

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
May 18, 2020 Filed May 19, 2020 21:14 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 1,754 $16.75 $29,380.90
Disclosure

SEC source: 0001562180-20-003739 · primarydocument.xml · nonDerivative · entry 1

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,149

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 21:42 UTC SI-BONE, Inc. SIBN · Entity 2501 GrantCommon Stock 3,375 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002755 · primarydocument.xml · nonDerivative · entry 1

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,903

F1 · shares: Reflects shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. The shares subject to the restricted stock unit vest in lump sum on January 15, 2021, subject to the Reporting Person's continued service through relevant vesting date.

F2 · balance_after: Includes 93,876 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 00:57 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 944 $21.24 $20,055.09
Disclosure

SEC source: 0001562180-20-001422 · primarydocument.xml · nonDerivative · entry 7

FRANCIS LAURA · CIK 0001218802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,528

F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

F4 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $21.239 to $21.25, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · balance_after: Includes 90,501 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.