Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Zscaler, Inc.ZS · Entity 3153 | Chief Financial Officer | September 25, 2026 | September 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Zscaler, Inc.
Report date September 25, 2026 · Filed September 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 42,768 |
Ending reported balance
After 2026-09-25 transaction · row 12
12 source rows · reconciled sequenceRow 1 · 2026-09-25 · Sale · Disposed 100 · Balance 43,187 F1: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2026. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $194.15 to $195.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (12) to this Form 4. Row 2 · 2026-09-25 · Sale · Disposed 189 · Balance 42,998 F1: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2026. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $195.19 to $196.1698, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (12) to this Form 4. Row 3 · 2026-09-25 · Sale · Disposed 118 · Balance 42,880 F1: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2026. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $196.19 to $197.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (12) to this Form 4. Row 4 · 2026-09-25 · Sale · Disposed 3 · Balance 42,877 F1: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2026. F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $197.19 to $197.46, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (12) to this Form 4. Row 5 · 2026-09-25 · Sale · Disposed 9 · Balance 42,868 F1: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2026. F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $199.50 to $199.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (12) to this Form 4. Row 6 · 2026-09-25 · Sale · Disposed 20 · Balance 42,848 F1: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2026. F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.54 to $201.4035, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (12) to this Form 4. Row 7 · 2026-09-25 · Sale · Disposed 5 · Balance 42,843 F1: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2026. F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $201.68 to $202.29, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (12) to this Form 4. Row 8 · 2026-09-25 · Sale · Disposed 36 · Balance 42,807 F1: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2026. F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $202.84 to $203.61, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (12) to this Form 4. Row 9 · 2026-09-25 · Sale · Disposed 12 · Balance 42,795 F1: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2026. F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $203.89 to $204.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (12) to this Form 4. Row 10 · 2026-09-25 · Sale · Disposed 20 · Balance 42,775 F1: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2026. F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $204.89 to $205.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (12) to this Form 4. Row 11 · 2026-09-25 · Sale · Disposed 4 · Balance 42,771 F1: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2026. F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $205.99 to $206.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (12) to this Form 4. Row 12 · 2026-09-25 · Sale · Disposed 3 · Balance 42,768 F1: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2026.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $194.15 to $195.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (12) to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $195.19 to $196.1698, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (12) to this Form 4.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $196.19 to $197.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (12) to this Form 4.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $197.19 to $197.46, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (12) to this Form 4.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $199.50 to $199.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (12) to this Form 4.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.54 to $201.4035, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (12) to this Form 4.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $201.68 to $202.29, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (12) to this Form 4.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $202.84 to $203.61, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (12) to this Form 4.
F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $203.89 to $204.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (12) to this Form 4.
F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $204.89 to $205.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (12) to this Form 4.
F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $205.99 to $206.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (12) to this Form 4.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Alteryx, Inc.
Report date March 19, 2024 · Filed March 19, 2024
Section 16 reporting ended · disclosed 2024-03-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2024-03-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-03-19 · Disposition to issuer · Disposed 98,730 · Balance 71,734 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated December 18, 2023, by and among Alteryx, Inc. (the "Issuer"), Azurite Intermediate Holdings, Inc. ("Parent") and Azurite Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent. F2: At the effective time of the Merger, these shares were automatically converted solely into the right to receive cash in an amount equal to $48.25, without interest, per share (the "Per Share Price"), subject to the terms and conditions of the Merger Agreement. Row 2 · 2024-03-19 · Disposition to issuer · Disposed 71,734 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated December 18, 2023, by and among Alteryx, Inc. (the "Issuer"), Azurite Intermediate Holdings, Inc. ("Parent") and Azurite Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent. F3: At the effective time of the Merger, each outstanding restricted stock unit that was unvested was cancelled and converted solely into the contingent right to receive a cash award (without interest) equal to (i) the total number of shares of common stock subject to such unvested restricted stock unit award immediately prior to the effective time of the Merger, multiplied by (ii) the Per Share Price, less applicable withholding taxes. Such resulting cash award and payment thereof will be subject to the same vesting terms and conditions as applied to such unvested restricted stock unit award immediately prior to the effective time of the Merger. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $68.26 · Expires 2029-03-03 | Direct | 0 |
Reported balance
After 2024-03-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-03-19 · Disposition to issuer · Disposed 16,288 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated December 18, 2023, by and among Alteryx, Inc. (the "Issuer"), Azurite Intermediate Holdings, Inc. ("Parent") and Azurite Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent. F4: At the effective time of the Merger, this option to purchase shares of the Issuer's common stock had an exercise price per share that was greater than or equal to the Per Share Price and, pursuant to the terms of the Merger Agreement, was cancelled for no consideration or payment. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.09 · Expires 2028-01-05 | Direct | 0 |
Reported balance
After 2024-03-19 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-03-19 · Disposition to issuer · Disposed 22,369 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated December 18, 2023, by and among Alteryx, Inc. (the "Issuer"), Azurite Intermediate Holdings, Inc. ("Parent") and Azurite Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent. F5: At the effective time of the Merger, each issued and outstanding stock option that was vested was cancelled and converted solely into the right to receive an amount in cash (without interest) equal to (i) the total number of shares of common stock subject to such vested option multiplied by (ii) the excess, if any, of the Per Share Price over the exercise price per share of such vested option, less applicable withholding taxes, subject to the terms and conditions of the Merger Agreement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.30 · Expires 2026-11-28 | Direct | 0 |
Reported balance
After 2024-03-19 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-03-19 · Disposition to issuer · Disposed 4,863 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated December 18, 2023, by and among Alteryx, Inc. (the "Issuer"), Azurite Intermediate Holdings, Inc. ("Parent") and Azurite Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent. F5: At the effective time of the Merger, each issued and outstanding stock option that was vested was cancelled and converted solely into the right to receive an amount in cash (without interest) equal to (i) the total number of shares of common stock subject to such vested option multiplied by (ii) the excess, if any, of the Per Share Price over the exercise price per share of such vested option, less applicable withholding taxes, subject to the terms and conditions of the Merger Agreement. |
| Performance Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2029-09-13 | Direct | 0 |
Reported balance
After 2024-03-19 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-03-19 · Disposition to issuer · Disposed 300,000 · Balance 0 F6: This award of performance-based restricted stock units had not become eligible for vesting as of the effective time of the Merger based on the actual or deemed achievement of the applicable performance-based metrics and, pursuant to the terms of the award agreement under which this award was granted and the Merger Agreement, was cancelled for no consideration or payment. F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated December 18, 2023, by and among Alteryx, Inc. (the "Issuer"), Azurite Intermediate Holdings, Inc. ("Parent") and Azurite Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated December 18, 2023, by and among Alteryx, Inc. (the "Issuer"), Azurite Intermediate Holdings, Inc. ("Parent") and Azurite Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with Issuer surviving the Merger and becoming a wholly owned subsidiary of Parent.
F2: At the effective time of the Merger, these shares were automatically converted solely into the right to receive cash in an amount equal to $48.25, without interest, per share (the "Per Share Price"), subject to the terms and conditions of the Merger Agreement.
F3: At the effective time of the Merger, each outstanding restricted stock unit that was unvested was cancelled and converted solely into the contingent right to receive a cash award (without interest) equal to (i) the total number of shares of common stock subject to such unvested restricted stock unit award immediately prior to the effective time of the Merger, multiplied by (ii) the Per Share Price, less applicable withholding taxes. Such resulting cash award and payment thereof will be subject to the same vesting terms and conditions as applied to such unvested restricted stock unit award immediately prior to the effective time of the Merger.
F4: At the effective time of the Merger, this option to purchase shares of the Issuer's common stock had an exercise price per share that was greater than or equal to the Per Share Price and, pursuant to the terms of the Merger Agreement, was cancelled for no consideration or payment.
F5: At the effective time of the Merger, each issued and outstanding stock option that was vested was cancelled and converted solely into the right to receive an amount in cash (without interest) equal to (i) the total number of shares of common stock subject to such vested option multiplied by (ii) the excess, if any, of the Per Share Price over the exercise price per share of such vested option, less applicable withholding taxes, subject to the terms and conditions of the Merger Agreement.
F6: This award of performance-based restricted stock units had not become eligible for vesting as of the effective time of the Merger based on the actual or deemed achievement of the applicable performance-based metrics and, pursuant to the terms of the award agreement under which this award was granted and the Merger Agreement, was cancelled for no consideration or payment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 14, 2022 Filed Sep 16, 2022 19:16 UTC | Alteryx, Inc. AYX · Entity 92794 | Disposition to issuerStock Option (Right to Buy) · Derivative | 4,963 | $0.00 Strike: $95.46 | $0.00 |
DisclosureSEC source: 0001689923-22-000083 · wf-form4_166337016699900.xml · derivative · entry 6 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,963 shares Expires 2029-05-02 F9 · kind: On September 14, 2022, the Issuer cancelled (with the consent of the Reporting Person) an option granted to the Reporting Person on May 2, 2019 in exchange for the issuance of the RSUs described in footnote 5 to this Form 4. F9 · derivative.exercise_date: On September 14, 2022, the Issuer cancelled (with the consent of the Reporting Person) an option granted to the Reporting Person on May 2, 2019 in exchange for the issuance of the RSUs described in footnote 5 to this Form 4. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 19:16 UTC | Alteryx, Inc. AYX · Entity 92794 | Disposition to issuerStock Option (Right to Buy) · Derivative | 26,963 | $0.00 Strike: $119.84 | $0.00 |
DisclosureSEC source: 0001689923-22-000083 · wf-form4_166337016699900.xml · derivative · entry 5 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 26,963 shares Expires 2030-11-30 F8 · kind: On September 14, 2022, the Issuer cancelled (with the consent of the Reporting Person) an option granted to the Reporting Person on November 30, 2020 in exchange for the issuance of the RSUs described in footnote 3 to this Form 4. F8 · derivative.exercise_date: On September 14, 2022, the Issuer cancelled (with the consent of the Reporting Person) an option granted to the Reporting Person on November 30, 2020 in exchange for the issuance of the RSUs described in footnote 3 to this Form 4. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 19:16 UTC | Alteryx, Inc. AYX · Entity 92794 | Disposition to issuerStock Option (Right to Buy) · Derivative | 21,367 | $0.00 Strike: $153.26 | $0.00 |
DisclosureSEC source: 0001689923-22-000083 · wf-form4_166337016699900.xml · derivative · entry 4 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 21,367 shares Expires 2030-02-18 F7 · kind: On September 14, 2022, the Issuer cancelled (with the consent of the Reporting Person) an option granted to the Reporting Person on February 19, 2020 in exchange for the issuance of the RSUs described in footnote 1 to this Form 4. F7 · derivative.exercise_date: On September 14, 2022, the Issuer cancelled (with the consent of the Reporting Person) an option granted to the Reporting Person on February 19, 2020 in exchange for the issuance of the RSUs described in footnote 1 to this Form 4. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 19:16 UTC | Alteryx, Inc. AYX · Entity 92794 | GrantClass A Common Stock | 2,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001689923-22-000083 · wf-form4_166337016699900.xml · nonDerivative · entry 3 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,351 F5 · shares: On September 14, 2022, the Reporting Person received 2,735 RSUs in exchange for the cancelled options described in footnote 9 to this Form 4. The RSUs were granted under the Issuer's 2017 EIP. The RSUs vest in eight equal quarterly installments, with the first installment vesting on December 1, 2022, subject to the status of "Participant's Service" (as defined in the 2017 EIP) through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. F6 · balance_after: Includes (i) 104,586 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 569 shares acquired under the Alteryx, Inc. employee stock purchase plan through August 12, 2022. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 19:16 UTC | Alteryx, Inc. AYX · Entity 92794 | GrantClass A Common Stock | 13,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001689923-22-000083 · wf-form4_166337016699900.xml · nonDerivative · entry 2 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,616 F3 · shares: On September 14, 2022, the Reporting Person received 13,353 RSUs in exchange for the cancelled options described in footnote 8 to this Form 4. The RSUs were granted under the Issuer's 2017 EIP. The RSUs vest in eight equal quarterly installments, with the first installment vesting on December 1, 2022, subject to the status of "Participant's Service" (as defined in the 2017 EIP) through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. F4 · balance_after: Includes (i) 101,851 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 569 shares acquired under the Alteryx, Inc. employee stock purchase plan through August 12, 2022. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 19:16 UTC | Alteryx, Inc. AYX · Entity 92794 | GrantClass A Common Stock | 9,292 | $0.00 | $0.00 |
DisclosureSEC source: 0001689923-22-000083 · wf-form4_166337016699900.xml · nonDerivative · entry 1 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,263 F1 · shares: On September 14, 2022, the Reporting Person received 9,292 restricted stock units ("RSUs") in exchange for the cancelled options described in footnote 7 to this Form 4. The RSUs were granted under the Issuer's Amended and Restated 2017 Equity Incentive Plan ("2017 EIP"). The RSUs vest in eight equal quarterly installments, with the first installment vesting on December 1, 2022, subject to the status of "Participant's Service" (as defined in the 2017 EIP) through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. F2 · balance_after: Includes (i) 88,498 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 569 shares acquired under the Alteryx, Inc. employee stock purchase plan through August 12, 2022. Read SEC document |
| September 01, 2022 Filed Sep 2, 2022 16:33 UTC | Alteryx, Inc. AYX · Entity 92794 | Tax withholdingClass A Common Stock | 2,148 | $60.76 | $130,512.48 |
DisclosureSEC source: 0001689923-22-000076 · wf-form4_166215080088497.xml · nonDerivative · entry 1 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,971 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units ("RSUs"). The Reporting Person did not sell or otherwise dispose of any of the shares with respect to the vesting of RSUs reported on this Form 4 for any reason other than to cover required taxes. F2 · balance_after: Includes (i) 79,206 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 569 shares acquired under the Alteryx, Inc. employee stock purchase plan through August 12, 2022. Read SEC document |
| August 05, 2022 Filed Aug 8, 2022 20:18 UTC | Alteryx, Inc. AYX · Entity 92794 | Tax withholdingClass A Common Stock | 3,054 | $62.53 | $190,966.62 |
DisclosureSEC source: 0001689923-22-000071 · wf-form4_166000430925480.xml · nonDerivative · entry 2 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,118 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of PRSUs. The Reporting Person did not sell or otherwise dispose of any of the shares with respect to the vesting of PRSUs reported on this Form 4 for any reason other than to cover required taxes. F2 · balance_after: Includes (i) 83,537 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 568 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2022. Read SEC document |
| August 05, 2022 Filed Aug 8, 2022 20:18 UTC | Alteryx, Inc. AYX · Entity 92794 | GrantClass A Common Stock | 6,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001689923-22-000071 · wf-form4_166000430925480.xml · nonDerivative · entry 1 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,172 F1 · shares: Represents an award of performance-based restricted stock units ("PRSUs"). These PRSUs vested upon the satisfaction of a performance-based condition. The performance-based condition was satisfied by the achievement of certain annual recurring revenue targets during the performance period of January 1, 2021 through December 31, 2022, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through the certification date by the Issuer's Compensation Committee. Each PRSU represented a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. F2 · balance_after: Includes (i) 83,537 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 568 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2022. Read SEC document |
| June 01, 2022 Filed Jun 2, 2022 18:11 UTC | Alteryx, Inc. AYX · Entity 92794 | Tax withholdingClass A Common Stock | 2,148 | $55.92 | $120,116.16 |
DisclosureSEC source: 0001689923-22-000058 · wf-form4_165420788121328.xml · nonDerivative · entry 1 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,014 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units ("RSUs"). The Reporting Person did not sell or otherwise dispose of any of the shares with respect to the vesting of RSUs reported on this Form 4 for any reason other than to cover required taxes. F2 · balance_after: Includes (i) 83,537 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 568 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2022. Read SEC document |
| May 04, 2022 Filed May 5, 2022 16:55 UTC | Alteryx, Inc. AYX · Entity 92794 | Tax withholdingClass A Common Stock | 3,054 | $70.63 | $215,704.02 |
DisclosureSEC source: 0001689923-22-000044 · wf-form4_165178407327249.xml · nonDerivative · entry 2 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,162 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of PRSUs. The Reporting Person did not sell or otherwise dispose of any of the shares with respect to the vesting of PRSUs reported on this Form 4 for any reason other than to cover required taxes. F2 · balance_after: Includes (i) 87,869 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 568 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2022. Read SEC document |
| May 04, 2022 Filed May 5, 2022 16:55 UTC | Alteryx, Inc. AYX · Entity 92794 | GrantClass A Common Stock | 6,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001689923-22-000044 · wf-form4_165178407327249.xml · nonDerivative · entry 1 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,216 F1 · shares: Represents an award of performance-based restricted stock units ("PRSUs"). These PRSUs vested upon the satisfaction of a performance-based condition. The performance-based condition was satisfied by the achievement of certain annual recurring revenue targets during the performance period of January 1, 2021 through December 31, 2022, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through the certification date by the Issuer's Compensation Committee. Each PRSU represented a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. F2 · balance_after: Includes (i) 87,869 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 568 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2022. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 21:41 UTC | Alteryx, Inc. AYX · Entity 92794 | GrantPerformance Stock Units (Class A Common Stock) · Derivative | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-019381 · doc4.xml · derivative · entry 1 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Class A Common Stock · 300,000 shares Expires 2029-09-13 F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") award represents a contingent right to receive one share of the Issuer's Class A Common Stock at the time the shares are earned and settled for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. F2 · derivative.exercise_date: The shares subject to the PSU award will vest in six segments as follows, based on the respective stock price targets for the Issuer's Class A Common Stock: (i) 60,000 shares will vest at a stock price target of $90.00; (ii) 60,000 shares will vest at a stock price target of $120.00; (iii) 50,000 shares will vest at a stock price target of $150.00; (iv) 50,000 shares will vest at a stock price target of $180.00; (v) 40,000 shares will vest at a stock price target of $210.00; and (vi) 40,000 shares will vest at a stock price target of $240.00, subject in each case to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date. The shares subject to the PSU award will vest only if the stock price is sustained at or above the respective target level over a continuous 60-trading day period. If none of the six stock price targets are achieved within a seven-year period from the grant date, no shares subject to the PSU award will vest. F3 · derivative.exercise_date: Notwithstanding any earlier achievement of a stock price target, no portion of the PSU award that is achieved will vest prior to the two-year anniversary of the grant date of the award. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 18:34 UTC | Alteryx, Inc. AYX · Entity 92794 | Tax withholdingClass A Common Stock | 5,993 | $63.21 | $378,817.53 |
DisclosureSEC source: 0001689923-22-000034 · wf-form4_164635041213194.xml · nonDerivative · entry 1 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,058 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units ("RSUs"). The Reporting Person did not sell or otherwise dispose of any of the shares with respect to the vesting of RSUs reported on this Form 4 for any reason other than to cover required taxes. F2 · balance_after: Includes (i) 87,869 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 568 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2022. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 21:15 UTC | Alteryx, Inc. AYX · Entity 92794 | GrantClass A Common Stock | 51,979 | $0.00 | $0.00 |
DisclosureSEC source: 0001689923-22-000028 · wf-form4_164618727303182.xml · nonDerivative · entry 1 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,051 F1 · shares: Represents an award of restricted stock units ("RSUs"). One-twelfth (1/12th) of the total RSUs will vest on June 1, 2022, and an additional one-twelfth (1/12th) of the total RSUs will vest on each of the eleven quarterly anniversaries thereafter, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. F2 · balance_after: Includes (i) 99,955 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 568 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 14, 2022. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 16:53 UTC | Alteryx, Inc. AYX · Entity 92794 | Tax withholdingClass A Common Stock | 6,228 | $60.50 | $376,794.00 |
DisclosureSEC source: 0001689923-22-000005 · wf-form4_164133320205026.xml · nonDerivative · entry 1 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,722 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units ("RSUs"). The Reporting Person did not sell or otherwise dispose of any of the shares with respect to the vesting of RSUs reported on this Form 4 for any reason other than to cover required taxes. F2 · balance_after: Includes (i) 47,976 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 218 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 12, 2021. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 19:50 UTC | Alteryx, Inc. AYX · Entity 92794 | Tax withholdingClass A Common Stock | 2,096 | $62.41 | $130,811.36 |
DisclosureSEC source: 0001689923-21-000107 · wf-form4_163849264241897.xml · nonDerivative · entry 1 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,950 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units ("RSUs"). The Reporting Person did not sell or otherwise dispose of any of the shares with respect to the vesting of RSUs reported on this Form 4 for any reason other than to cover required taxes. F2 · balance_after: Includes (i) 65,238 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 218 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 12, 2021. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:33 UTC | Alteryx, Inc. AYX · Entity 92794 | GrantClass A Common Stock | 36,257 | $0.00 | $0.00 |
DisclosureSEC source: 0001689923-21-000035 · wf-form4_161534359513839.xml · nonDerivative · entry 1 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,046 F1 · shares: Represents an award of restricted stock units ("RSUs"). 1/3rd of the total RSUs will vest on March 1, 2022, and on each yearly anniversary thereafter, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. F2 · balance_after: 2. Includes (i) 69,465 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 218 shares acquired under the Alteryx, Inc. employee stock purchase plan through February 12, 2021. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 16:53 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,100 | $0.00 Strike: $68.26 | $0.00 |
DisclosureSEC source: 0001689923-21-000017 · wf-form4_161230279488383.xml · derivative · entry 9 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,288 Underlying: Class A Common Stock · 1,100 shares Expires 2029-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The stock option vested and became exercisable as to 1/3rd of the shares subject to the option on January 1, 2020, and thereafter vests as to 1/36th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 16:53 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,600 | $0.00 Strike: $27.09 | $0.00 |
DisclosureSEC source: 0001689923-21-000017 · wf-form4_161230279488383.xml · derivative · entry 8 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,369 Underlying: Class A Common Stock · 1,600 shares Expires 2028-01-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The stock option vested and became exercisable as to 1/4th of the shares subject to the option on January 1, 2019, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 16:53 UTC | Alteryx, Inc. AYX · Entity 92794 | ConversionClass B Common Stock · Derivative | 1,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001689923-21-000017 · wf-form4_161230279488383.xml · derivative · entry 7 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F4 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 16:53 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionClass B Common Stock · Derivative | 1,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001689923-21-000017 · wf-form4_161230279488383.xml · derivative · entry 6 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Class A Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F4 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 16:53 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $12.30 | $0.00 |
DisclosureSEC source: 0001689923-21-000017 · wf-form4_161230279488383.xml · derivative · entry 5 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,863 Underlying: Class B Common Stock · 1,000 shares Expires 2026-11-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 16:53 UTC | Alteryx, Inc. AYX · Entity 92794 | SaleClass A Common Stock | 5,950 | $126.68 | $753,746.00 |
DisclosureSEC source: 0001689923-21-000017 · wf-form4_161230279488383.xml · nonDerivative · entry 4 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,571 F2 · shares: Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on March 6, 2020. F1 · balance_after: Includes 33,208 unvested shares subject to awards of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 16:53 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionClass A Common Stock | 1,100 | $68.26 | $75,086.00 |
DisclosureSEC source: 0001689923-21-000017 · wf-form4_161230279488383.xml · nonDerivative · entry 3 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,521 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 33,208 unvested shares subject to awards of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 16:53 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionClass A Common Stock | 1,600 | $27.09 | $43,344.00 |
DisclosureSEC source: 0001689923-21-000017 · wf-form4_161230279488383.xml · nonDerivative · entry 2 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,421 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 33,208 unvested shares subject to awards of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 16:53 UTC | Alteryx, Inc. AYX · Entity 92794 | ConversionClass A Common Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001689923-21-000017 · wf-form4_161230279488383.xml · nonDerivative · entry 1 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,821 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 33,208 unvested shares subject to awards of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 19:55 UTC | Alteryx, Inc. AYX · Entity 92794 | SaleClass A Common Stock | 2,250 | $115.00 | $258,750.00 |
DisclosureSEC source: 0001689923-21-000009 · wf-form4_161015374243566.xml · nonDerivative · entry 1 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,821 F1 · shares: Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on March 6, 2020. F2 · balance_after: Includes 33,208 unvested shares subject to awards of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 19:58 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,100 | $0.00 Strike: $68.26 | $0.00 |
DisclosureSEC source: 0001689923-21-000006 · wf-form4_160989471986685.xml · derivative · entry 10 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,388 Underlying: Class A Common Stock · 1,100 shares Expires 2029-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The stock option vested and became exercisable as to 1/3rd of the shares subject to the option on January 1, 2020, and thereafter vests as to 1/36th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 19:58 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,600 | $0.00 Strike: $27.09 | $0.00 |
DisclosureSEC source: 0001689923-21-000006 · wf-form4_160989471986685.xml · derivative · entry 9 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,969 Underlying: Class A Common Stock · 1,600 shares Expires 2028-01-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The stock option vested and became exercisable as to 1/4th of the shares subject to the option on January 1, 2019, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 19:58 UTC | Alteryx, Inc. AYX · Entity 92794 | ConversionClass B Common Stock · Derivative | 1,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001689923-21-000006 · wf-form4_160989471986685.xml · derivative · entry 8 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F5 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 19:58 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionClass B Common Stock · Derivative | 1,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001689923-21-000006 · wf-form4_160989471986685.xml · derivative · entry 7 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Class A Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F5 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 19:58 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $12.30 | $0.00 |
DisclosureSEC source: 0001689923-21-000006 · wf-form4_160989471986685.xml · derivative · entry 6 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,863 Underlying: Class B Common Stock · 1,000 shares Expires 2026-11-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 19:58 UTC | Alteryx, Inc. AYX · Entity 92794 | SaleClass A Common Stock | 3,700 | $115.00 | $425,500.00 |
DisclosureSEC source: 0001689923-21-000006 · wf-form4_160989471986685.xml · nonDerivative · entry 5 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,071 F3 · shares: Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on March 6, 2020. F2 · balance_after: Includes 33,208 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 19:58 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionClass A Common Stock | 1,100 | $68.26 | $75,086.00 |
DisclosureSEC source: 0001689923-21-000006 · wf-form4_160989471986685.xml · nonDerivative · entry 4 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 33,208 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 19:58 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionClass A Common Stock | 1,600 | $27.09 | $43,344.00 |
DisclosureSEC source: 0001689923-21-000006 · wf-form4_160989471986685.xml · nonDerivative · entry 3 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,671 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 33,208 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 19:58 UTC | Alteryx, Inc. AYX · Entity 92794 | ConversionClass A Common Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001689923-21-000006 · wf-form4_160989471986685.xml · nonDerivative · entry 2 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,071 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 33,208 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 19:58 UTC | Alteryx, Inc. AYX · Entity 92794 | Tax withholdingClass A Common Stock | 7,400 | $121.79 | $901,246.00 |
DisclosureSEC source: 0001689923-21-000006 · wf-form4_160989471986685.xml · nonDerivative · entry 1 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,071 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units ("RSUs"). The Reporting Person did not sell or otherwise dispose of any of the shares with respect to the vesting of RSUs reported on this Form 4 for any reason other than to cover required taxes. F2 · balance_after: Includes 33,208 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. Read SEC document |
| December 02, 2020 Filed Dec 2, 2020 19:48 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,786 | $0.00 Strike: $68.26 | $0.00 |
DisclosureSEC source: 0001689923-20-000112 · wf-form4_160695648397216.xml · derivative · entry 18 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,802 Underlying: Class A Common Stock · 4,786 shares Expires 2029-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_date: The stock option vested and became exercisable as to 1/3rd of the shares subject to the option on January 1, 2020, and thereafter vests as to 1/36th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date. Read SEC document |
| December 02, 2020 Filed Dec 2, 2020 19:48 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,788 | $0.00 Strike: $27.09 | $0.00 |
DisclosureSEC source: 0001689923-20-000112 · wf-form4_160695648397216.xml · derivative · entry 17 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,381 Underlying: Class A Common Stock · 4,788 shares Expires 2028-01-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_date: The stock option vested and became exercisable as to 1/4th of the shares subject to the option on January 1, 2019, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date. Read SEC document |
| December 02, 2020 Filed Dec 2, 2020 19:48 UTC | Alteryx, Inc. AYX · Entity 92794 | ConversionClass B Common Stock · Derivative | 9,061 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001689923-20-000112 · wf-form4_160695648397216.xml · derivative · entry 16 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 9,061 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F11 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F11 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. Read SEC document |
| December 02, 2020 Filed Dec 2, 2020 19:48 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionClass B Common Stock · Derivative | 9,061 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001689923-20-000112 · wf-form4_160695648397216.xml · derivative · entry 15 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,061 Underlying: Class A Common Stock · 9,061 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F11 · derivative.exercise_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F11 · derivative.expiration_date: Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. Read SEC document |
| December 02, 2020 Filed Dec 2, 2020 19:48 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionStock Option (Right to Buy) · Derivative | 9,061 | $0.00 Strike: $12.30 | $0.00 |
DisclosureSEC source: 0001689923-20-000112 · wf-form4_160695648397216.xml · derivative · entry 14 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 9,061 shares Expires 2026-11-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2020 Filed Dec 2, 2020 19:48 UTC | Alteryx, Inc. AYX · Entity 92794 | SaleClass A Common Stock | 685 | $115.00 | $78,775.00 |
DisclosureSEC source: 0001689923-20-000112 · wf-form4_160695648397216.xml · nonDerivative · entry 9 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,471 F6 · shares: Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on March 6, 2020. F5 · balance_after: Includes 50,471 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. Read SEC document |
| December 02, 2020 Filed Dec 2, 2020 19:48 UTC | Alteryx, Inc. AYX · Entity 92794 | SaleClass A Common Stock | 18,635 | $115.18 | $2,146,379.30 |
DisclosureSEC source: 0001689923-20-000112 · wf-form4_160695648397216.xml · nonDerivative · entry 8 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,156 F6 · shares: Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on March 6, 2020. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.00 to $115.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5 · balance_after: Includes 50,471 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. Read SEC document |
| December 02, 2020 Filed Dec 2, 2020 19:48 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionClass A Common Stock | 4,786 | $68.26 | $326,692.36 |
DisclosureSEC source: 0001689923-20-000112 · wf-form4_160695648397216.xml · nonDerivative · entry 7 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · balance_after: Includes 50,471 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. Read SEC document |
| December 02, 2020 Filed Dec 2, 2020 19:48 UTC | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionClass A Common Stock | 4,788 | $27.09 | $129,706.92 |
DisclosureSEC source: 0001689923-20-000112 · wf-form4_160695648397216.xml · nonDerivative · entry 6 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · balance_after: Includes 50,471 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. Read SEC document |
| December 02, 2020 Filed Dec 2, 2020 19:48 UTC | Alteryx, Inc. AYX · Entity 92794 | ConversionClass A Common Stock | 9,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001689923-20-000112 · wf-form4_160695648397216.xml · nonDerivative · entry 5 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. F5 · balance_after: Includes 50,471 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. Read SEC document |
| December 02, 2020 Filed Dec 7, 2020 20:39 UTC Amendment | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,100 | $0.00 Strike: $68.26 | $0.00 |
DisclosureSEC source: 0001689923-20-000113 · wf-form4a_160739154193310.xml · derivative · entry 9 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,488 Underlying: Class A Common Stock · 1,100 shares Expires 2029-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The stock option vested and became exercisable as to 1/3rd of the shares subject to the option on January 1, 2020, and thereafter vests as to 1/36th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date. Read SEC document |
| December 02, 2020 Filed Dec 7, 2020 20:39 UTC Amendment | Alteryx, Inc. AYX · Entity 92794 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,600 | $0.00 Strike: $27.09 | $0.00 |
DisclosureSEC source: 0001689923-20-000113 · wf-form4a_160739154193310.xml · derivative · entry 8 RUBIN KEVIN · CIK 0001198529 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,569 Underlying: Class A Common Stock · 1,600 shares Expires 2028-01-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The stock option vested and became exercisable as to 1/4th of the shares subject to the option on January 1, 2019, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.