TapewireFind a company

person · Reporting owner

RAWLINGS DARRYL

Disclosed activity across 1 company

Tapewire entity
19414
SEC CIK
0001611679

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TRUPANION, INC.TRUP · Entity 4822DirectorAugust 22, 2026August 26, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TRUPANION, INC.

Report date August 22, 2026 · Filed August 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect25,151 Reported balance After 2026-08-22 transaction · row 1
1 source row

Row 1 · 2026-08-22 · Exercise / conversion · Acquired 313 · Balance 25,151

F1: Restricted stock units convert into common stock on a one-for-one basis.

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Expires 2028-02-22Direct1,875 Reported balance After 2026-08-22 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-22 · Exercise / conversion · Disposed 313 · Balance 1,875

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On February 27, 2024, the reporting person was granted 5,000 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on February 22, 2025, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On February 27, 2024, the reporting person was granted 5,000 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on February 22, 2025, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2021 Filed Feb 23, 2021 11:09 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 4 $105.42 $421.68
Disclosure

SEC source: 0001371285-21-000072 · wf-form4_161407854207533.xml · nonDerivative · entry 4

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,639

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 11:09 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 15 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000072 · wf-form4_161407854207533.xml · nonDerivative · entry 3

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 11:09 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 17 $105.42 $1,792.14
Disclosure

SEC source: 0001371285-21-000072 · wf-form4_161407854207533.xml · nonDerivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,628

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 11:09 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 60 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000072 · wf-form4_161407854207533.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 12, 2021 Filed Feb 18, 2021 01:01 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 4,000 $106.81 $427,228.00
Disclosure

SEC source: 0001371285-21-000045 · wf-form4_161361003715501.xml · nonDerivative · entry 3

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 968,222

F2 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 3, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.995 to $109.30 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
February 03, 2021 Filed Feb 18, 2021 01:01 UTC TRUPANION, INC. TRUP · Entity 4822 GiftCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000045 · wf-form4_161361003715501.xml · nonDerivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 972,222

F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.

Read SEC document
February 03, 2021 Filed Feb 18, 2021 01:01 UTC TRUPANION, INC. TRUP · Entity 4822 GiftCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000045 · wf-form4_161361003715501.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,585

F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:08 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 4,000 $120.27 $481,080.00
Disclosure

SEC source: 0001371285-21-000029 · wf-form4_161187170171516.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 890,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 3, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 23:57 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 4,000 $121.16 $484,640.00
Disclosure

SEC source: 0001371285-21-000023 · wf-form4_161049581485704.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 894,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 3, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
December 23, 2020 Filed Dec 28, 2020 21:47 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 4,000 $124.52 $498,080.00
Disclosure

SEC source: 0001371285-20-000329 · wf-form4_160919189409770.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 898,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 3, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
December 09, 2020 Filed Feb 16, 2021 22:39 UTC TRUPANION, INC. TRUP · Entity 4822 GiftCommon Stock 27,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000043 · wf-form5_161351512936609.xml · nonDerivative · entry 4

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 964,222

F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.

Read SEC document
December 09, 2020 Filed Feb 16, 2021 22:39 UTC TRUPANION, INC. TRUP · Entity 4822 GiftCommon Stock 27,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000043 · wf-form5_161351512936609.xml · nonDerivative · entry 3

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,585

F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.

Read SEC document
December 07, 2020 Filed Dec 10, 2020 21:47 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 4,000 $99.52 $398,099.20
Disclosure

SEC source: 0001371285-20-000323 · wf-form4_160763685643589.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 902,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.86 to $101.425 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:23 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,505 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000309 · wf-form4_160677857608252.xml · derivative · entry 6

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,545

Underlying: Common Stock · 1,505 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:23 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,219 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000309 · wf-form4_160677857608252.xml · derivative · entry 5

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,098

Underlying: Common Stock · 1,219 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:23 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 366 $95.33 $34,890.78
Disclosure

SEC source: 0001371285-20-000309 · wf-form4_160677857608252.xml · nonDerivative · entry 4

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,585

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:23 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 1,505 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000309 · wf-form4_160677857608252.xml · nonDerivative · entry 3

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:23 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 296 $95.33 $28,217.68
Disclosure

SEC source: 0001371285-20-000309 · wf-form4_160677857608252.xml · nonDerivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,446

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 23:23 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 1,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000309 · wf-form4_160677857608252.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 22:24 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 4,000 $94.64 $378,560.00
Disclosure

SEC source: 0001371285-20-000288 · wf-form4_160591105564512.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 906,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 23:51 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 4,000 $72.98 $291,916.00
Disclosure

SEC source: 0001371285-20-000272 · wf-form4_160453389121168.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 910,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 22:17 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 4,000 $92.49 $369,960.00
Disclosure

SEC source: 0001371285-20-000253 · wf-form4_160314585524991.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 914,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
September 29, 2020 Filed Oct 1, 2020 22:05 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 4,000 $73.95 $295,800.00
Disclosure

SEC source: 0001371285-20-000232 · wf-form4_160158992431253.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 918,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
September 14, 2020 Filed Sep 15, 2020 21:26 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 4,000 $71.50 $286,010.40
Disclosure

SEC source: 0001371285-20-000224 · wf-form4_160020518394944.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 922,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.855 to $72.59 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
August 25, 2020 Filed Aug 27, 2020 23:06 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,505 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000217 · wf-form4_159856956550040.xml · derivative · entry 7

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,050

Underlying: Common Stock · 1,505 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
August 25, 2020 Filed Aug 27, 2020 23:06 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,220 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000217 · wf-form4_159856956550040.xml · derivative · entry 6

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,317

Underlying: Common Stock · 1,220 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
August 25, 2020 Filed Aug 27, 2020 23:06 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 4,000 $64.25 $256,995.20
Disclosure

SEC source: 0001371285-20-000217 · wf-form4_159856956550040.xml · nonDerivative · entry 5

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 926,222

F3 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reportingperson's spouse, on November 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, thereporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company'sinitial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
August 25, 2020 Filed Aug 27, 2020 23:06 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 366 $57.32 $20,979.12
Disclosure

SEC source: 0001371285-20-000217 · wf-form4_159856956550040.xml · nonDerivative · entry 4

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,523

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2020 Filed Aug 27, 2020 23:06 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 1,505 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000217 · wf-form4_159856956550040.xml · nonDerivative · entry 3

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2020 Filed Aug 27, 2020 23:06 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 297 $57.32 $17,024.04
Disclosure

SEC source: 0001371285-20-000217 · wf-form4_159856956550040.xml · nonDerivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,384

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2020 Filed Aug 27, 2020 23:06 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 1,220 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000217 · wf-form4_159856956550040.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 22:02 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 4,000 $63.97 $255,882.80
Disclosure

SEC source: 0001371285-20-000195 · wf-form4_159735610499789.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 930,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.21 to $66.99 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
August 06, 2020 Filed Feb 16, 2021 22:39 UTC TRUPANION, INC. TRUP · Entity 4822 GiftCommon Stock 39,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000043 · wf-form5_161351512936609.xml · nonDerivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 937,222

F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.

Read SEC document
August 06, 2020 Filed Feb 16, 2021 22:39 UTC TRUPANION, INC. TRUP · Entity 4822 GiftCommon Stock 39,000 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000043 · wf-form5_161351512936609.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,585

F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.

Read SEC document
July 23, 2020 Filed Jul 27, 2020 22:57 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 4,000 $50.91 $203,640.00
Disclosure

SEC source: 0001371285-20-000175 · wf-form4_159589064632829.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 934,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
July 08, 2020 Filed Jul 10, 2020 20:36 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 4,000 $45.18 $180,722.40
Disclosure

SEC source: 0001371285-20-000163 · wf-form4_159441338643357.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 938,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.23 to $45.845 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
June 22, 2020 Filed Jun 24, 2020 22:00 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 4,000 $39.51 $158,023.20
Disclosure

SEC source: 0001371285-20-000141 · wf-form4_159303602991984.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 942,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.0496 to $40.74 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
June 03, 2020 Filed Jun 4, 2020 23:45 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 4,000 $33.21 $132,850.00
Disclosure

SEC source: 0001371285-20-000125 · wf-form4_159131434129045.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 946,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
May 25, 2020 Filed May 27, 2020 23:06 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,505 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000122 · wf-form4_159062079260014.xml · derivative · entry 6

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,555

Underlying: Common Stock · 1,505 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2020 Filed May 27, 2020 23:06 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,219 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000122 · wf-form4_159062079260014.xml · derivative · entry 5

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,537

Underlying: Common Stock · 1,219 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2020 Filed May 27, 2020 23:06 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 366 $33.21 $12,154.86
Disclosure

SEC source: 0001371285-20-000122 · wf-form4_159062079260014.xml · nonDerivative · entry 4

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,461

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2020 Filed May 27, 2020 23:06 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 1,505 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000122 · wf-form4_159062079260014.xml · nonDerivative · entry 3

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2020 Filed May 27, 2020 23:06 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 296 $33.21 $9,830.16
Disclosure

SEC source: 0001371285-20-000122 · wf-form4_159062079260014.xml · nonDerivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,322

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2020 Filed May 27, 2020 23:06 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 1,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000122 · wf-form4_159062079260014.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 18, 2020 Filed May 20, 2020 22:24 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 4,000 $28.24 $112,960.00
Disclosure

SEC source: 0001371285-20-000111 · wf-form4_159001345047959.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 950,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
May 01, 2020 Filed May 5, 2020 22:41 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 4,000 $28.84 $115,358.80
Disclosure

SEC source: 0001371285-20-000105 · wf-form4_158871845003728.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 954,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.03 to $30.675 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
April 14, 2020 Filed Apr 16, 2020 23:17 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 4,000 $29.96 $119,840.00
Disclosure

SEC source: 0001371285-20-000071 · wf-form4_158707900317626.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 958,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 23:07 UTC TRUPANION, INC. TRUP · Entity 4822 GrantRestricted Stock Unit (RSU) · Derivative 33,566 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000063 · wf-form4_158630084197589.xml · derivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,566

Underlying: Common Stock · 33,566 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On April 3, 2020, the Reporting Person was granted 33,566 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

F2 · derivative.expiration_date: On April 3, 2020, the Reporting Person was granted 33,566 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 22:49 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 4,000 $25.84 $103,366.40
Disclosure

SEC source: 0001371285-20-000054 · wf-form4_158578135101926.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 962,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.94 to $26.85 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
March 12, 2020 Filed Mar 16, 2020 21:26 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 4,000 $25.51 $102,040.80
Disclosure

SEC source: 0001371285-20-000046 · wf-form4_158439397784371.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kuyashii Primary Equities LLC

Disclosed balance after: 966,222

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 12, 2019, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.04 to $26.32 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.