Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TRUPANION, INC.TRUP · Entity 4822 | Director | August 22, 2026 | August 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TRUPANION, INC.
Report date August 22, 2026 · Filed August 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,151 |
Reported balance
After 2026-08-22 transaction · row 1
1 source rowRow 1 · 2026-08-22 · Exercise / conversion · Acquired 313 · Balance 25,151 F1: Restricted stock units convert into common stock on a one-for-one basis. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Expires 2028-02-22 | Direct | 1,875 |
Reported balance
After 2026-08-22 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-22 · Exercise / conversion · Disposed 313 · Balance 1,875 F1: Restricted stock units convert into common stock on a one-for-one basis. F2: On February 27, 2024, the reporting person was granted 5,000 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on February 22, 2025, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: On February 27, 2024, the reporting person was granted 5,000 restricted stock units (RSUs). The RSUs vest and convert into common stock of the Issuer as to 1/4th of the total shares on February 22, 2025, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 25, 2022 Filed Nov 29, 2022 22:48 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 1,505 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001371285-22-000272 · wf-form4_166976208711787.xml · nonDerivative · entry 1 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 23:16 UTC | TRUPANION, INC. TRUP · Entity 4822 | SaleCommon Stock | 4,000 | $60.41 | $241,642.40 |
DisclosureSEC source: 0001371285-22-000264 · wf-form4_166915896494069.xml · nonDerivative · entry 3 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Kuyashii Primary Equities LLC Disclosed balance after: 865,109 F2 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC, a limited liability company indirectly, wholly-owned by the reporting person and reportingperson's spouse, on November 8, 2021, as amended, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Inaggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date ofthe Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025. Read SEC document |
| November 14, 2022 Filed Nov 22, 2022 23:16 UTC | TRUPANION, INC. TRUP · Entity 4822 | GiftCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-22-000264 · wf-form4_166915896494069.xml · nonDerivative · entry 2 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Kuyashii Primary Equities LLC Disclosed balance after: 869,109 F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse. Read SEC document |
| November 14, 2022 Filed Nov 22, 2022 23:16 UTC | TRUPANION, INC. TRUP · Entity 4822 | GiftCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-22-000264 · wf-form4_166915896494069.xml · nonDerivative · entry 1 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,043 F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse. Read SEC document |
| November 09, 2022 Filed Nov 11, 2022 00:12 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionStock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $17.97 | $0.00 |
DisclosureSEC source: 0001371285-22-000262 · wf-form4_166812555018973.xml · derivative · entry 2 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,448 Underlying: Common Stock · 12,000 shares Expires 2027-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests as to 25% of the total shares on May 4, 2018, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 4, 2021, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| November 09, 2022 Filed Nov 11, 2022 00:12 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 12,000 | $17.97 | $215,640.00 |
DisclosureSEC source: 0001371285-22-000262 · wf-form4_166812555018973.xml · nonDerivative · entry 1 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 577,043 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 22:34 UTC | TRUPANION, INC. TRUP · Entity 4822 | SaleCommon Stock | 4,000 | $44.16 | $176,648.00 |
DisclosureSEC source: 0001371285-22-000260 · wf-form4_166786045786249.xml · nonDerivative · entry 3 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Kuyashii Primary Equities LLC Disclosed balance after: 857,109 F2 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC, a limited liability company indirectly, wholly-owned by the reporting person and reportingperson's spouse, on November 8, 2021, as amended, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Inaggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date ofthe Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.22 to $45.12 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3). Read SEC document |
| November 01, 2022 Filed Nov 7, 2022 22:34 UTC | TRUPANION, INC. TRUP · Entity 4822 | GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-22-000260 · wf-form4_166786045786249.xml · nonDerivative · entry 2 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Kuyashii Primary Equities LLC Disclosed balance after: 861,109 F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse. Read SEC document |
| November 01, 2022 Filed Nov 7, 2022 22:34 UTC | TRUPANION, INC. TRUP · Entity 4822 | GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-22-000260 · wf-form4_166786045786249.xml · nonDerivative · entry 1 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,043 F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse. Read SEC document |
| October 25, 2022 Filed Oct 27, 2022 23:00 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionStock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $17.97 | $0.00 |
DisclosureSEC source: 0001371285-22-000250 · wf-form4_166691161390593.xml · derivative · entry 2 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,448 Underlying: Common Stock · 4,000 shares Expires 2027-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests as to 25% of the total shares on May 4, 2018, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 4, 2021, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| October 25, 2022 Filed Oct 27, 2022 23:00 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 4,000 | $17.97 | $71,880.00 |
DisclosureSEC source: 0001371285-22-000250 · wf-form4_166691161390593.xml · nonDerivative · entry 1 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 569,043 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 17, 2022 Filed Oct 19, 2022 21:21 UTC | TRUPANION, INC. TRUP · Entity 4822 | SaleCommon Stock | 4,000 | $53.94 | $215,740.00 |
DisclosureSEC source: 0001371285-22-000248 · wf-form4_166621444869016.xml · nonDerivative · entry 3 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Kuyashii Primary Equities LLC Disclosed balance after: 857,109 F2 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC, a limited liability company indirectly, wholly-owned by the reporting person and reportingperson's spouse, on November 8, 2021, as amended, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Inaggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date ofthe Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025. Read SEC document |
| October 12, 2022 Filed Oct 19, 2022 21:21 UTC | TRUPANION, INC. TRUP · Entity 4822 | GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-22-000248 · wf-form4_166621444869016.xml · nonDerivative · entry 2 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Kuyashii Primary Equities LLC Disclosed balance after: 861,109 F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse. Read SEC document |
| October 12, 2022 Filed Oct 19, 2022 21:21 UTC | TRUPANION, INC. TRUP · Entity 4822 | GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-22-000248 · wf-form4_166621444869016.xml · nonDerivative · entry 1 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,043 F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse. Read SEC document |
| October 07, 2022 Filed Oct 11, 2022 21:57 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionStock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $14.95 | $0.00 |
DisclosureSEC source: 0001371285-22-000242 · wf-form4_166552540879465.xml · derivative · entry 2 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 4,000 shares Expires 2026-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested as to 25% of the total shares on August 8, 2017, and then 2.0833% of the total shares vested monthly thereafter, with 100% of the total shares vested and exercisable on August 8, 2020. Read SEC document |
| October 07, 2022 Filed Oct 11, 2022 21:57 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 4,000 | $14.95 | $59,800.00 |
DisclosureSEC source: 0001371285-22-000242 · wf-form4_166552540879465.xml · nonDerivative · entry 1 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 569,043 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 01:17 UTC | TRUPANION, INC. TRUP · Entity 4822 | SaleCommon Stock | 4,000 | $61.38 | $245,520.00 |
DisclosureSEC source: 0001371285-22-000224 · wf-form4_166484621100986.xml · nonDerivative · entry 3 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Kuyashii Primary Equities LLC Disclosed balance after: 857,109 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.41 to $62.97 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) Read SEC document |
| September 30, 2022 Filed Oct 19, 2022 21:20 UTC Amendment | TRUPANION, INC. TRUP · Entity 4822 | SaleCommon Stock | 4,000 | $61.38 | $245,520.00 |
DisclosureSEC source: 0001371285-22-000247 · wf-form4a_166621442770966.xml · nonDerivative · entry 3 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Kuyashii Primary Equities LLC Disclosed balance after: 857,109 F2 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC, a limited liability company indirectly, wholly-owned by the reporting person and reportingperson's spouse, on November 8, 2021, as amended, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Inaggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date ofthe Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.41 to $62.97 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3). Read SEC document |
| September 28, 2022 Filed Oct 4, 2022 01:17 UTC | TRUPANION, INC. TRUP · Entity 4822 | GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-22-000224 · wf-form4_166484621100986.xml · nonDerivative · entry 2 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Kuyashii Primary Equities LLC Disclosed balance after: 861,109 F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse. Read SEC document |
| September 28, 2022 Filed Oct 4, 2022 01:17 UTC | TRUPANION, INC. TRUP · Entity 4822 | GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-22-000224 · wf-form4_166484621100986.xml · nonDerivative · entry 1 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,043 F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse. Read SEC document |
| September 28, 2022 Filed Oct 19, 2022 21:20 UTC Amendment | TRUPANION, INC. TRUP · Entity 4822 | GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-22-000247 · wf-form4a_166621442770966.xml · nonDerivative · entry 2 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Kuyashii Primary Equities LLC Disclosed balance after: 861,109 F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse. Read SEC document |
| September 28, 2022 Filed Oct 19, 2022 21:20 UTC Amendment | TRUPANION, INC. TRUP · Entity 4822 | GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-22-000247 · wf-form4a_166621442770966.xml · nonDerivative · entry 1 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,043 F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse. Read SEC document |
| September 22, 2022 Filed Sep 26, 2022 23:46 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionStock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $14.95 | $0.00 |
DisclosureSEC source: 0001371285-22-000222 · wf-form4_166423594789100.xml · derivative · entry 2 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 4,000 shares Expires 2026-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested as to 25% of the total shares on August 8, 2017, and then 2.0833% of the total shares vested monthly thereafter, with 100% of the total shares vested and exercisable on August 8, 2020. Read SEC document |
| September 22, 2022 Filed Sep 26, 2022 23:46 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 4,000 | $14.95 | $59,800.00 |
DisclosureSEC source: 0001371285-22-000222 · wf-form4_166423594789100.xml · nonDerivative · entry 1 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 569,043 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 23:10 UTC | TRUPANION, INC. TRUP · Entity 4822 | SaleCommon Stock | 4,000 | $65.57 | $262,286.40 |
DisclosureSEC source: 0001062993-22-019642 · form4.xml · nonDerivative · entry 1 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Kuyashii Primary Equities LLC Disclosed balance after: 857,109 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC, a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 8, 2021, as amended, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.02 to $66.09 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2). Read SEC document |
| August 29, 2022 Filed Sep 1, 2022 22:13 UTC | TRUPANION, INC. TRUP · Entity 4822 | SaleCommon Stock | 4,000 | $69.34 | $277,366.80 |
DisclosureSEC source: 0001371285-22-000210 · wf-form4_166207041253284.xml · nonDerivative · entry 1 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Kuyashii Primary Equities LLC Disclosed balance after: 861,109 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC, a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 8, 2021, as amended, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.23 to $70.22 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2). Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 21:47 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,738 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-22-000206 · wf-form4_166180963213490.xml · derivative · entry 9 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,378 Underlying: Common Stock · 2,738 shares Expires 2025-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 43,804 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date. F5 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 43,804 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 21:47 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-22-000206 · wf-form4_166180963213490.xml · derivative · entry 8 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,587 Underlying: Common Stock · 2,098 shares Expires 2024-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. F4 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 21:47 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-22-000206 · wf-form4_166180963213490.xml · derivative · entry 7 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,010 Underlying: Common Stock · 1,505 shares Expires 2023-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. F3 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 21:47 UTC | TRUPANION, INC. TRUP · Entity 4822 | Tax withholdingCommon Stock | 828 | $77.49 | $64,161.72 |
DisclosureSEC source: 0001371285-22-000206 · wf-form4_166180963213490.xml · nonDerivative · entry 6 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,833 F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 21:47 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 2,738 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001371285-22-000206 · wf-form4_166180963213490.xml · nonDerivative · entry 5 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,661 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 21:47 UTC | TRUPANION, INC. TRUP · Entity 4822 | Tax withholdingCommon Stock | 510 | $77.49 | $39,519.90 |
DisclosureSEC source: 0001371285-22-000206 · wf-form4_166180963213490.xml · nonDerivative · entry 4 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 563,923 F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 21:47 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 2,098 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001371285-22-000206 · wf-form4_166180963213490.xml · nonDerivative · entry 3 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564,433 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 21:47 UTC | TRUPANION, INC. TRUP · Entity 4822 | Tax withholdingCommon Stock | 366 | $77.49 | $28,361.34 |
DisclosureSEC source: 0001371285-22-000206 · wf-form4_166180963213490.xml · nonDerivative · entry 2 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,335 F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 21:47 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 1,505 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001371285-22-000206 · wf-form4_166180963213490.xml · nonDerivative · entry 1 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,701 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| August 25, 2022 Filed Sep 2, 2022 21:25 UTC Amendment | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,738 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-22-000218 · wf-form4a_166215392683287.xml · derivative · entry 9 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,378 Underlying: Common Stock · 2,738 shares Expires 2025-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 43,804 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date. F5 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 43,804 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date. Read SEC document |
| August 25, 2022 Filed Sep 2, 2022 21:25 UTC Amendment | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-22-000218 · wf-form4a_166215392683287.xml · derivative · entry 8 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,587 Underlying: Common Stock · 2,098 shares Expires 2024-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. F4 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. Read SEC document |
| August 25, 2022 Filed Sep 2, 2022 21:25 UTC Amendment | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-22-000218 · wf-form4a_166215392683287.xml · derivative · entry 7 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,010 Underlying: Common Stock · 1,505 shares Expires 2023-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. F3 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. Read SEC document |
| August 25, 2022 Filed Sep 2, 2022 21:25 UTC Amendment | TRUPANION, INC. TRUP · Entity 4822 | Tax withholdingCommon Stock | 1,077 | $77.49 | $83,456.73 |
DisclosureSEC source: 0001371285-22-000218 · wf-form4a_166215392683287.xml · nonDerivative · entry 6 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,043 F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person. Read SEC document |
| August 25, 2022 Filed Sep 2, 2022 21:25 UTC Amendment | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 2,738 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001371285-22-000218 · wf-form4a_166215392683287.xml · nonDerivative · entry 5 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| August 25, 2022 Filed Sep 2, 2022 21:25 UTC Amendment | TRUPANION, INC. TRUP · Entity 4822 | Tax withholdingCommon Stock | 825 | $77.49 | $63,929.25 |
DisclosureSEC source: 0001371285-22-000218 · wf-form4a_166215392683287.xml · nonDerivative · entry 4 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 563,382 F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person. Read SEC document |
| August 25, 2022 Filed Sep 2, 2022 21:25 UTC Amendment | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 2,098 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001371285-22-000218 · wf-form4a_166215392683287.xml · nonDerivative · entry 3 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564,207 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| August 25, 2022 Filed Sep 2, 2022 21:25 UTC Amendment | TRUPANION, INC. TRUP · Entity 4822 | Tax withholdingCommon Stock | 592 | $77.49 | $45,874.08 |
DisclosureSEC source: 0001371285-22-000218 · wf-form4a_166215392683287.xml · nonDerivative · entry 2 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,109 F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person. Read SEC document |
| August 25, 2022 Filed Sep 2, 2022 21:25 UTC Amendment | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 1,505 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001371285-22-000218 · wf-form4a_166215392683287.xml · nonDerivative · entry 1 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,701 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| August 10, 2022 Filed Oct 19, 2022 21:20 UTC Amendment | TRUPANION, INC. TRUP · Entity 4822 | SaleCommon Stock | 4,000 | $66.86 | $267,426.40 |
DisclosureSEC source: 0001371285-22-000246 · wf-form4a_166621440729361.xml · nonDerivative · entry 3 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Kuyashii Primary Equities LLC Disclosed balance after: 865,109 F2 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 8, 2021, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025. Read SEC document |
| August 08, 2022 Filed Aug 11, 2022 22:09 UTC | TRUPANION, INC. TRUP · Entity 4822 | SaleCommon Stock | 4,000 | $66.86 | $267,426.40 |
DisclosureSEC source: 0001371285-22-000191 · wf-form4_166025577959089.xml · nonDerivative · entry 3 RAWLINGS DARRYL · CIK 0001611679 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Kuyashii Primary Equities LLC Disclosed balance after: 865,109 F2 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 8, 2021, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025. Read SEC document |
| August 08, 2022 Filed Aug 11, 2022 22:09 UTC | TRUPANION, INC. TRUP · Entity 4822 | GiftCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-22-000191 · wf-form4_166025577959089.xml · nonDerivative · entry 2 RAWLINGS DARRYL · CIK 0001611679 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Kuyashii Primary Equities LLC Disclosed balance after: 869,109 F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse. Read SEC document |
| August 08, 2022 Filed Aug 11, 2022 22:09 UTC | TRUPANION, INC. TRUP · Entity 4822 | GiftCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-22-000191 · wf-form4_166025577959089.xml · nonDerivative · entry 1 RAWLINGS DARRYL · CIK 0001611679 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,196 F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse. Read SEC document |
| August 08, 2022 Filed Oct 19, 2022 21:20 UTC Amendment | TRUPANION, INC. TRUP · Entity 4822 | GiftCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-22-000246 · wf-form4a_166621440729361.xml · nonDerivative · entry 2 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Kuyashii Primary Equities LLC Disclosed balance after: 869,109 F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse. Read SEC document |
| August 08, 2022 Filed Oct 19, 2022 21:20 UTC Amendment | TRUPANION, INC. TRUP · Entity 4822 | GiftCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-22-000246 · wf-form4a_166621440729361.xml · nonDerivative · entry 1 RAWLINGS DARRYL · CIK 0001611679 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,196 F1 · kind: Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.