Haack Michael

SEC source: 0000950170-24-028733 · ownership.xml · derivative · entry 11

Haack Michael · CIK 0001626900 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,979

Underlying: Common Stock · 6,994 shares

Expires 2029-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2023.

F8 · derivative.exercise_date: Once earned, shares vest ratably upon certifiction of performance and over the next three fiscal year-ends (March 31).

SEC source: 0000950170-24-028733 · ownership.xml · derivative · entry 10

Haack Michael · CIK 0001626900 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,622 shares

Expires 2029-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2023.

F7 · derivative.exercise_date: Shares vest ratably over the four fiscal year-ends (March 31) following the date of grant.

SEC source: 0000950170-24-028733 · ownership.xml · derivative · entry 9

Haack Michael · CIK 0001626900 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,084 shares

Expires 2028-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2023.

F7 · derivative.exercise_date: Shares vest ratably over the four fiscal year-ends (March 31) following the date of grant.

SEC source: 0000950170-24-028733 · ownership.xml · nonDerivative · entry 8

Haack Michael · CIK 0001626900 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 94,229

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2023.

F6 · price: This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $257.34 to $257.86. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.

SEC source: 0000950170-24-028733 · ownership.xml · nonDerivative · entry 7

Haack Michael · CIK 0001626900 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 94,579

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2023.

F5 · price: This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $256.305 to $257.25. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.

SEC source: 0000950170-24-028733 · ownership.xml · nonDerivative · entry 6

Haack Michael · CIK 0001626900 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 97,924

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2023.

F4 · price: This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $255.29 to $256.28. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.

SEC source: 0000950170-24-028733 · ownership.xml · nonDerivative · entry 5

Haack Michael · CIK 0001626900 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 107,626

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2023.

F3 · price: This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $254.27 to $255.26. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.

SEC source: 0000950170-24-028733 · ownership.xml · nonDerivative · entry 4

Haack Michael · CIK 0001626900 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 114,638

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2023.

F2 · price: This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $253.17 to $254.16. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.

SEC source: 0000950170-24-028733 · ownership.xml · nonDerivative · entry 3

Haack Michael · CIK 0001626900 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 125,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2023.

SEC source: 0000950170-24-028733 · ownership.xml · nonDerivative · entry 2

Haack Michael · CIK 0001626900 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 118,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2023.

SEC source: 0000950170-24-028733 · ownership.xml · nonDerivative · entry 1

Haack Michael · CIK 0001626900 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 112,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2023.

SEC source: 0001209191-23-038146 · doc4.xml · nonDerivative · entry 1

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,229

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2023.

F2 · price: This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $171.00 to $171.66. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.

SEC source: 0001209191-23-032591 · doc4.xml · derivative · entry 7

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,622

Underlying: Common Stock · 19,868 shares

Expires 2029-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Shares vest ratably over the four fiscal year-ends (March 31) following the grant date.

SEC source: 0001209191-23-032591 · doc4.xml · derivative · entry 6

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,162 shares

Expires 2027-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Once earned, shares vest ratably upon certification of performance and over the next three fiscal year-ends (March 31).

SEC source: 0001209191-23-032591 · doc4.xml · nonDerivative · entry 5

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 109,229

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2023.

F4 · price: This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $165.00 to $166.00. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.

SEC source: 0001209191-23-032591 · doc4.xml · nonDerivative · entry 4

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 129,097

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2023.

F3 · price: This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $165.15 to $165.43. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.

SEC source: 0001209191-23-032591 · doc4.xml · nonDerivative · entry 3

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 130,454

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2023.

F2 · price: This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $164.14 to $165.10. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.

SEC source: 0001209191-23-032591 · doc4.xml · nonDerivative · entry 2

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 137,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2023.

SEC source: 0001209191-23-032591 · doc4.xml · nonDerivative · entry 1

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 117,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2023.

SEC source: 0001209191-23-032157 · doc4.xml · nonDerivative · entry 1

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,229

F1 · shares: This award will vest ratably on March 31 of 2024, 2025 and 2026.

SEC source: 0001209191-23-031043 · doc4.xml · nonDerivative · entry 1

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,836

F1 · price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the previous trading day.

F2 · balance_after: 1,579 shares were withheld by the issuer to satisfy income tax withholding requirements related to the lapsing of restrictions on 4,011 shares of restricted stock awarded to the reporting person on May 19, 2022 (Form 4 filed on 5/10/2023). Because the reporting person's restricted stock holdings have been included in the direct ownership of Common Stock disclosed by the reporting person, the reporting person's direct ownership of Common Stock has been reduced by 1,579 shares to reflect this tax withholding.

SEC source: 0001209191-23-028575 · doc4.xml · derivative · entry 2

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,907

Underlying: Common Stock · 13,907 shares

Expires 2032-05-19

F2 · derivative.exercise_price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the grant date.

F3 · derivative.exercise_date: On May 19, 2022, the reporting person was granted an option to purchase up to 13,907 shares of Common Stock, subject to the achievement by the company of performance vesting criteria based on the Company's average return on equity measured at the end of fiscal 2023. On May 8, 2023 the performance vesting criteria was determined to have been met such that 13,907 options became earned and reportable on such date. The earned options become vested and exercisable ratably on May 8, 2023 and March 31 of 2024, 2025 and 2026.

SEC source: 0001209191-23-028575 · doc4.xml · nonDerivative · entry 1

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,415

F1 · price: On May 19, 2022, the reporting person was granted 16,044 shares of restricted stock, subject to the achievement by the Company of performance vesting criteria based on the Company's average return on equity measured at the end of fiscal 2023. On May 8, 2023 the performance vesting criteria was determined to have been met such that 16,044 shares of restricted stock became earned and reportable on such date. The restrictions on the earned shares will lapse ratably on May 17, 2023 and March 31 of 2024, 2025 and 2026.

SEC source: 0001209191-23-022940 · doc4.xml · nonDerivative · entry 1

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,371

F1 · price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the previous trading day.

F2 · balance_after: 9,171 shares were withheld by the issuer to satisfy income tax withholding requirements related to the lapsing of restrictions on (a) 3,343 shares of restricted stock awarded to the reporting person on 5/19/22 (Form 4 filed 5/23/22); (b) 7,900 shares of restricted stock awarded to the reporting person on 5/19/21 (Form 4s filed 5/21/21 and 5/10/22); (c) 7,993 shares of restricted stock awarded to the reporting person on 5/19/20 (Form 4s filed 5/21/20 and 5/10/21); and (d) 4,069 shares of restricted stock awarded to the reporting person on 5/16/19 (Form 4s filed 5/20/19 and 5/15/20). Because the reporting person's restricted holdings have been included in the direct ownership of Common Stock disclosed by the reporting person, the reporting person's direct ownership of Common Stock has been reduced by 9,171 shares to reflect this tax withholding.

SEC source: 0001209191-23-006308 · doc4.xml · derivative · entry 5

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,812

Underlying: Common Stock · 9,906 shares

Expires 2030-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Shares vest ratably over the four fiscal year-ends (March 31) following the grant date.

SEC source: 0001209191-23-006308 · doc4.xml · derivative · entry 4

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,702 shares

Expires 2028-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Once earned, shares vest ratably upon certification of performance and over the next three fiscal year-ends (March 31).

SEC source: 0001209191-23-006308 · doc4.xml · nonDerivative · entry 3

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,542

F1 · price: This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $144.50 to $145.04. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.

SEC source: 0001209191-23-006308 · doc4.xml · nonDerivative · entry 2

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-006308 · doc4.xml · nonDerivative · entry 1

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-031384 · doc4.xml · derivative · entry 2

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,589

Underlying: Common Stock · 11,589 shares

Expires 2032-05-19

F1 · derivative.exercise_date: This award will vest ratably on March 31 of 2023, 2024, 2025 and 2026.

SEC source: 0001209191-22-031384 · doc4.xml · nonDerivative · entry 1

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,542

F1 · shares: This award will vest ratably on March 31 of 2023, 2024, 2025 and 2026.

SEC source: 0001209191-22-030534 · doc4.xml · nonDerivative · entry 1

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,172

F1 · price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the previous trading day.

F2 · balance_after: 1,696 shares were withheld by the issuer to satisfy income tax withholding requirements related to the lapsing of restrictions on 4,309 shares of restricted stock awarded to the reporting person on May 19, 2021 (Form 4 filed on 5/10/2022). Because the reporting person's restricted stock holdings have been included in the direct ownership of Common Stock disclosed by the reporting person, the reporting person's direct ownership of Common Stock has been reduced by 1,696 shares to reflect this tax withholding.

SEC source: 0001209191-22-028100 · doc4.xml · nonDerivative · entry 1

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,868

F1 · price: On May 19, 2021, the reporting person was granted 17,236 shares of restricted stock, subject to the achievement by the Company of performance vesting criteria based on the Company's average return on equity measured at the end of fiscal 2022. On May 6, 2022 the performance vesting criteria was determined to have been met such that 17,236 shares of restricted stock became earned and reportable on such date. The restrictions on the earned shares will lapse ratably on May 17, 2022 and March 31 of 2023, 2024 and 2025.

SEC source: 0001209191-22-022473 · doc4.xml · nonDerivative · entry 1

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,632

F1 · price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the previous trading day.

F2 · balance_after: 6,688 shares were withheld by the issuer to satisfy income tax withholding requirements related to the lapsing of restrictions on (a) 3,591 shares of restricted stock awarded to the reporting person on 5/19/21 (Form 4 filed 5/21/21); (b) 7,993 shares of restricted stock awarded to the reporting person on 5/19/20 (Form 4s filed 5/21/20 and 5/10/21); (c) 4,069 shares of restricted stock awarded to the reporting person on 5/16/19 (Form 4s filed 5/20/19 and 5/15/20); and (d) 1,343 shares of restricted stock awarded to the reporting person on May 17, 2018 (Form 4s filed 5/21/18 and 5/15/19). Because the reporting person's restricted holdings have been included in the direct ownership of Common Stock disclosed by the reporting person, the reporting person's direct ownership of Common Stock has been reduced by 6,688 shares to reflect this tax withholding.

SEC source: 0001209191-21-065128 · doc4.xml · derivative · entry 3

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,070 shares

Expires 2027-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was executed in accordance with the terms of a 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · derivative.exercise_date: Shares vested ratably on anniversaries of the date of grant.

SEC source: 0001209191-21-065128 · doc4.xml · nonDerivative · entry 2

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,320

F1 · shares: This transaction was executed in accordance with the terms of a 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $165.00 to $165.115. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.

SEC source: 0001209191-21-065128 · doc4.xml · nonDerivative · entry 1

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was executed in accordance with the terms of a 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-21-063881 · doc4.xml · nonDerivative · entry 1

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,320

F1 · shares: This transaction was executed in accordance with the terms of a 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-21-062905 · doc4.xml · nonDerivative · entry 1

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,320

F1 · shares: This transaction was executed in accordance with the terms of a 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-21-051414 · doc4.xml · derivative · entry 3

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,662

Underlying: Common Stock · 11,888 shares

Expires 2030-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares vest ratably over the four fiscal year-ends (March 31) following the grant date.

SEC source: 0001209191-21-051414 · doc4.xml · nonDerivative · entry 2

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,320

SEC source: 0001209191-21-051414 · doc4.xml · nonDerivative · entry 1

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-034991 · doc4.xml · nonDerivative · entry 1

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,320

F1 · shares: This restricted stock award will vest as follows: 3,591 shares on 3/31/22; 3,591 shares on 3/31/23; 3,591 shares on 3/31/24; and 3,590 shares on 3/31/25.

SEC source: 0001209191-21-034028 · doc4.xml · nonDerivative · entry 1

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,957

F1 · price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the previous trading day.

F2 · balance_after: 1,716 shares were withheld by the issuer to satisfy income tax withholding requirements related to the lapsing of restrictions on 4,360 shares of restricted stock awarded to the reporting person on May 19, 2020 (Form 4 filed on 5/10/2021). Because the reporting person's restricted stock holdings have been included in the direct ownership of Common Stock disclosed by the reporting person, the reporting person's direct ownership of Common Stock has been reduced by 1,716 shares to reflect this tax withholding.

SEC source: 0001209191-21-031282 · doc4.xml · derivative · entry 2

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,550

Underlying: Common Stock · 47,550 shares

Expires 2030-05-19

F2 · derivative.exercise_price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the grant date.

F3 · derivative.exercise_date: On May 19, 2020, the reporting person was granted an option to purchase up to 47,550 shares of Common Stock, subject to the achievement by the company of performance vesting criteria based on the Company's average return on equity measured at the end of fiscal 2021. On May 6, 2021 the performance vesting criteria was determined to have been met such that 47,550 options became earned and reportable on such date. The earned options become vested and exercisable ratably on May 6, 2021 and March 31 of 2022, 2023 and 2024.

SEC source: 0001209191-21-031282 · doc4.xml · nonDerivative · entry 1

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,673

F1 · price: On May 19, 2020, the reporting person was granted 17,439 shares of restricted stock, subject to the achievement by the Company of performance vesting criteria based on the Company's average return on equity measured at the end of fiscal 2021. On May 6, 2021 the performance vesting criteria was determined to have been met such that 17,439 shares of restricted stock became earned and reportable on such date. The restrictions on the earned shares will lapse ratably on May 17, 2021 and March 31 of 2022, 2023 and 2024.

SEC source: 0001209191-21-026148 · doc4.xml · derivative · entry 3

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,718

Underlying: Common Stock · 9,907 shares

Expires 2030-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares vest ratably over the four fiscal year-ends (March 31) following the grant date.

SEC source: 0001209191-21-026148 · doc4.xml · nonDerivative · entry 2

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,234

F1 · shares: This transaction was executed in accordance with the terms of a 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-21-026148 · doc4.xml · nonDerivative · entry 1

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was executed in accordance with the terms of a 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-21-024460 · doc4.xml · nonDerivative · entry 1

Haack Michael · CIK 0001626900 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,234

F1 · price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the previous trading day.

F2 · balance_after: 4,059 shares were withheld by the issuer to satisfy income tax withholding requirements related to the lapsing of restrictions on (a) 3,634 shares of restricted stock awarded to the reporting person on 5/19/20 (Form 4 filed 5/21/20); (b) 4,069 shares of restricted stock awarded to the reporting person on 5/16/19 (Form 4s filed 5/20/19 and 5/15/20); (c) 1,344 shares of restricted stock awarded to the reporting person on May 17, 2018 (Form 4s filed 5/21/18 and 5/15/19); and (d) 1,267 shares of restricted stock awarded to the reporting person on May 18, 2017 (Form 4s filed 5/22/17 and 5/9/18). Because the reporting person's restricted holdings have been included in the direct ownership of Common Stock disclosed by the reporting person, the reporting person's direct ownership of Common Stock has been reduced by 4,059 shares to reflect this tax withholding.