Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LSI INDUSTRIES INCLYTS · Entity 5205 | Director · CEO and President | September 30, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LSI INDUSTRIES INC
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 220,719 |
Reported balance
After 2026-09-30 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 3,353 · Balance 220,719 F1: Common shares acquired in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan during the quarter ended September 30, 2026 at prices ranging from $20.23 to $25.17. |
| Common SharesSEC Table I · non-derivative | Direct | 218,855 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 218,855 |
Filing footnotes · ownership attribution and instrument terms
F1: Common shares acquired in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan during the quarter ended September 30, 2026 at prices ranging from $20.23 to $25.17.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 07, 2021 Filed Aug 13, 2021 14:00 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 1,468 | $7.86 | $11,538.48 |
DisclosureSEC source: 0001567619-21-015355 · doc1.xml · nonDerivative · entry 24 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,760 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| April 23, 2021 Filed Aug 13, 2021 14:00 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 1,241 | $9.30 | $11,541.30 |
DisclosureSEC source: 0001567619-21-015355 · doc1.xml · nonDerivative · entry 23 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,292 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| April 09, 2021 Filed Aug 13, 2021 14:00 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 1,347 | $8.60 | $11,584.20 |
DisclosureSEC source: 0001567619-21-015355 · doc1.xml · nonDerivative · entry 22 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,051 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| March 26, 2021 Filed Aug 13, 2021 14:00 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 1,350 | $8.55 | $11,542.50 |
DisclosureSEC source: 0001567619-21-015355 · doc1.xml · nonDerivative · entry 21 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,704 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| March 12, 2021 Filed Aug 13, 2021 14:00 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 1,112 | $10.42 | $11,587.04 |
DisclosureSEC source: 0001567619-21-015355 · doc1.xml · nonDerivative · entry 20 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,354 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| February 26, 2021 Filed Aug 13, 2021 14:00 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 1,279 | $9.02 | $11,536.58 |
DisclosureSEC source: 0001567619-21-015355 · doc1.xml · nonDerivative · entry 19 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,242 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| February 12, 2021 Filed Aug 13, 2021 14:00 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 1,209 | $9.58 | $11,582.22 |
DisclosureSEC source: 0001567619-21-015355 · doc1.xml · nonDerivative · entry 18 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,963 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| January 29, 2021 Filed Aug 13, 2021 14:00 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 1,202 | $9.60 | $11,539.20 |
DisclosureSEC source: 0001567619-21-015355 · doc1.xml · nonDerivative · entry 17 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,754 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| January 15, 2021 Filed Aug 13, 2021 14:00 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 1,329 | $8.72 | $11,588.88 |
DisclosureSEC source: 0001567619-21-015355 · doc1.xml · nonDerivative · entry 16 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,552 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| December 31, 2020 Filed Aug 13, 2021 14:00 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 539 | $8.56 | $4,613.84 |
DisclosureSEC source: 0001567619-21-015355 · doc1.xml · nonDerivative · entry 15 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,223 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| December 18, 2020 Filed Aug 13, 2021 14:00 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 512 | $9.01 | $4,613.12 |
DisclosureSEC source: 0001567619-21-015355 · doc1.xml · nonDerivative · entry 14 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,684 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| December 04, 2020 Filed Aug 13, 2021 14:00 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 578 | $7.99 | $4,618.22 |
DisclosureSEC source: 0001567619-21-015355 · doc1.xml · nonDerivative · entry 13 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,172 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| November 20, 2020 Filed Aug 13, 2021 14:00 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 588 | $7.85 | $4,615.80 |
DisclosureSEC source: 0001567619-21-015355 · doc1.xml · nonDerivative · entry 12 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,594 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| November 06, 2020 Filed Aug 13, 2021 14:00 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 644 | $7.17 | $4,617.48 |
DisclosureSEC source: 0001567619-21-015355 · doc1.xml · nonDerivative · entry 11 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,006 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| October 23, 2020 Filed Aug 13, 2021 14:00 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 625 | $7.38 | $4,612.50 |
DisclosureSEC source: 0001567619-21-015355 · doc1.xml · nonDerivative · entry 10 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,362 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| October 09, 2020 Filed Aug 13, 2021 14:00 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 585 | $7.48 | $4,375.80 |
DisclosureSEC source: 0001567619-21-015355 · doc1.xml · nonDerivative · entry 9 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,737 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| September 30, 2020 Filed Aug 13, 2021 14:00 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 8,057 | $6.75 | $54,384.75 |
DisclosureSEC source: 0001567619-21-015355 · doc1.xml · nonDerivative · entry 8 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,152 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| September 25, 2020 Filed Aug 13, 2021 14:00 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 679 | $6.42 | $4,359.18 |
DisclosureSEC source: 0001567619-21-015355 · doc1.xml · nonDerivative · entry 7 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,095 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| September 11, 2020 Filed Aug 13, 2021 14:00 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 689 | $6.35 | $4,375.15 |
DisclosureSEC source: 0001567619-21-015355 · doc1.xml · nonDerivative · entry 6 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,416 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| August 28, 2020 Filed Aug 13, 2021 14:00 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 623 | $6.99 | $4,354.77 |
DisclosureSEC source: 0001567619-21-015355 · doc1.xml · nonDerivative · entry 5 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,727 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| August 19, 2020 Filed Aug 20, 2020 19:41 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantOption to Buy · Derivative | 76,271 | $0.00 Strike: $6.80 | $0.00 |
DisclosureSEC source: 0001567619-20-015796 · doc1.xml · derivative · entry 4 Clark James Anthony · CIK 0001756328 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,271 Underlying: Common Shares · 76,271 shares Expires 2030-08-19 F4 · derivative.exercise_date: The options vest ratably over a three year time period. Read SEC document |
| August 19, 2020 Filed Aug 20, 2020 19:41 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Shares | 26,471 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-015796 · doc1.xml · nonDerivative · entry 1 Clark James Anthony · CIK 0001756328 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,191 Read SEC document |
| July 31, 2020 Filed Aug 13, 2021 14:00 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 744 | $5.86 | $4,359.84 |
DisclosureSEC source: 0001567619-21-015355 · doc1.xml · nonDerivative · entry 4 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,104 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| July 17, 2020 Filed Aug 13, 2021 14:00 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 729 | $5.98 | $4,359.42 |
DisclosureSEC source: 0001567619-21-015355 · doc1.xml · nonDerivative · entry 3 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,360 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| July 02, 2020 Filed Aug 13, 2021 14:00 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 422 | $6.19 | $2,612.18 |
DisclosureSEC source: 0001567619-21-015355 · doc1.xml · nonDerivative · entry 2 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,631 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| June 19, 2020 Filed Aug 14, 2020 13:33 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 694 | $6.30 | $4,372.20 |
DisclosureSEC source: 0001567619-20-015198 · doc1.xml · nonDerivative · entry 14 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,209 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| June 05, 2020 Filed Aug 14, 2020 13:33 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 680 | $6.41 | $4,358.80 |
DisclosureSEC source: 0001567619-20-015198 · doc1.xml · nonDerivative · entry 13 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,515 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| May 22, 2020 Filed Aug 14, 2020 13:33 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 732 | $5.97 | $4,370.04 |
DisclosureSEC source: 0001567619-20-015198 · doc1.xml · nonDerivative · entry 12 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,835 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| May 08, 2020 Filed Aug 14, 2020 13:33 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 713 | $6.11 | $4,356.43 |
DisclosureSEC source: 0001567619-20-015198 · doc1.xml · nonDerivative · entry 11 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,102 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| April 24, 2020 Filed Aug 14, 2020 13:33 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 760 | $5.77 | $4,385.20 |
DisclosureSEC source: 0001567619-20-015198 · doc1.xml · nonDerivative · entry 10 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,389 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| April 09, 2020 Filed Aug 14, 2020 13:33 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 1,013 | $4.30 | $4,355.90 |
DisclosureSEC source: 0001567619-20-015198 · doc1.xml · nonDerivative · entry 9 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,629 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| March 27, 2020 Filed Aug 14, 2020 13:33 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 1,188 | $3.69 | $4,383.72 |
DisclosureSEC source: 0001567619-20-015198 · doc1.xml · nonDerivative · entry 8 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,616 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| March 13, 2020 Filed Aug 14, 2020 13:33 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 1,065 | $4.09 | $4,355.85 |
DisclosureSEC source: 0001567619-20-015198 · doc1.xml · nonDerivative · entry 7 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,427 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| February 28, 2020 Filed Aug 14, 2020 13:33 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 660 | $6.64 | $4,382.40 |
DisclosureSEC source: 0001567619-20-015198 · doc1.xml · nonDerivative · entry 6 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,362 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| February 14, 2020 Filed Aug 14, 2020 13:33 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 637 | $6.84 | $4,357.08 |
DisclosureSEC source: 0001567619-20-015198 · doc1.xml · nonDerivative · entry 5 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,702 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| January 31, 2020 Filed Aug 14, 2020 13:33 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 655 | $6.65 | $4,355.75 |
DisclosureSEC source: 0001567619-20-015198 · doc1.xml · nonDerivative · entry 4 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,064 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| January 17, 2020 Filed Aug 14, 2020 13:33 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 697 | $6.29 | $4,384.13 |
DisclosureSEC source: 0001567619-20-015198 · doc1.xml · nonDerivative · entry 3 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,409 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| January 03, 2020 Filed Aug 14, 2020 13:33 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantCommon Stock | 712 | $6.12 | $4,357.44 |
DisclosureSEC source: 0001567619-20-015198 · doc1.xml · nonDerivative · entry 2 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 712 F1 · security: Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. Read SEC document |
| June 11, 2019 Filed Jun 12, 2019 20:16 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | PurchaseCommon Shares | 2,720 | $3.67 | $9,968.80 |
DisclosureSEC source: 0001567619-19-013268 · doc1.xml · nonDerivative · entry 1 Clark James Anthony · CIK 0001756328 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,720 Read SEC document |
| November 01, 2018 Filed Nov 1, 2018 20:47 UTC | LSI INDUSTRIES INC LYTS · Entity 5205 | GrantOption to Buy · Derivative | 500,000 | $0.00 Strike: $4.40 | $0.00 |
DisclosureSEC source: 0001567619-18-004937 · doc1.xml · derivative · entry 2 Clark James Anthony · CIK 0001756328 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Shares · 500,000 shares Expires 2028-11-01 F1 · derivative.exercise_date: Non-qualified stock option granted pursuant to the Employment Agreement dated October 15, 2018 between the Reporting Person and the Issuer as an inducement award outside the Issuer's 2012 Stock Incentive Plan in accordance with NASDAQ Listing Rule 5635(c)(4). The option vests as follows: (i) 250,000 shares on November 1, 2021; (ii) 125,000 shares if the closing price per share of the Issuer's common stock is at least $9.50 per share prior to the expiration of the option; and (iii) 125.000 shares if the closing price per share of the Issuer's common stock is at least $15.00 per share prior to the expiration of the option. The vesting of the option as to each tranche of shares is subject to the Reporting Person's continued employment with the Issuer as President and Chief Executive Officer on November 1, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.