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person · Reporting owner

SIMON IRWIN D

Disclosed activity across 5 companies

Tapewire entity
19194
SEC CIK
0000922748

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HAIN CELESTIAL GROUP INCHAIN · Entity 7055DirectorNovember 04, 2018November 06, 2018
Stagwell IncSTGW · Entity 4480DirectorJune 11, 2026June 12, 2026
Tilray Brands, Inc.TLRY · Entity 5319Director · President and CEOAugust 26, 2026August 28, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HAIN CELESTIAL GROUP INC

Report date November 04, 2018 · Filed November 06, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,544,176 Reported balance After 2018-11-04 transaction · row 1
1 source row

Row 1 · 2018-11-04 · Tax withholding · Disposed 46,947 · Balance 1,544,176

F1: On November 4, 2018, 88,213 shares of The Hain Celestial Group, Inc. (the "Company") restricted stock vested pursuant to the Succession Agreement between the Company and Mr. Simon (the "Agreement"). The Company retained 46,947 shares to satisfy the tax withholding obligations of Mr. Simon in connection with the vesting as required by the terms of the applicable restricted stock agreement between the Company and Mr. Simon and consistent with the Company's practice for satisfying such U.S. tax withholding obligations.

Common StockSEC Table I · non-derivativeIndirectBy trusts146,782 Reported balance Holding disclosure · report date 2018-11-04 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 146,782

F2: Reflects shares of common stock held by a number of trusts, for the benefit of Mr. Simon's family, for which the Reporting Person or his spouse, Daryl Simon, is the trustee or custodian. Mr. Simon disclaims beneficial ownership of the common stock held by such trusts, except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy spouse21,812 Reported balance Holding disclosure · report date 2018-11-04 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 21,812

F3: Mr. Simon disclaims beneficial ownership of the common stock held by his spouse, Daryl Simon.

Filing footnotes · ownership attribution and instrument terms

F1: On November 4, 2018, 88,213 shares of The Hain Celestial Group, Inc. (the "Company") restricted stock vested pursuant to the Succession Agreement between the Company and Mr. Simon (the "Agreement"). The Company retained 46,947 shares to satisfy the tax withholding obligations of Mr. Simon in connection with the vesting as required by the terms of the applicable restricted stock agreement between the Company and Mr. Simon and consistent with the Company's practice for satisfying such U.S. tax withholding obligations.

F2: Reflects shares of common stock held by a number of trusts, for the benefit of Mr. Simon's family, for which the Reporting Person or his spouse, Daryl Simon, is the trustee or custodian. Mr. Simon disclaims beneficial ownership of the common stock held by such trusts, except to the extent of his pecuniary interest therein.

F3: Mr. Simon disclaims beneficial ownership of the common stock held by his spouse, Daryl Simon.

Stagwell Inc

Report date June 11, 2026 · Filed June 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect228,891 Reported balance After 2026-06-11 transaction · row 1
1 source row

Row 1 · 2026-06-11 · Grant · Acquired 22,970 · Balance 228,891

F1: The reporting person was awarded restricted stock units as a component of non-employee director compensation. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will vest in full on the first anniversary of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person was awarded restricted stock units as a component of non-employee director compensation. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will vest in full on the first anniversary of the date of grant.

Tilray Brands, Inc.

Report date August 26, 2026 · Filed August 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,309,031 Last balance in matching sequence After 2026-08-26 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rows

Row 1 · 2026-08-26 · Exercise / conversion · Acquired 408,605 · Balance 1,147,918

F1: Each performance based restricted stock unit (the "2023 EBITDA PSU") represents the right to receive one (1) share of Tilray Common Stock.

F2: Amount includes shares of common stock beneficially owned by the reporting person but excludes other unvested restricted stock units ("RSUs").

Row 2 · 2026-08-26 · Tax withholding · Disposed 216,561 · Balance 931,357

F3: The shares disposed were withheld by the Company to satisfy the applicable tax withholding obligation on vesting of the PSU Awards.

F2: Amount includes shares of common stock beneficially owned by the reporting person but excludes other unvested restricted stock units ("RSUs").

Row 3 · 2026-08-26 · Exercise / conversion · Acquired 803,563 · Balance 1,734,920

F1: Each performance based restricted stock unit (the "2023 EBITDA PSU") represents the right to receive one (1) share of Tilray Common Stock.

F2: Amount includes shares of common stock beneficially owned by the reporting person but excludes other unvested restricted stock units ("RSUs").

Row 4 · 2026-08-26 · Tax withholding · Disposed 425,889 · Balance 1,309,031

F3: The shares disposed were withheld by the Company to satisfy the applicable tax withholding obligation on vesting of the PSU Awards.

F2: Amount includes shares of common stock beneficially owned by the reporting person but excludes other unvested restricted stock units ("RSUs").

Performance Based Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-08-26 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-08-26 · Exercise / conversion · Disposed 408,605 · Balance 0

F1: Each performance based restricted stock unit (the "2023 EBITDA PSU") represents the right to receive one (1) share of Tilray Common Stock.

F4: The reporting person was granted 440,307 2023 EBITDA PSUs on July 26, 2023. The Compensation Committee has certified the achievement at 96.4% of the cumulative performance target for the 3-year performance period beginning June 1, 2023, and ending May 31, 2026, resulting in 92.8% payout of each 2023 EBITDA PSU award.

Performance Based Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-08-26 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-08-26 · Exercise / conversion · Disposed 803,563 · Balance 0

F1: Each performance based restricted stock unit (the "2023 EBITDA PSU") represents the right to receive one (1) share of Tilray Common Stock.

F5: The reporting person was granted 2023 EBITDA PSUs on July 26, 2023. The Compensation Committee has certified the achievement at 96.4% of the cumulative performance target for the 3-year performance period beginning June 1, 2023, and ending May 31, 2026, resulting in 92.8% payout of each 2023 EBITDA PSU award. Each PSU converts into one share of Issuer's common stock and the reporting person received the remainder cash value thereof in lieu of the delivery of stock.

Filing footnotes · ownership attribution and instrument terms

F1: Each performance based restricted stock unit (the "2023 EBITDA PSU") represents the right to receive one (1) share of Tilray Common Stock.

F2: Amount includes shares of common stock beneficially owned by the reporting person but excludes other unvested restricted stock units ("RSUs").

F3: The shares disposed were withheld by the Company to satisfy the applicable tax withholding obligation on vesting of the PSU Awards.

F4: The reporting person was granted 440,307 2023 EBITDA PSUs on July 26, 2023. The Compensation Committee has certified the achievement at 96.4% of the cumulative performance target for the 3-year performance period beginning June 1, 2023, and ending May 31, 2026, resulting in 92.8% payout of each 2023 EBITDA PSU award.

F5: The reporting person was granted 2023 EBITDA PSUs on July 26, 2023. The Compensation Committee has certified the achievement at 96.4% of the cumulative performance target for the 3-year performance period beginning June 1, 2023, and ending May 31, 2026, resulting in 92.8% payout of each 2023 EBITDA PSU award. Each PSU converts into one share of Issuer's common stock and the reporting person received the remainder cash value thereof in lieu of the delivery of stock.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BARNES & NOBLE INC

Report date August 07, 2019 · Filed August 07, 2019

Section 16 reporting ended · disclosed 2019-08-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-08-07 transaction · row 1
1 source row

Row 1 · 2019-08-07 · Disposition to issuer · Disposed 19,531 · Balance 0

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of June 24, 2019, by and among Chapters Holdco Inc. ("Parent"), the Chapters Merger Sub Inc. ("Merger Sub") and the Issuer, Merger Sub has merged with and into the Issuer, with the Issuer continuing as the surviving corporation in the merger as a wholly owned subsidiary of Parent. At the effective time of the merger, each outstanding restricted share issued pursuant to the Issuer's Amended and Restated 2009 Incentive Plan has fully vested and was converted into the right to receive $6.50 in cash.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of June 24, 2019, by and among Chapters Holdco Inc. ("Parent"), the Chapters Merger Sub Inc. ("Merger Sub") and the Issuer, Merger Sub has merged with and into the Issuer, with the Issuer continuing as the surviving corporation in the merger as a wholly owned subsidiary of Parent. At the effective time of the merger, each outstanding restricted share issued pursuant to the Issuer's Amended and Restated 2009 Incentive Plan has fully vested and was converted into the right to receive $6.50 in cash.

Whole Earth Brands, Inc.

Report date August 05, 2024 · Filed August 05, 2024

Section 16 reporting ended · disclosed 2024-08-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2024-08-05 transaction · row 1
1 source row

Row 1 · 2024-08-05 · Disposition to issuer · Disposed 1,262,970 · Balance 0

F1: On August 5, 2024, the parties to the agreement of merger, dated February 12, 2024 (the "Merger Agreement"), by and among Whole Earth Brands, Inc. (the "Company"), Ozark Holdings, LLC ("Parent") and Sweek Oak Merger Sub, LLC ("Merger Sub"), completed the transactions contemplated thereby, pursuant to which Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly-owned subsidiary of Parent.

F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of the Company's common stock ("Common Stock") outstanding immediately prior to the Effective Time was cancelled and automatically converted into the right to receive cash in an amount equal to $4.875 per share, without interest, and subject to any applicable withholding taxes.

F3: Includes 61,425 shares of Common Stock subject to a restricted stock award. Pursuant to the Merger Agreement, at the Effective Time, each share of Common Stock subject to a restricted stock award became immediately fully vested (and subject to any applicable tax withholding on such acceleration) and treated as a share of Common Stock issued and outstanding immediately prior to the Effective Time.

Filing footnotes · ownership attribution and instrument terms

F1: On August 5, 2024, the parties to the agreement of merger, dated February 12, 2024 (the "Merger Agreement"), by and among Whole Earth Brands, Inc. (the "Company"), Ozark Holdings, LLC ("Parent") and Sweek Oak Merger Sub, LLC ("Merger Sub"), completed the transactions contemplated thereby, pursuant to which Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly-owned subsidiary of Parent.

F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of the Company's common stock ("Common Stock") outstanding immediately prior to the Effective Time was cancelled and automatically converted into the right to receive cash in an amount equal to $4.875 per share, without interest, and subject to any applicable withholding taxes.

F3: Includes 61,425 shares of Common Stock subject to a restricted stock award. Pursuant to the Merger Agreement, at the Effective Time, each share of Common Stock subject to a restricted stock award became immediately fully vested (and subject to any applicable tax withholding on such acceleration) and treated as a share of Common Stock issued and outstanding immediately prior to the Effective Time.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2021 Filed Jun 4, 2021 00:01 UTC Tilray Brands, Inc. TLRY · Entity 5319 Exercise / conversionClass 2 Common Stock 72,683 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-019780 · form4.xml · nonDerivative · entry 1

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units convert into shares of Class 2 Common Stock on a one-for-one basis.

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC Tilray Brands, Inc. TLRY · Entity 5319 Exercise / conversionRestricted Stock Units · Derivative 25,852 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · derivative · entry 18

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,852

Underlying: Class 2 Common Stock · 25,852 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of Class 2 common stock on a one-for-one basis.

F7 · derivative.exercise_date: On August 7, 2019, the reporting person was granted 51,704 restricted stock units with 50% vesting on August 7, 2020, and the remaining 50% vesting on August 7, 2021.

F7 · derivative.expiration_date: On August 7, 2019, the reporting person was granted 51,704 restricted stock units with 50% vesting on August 7, 2020, and the remaining 50% vesting on August 7, 2021.

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC Tilray Brands, Inc. TLRY · Entity 5319 Exercise / conversionRestricted Stock Units · Derivative 20,750 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · derivative · entry 17

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 20,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of Class 2 common stock on a one-for-one basis.

F6 · derivative.exercise_date: On February 24, 2019, the reporting person was granted 20,750 fully vested restricted stock units.

F6 · derivative.expiration_date: On February 24, 2019, the reporting person was granted 20,750 fully vested restricted stock units.

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC Tilray Brands, Inc. TLRY · Entity 5319 Exercise / conversionRestricted Stock Units · Derivative 242,240 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · derivative · entry 16

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,554

Underlying: Class 2 Common Stock · 242,240 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of Class 2 common stock on a one-for-one basis.

F5 · derivative.exercise_date: On January 22, 2020, the reporting person was granted 726,794 restricted stock units, 33.33% of which vested on June 1, 2020; 33.33% will vest on June 1, 2021; and the remaining 33.34% will vest on June 1, 2022.

F5 · derivative.expiration_date: On January 22, 2020, the reporting person was granted 726,794 restricted stock units, 33.33% of which vested on June 1, 2020; 33.33% will vest on June 1, 2021; and the remaining 33.34% will vest on June 1, 2022.

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC Tilray Brands, Inc. TLRY · Entity 5319 Exercise / conversionRestricted Stock Units · Derivative 20,750 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · derivative · entry 15

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 20,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of Class 2 common stock on a one-for-one basis.

F4 · derivative.exercise_date: On January 22, 2020, the reporting person was granted 20,750 fully vested restricted stock units.

F4 · derivative.expiration_date: On January 22, 2020, the reporting person was granted 20,750 fully vested restricted stock units.

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC Tilray Brands, Inc. TLRY · Entity 5319 Exercise / conversionRestricted Stock Units · Derivative 72,672 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · derivative · entry 14

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,366

Underlying: Class 2 Common Stock · 72,672 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of Class 2 common stock on a one-for-one basis.

F3 · derivative.exercise_date: On January 22, 2020, the reporting person was granted 218,038 restricted stock units, 33.33% of which vested on June 1, 2020; 33.33% will vest on June 1, 2021; and the remaining 33.34% will vest on June 1, 2022.

F3 · derivative.expiration_date: On January 22, 2020, the reporting person was granted 218,038 restricted stock units, 33.33% of which vested on June 1, 2020; 33.33% will vest on June 1, 2021; and the remaining 33.34% will vest on June 1, 2022.

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC Tilray Brands, Inc. TLRY · Entity 5319 Exercise / conversionRestricted Stock Units · Derivative 72,678 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · derivative · entry 13

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 72,678 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of Class 2 common stock on a one-for-one basis.

F2 · derivative.exercise_date: On January 22, 2020, the reporting person was granted 72,678 restricted stock units, with 100% vesting on June 1, 2020.

F2 · derivative.expiration_date: On January 22, 2020, the reporting person was granted 72,678 restricted stock units, with 100% vesting on June 1, 2020.

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC Tilray Brands, Inc. TLRY · Entity 5319 Tax withholdingClass 2 Common Stock 13,787 $14.53 $200,325.11
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · nonDerivative · entry 12

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,320

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC Tilray Brands, Inc. TLRY · Entity 5319 Exercise / conversionClass 2 Common Stock 25,852 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · nonDerivative · entry 11

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of Class 2 common stock on a one-for-one basis.

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC Tilray Brands, Inc. TLRY · Entity 5319 Tax withholdingClass 2 Common Stock 11,066 $14.53 $160,788.98
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · nonDerivative · entry 10

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,255

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC Tilray Brands, Inc. TLRY · Entity 5319 Exercise / conversionClass 2 Common Stock 20,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · nonDerivative · entry 9

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of Class 2 common stock on a one-for-one basis.

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC Tilray Brands, Inc. TLRY · Entity 5319 Tax withholdingClass 2 Common Stock 129,187 $14.53 $1,877,087.11
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · nonDerivative · entry 8

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,571

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC Tilray Brands, Inc. TLRY · Entity 5319 Exercise / conversionClass 2 Common Stock 242,240 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · nonDerivative · entry 7

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of Class 2 common stock on a one-for-one basis.

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC Tilray Brands, Inc. TLRY · Entity 5319 Tax withholdingClass 2 Common Stock 11,066 $14.53 $160,788.98
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · nonDerivative · entry 6

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,518

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC Tilray Brands, Inc. TLRY · Entity 5319 Exercise / conversionClass 2 Common Stock 20,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · nonDerivative · entry 5

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of Class 2 common stock on a one-for-one basis.

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC Tilray Brands, Inc. TLRY · Entity 5319 Tax withholdingClass 2 Common Stock 38,756 $14.53 $563,124.68
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · nonDerivative · entry 4

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,834

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC Tilray Brands, Inc. TLRY · Entity 5319 Exercise / conversionClass 2 Common Stock 72,672 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · nonDerivative · entry 3

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of Class 2 common stock on a one-for-one basis.

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC Tilray Brands, Inc. TLRY · Entity 5319 Tax withholdingClass 2 Common Stock 38,760 $14.53 $563,182.80
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · nonDerivative · entry 2

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,918

Read SEC document
May 12, 2021 Filed May 15, 2021 00:51 UTC Tilray Brands, Inc. TLRY · Entity 5319 Exercise / conversionClass 2 Common Stock 72,678 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-017514 · form4.xml · nonDerivative · entry 1

SIMON IRWIN D · CIK 0000922748 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of Class 2 common stock on a one-for-one basis.

Read SEC document
April 30, 2021 Filed May 5, 2021 01:41 UTC Tilray Brands, Inc. TLRY · Entity 5319 GrantRestricted Stock Units · Derivative 360,502 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-015804 · form4.xml · derivative · entry 9

SIMON IRWIN D · CIK 0000922748 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,502

Underlying: Class 2 Common Stock · 360,502 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Tilray, Inc. Class 2 Common Stock.

F7 · derivative.exercise_date: Subject to the Reporting Person's continuing service with the Company, 50% of the restricted stock units shall vest on August 12, 2021 with the remaining 50% vesting on August 12, 2022.

F7 · derivative.expiration_date: Subject to the Reporting Person's continuing service with the Company, 50% of the restricted stock units shall vest on August 12, 2021 with the remaining 50% vesting on August 12, 2022.

Read SEC document
April 30, 2021 Filed May 5, 2021 01:41 UTC Tilray Brands, Inc. TLRY · Entity 5319 GrantRestricted Stock Units · Derivative 726,794 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-015804 · form4.xml · derivative · entry 8

SIMON IRWIN D · CIK 0000922748 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726,794

Underlying: Class 2 Common Stock · 726,794 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Tilray, Inc. Class 2 Common Stock.

F6 · derivative.exercise_date: Subject to the Reporting Person's continuing service with the Company, 33.33% vested on June 1, 2020; 33.33% will vest on June 1, 2021; and the remaining 33.34% will vest on June 1, 2022.

F6 · derivative.expiration_date: Subject to the Reporting Person's continuing service with the Company, 33.33% vested on June 1, 2020; 33.33% will vest on June 1, 2021; and the remaining 33.34% will vest on June 1, 2022.

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April 30, 2021 Filed May 5, 2021 01:41 UTC Tilray Brands, Inc. TLRY · Entity 5319 GrantRestricted Stock Units · Derivative 218,038 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-015804 · form4.xml · derivative · entry 7

SIMON IRWIN D · CIK 0000922748 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,038

Underlying: Class 2 Common Stock · 218,038 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Tilray, Inc. Class 2 Common Stock.

F6 · derivative.exercise_date: Subject to the Reporting Person's continuing service with the Company, 33.33% vested on June 1, 2020; 33.33% will vest on June 1, 2021; and the remaining 33.34% will vest on June 1, 2022.

F6 · derivative.expiration_date: Subject to the Reporting Person's continuing service with the Company, 33.33% vested on June 1, 2020; 33.33% will vest on June 1, 2021; and the remaining 33.34% will vest on June 1, 2022.

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April 30, 2021 Filed May 5, 2021 01:41 UTC Tilray Brands, Inc. TLRY · Entity 5319 GrantRestricted Stock Units · Derivative 72,678 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-015804 · form4.xml · derivative · entry 6

SIMON IRWIN D · CIK 0000922748 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,678

Underlying: Class 2 Common Stock · 72,678 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Tilray, Inc. Class 2 Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continuing service with the Company, 100% of the restricted stock units are vested.

F4 · derivative.expiration_date: Subject to the Reporting Person's continuing service with the Company, 100% of the restricted stock units are vested.

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April 30, 2021 Filed May 5, 2021 01:41 UTC Tilray Brands, Inc. TLRY · Entity 5319 GrantRestricted Stock Units · Derivative 20,750 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-015804 · form4.xml · derivative · entry 5

SIMON IRWIN D · CIK 0000922748 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,750

Underlying: Class 2 Common Stock · 20,750 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Tilray, Inc. Class 2 Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continuing service with the Company, 100% of the restricted stock units are vested.

F4 · derivative.expiration_date: Subject to the Reporting Person's continuing service with the Company, 100% of the restricted stock units are vested.

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April 30, 2021 Filed May 5, 2021 01:41 UTC Tilray Brands, Inc. TLRY · Entity 5319 GrantRestricted Stock Units · Derivative 51,704 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-015804 · form4.xml · derivative · entry 4

SIMON IRWIN D · CIK 0000922748 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,704

Underlying: Class 2 Common Stock · 51,704 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Tilray, Inc. Class 2 Common Stock.

F5 · derivative.exercise_date: Subject to the Reporting Person's continuing service with the Company, 50% of the restricted stock units vested on August 7, 2020 with the remaining 50% vesting on August 7, 2021.

F5 · derivative.expiration_date: Subject to the Reporting Person's continuing service with the Company, 50% of the restricted stock units vested on August 7, 2020 with the remaining 50% vesting on August 7, 2021.

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April 30, 2021 Filed May 5, 2021 01:41 UTC Tilray Brands, Inc. TLRY · Entity 5319 GrantRestricted Stock Units · Derivative 20,750 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-015804 · form4.xml · derivative · entry 3

SIMON IRWIN D · CIK 0000922748 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,750

Underlying: Class 2 Common Stock · 20,750 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Tilray, Inc. Class 2 Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continuing service with the Company, 100% of the restricted stock units are vested.

F4 · derivative.expiration_date: Subject to the Reporting Person's continuing service with the Company, 100% of the restricted stock units are vested.

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April 30, 2021 Filed May 5, 2021 01:41 UTC Tilray Brands, Inc. TLRY · Entity 5319 GrantEmployee Stock Option (Right to Buy) · Derivative 31,887 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001140361-21-015804 · form4.xml · derivative · entry 2

SIMON IRWIN D · CIK 0000922748 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,887

Underlying: Class 2 Common Stock · 31,887 shares

Expires 2024-08-07

F2 · derivative.exercise_date: Subject to such person's continuing service with the Company, the options shall vest as follows: 33.33% on August 7, 2020; 33.33% on August 7, 2021; and the remaining 33.34% shall vest on August 7, 2022.

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April 30, 2021 Filed May 5, 2021 01:41 UTC Tilray Brands, Inc. TLRY · Entity 5319 GrantEmployee Stock Option (Right to Buy) · Derivative 830,000 $0.00 Strike: $16.04 $0.00
Disclosure

SEC source: 0001140361-21-015804 · form4.xml · derivative · entry 1

SIMON IRWIN D · CIK 0000922748 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 830,000

Underlying: Class 2 Common Stock · 830,000 shares

Expires 2024-02-24

F1 · derivative.exercise_date: The options are 100% vested.

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March 18, 2021 Filed Mar 23, 2021 01:45 UTC Whole Earth Brands, Inc. FREE · Entity 88485 GrantRestricted Stock Units · Derivative 18,409 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-039924 · tm2110383d3_4.xml · derivative · entry 2

SIMON IRWIN D · CIK 0000922748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,409

Underlying: Common Stock · 18,409 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Whole Earth Brands, Inc. common stock.

F2 · derivative.exercise_date: Subject to the reporting person's continuous service, the restricted stock units shall vest in full in twenty-four (24) months, commencing on March 18, 2021, except in the case of the reporting person's earlier involuntary termination, change in control, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

F2 · derivative.expiration_date: Subject to the reporting person's continuous service, the restricted stock units shall vest in full in twenty-four (24) months, commencing on March 18, 2021, except in the case of the reporting person's earlier involuntary termination, change in control, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock units will be forfeited.

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September 30, 2020 Filed Oct 2, 2020 21:23 UTC Whole Earth Brands, Inc. FREE · Entity 88485 GrantCommon Stock 29,976 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-111790 · tm2032362d5_4.xml · nonDerivative · entry 1

SIMON IRWIN D · CIK 0000922748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,125,976

F1 · shares: Except in the case of the reporting person's earlier involuntary termination, death, or disability, or upon an earlier change of control of the issuer, the restricted common stock shall vest in full at the close of business on the date of the 2022 annual stockholders meeting of Whole Earth Brands, Inc. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock will be forfeited.

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September 25, 2020 Filed Sep 29, 2020 20:59 UTC Whole Earth Brands, Inc. FREE · Entity 88485 OtherCommon Stock 1,096,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-109893 · tm2031961d6_4.xml · nonDerivative · entry 1

SIMON IRWIN D · CIK 0000922748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,096,000

F1 · price: On September 25, 2020, Act II Global LLC distributed common stock of Whole Earth Brands, Inc. to its members on a pro rata basis, with no consideration being paid in connection therewith.

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August 07, 2020 Filed Aug 11, 2020 22:00 UTC Stagwell Inc MDCA · Entity 4480 GrantClass A Subordinate Voting Shares 23,256 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-093384 · tm2027254d3_4.xml · nonDerivative · entry 1

SIMON IRWIN D · CIK 0000922748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,211

F1 · shares: The reporting person was awarded shares of restricted stock (Class A Subordinate Voting Shares) as a component of non-employee director compensation. The shares of restricted stock will vest in full on the first anniversary of the date of grant.

F2 · balance_after: Includes shares of unvested restricted stock (Class A Subordinate Voting Shares).

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March 30, 2020 Filed Apr 1, 2020 19:57 UTC Stagwell Inc MDCA · Entity 4480 PurchaseClass A Subordinated Voting Shares 7,395 $1.34 $9,916.70
Disclosure

SEC source: 0001104659-20-041826 · tm2014716d1_4.xml · nonDerivative · entry 1

SIMON IRWIN D · CIK 0000922748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,955

F1 · price: The purchase price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.325 to $1.36, inclusive. The reporting person undertakes to provide to MDC Partners Inc., any security holder of MDC Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes shares of unvested Restricted Stock (Class A Subordinate Voting Shares) of the Issuer.

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August 07, 2019 Filed Aug 7, 2019 17:41 UTC BARNES & NOBLE INC BKS · Entity 17123 Disposition to issuerCommon Stock 19,531 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-19-000456 · edgar.xml · nonDerivative · entry 1

SIMON IRWIN D · CIK 0000922748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of June 24, 2019, by and among Chapters Holdco Inc. ("Parent"), the Chapters Merger Sub Inc. ("Merger Sub") and the Issuer, Merger Sub has merged with and into the Issuer, with the Issuer continuing as the surviving corporation in the merger as a wholly owned subsidiary of Parent. At the effective time of the merger, each outstanding restricted share issued pursuant to the Issuer's Amended and Restated 2009 Incentive Plan has fully vested and was converted into the right to receive $6.50 in cash.

F1 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of June 24, 2019, by and among Chapters Holdco Inc. ("Parent"), the Chapters Merger Sub Inc. ("Merger Sub") and the Issuer, Merger Sub has merged with and into the Issuer, with the Issuer continuing as the surviving corporation in the merger as a wholly owned subsidiary of Parent. At the effective time of the merger, each outstanding restricted share issued pursuant to the Issuer's Amended and Restated 2009 Incentive Plan has fully vested and was converted into the right to receive $6.50 in cash.

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November 04, 2018 Filed Nov 6, 2018 21:55 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 Tax withholdingCommon Stock 46,947 $25.46 $1,195,270.62
Disclosure

SEC source: 0000910406-18-000076 · wf-form4_154154130807658.xml · nonDerivative · entry 1

SIMON IRWIN D · CIK 0000922748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,544,176

F1 · kind: On November 4, 2018, 88,213 shares of The Hain Celestial Group, Inc. (the "Company") restricted stock vested pursuant to the Succession Agreement between the Company and Mr. Simon (the "Agreement"). The Company retained 46,947 shares to satisfy the tax withholding obligations of Mr. Simon in connection with the vesting as required by the terms of the applicable restricted stock agreement between the Company and Mr. Simon and consistent with the Company's practice for satisfying such U.S. tax withholding obligations.

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October 30, 2018 Filed Nov 1, 2018 12:36 UTC BARNES & NOBLE INC BKS · Entity 17123 GrantCommon Stock 19,531 $0.00 $0.00
Disclosure

SEC source: 0000950138-18-000584 · edgar.xml · nonDerivative · entry 1

SIMON IRWIN D · CIK 0000922748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,531

F1 · shares: Grant of restricted shares on October 30, 2018 (the "Grant Date") vesting on the earlier of (i) October 4, 2019, or (ii) the date of the next regularly scheduled Annual Meeting of Stockholders of the Issuer following the Grant Date.

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October 22, 2018 Filed Oct 23, 2018 20:58 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 Tax withholdingCommon Stock 21,288 $24.78 $527,516.64
Disclosure

SEC source: 0000910406-18-000073 · wf-form4_154032828806544.xml · nonDerivative · entry 1

SIMON IRWIN D · CIK 0000922748 · Director · Pres., CEO & Chairman of Bd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,591,123

F1 · kind: On October 22, 2018, 40,000 shares of The Hain Celestial Group, Inc. (the "Company") restricted stock vested pursuant to the Restricted Stock Agreement between the Company and Mr. Simon (the "Agreement"). The Company retained 21,288 shares to satisfy the tax withholding obligations of Mr. Simon in connection with the vesting as required by the terms of the Agreement and consistent with the Company's practice for satisfying such U.S. tax withholding obligations.

Read SEC document
September 26, 2018 Filed Sep 28, 2018 20:43 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 Tax withholdingCommon Stock 2,185 $26.70 $58,339.50
Disclosure

SEC source: 0000910406-18-000069 · wf-form4_153816738281029.xml · nonDerivative · entry 1

SIMON IRWIN D · CIK 0000922748 · Director · Pres., CEO & Chairman of Bd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,612,411

F1 · kind: On September 26, 2018, 4,106 shares of The Hain Celestial Group, Inc. (the "Company") restricted stock vested pursuant to the Restricted Stock Agreement between the Company and Mr. Simon (the "Agreement"). The Company retained 2,185 shares to satisfy the tax withholding obligations of Mr. Simon in connection with the vesting as required by the terms of the Agreement and consistent with the Company's practice for satisfying such U.S. tax withholding obligations.

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August 27, 2018 Filed Aug 29, 2018 21:38 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 Tax withholdingCommon Stock 21,288 $28.61 $609,049.68
Disclosure

SEC source: 0000910406-18-000062 · wf-form4_153557869273973.xml · nonDerivative · entry 1

SIMON IRWIN D · CIK 0000922748 · Director · Pres., CEO & Chairman of Bd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,614,596

F1 · kind: On August 27, 2018, 40,000 shares of The Hain Celestial Group, Inc. (the "Company") restricted stock vested pursuant to the Restricted Stock Agreement between the Company and Mr. Simon (the "Agreement"). The Company retained 21,288 shares to satisfy the tax withholding obligations of Mr. Simon in connection with the vesting as required by the terms of the Agreement and consistent with the Company's practice for satisfying such U.S. tax withholding obligations.

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January 22, 2018 Filed Jan 24, 2018 21:02 UTC Stagwell Inc MDCA · Entity 4480 GrantClass A Shares 10,990 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-003467 · tv483778_form4.xml · nonDerivative · entry 2

SIMON IRWIN D · CIK 0000922748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,560

F1 · balance_after: Includes shares of unvested Restricted Stock (Class A Shares) of the Issuer.

F2 · balance_after: These restricted shares granted January 22, 2018 will vest on the third anniversary of the grant date.

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December 13, 2017 Filed Dec 15, 2017 13:14 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 Tax withholdingCommon Stock 22,328 $40.68 $908,303.04
Disclosure

SEC source: 0000910406-17-000124 · wf-form4_151334362832528.xml · nonDerivative · entry 1

SIMON IRWIN D · CIK 0000922748 · Director · Pres., CEO & Chairman of Bd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,635,884

F1 · kind: On December 13, 2017, 40,000 shares of The Hain Celestial Group, Inc. (the "Company") restricted stock vested pursuant to the Restricted Stock Agreement between the Company and Mr. Simon (the "Agreement"). The Company retained 22,328 shares to satisfy the tax withholding obligations of Mr. Simon in connection with the vesting as required by the terms of the Agreement and consistent with the Company's practice for satisfying such U.S. tax withholding obligations.

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November 20, 2017 Filed Nov 22, 2017 21:04 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 Tax withholdingCommon Stock 45,402 $40.89 $1,856,487.78
Disclosure

SEC source: 0000910406-17-000121 · wf-form4_151138468128966.xml · nonDerivative · entry 1

SIMON IRWIN D · CIK 0000922748 · Director · Pres., CEO & Chairman of Bd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,658,212

F1 · kind: On November 20, 2017, 81,338 shares of The Hain Celestial Group, Inc. (the "Company") restricted stock vested pursuant to the Restricted Stock Agreement between the Company and Mr. Simon (the "Agreement"). The Company retained 45,402 shares to satisfy the tax withholding obligations of Mr. Simon in connection with the vesting as required by the terms of the Agreement and consistent with the Company's practice for satisfying such U.S. tax withholding obligations.

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November 10, 2017 Filed Nov 13, 2017 11:53 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 PurchaseCommon Stock 8,600 $35.23 $303,006.38
Disclosure

SEC source: 0000910406-17-000113 · wf-form4_151057402360905.xml · nonDerivative · entry 1

SIMON IRWIN D · CIK 0000922748 · Director · Pres., CEO & Chairman of Bd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,703,614

F1 · price: Represents the weighted average sale price of the common stock purchased by Mr. Simon on November 10, 2017. The range of stock prices was $35.18 to $35.37. Upon request, Mr. Simon will provide the Commission staff, the Issuer or a security holder of the Issuer with information regarding the number of shares purchased at each separate price.

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November 10, 2017 Filed Nov 22, 2017 21:03 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 PurchaseCommon Stock 8,000 $35.21 $281,692.00
Disclosure

SEC source: 0000910406-17-000120 · wf-form4_151138458015951.xml · nonDerivative · entry 5

SIMON IRWIN D · CIK 0000922748 · Director · Pres., CEO & Chairman of Bd

10b5-1 filing: Not disclosed

Ownership: Indirect · By trusts

Disclosed balance after: 146,782

F5 · price: Represents the weighted average purchase price of the common stock purchased by a trust for the benefit of Mr. Simon's family on November 10, 2017. The range of stock prices was $35.21 to $35.2199. Upon request, Mr. Simon will provide the Commission staff, the Issuer or a security holder of the Issuer with information regarding the number of shares purchased at each separate price.

F3 · balance_after: Reflects the number of shares of common stock beneficially owned as of the date of this filing. The number of shares of common stock includes shares held by a trust prior to Mr. Simon's spouse, Daryl Simon, becoming trustee.

F4 · ownership.nature: Reflects shares of common stock held by a number of trusts, for the benefit of Mr. Simon's family, for which the Reporting Person or his spouse, Daryl Simon, is the trustee or custodian. Mr. Simon disclaims beneficial ownership of the common stock held by such trusts, except to the extent of his pecuniary interest therein. This Form 4 is being filed to reflect transactions by certain trusts that were inadvertently not reported timely due to administrative error.

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November 10, 2017 Filed Nov 22, 2017 21:03 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 PurchaseCommon Stock 1,500 $35.22 $52,830.00
Disclosure

SEC source: 0000910406-17-000120 · wf-form4_151138458015951.xml · nonDerivative · entry 4

SIMON IRWIN D · CIK 0000922748 · Director · Pres., CEO & Chairman of Bd

10b5-1 filing: Not disclosed

Ownership: Indirect · By trusts

Disclosed balance after: 138,782

F3 · balance_after: Reflects the number of shares of common stock beneficially owned as of the date of this filing. The number of shares of common stock includes shares held by a trust prior to Mr. Simon's spouse, Daryl Simon, becoming trustee.

F4 · ownership.nature: Reflects shares of common stock held by a number of trusts, for the benefit of Mr. Simon's family, for which the Reporting Person or his spouse, Daryl Simon, is the trustee or custodian. Mr. Simon disclaims beneficial ownership of the common stock held by such trusts, except to the extent of his pecuniary interest therein. This Form 4 is being filed to reflect transactions by certain trusts that were inadvertently not reported timely due to administrative error.

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November 09, 2017 Filed Nov 9, 2017 22:39 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 PurchaseCommon Stock 50,000 $34.14 $1,707,235.00
Disclosure

SEC source: 0000910406-17-000108 · wf-form4_151026714767040.xml · nonDerivative · entry 1

SIMON IRWIN D · CIK 0000922748 · Director · Pres., CEO & Chairman of Bd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,695,014

F1 · price: Represents the weighted average sale price of the common stock purchased by Mr. Simon on November 9, 2017. The range of stock prices was $33.95 to $34.37. Upon request, Mr. Simon will provide the Commission staff, the Issuer or a security holder of the Issuer with information regarding the number of shares sold at each separate price.

Read SEC document
October 22, 2017 Filed Oct 24, 2017 21:20 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 Tax withholdingCommon Stock 22,328 $37.04 $827,029.12
Disclosure

SEC source: 0000910406-17-000101 · wf-form4_150887999081701.xml · nonDerivative · entry 1

SIMON IRWIN D · CIK 0000922748 · Director · Pres., CEO & Chairman of Bd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,645,014

F1 · kind: On October 22, 2017, 40,000 shares of The Hain Celestial Group, Inc. (the "Company") restricted stock vested pursuant to the Restricted Stock Agreement between the Company and Mr. Simon (the "Agreement"). The Company retained 22,328 shares to satisfy the tax withholding obligations of Mr. Simon in connection with the vesting as required by the terms of the Agreement and consistent with the Company's practice for satisfying such U.S. tax withholding obligations.

Read SEC document
September 28, 2017 Filed Oct 2, 2017 23:02 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 Tax withholdingCommon Stock 22,328 $40.71 $908,972.88
Disclosure

SEC source: 0000910406-17-000086 · wf-form4_150698532962083.xml · nonDerivative · entry 1

SIMON IRWIN D · CIK 0000922748 · Director · Pres., CEO & Chairman of Bd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667,342

F1 · kind: On September 28, 2017, 40,000 shares of The Hain Celestial Group, Inc. (the "Company") restricted stock vested pursuant to the Restricted Stock Agreement between the Company and Mr. Simon (the "Agreement"). The Company retained 22,328 shares to satisfy the tax withholding obligations of Mr. Simon in connection with the vesting as required by the terms of the Agreement and consistent with the Company's practice for satisfying such U.S. tax withholding obligations.

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September 26, 2017 Filed Sep 29, 2017 00:29 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 GrantCommon Stock 12,319 $40.59 $500,028.21
Disclosure

SEC source: 0000910406-17-000084 · wf-form4_150664498169861.xml · nonDerivative · entry 1

SIMON IRWIN D · CIK 0000922748 · Director · Pres., CEO & Chairman of Bd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,689,670

F1 · security: Represents a grant of restricted shares of the Issuer's common stock, which will vest in three (3) equal installments on September 26, 2018, 2019 and 2020.

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August 27, 2017 Filed Aug 29, 2017 21:36 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 Tax withholdingCommon Stock 22,328 $40.61 $906,740.08
Disclosure

SEC source: 0000910406-17-000068 · wf-form4_150404255334745.xml · nonDerivative · entry 1

SIMON IRWIN D · CIK 0000922748 · Director · Pres., CEO & Chairman of Bd

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,677,351

F1 · kind: On August 27, 2017, 40,000 shares of The Hain Celestial Group, Inc. (the "Company") restricted stock vested pursuant to the Restricted Stock Agreement dated July 3, 2012 between the Company and Mr. Simon (the "Agreement"). The Company retained 22,328 shares to satisfy the tax withholding obligations of Mr. Simon in connection with the vesting as required by the terms of the Agreement and consistent with the Company's practice for satisfying such U.S. tax withholding obligations.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.