Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| IPG PHOTONICS CORPIPGP · Entity 1767 | Director | August 26, 2026 | August 27, 2026 |
| VEECO INSTRUMENTS INCVECO · Entity 4322 | Director | February 06, 2020 | February 07, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
IPG PHOTONICS CORP
Report date August 26, 2026 · Filed August 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,886 |
Ending reported balance
After 2026-08-26 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-26 · Purchase · Acquired 1,552 · Balance 19,728 F1: The reported transaction involves purchase transactions ranging from $72.44 to $73.37 per share. The weighted average price per share was $72.84. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price. Row 2 · 2026-08-26 · Purchase · Acquired 1,158 · Balance 20,886 F2: The reported transaction involves purchase transactions ranging from $74.12 to $75.07 per share. The weighted average price per share was $74.57. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported transaction involves purchase transactions ranging from $72.44 to $73.37 per share. The weighted average price per share was $72.84. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
F2: The reported transaction involves purchase transactions ranging from $74.12 to $75.07 per share. The weighted average price per share was $74.57. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
VEECO INSTRUMENTS INC
Report date February 06, 2020 · Filed February 07, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 473,840.7229 |
Reported balance
After 2020-02-06 transaction · row 1
1 source rowRow 1 · 2020-02-06 · Exercise / conversion · Acquired 2,563 · Balance 473,840.7229 F1: Represents the issuance of shares upon the vesting of performance-based restricted stock units (PRSUs) granted on June 14, 2016 under Veeco's 2010 Stock Incentive Plan. |
| Performance Based Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2020-02-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-02-06 · Exercise / conversion · Disposed 2,563 · Balance 0 F2: Represents the vesting of certain PRSUs granted on June 12, 2014, based on partial achievement of performance criteria and other terms specified in the award agreement. The performance period for this component of the award ended December 31, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the issuance of shares upon the vesting of performance-based restricted stock units (PRSUs) granted on June 14, 2016 under Veeco's 2010 Stock Incentive Plan.
F2: Represents the vesting of certain PRSUs granted on June 12, 2014, based on partial achievement of performance criteria and other terms specified in the award agreement. The performance period for this component of the award ended December 31, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 12, 2019 Filed Jun 14, 2019 20:14 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | Tax withholdingCommon Stock | 2,519 | $12.00 | $30,228.00 |
DisclosureSEC source: 0001179110-19-007657 · edgar.xml · nonDerivative · entry 1 PEELER JOHN R · CIK 0001053572 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,156.7229 F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 20:42 UTC | IPG PHOTONICS CORP IPGP · Entity 1767 | GrantDirector Stock Option (right to buy) · Derivative | 1,869 | $0.00 Strike: $128.46 | $0.00 |
DisclosureSEC source: 0001111928-19-000095 · wf-form4_155959455270247.xml · derivative · entry 2 PEELER JOHN R · CIK 0001053572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,869 Underlying: Common Stock · 1,869 shares Expires 2029-05-29 F1 · derivative.exercise_date: Grant of restricted stock units and stock options vesting 100% on earlier of May 30, 2020 or date of 2020 annual stockholder meeting of Issuer. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 20:42 UTC | IPG PHOTONICS CORP IPGP · Entity 1767 | GrantCommon Stock | 1,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001111928-19-000095 · wf-form4_155959455270247.xml · nonDerivative · entry 1 PEELER JOHN R · CIK 0001053572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,951 F1 · shares: Grant of restricted stock units and stock options vesting 100% on earlier of May 30, 2020 or date of 2020 annual stockholder meeting of Issuer. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 21:35 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | GrantCommon Stock | 83,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-003990 · edgar.xml · nonDerivative · entry 2 PEELER JOHN R · CIK 0001053572 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,675.7229 F2 · shares: These shares were acquired pursuant to a restricted stock award under the Veeco Instruments Inc. 2010 Stock Incentive Plan (the "Plan") and are subject to certain restrictions. These restrictions will lapse with respect to one-fourth of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such dates. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 21:35 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | Tax withholdingCommon Stock | 2,380 | $10.87 | $25,870.60 |
DisclosureSEC source: 0001179110-19-003990 · edgar.xml · nonDerivative · entry 1 PEELER JOHN R · CIK 0001053572 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,342.7229 F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 21:45 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | Exercise / conversionPerformance Based Restricted Stock Units · Derivative | 3,314 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002346 · edgar.xml · derivative · entry 3 PEELER JOHN R · CIK 0001053572 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,314 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents the second half of the vesting of shares earned upon the partial achievement of performance criteria of PRSUs granted on June 12, 2014 (the performance period for which ended on December 31, 2017). The first half of the vesting of shares earned and the forfeiture of unearned shares from this award were reported on February 23, 2018. F3 · derivative.expiration_date: Represents the second half of the vesting of shares earned upon the partial achievement of performance criteria of PRSUs granted on June 12, 2014 (the performance period for which ended on December 31, 2017). The first half of the vesting of shares earned and the forfeiture of unearned shares from this award were reported on February 23, 2018. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 21:45 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | Tax withholdingCommon Stock | 1,730 | $11.67 | $20,189.10 |
DisclosureSEC source: 0001179110-19-002346 · edgar.xml · nonDerivative · entry 2 PEELER JOHN R · CIK 0001053572 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,722.7229 F2 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 21:45 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | Exercise / conversionCommon Stock | 3,314 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002346 · edgar.xml · nonDerivative · entry 1 PEELER JOHN R · CIK 0001053572 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,452.7229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the issuance of shares upon the vesting of performance-based restricted stock units (PRSUs) granted on June 12, 2014 under Veeco's 2010 Stock Incentive Plan. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 21:17 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | Exercise / conversionPerformance Based Restricted Stock Units · Derivative | 6,272 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001634 · edgar.xml · derivative · entry 4 PEELER JOHN R · CIK 0001053572 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,563 Underlying: Common Stock · 6,272 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents the vesting and forfeiture of certain PRSUs granted on June 12, 2014, based on partial achievement of performance criteria and other terms specified in the award agreement. Subject to the executive's continued employment, an additional 2,563 PRSUs will vest on February 6, 2020. 3,710 of the PRSUs granted on June 12, 2014 were deemed to have not been earned and were forfeited in accordance with the terms of the award. The performance period for this component of the award ended December 31, 2018. F4 · derivative.expiration_date: Represents the vesting and forfeiture of certain PRSUs granted on June 12, 2014, based on partial achievement of performance criteria and other terms specified in the award agreement. Subject to the executive's continued employment, an additional 2,563 PRSUs will vest on February 6, 2020. 3,710 of the PRSUs granted on June 12, 2014 were deemed to have not been earned and were forfeited in accordance with the terms of the award. The performance period for this component of the award ended December 31, 2018. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 21:17 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | Tax withholdingCommon Stock | 1,374 | $10.45 | $14,358.30 |
DisclosureSEC source: 0001179110-19-001634 · edgar.xml · nonDerivative · entry 3 PEELER JOHN R · CIK 0001053572 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,138.7229 F3 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 21:17 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | Exercise / conversionCommon Stock | 2,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001634 · edgar.xml · nonDerivative · entry 2 PEELER JOHN R · CIK 0001053572 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,512.7229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the issuance of shares upon the vesting of performance-based restricted stock units (PRSUs) granted on June 12, 2014 under Veeco's 2010 Stock Incentive Plan. Read SEC document |
| January 15, 2019 Filed Feb 8, 2019 21:17 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | GiftCommon Stock | 10,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001634 · edgar.xml · nonDerivative · entry 1 PEELER JOHN R · CIK 0001053572 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,950.7229 F1 · shares: Represents transfers to irrevocable trusts for the benefit of the reporting person's family members. The reporting person disclaims beneficial ownership of these shares. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 21:13 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | Tax withholdingCommon Stock | 711 | $7.71 | $5,481.81 |
DisclosureSEC source: 0001179110-18-014041 · edgar.xml · nonDerivative · entry 1 PEELER JOHN R · CIK 0001053572 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,450.7229 F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock. Read SEC document |
| August 10, 2018 Filed Aug 10, 2018 21:22 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | PurchaseCommon Stock | 10,000 | $11.45 | $114,460.00 |
DisclosureSEC source: 0001179110-18-010514 · edgar.xml · nonDerivative · entry 1 PEELER JOHN R · CIK 0001053572 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,161.7229 F1 · price: Reflects the weighted average purchase price. Actual purchase prices ranged from $11.385 to $11.50 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 20:28 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | GrantCommon Stock | 1,557.6324 | $12.11 | $18,867.60 |
DisclosureSEC source: 0001179110-18-009202 · edgar.xml · nonDerivative · entry 1 PEELER JOHN R · CIK 0001053572 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,161.7229 F1 · kind: These shares were acquired under the Veeco Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d). F1 · shares: These shares were acquired under the Veeco Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| June 18, 2018 Filed Jun 18, 2018 20:28 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | Tax withholdingCommon Stock | 2,035 | $16.85 | $34,289.75 |
DisclosureSEC source: 0001179110-18-008704 · edgar.xml · nonDerivative · entry 2 PEELER JOHN R · CIK 0001053572 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,604.0905 F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 20:28 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | Tax withholdingCommon Stock | 4,399 | $17.90 | $78,742.10 |
DisclosureSEC source: 0001179110-18-008704 · edgar.xml · nonDerivative · entry 1 PEELER JOHN R · CIK 0001053572 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,639.0905 F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock. Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 20:16 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | Tax withholdingCommon Stock | 3,708 | $18.15 | $67,300.20 |
DisclosureSEC source: 0001179110-18-008498 · edgar.xml · nonDerivative · entry 2 PEELER JOHN R · CIK 0001053572 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,038.0905 F2 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 20:48 UTC | IPG PHOTONICS CORP IPGP · Entity 1767 | GrantDirector Stock Option (right to buy) · Derivative | 1,113 | $0.00 Strike: $256.25 | $0.00 |
DisclosureSEC source: 0001111928-18-000101 · wf-form4_152840449316981.xml · derivative · entry 2 PEELER JOHN R · CIK 0001053572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,113 Underlying: Common Stock · 1,113 shares Expires 2028-06-04 F1 · derivative.exercise_date: Grant of restricted stock units and stock options vesting 100% on earlier of June 5, 2019 or date of 2019 annual stockholder meeting of Issuer. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 20:48 UTC | IPG PHOTONICS CORP IPGP · Entity 1767 | GrantCommon Stock | 650 | $256.25 | $166,562.50 |
DisclosureSEC source: 0001111928-18-000101 · wf-form4_152840449316981.xml · nonDerivative · entry 1 PEELER JOHN R · CIK 0001053572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,654 F1 · kind: Grant of restricted stock units and stock options vesting 100% on earlier of June 5, 2019 or date of 2019 annual stockholder meeting of Issuer. Read SEC document |
| March 29, 2018 Filed Jun 14, 2018 20:16 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | GiftCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-008498 · edgar.xml · nonDerivative · entry 1 PEELER JOHN R · CIK 0001053572 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,746.0905 F1 · shares: Represents transfers to irrevocable trusts for the benefit of the reporting person's family members. The reporting person disclaims beneficial ownership of these shares. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 20:27 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | GrantRestricted Stock Unit · Derivative | 25,822 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-004454 · edgar.xml · derivative · entry 2 PEELER JOHN R · CIK 0001053572 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,822 Underlying: Common Stock · 25,822 shares Expires not disclosed F3 · shares: Reflects performance-based restricted stock units ("PRSU") granted under the Plan. Subject to the reporting person's continued service and the achievement of three-year performance criteria (the "Criteria") specified in the award agreement, each PRSU represents the contingent right to receive one share of Veeco common stock. Awards can range from 25% to 150% of the reported PRSUs based on achievement of the Criteria. If the Criteria are not achieved, the award will be forfeited. Subject to having been earned, vested shares will be delivered to the reporting person on the date specified in the award agreement, but in no case earlier than the third anniversary of the grant date. F3 · derivative.exercise_date: Reflects performance-based restricted stock units ("PRSU") granted under the Plan. Subject to the reporting person's continued service and the achievement of three-year performance criteria (the "Criteria") specified in the award agreement, each PRSU represents the contingent right to receive one share of Veeco common stock. Awards can range from 25% to 150% of the reported PRSUs based on achievement of the Criteria. If the Criteria are not achieved, the award will be forfeited. Subject to having been earned, vested shares will be delivered to the reporting person on the date specified in the award agreement, but in no case earlier than the third anniversary of the grant date. F3 · derivative.expiration_date: Reflects performance-based restricted stock units ("PRSU") granted under the Plan. Subject to the reporting person's continued service and the achievement of three-year performance criteria (the "Criteria") specified in the award agreement, each PRSU represents the contingent right to receive one share of Veeco common stock. Awards can range from 25% to 150% of the reported PRSUs based on achievement of the Criteria. If the Criteria are not achieved, the award will be forfeited. Subject to having been earned, vested shares will be delivered to the reporting person on the date specified in the award agreement, but in no case earlier than the third anniversary of the grant date. F3 · derivative.underlying_shares: Reflects performance-based restricted stock units ("PRSU") granted under the Plan. Subject to the reporting person's continued service and the achievement of three-year performance criteria (the "Criteria") specified in the award agreement, each PRSU represents the contingent right to receive one share of Veeco common stock. Awards can range from 25% to 150% of the reported PRSUs based on achievement of the Criteria. If the Criteria are not achieved, the award will be forfeited. Subject to having been earned, vested shares will be delivered to the reporting person on the date specified in the award agreement, but in no case earlier than the third anniversary of the grant date. F3 · balance_after: Reflects performance-based restricted stock units ("PRSU") granted under the Plan. Subject to the reporting person's continued service and the achievement of three-year performance criteria (the "Criteria") specified in the award agreement, each PRSU represents the contingent right to receive one share of Veeco common stock. Awards can range from 25% to 150% of the reported PRSUs based on achievement of the Criteria. If the Criteria are not achieved, the award will be forfeited. Subject to having been earned, vested shares will be delivered to the reporting person on the date specified in the award agreement, but in no case earlier than the third anniversary of the grant date. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 20:27 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | GrantCommon Stock | 24,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-004454 · edgar.xml · nonDerivative · entry 1 PEELER JOHN R · CIK 0001053572 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,246.0905 F1 · shares: These shares were acquired pursuant to a restricted stock award under the Veeco Instruments Inc. 2010 Stock Incentive Plan (the "Plan") and are subject to certain restrictions. Subject to the reporting person's continued service, these restrictions will lapse: i) 20% on the date which is twelve months from the date of grant, ii) 20% on the date which is eighteen months from the date of grant, iii) 20% on the date which is thirty months from the date of grant, iv) 20% on the date which is forty-two months from the date of grant, and v) 20% on the date which is forty-eight months from the date of grant. F2 · balance_after: Reflects a correction to the total number of shares owned (a reduction of 7,947 shares that was reported on 12/15/2017 but not reflected in Mr. Peeler's last filing on 2/23/2018). Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 22:34 UTC | IPG PHOTONICS CORP IPGP · Entity 1767 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 2,266 | $0.00 Strike: $54.98 | $0.00 |
DisclosureSEC source: 0001111928-18-000052 · wf-form4_152098046539269.xml · derivative · entry 3 PEELER JOHN R · CIK 0001053572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,266 shares Expires 2022-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options shall vest 25% on the first anniversary of the date of grant and 6.25% on each of the following twelve quarters. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 22:34 UTC | IPG PHOTONICS CORP IPGP · Entity 1767 | SaleCommon Stock | 2,266 | $252.95 | $573,184.70 |
DisclosureSEC source: 0001111928-18-000052 · wf-form4_152098046539269.xml · nonDerivative · entry 2 PEELER JOHN R · CIK 0001053572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,004 F1 · price: The reported transaction involves sales transactions from $250.25 to $255.02 per share. The weighted average price per share was $252.95 The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 22:34 UTC | IPG PHOTONICS CORP IPGP · Entity 1767 | Exercise / conversionCommon Stock | 2,266 | $54.98 | $124,584.68 |
DisclosureSEC source: 0001111928-18-000052 · wf-form4_152098046539269.xml · nonDerivative · entry 1 PEELER JOHN R · CIK 0001053572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2018 Filed Mar 9, 2018 23:55 UTC | IPG PHOTONICS CORP IPGP · Entity 1767 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 2,734 | $0.00 Strike: $54.98 | $0.00 |
DisclosureSEC source: 0001111928-18-000050 · wf-form4_152063973834766.xml · derivative · entry 3 PEELER JOHN R · CIK 0001053572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,266 Underlying: Common Stock · 2,734 shares Expires 2022-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options shall vest 25% on the first anniversary of the date of grant and 6.25% on each of the following twelve quarters. Read SEC document |
| March 09, 2018 Filed Mar 9, 2018 23:55 UTC | IPG PHOTONICS CORP IPGP · Entity 1767 | SaleCommon Stock | 2,734 | $250.80 | $685,687.20 |
DisclosureSEC source: 0001111928-18-000050 · wf-form4_152063973834766.xml · nonDerivative · entry 2 PEELER JOHN R · CIK 0001053572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,004 F1 · price: The reported transaction involves sales transactions from $250.00 to $252.50 per share. The weighted average price per share was $250.80. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price. Read SEC document |
| March 09, 2018 Filed Mar 9, 2018 23:55 UTC | IPG PHOTONICS CORP IPGP · Entity 1767 | Exercise / conversionCommon Stock | 2,734 | $54.98 | $150,315.32 |
DisclosureSEC source: 0001111928-18-000050 · wf-form4_152063973834766.xml · nonDerivative · entry 1 PEELER JOHN R · CIK 0001053572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,738 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:34 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | Exercise / conversionPerformance Based Restricted Stock Units · Derivative | 5,521 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002720 · edgar.xml · derivative · entry 3 PEELER JOHN R · CIK 0001053572 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,149 Underlying: Common Stock · 5,521 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents the vesting and forfeiture of certain PRSUs granted on June 12, 2014, based on partial achievement of performance criteria and other terms specified in the award agreement. Subject to the executive's continued employment, an additional 3,314 PRSUs will vest on February 21, 2019. 2,208 of the PRSUs granted on June 12, 2014 were deemed to have not been earned and were forfeited in accordance with the terms of the award. The performance period for this component of the award ended December 31, 2017. F3 · derivative.expiration_date: Represents the vesting and forfeiture of certain PRSUs granted on June 12, 2014, based on partial achievement of performance criteria and other terms specified in the award agreement. Subject to the executive's continued employment, an additional 3,314 PRSUs will vest on February 21, 2019. 2,208 of the PRSUs granted on June 12, 2014 were deemed to have not been earned and were forfeited in accordance with the terms of the award. The performance period for this component of the award ended December 31, 2017. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:34 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | Tax withholdingCommon Stock | 1,657 | $18.35 | $30,405.95 |
DisclosureSEC source: 0001179110-18-002720 · edgar.xml · nonDerivative · entry 2 PEELER JOHN R · CIK 0001053572 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,383.0905 F2 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock. Read SEC document |
| December 29, 2017 Filed Jan 5, 2018 22:13 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | GrantCommon Stock | 909.0905 | $12.62 | $11,475.45 |
DisclosureSEC source: 0001179110-18-000608 · edgar.xml · nonDerivative · entry 2 PEELER JOHN R · CIK 0001053572 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,727.0905 F2 · kind: These shares were acquired under the Veeco Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 21:33 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | Tax withholdingCommon Stock | 759 | $13.15 | $9,980.85 |
DisclosureSEC source: 0001179110-17-015432 · edgar.xml · nonDerivative · entry 2 PEELER JOHN R · CIK 0001053572 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,671 F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock. Read SEC document |
| December 13, 2017 Filed Dec 13, 2017 21:29 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | GrantCommon Stock | 36,200 | $13.81 | $499,922.00 |
DisclosureSEC source: 0001179110-17-015298 · edgar.xml · nonDerivative · entry 1 PEELER JOHN R · CIK 0001053572 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,618 F1 · price: Reflects the weighted average purchase price. Actual purchase prices ranged from $13.25 to $13.95 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 21:33 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | Tax withholdingCommon Stock | 7,188 | $13.30 | $95,600.40 |
DisclosureSEC source: 0001179110-17-015432 · edgar.xml · nonDerivative · entry 1 PEELER JOHN R · CIK 0001053572 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,430 F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock. Read SEC document |
| December 13, 2017 Filed Dec 18, 2017 23:03 UTC Amendment | VEECO INSTRUMENTS INC VECO · Entity 4322 | PurchaseCommon Stock | 36,200 | $13.81 | $499,922.00 |
DisclosureSEC source: 0001179110-17-015534 · edgar.xml · nonDerivative · entry 1 PEELER JOHN R · CIK 0001053572 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,618 F1 · kind: This filing is being amended to report transaction code "P", reflecting an open market purchase. It was previously reported in error as transaction code "A". F2 · price: Reflects the weighted average purchase price. Actual purchase prices ranged from $13.25 to $13.95 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 06, 2017 Filed Jan 5, 2018 22:13 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | GiftCommon Stock | 4,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000608 · edgar.xml · nonDerivative · entry 1 PEELER JOHN R · CIK 0001053572 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,818 F1 · shares: Represents transfers to irrevocable trusts for the benefit of the reporting person's family members. The reporting person disclaims beneficial ownership of these shares. Read SEC document |
| July 10, 2017 Filed Jul 12, 2017 20:42 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | Exercise / conversionPerformance Based Restricted Stock Units · Derivative | 18,623 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010329 · edgar.xml · derivative · entry 3 PEELER JOHN R · CIK 0001053572 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,623 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents the vesting of PRSUs, based on the partial achievement of the performance criteria and other terms specified in the award agreement. The performance period of this award ended June 30, 2017. The portion of the award which did not vest was forfeited. F3 · derivative.expiration_date: Represents the vesting of PRSUs, based on the partial achievement of the performance criteria and other terms specified in the award agreement. The performance period of this award ended June 30, 2017. The portion of the award which did not vest was forfeited. Read SEC document |
| July 10, 2017 Filed Jul 12, 2017 20:42 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | Tax withholdingCommon Stock | 9,604 | $28.40 | $272,753.60 |
DisclosureSEC source: 0001179110-17-010329 · edgar.xml · nonDerivative · entry 2 PEELER JOHN R · CIK 0001053572 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,418 F2 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock. Read SEC document |
| July 10, 2017 Filed Jul 12, 2017 20:42 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | Exercise / conversionCommon Stock | 18,623 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010329 · edgar.xml · nonDerivative · entry 1 PEELER JOHN R · CIK 0001053572 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the issuance of shares upon the vesting of performance-based restricted stock units (PRSUs) granted on June 14, 2016 under Veeco's 2010 Stock Incentive Plan. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 20:18 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | GrantRestricted Stock Unit · Derivative | 17,300 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-009340 · edgar.xml · derivative · entry 2 PEELER JOHN R · CIK 0001053572 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,300 Underlying: Common Stock · 17,300 shares Expires not disclosed F2 · shares: Reflects performance-based restricted stock units (PRSUs) granted under the Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service through the date the award is deemed to have been earned, but no earlier than the 3rd anniversary of the grant date. F2 · derivative.exercise_date: Reflects performance-based restricted stock units (PRSUs) granted under the Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service through the date the award is deemed to have been earned, but no earlier than the 3rd anniversary of the grant date. F2 · derivative.expiration_date: Reflects performance-based restricted stock units (PRSUs) granted under the Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service through the date the award is deemed to have been earned, but no earlier than the 3rd anniversary of the grant date. F2 · derivative.underlying_shares: Reflects performance-based restricted stock units (PRSUs) granted under the Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service through the date the award is deemed to have been earned, but no earlier than the 3rd anniversary of the grant date. F2 · balance_after: Reflects performance-based restricted stock units (PRSUs) granted under the Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service through the date the award is deemed to have been earned, but no earlier than the 3rd anniversary of the grant date. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 20:18 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | GrantCommon Stock | 16,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-009340 · edgar.xml · nonDerivative · entry 1 PEELER JOHN R · CIK 0001053572 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,399 F1 · shares: These shares were acquired pursuant to a restricted stock award under the Veeco Instruments Inc. 2010 Stock Incentive Plan (the "Plan") and are subject to certain restrictions. These restrictions will lapse with respect to one-fourth of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such date. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 20:34 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | Tax withholdingCommon Stock | 4,633 | $31.70 | $146,866.10 |
DisclosureSEC source: 0001179110-17-009194 · edgar.xml · nonDerivative · entry 1 PEELER JOHN R · CIK 0001053572 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,779 F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock. Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 20:12 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | Tax withholdingCommon Stock | 3,905 | $30.35 | $118,516.75 |
DisclosureSEC source: 0001179110-17-009074 · edgar.xml · nonDerivative · entry 1 PEELER JOHN R · CIK 0001053572 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,412 F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:30 UTC | IPG PHOTONICS CORP IPGP · Entity 1767 | GrantDirector Stock Options (Right to buy) · Derivative | 2,339 | $0.00 Strike: $140.64 | $0.00 |
DisclosureSEC source: 0001111928-17-000123 · wf-form4_149669460581073.xml · derivative · entry 2 PEELER JOHN R · CIK 0001053572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,339 Underlying: Common Stock · 2,339 shares Expires 2018-05-31 F1 · derivative.exercise_date: Grant of restricted stock units and stock options vesting 100% on earlier of 6/1/2018 or date of 2018 annual stockholder meeting of Issuer. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:30 UTC | IPG PHOTONICS CORP IPGP · Entity 1767 | GrantCommon Stock | 1,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001111928-17-000123 · wf-form4_149669460581073.xml · nonDerivative · entry 1 PEELER JOHN R · CIK 0001053572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,004 F1 · kind: Grant of restricted stock units and stock options vesting 100% on earlier of 6/1/2018 or date of 2018 annual stockholder meeting of Issuer. Read SEC document |
| May 12, 2017 Filed May 16, 2017 20:16 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | SaleCommon Stock | 14,463 | $33.10 | $478,725.30 |
DisclosureSEC source: 0001179110-17-007279 · edgar.xml · nonDerivative · entry 1 PEELER JOHN R · CIK 0001053572 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,317 F1 · price: Reflects the weighted average sale price. Actual sale prices ranged from $33.10 to $33.20 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 22:14 UTC | IPG PHOTONICS CORP IPGP · Entity 1767 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 10,000 | $54.98 Strike: $54.98 | $549,800.00 |
DisclosureSEC source: 0001111928-17-000036 · wf-form4_148736965282576.xml · derivative · entry 3 PEELER JOHN R · CIK 0001053572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 10,000 shares Expires 2022-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vest 25% on the November 2, 2013 and the remaining vest in 12 quarterly installments commencing on February 2, 2014. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 22:14 UTC | IPG PHOTONICS CORP IPGP · Entity 1767 | Disposition to issuerCommon Stock | 10,000 | $118.74 | $1,187,400.00 |
DisclosureSEC source: 0001111928-17-000036 · wf-form4_148736965282576.xml · nonDerivative · entry 2 PEELER JOHN R · CIK 0001053572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,819 F1 · price: The reported transaction involves sales transactions from $117.88 to $121.69 per share. The weighted average price per share was $118.74. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 22:14 UTC | IPG PHOTONICS CORP IPGP · Entity 1767 | Exercise / conversionCommon Stock | 10,000 | $54.98 | $549,800.00 |
DisclosureSEC source: 0001111928-17-000036 · wf-form4_148736965282576.xml · nonDerivative · entry 1 PEELER JOHN R · CIK 0001053572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.