Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Tilray Brands, Inc.TLRY · Entity 5319 | Chief Financial Officer | August 26, 2026 | August 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Tilray Brands, Inc.
Report date August 26, 2026 · Filed August 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 215,556 |
Last balance in matching sequence
After 2026-08-26 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2026-08-26 · Exercise / conversion · Acquired 57,380 · Balance 197,133 F1: Each performance based restricted stock unit (the "2023 EBITDA PSU") represents the right to receive one (1) share of Tilray Common Stock. F2: Amount includes shares of common stock beneficially owned by the reporting person but excludes other unvested restricted stock units ("RSUs"). Row 2 · 2026-08-26 · Tax withholding · Disposed 31,559 · Balance 165,574 F3: The shares disposed were withheld by the Company to satisfy the applicable tax withholding obligation on vesting of the PSU Awards. F2: Amount includes shares of common stock beneficially owned by the reporting person but excludes other unvested restricted stock units ("RSUs"). Row 3 · 2026-08-26 · Exercise / conversion · Acquired 111,072 · Balance 276,646 F1: Each performance based restricted stock unit (the "2023 EBITDA PSU") represents the right to receive one (1) share of Tilray Common Stock. F2: Amount includes shares of common stock beneficially owned by the reporting person but excludes other unvested restricted stock units ("RSUs"). Row 4 · 2026-08-26 · Tax withholding · Disposed 61,090 · Balance 215,556 F3: The shares disposed were withheld by the Company to satisfy the applicable tax withholding obligation on vesting of the PSU Awards. F2: Amount includes shares of common stock beneficially owned by the reporting person but excludes other unvested restricted stock units ("RSUs"). |
| Performance Based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-08-26 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-08-26 · Exercise / conversion · Disposed 57,380 · Balance 0 F1: Each performance based restricted stock unit (the "2023 EBITDA PSU") represents the right to receive one (1) share of Tilray Common Stock. F4: The reporting person was granted 61,832 2023 EBITDA PSUs on July 26, 2023. The Compensation Committee has certified the achievement at 96.4% of the cumulative performance target for the 3-year performance period beginning June 1, 2023, and ending May 31, 2026, resulting in 92.8% payout of each 2023 EBITDA PSU award. |
| Performance Based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-08-26 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-08-26 · Exercise / conversion · Disposed 111,072 · Balance 0 F1: Each performance based restricted stock unit (the "2023 EBITDA PSU") represents the right to receive one (1) share of Tilray Common Stock. F5: The reporting person was granted 2023 EBITDA PSUs on July 26, 2023. The Compensation Committee has certified the achievement at 96.4% of the cumulative performance target for the 3-year performance period beginning June 1, 2023, and ending May 31, 2026, resulting in 92.8% payout of each 2023 EBITDA PSU award. Each PSU converts into one share of Issuer's common stock and the reporting person received the remainder cash value thereof in lieu of the delivery of stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance based restricted stock unit (the "2023 EBITDA PSU") represents the right to receive one (1) share of Tilray Common Stock.
F2: Amount includes shares of common stock beneficially owned by the reporting person but excludes other unvested restricted stock units ("RSUs").
F3: The shares disposed were withheld by the Company to satisfy the applicable tax withholding obligation on vesting of the PSU Awards.
F4: The reporting person was granted 61,832 2023 EBITDA PSUs on July 26, 2023. The Compensation Committee has certified the achievement at 96.4% of the cumulative performance target for the 3-year performance period beginning June 1, 2023, and ending May 31, 2026, resulting in 92.8% payout of each 2023 EBITDA PSU award.
F5: The reporting person was granted 2023 EBITDA PSUs on July 26, 2023. The Compensation Committee has certified the achievement at 96.4% of the cumulative performance target for the 3-year performance period beginning June 1, 2023, and ending May 31, 2026, resulting in 92.8% payout of each 2023 EBITDA PSU award. Each PSU converts into one share of Issuer's common stock and the reporting person received the remainder cash value thereof in lieu of the delivery of stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2023 Filed Jun 5, 2023 20:35 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Disposition to issuerRestricted Stock Units ("2022 LTIP RSUs") · Derivative | 92,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-23-003767 · ownership.xml · derivative · entry 4 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,753 Underlying: Common Stock · 92,752 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of Tilray Common Stock. F4 · derivative.exercise_date: Each RSU represents a contingent right to receive one (1) share of Tilray Common Stock. F4 · derivative.expiration_date: Each RSU represents a contingent right to receive one (1) share of Tilray Common Stock. F5 · balance_after: Amount represents the total amount of unvested RSUs. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:35 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Disposition to issuerRestricted Stock Units ("2021 LTIP RSUs") · Derivative | 16,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-23-003767 · ownership.xml · derivative · entry 3 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,224 Underlying: Common Stock · 16,219 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of Tilray Common Stock. F4 · derivative.exercise_date: Each RSU represents a contingent right to receive one (1) share of Tilray Common Stock. F4 · derivative.expiration_date: Each RSU represents a contingent right to receive one (1) share of Tilray Common Stock. F5 · balance_after: Amount represents the total amount of unvested RSUs. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:35 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingCommon Stock (RSUs) | 54,661 | $1.70 | $92,923.70 |
DisclosureSEC source: 0001171843-23-003767 · ownership.xml · nonDerivative · entry 2 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 322,491 F3 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of 108,971 LTIP RSUs previously granted on July 26, 2021 and July 26, 2022. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested PSUs. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:35 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionCommon Stock (RSUs) | 108,971 | $1.70 | $185,250.70 |
DisclosureSEC source: 0001171843-23-003767 · ownership.xml · nonDerivative · entry 1 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 377,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On June 1, 2023, a total of 108,971 LTIP RSUs vested. Each LTIP RSU represents a contingent right to receive one (1) share of Tilray Common Stock. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested PSUs. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 21:00 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRSUs · Derivative | 20,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-22-005743 · ownership.xml · derivative · entry 3 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class 2 Common Stock · 20,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of Tilray Brands, Inc. Class 2 Common Stock. F5 · derivative.exercise_date: On March 1, 2019, the reporting person was granted 20,750 RSUs. The RSUs were fully vested and held for the account of the Reporting Person convertible into shares of Tilray Class 2 Common Stock. F5 · derivative.expiration_date: On March 1, 2019, the reporting person was granted 20,750 RSUs. The RSUs were fully vested and held for the account of the Reporting Person convertible into shares of Tilray Class 2 Common Stock. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 21:00 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Disposition to issuerRestricted Stock Units | 10,998 | $4.06 | $44,651.88 |
DisclosureSEC source: 0001171843-22-005743 · ownership.xml · nonDerivative · entry 2 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,181 F3 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of RSUs. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 21:00 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantRestricted Stock Units | 20,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001171843-22-005743 · ownership.xml · nonDerivative · entry 1 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,179 F1 · price: RSUs convert into shares of Tilray Class 2 Common Stock on a one-for-one basis. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person. Read SEC document |
| August 03, 2022 Filed Aug 5, 2022 21:06 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRSUs · Derivative | 23,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-22-005425 · ownership.xml · derivative · entry 3 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class 2 Common Stock · 23,089 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of Tilray Brands, Inc. Class 2 Common Stock. F5 · derivative.exercise_date: On August 7, 2019, the reporting person was granted 23,089 RSUs. The RSUs were fully vested and held for the account of the Reporting Person convertible into shares of Tilray Class 2 Common Stock once either the Reporting Person ceases to serve as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. F5 · derivative.expiration_date: On August 7, 2019, the reporting person was granted 23,089 RSUs. The RSUs were fully vested and held for the account of the Reporting Person convertible into shares of Tilray Class 2 Common Stock once either the Reporting Person ceases to serve as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Read SEC document |
| August 03, 2022 Filed Aug 5, 2022 21:06 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingClass 2 Common Stock (RSUs) | 12,238 | $3.88 | $47,483.44 |
DisclosureSEC source: 0001171843-22-005425 · ownership.xml · nonDerivative · entry 2 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,429 F3 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of RSUs. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person. Read SEC document |
| August 03, 2022 Filed Aug 5, 2022 21:06 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionCommon Stock (Restricted (Deferred) Stock Units ("RSUs")) | 23,089 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001171843-22-005425 · ownership.xml · nonDerivative · entry 1 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: RSUs convert into shares of Tilray Class 2 Common Stock on a one-for-one basis. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 23:19 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantPerformance-Based Restricted Stock Units ("2022 PSUs") · Derivative | 187,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-22-005150 · ownership.xml · derivative · entry 8 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,853 Underlying: Class 2 Common Stock · 187,853 shares Expires not disclosed F8 · derivative.exercise_price: Each Synergy PSU or 2022 PSU, as applicable, represents a contingent right to receive one (1) share of Tilray Class 2 Common Stock. F11 · derivative.exercise_date: On July 26, 2022, the reporting person was granted 187,853 of 2022 PSUs. Subject to the reporting person's continuous employment (except under certain limited circumstances) through the vesting date, each 2022 PSU represents the right to receive, following vesting, one (1) share of Tilray Class 2 Common Stock. The resulting number of shares of Class 2 Common Stock acquired upon vesting of the 2022 PSUs is contingent upon the achievement of pre-established performance targets for aggregate EBITDA generated from the HEXO transaction over the one (1) year performance period following the HEXO closing date. F11 · derivative.expiration_date: On July 26, 2022, the reporting person was granted 187,853 of 2022 PSUs. Subject to the reporting person's continuous employment (except under certain limited circumstances) through the vesting date, each 2022 PSU represents the right to receive, following vesting, one (1) share of Tilray Class 2 Common Stock. The resulting number of shares of Class 2 Common Stock acquired upon vesting of the 2022 PSUs is contingent upon the achievement of pre-established performance targets for aggregate EBITDA generated from the HEXO transaction over the one (1) year performance period following the HEXO closing date. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 23:19 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantRestricted Stock Units ("2022 LTIP RSUs") · Derivative | 185,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-22-005150 · ownership.xml · derivative · entry 7 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,505 Underlying: Class 2 Common Stock · 185,505 shares Expires not disclosed F7 · derivative.exercise_price: Each 2021 LTIP RSU or 2022 LTIP RSU, as applicable, represents a contingent right to receive one (1) share of Tilray Class 2 Common Stock. F9 · derivative.exercise_date: On July 26, 2022, the reporting person was granted 185,505 of 2022 LTIP RSUs, with 50% vesting on the 1st anniversary and 50% on the 2nd anniversary of the grant date, subject to continued employment through the applicable vesting date. F9 · derivative.expiration_date: On July 26, 2022, the reporting person was granted 185,505 of 2022 LTIP RSUs, with 50% vesting on the 1st anniversary and 50% on the 2nd anniversary of the grant date, subject to continued employment through the applicable vesting date. F10 · balance_after: Amount represents the total amount of unvested 2022 LTIP RSUs. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 23:19 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionPerformance-Based Restricted Stock Units ("Synergy PSUs") · Derivative | 24,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-22-005150 · ownership.xml · derivative · entry 6 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,332 Underlying: Class 2 Common Stock · 24,330 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each Synergy PSU or 2022 PSU, as applicable, represents a contingent right to receive one (1) share of Tilray Class 2 Common Stock. F4 · derivative.exercise_date: On July 26, 2021, the reporting person was granted 48,662 of Synergy PSUs, with vesting subject to the achievement of certain pre-established performance parameters relating to the achievement of Tilray's synergy goals resulting from the integration of Aphria, Inc. The underlying performance condition was satisfied, and an amount equal to 50% of these Synergy PSUs vested (24,330) on July 26, 2022. The remaining Synergy PSUs will vest on July 26, 2023 (25%) and July 26, 2024 (25%), subject to continued employment through the applicable vesting date. F4 · derivative.expiration_date: On July 26, 2021, the reporting person was granted 48,662 of Synergy PSUs, with vesting subject to the achievement of certain pre-established performance parameters relating to the achievement of Tilray's synergy goals resulting from the integration of Aphria, Inc. The underlying performance condition was satisfied, and an amount equal to 50% of these Synergy PSUs vested (24,330) on July 26, 2022. The remaining Synergy PSUs will vest on July 26, 2023 (25%) and July 26, 2024 (25%), subject to continued employment through the applicable vesting date. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 23:19 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units ("2021 LTIP RSUs") · Derivative | 16,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-22-005150 · ownership.xml · derivative · entry 5 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,347 Underlying: Class 2 Common Stock · 16,347 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each 2021 LTIP RSU or 2022 LTIP RSU, as applicable, represents a contingent right to receive one (1) share of Tilray Class 2 Common Stock. F1 · derivative.exercise_date: On July 26, 2021, the reporting person was granted 32,694 of 2021 LTIP RSUs, 50% of which vested on July 26, 2022. The remaining 50% is scheduled to vest on July 26, 2023, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all 2021 LTIP RSUs will be forfeited. F1 · derivative.expiration_date: On July 26, 2021, the reporting person was granted 32,694 of 2021 LTIP RSUs, 50% of which vested on July 26, 2022. The remaining 50% is scheduled to vest on July 26, 2023, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all 2021 LTIP RSUs will be forfeited. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 23:19 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingClass 2 Common Stock (Synergy PSUs) | 12,652 | $3.38 | $42,763.76 |
DisclosureSEC source: 0001171843-22-005150 · ownership.xml · nonDerivative · entry 4 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,578 F6 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of Synergy PSUs. F5 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested PSUs. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 23:19 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock (Synergy PSUs) | 24,330 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001171843-22-005150 · ownership.xml · nonDerivative · entry 3 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: On July 26, 2021, the reporting person was granted 48,662 of Synergy PSUs, with vesting subject to the achievement of certain pre-established performance parameters relating to the achievement of Tilray's synergy goals resulting from the integration of Aphria, Inc. The underlying performance condition was satisfied, and an amount equal to 50% of these Synergy PSUs vested (24,330) on July 26, 2022. The remaining Synergy PSUs will vest on July 26, 2023 (25%) and July 26, 2024 (25%), subject to continued employment through the applicable vesting date. F5 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested PSUs. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 23:19 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingClass 2 Common Stock (2021 LTIP RSUs) | 8,501 | $3.38 | $28,733.38 |
DisclosureSEC source: 0001171843-22-005150 · ownership.xml · nonDerivative · entry 2 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,900 F3 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of 2021 LTIP RSUs. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested RSUs. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 23:19 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock (2021 LTIP RSUs) | 16,347 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001171843-22-005150 · ownership.xml · nonDerivative · entry 1 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On July 26, 2021, the reporting person was granted 32,694 of 2021 LTIP RSUs, 50% of which vested on July 26, 2022. The remaining 50% is scheduled to vest on July 26, 2023, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all 2021 LTIP RSUs will be forfeited. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested RSUs. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 22:09 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 16,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-22-004140 · ownership.xml · derivative · entry 3 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class 2 Common Stock · 16,218 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Brands, Inc. Class 2 Common Stock. F5 · derivative.exercise_date: On July 26, 2021, the reporting person was granted 48,661 RSUs, 33.33% of which vested on June 1, 2022, with 33.33% scheduled to vest on June 1, 2023 and 33.34% scheduled to vest on June 1, 2024, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited. F5 · derivative.expiration_date: On July 26, 2021, the reporting person was granted 48,661 RSUs, 33.33% of which vested on June 1, 2022, with 33.33% scheduled to vest on June 1, 2023 and 33.34% scheduled to vest on June 1, 2024, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 22:09 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingClass 2 Common Stock | 8,371 | $4.18 | $34,990.78 |
DisclosureSEC source: 0001171843-22-004140 · ownership.xml · nonDerivative · entry 2 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,054 F3 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of RSUs previously reported. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person, but excludes other unvested RSUs. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 22:09 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 16,218 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001171843-22-004140 · ownership.xml · nonDerivative · entry 1 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,425 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: RSUs convert into shares of Tilray Class 2 Common Stock on a one-for-one basis. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person, but excludes other unvested RSUs. Read SEC document |
| August 19, 2021 Filed Aug 24, 2021 01:00 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 96,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-029189 · form4.xml · derivative · entry 3 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class 2 Common Stock · 96,628 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into shares of Tilray Class 2 Common Stock on a one-for-one basis. F3 · derivative.exercise_date: On August 12, 2020, the reporting person was granted 96,628 RSUs, 50% of which were scheduled to vest on August 12, 2021, with the remaining 50% scheduled to vest on August 12, 2022. On August 19, 2021, the Compensation Committee of Tilray's Board of Directors accelerated the vesting of the remaining unvested RSUs. F3 · derivative.expiration_date: On August 12, 2020, the reporting person was granted 96,628 RSUs, 50% of which were scheduled to vest on August 12, 2021, with the remaining 50% scheduled to vest on August 12, 2022. On August 19, 2021, the Compensation Committee of Tilray's Board of Directors accelerated the vesting of the remaining unvested RSUs. Read SEC document |
| August 19, 2021 Filed Aug 24, 2021 01:00 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingClass 2 Common Stock | 50,247 | $12.68 | $637,131.96 |
DisclosureSEC source: 0001140361-21-029189 · form4.xml · nonDerivative · entry 2 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,207 F1 · shares: These shares were retained by Tilray, Inc. ("Tilray") via settlement on a net withholding basis in order to meet the tax withholding obligations of the reporting person in connection with the vesting of an installment of restricted stock units ("RSUs") granted to the reporting person on August 12, 2020. None of these shares were sold in an open market transaction. Read SEC document |
| August 19, 2021 Filed Aug 24, 2021 01:00 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 96,628 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-029189 · form4.xml · nonDerivative · entry 1 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: RSUs convert into shares of Tilray Class 2 Common Stock on a one-for-one basis. Read SEC document |
| July 26, 2021 Filed Jul 29, 2021 01:25 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantRestricted Stock Units · Derivative | 32,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-025941 · form4.xml · derivative · entry 4 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,694 Underlying: Class 2 Common Stock · 32,694 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock. F5 · derivative.exercise_date: Subject to the reporting person's continuous employment through the vesting date, except in certain circumstances, the RSUs shall vest 50% on the first (1st) anniversary of the grant date and 50% on the second (2nd) anniversary of the grant date. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited. F5 · derivative.expiration_date: Subject to the reporting person's continuous employment through the vesting date, except in certain circumstances, the RSUs shall vest 50% on the first (1st) anniversary of the grant date and 50% on the second (2nd) anniversary of the grant date. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited. Read SEC document |
| July 26, 2021 Filed Jul 29, 2021 01:25 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantPerformance-Based Restricted Stock Units · Derivative | 48,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-025941 · form4.xml · derivative · entry 3 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,662 Underlying: Class 2 Common Stock · 48,662 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock. F4 · derivative.exercise_date: Subject to the reporting person's continuous employment (except under certain limited circumstances) through the vesting date, each PSU represents the right to receive, following vesting, one (1) share of Tilray, Inc. Class 2 Common Stock. The resulting number of shares of Class 2 Common Stock acquired upon vesting of the PSUs is contingent upon the achievement of pre-established performance parameters relating to the achievement of Tilray, Inc.'s synergy goals resulting from the integration of Aphria, Inc., as approved by Tilray, Inc.'s Compensation Committee, over a three (3) year performance period from the grant date until July 27, 2024, with 50% of the PSUs vesting first (1st) anniversary of the grant date, and 25% vesting on each of the second (2nd) and (3rd) anniversary of the grant date. F4 · derivative.expiration_date: Subject to the reporting person's continuous employment (except under certain limited circumstances) through the vesting date, each PSU represents the right to receive, following vesting, one (1) share of Tilray, Inc. Class 2 Common Stock. The resulting number of shares of Class 2 Common Stock acquired upon vesting of the PSUs is contingent upon the achievement of pre-established performance parameters relating to the achievement of Tilray, Inc.'s synergy goals resulting from the integration of Aphria, Inc., as approved by Tilray, Inc.'s Compensation Committee, over a three (3) year performance period from the grant date until July 27, 2024, with 50% of the PSUs vesting first (1st) anniversary of the grant date, and 25% vesting on each of the second (2nd) and (3rd) anniversary of the grant date. Read SEC document |
| July 26, 2021 Filed Jul 29, 2021 01:25 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantRestricted Stock Units · Derivative | 48,661 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-025941 · form4.xml · derivative · entry 2 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,661 Underlying: Class 2 Common Stock · 48,661 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock. F3 · derivative.exercise_date: Subject to the reporting person's continuous employment through the vesting date, the RSUs shall vest in three (3) equal annual installments, commencing on June 1, 2022, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited. F3 · derivative.expiration_date: Subject to the reporting person's continuous employment through the vesting date, the RSUs shall vest in three (3) equal annual installments, commencing on June 1, 2022, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited. Read SEC document |
| July 26, 2021 Filed Jul 29, 2021 01:25 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantPerformance-Based Restricted Stock Units · Derivative | 48,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-025941 · form4.xml · derivative · entry 1 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,662 Underlying: Class 2 Common Stock · 48,662 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock. F2 · derivative.exercise_date: Subject to the reporting person's satisfaction of continued employment conditions and accelerated vesting in certain circumstances, the performance-based restricted stock units ("PSUs") will be eligible to vest in certain percentages ranging from 0% to 250% based on the stock price appreciation of (i) the highest 30-day volume weighted average stock price of Tilray, Inc.'s Class 2 Common Stock ("VWAP") during the three-year performance period (beginning on the grant date) relative to (ii) the VWAP over the 30-day period from May 1 to May 30, 2021, with appreciation targets ranging from 0% to 125%. No PSUs will be eligible to vest if the threshold appreciation target (25%) is not achieved, and if the actual stock price appreciation falls in between any of the appreciation targets, the amount of PSUs eligible to vest will be determined by linear interpolation. F2 · derivative.expiration_date: Subject to the reporting person's satisfaction of continued employment conditions and accelerated vesting in certain circumstances, the performance-based restricted stock units ("PSUs") will be eligible to vest in certain percentages ranging from 0% to 250% based on the stock price appreciation of (i) the highest 30-day volume weighted average stock price of Tilray, Inc.'s Class 2 Common Stock ("VWAP") during the three-year performance period (beginning on the grant date) relative to (ii) the VWAP over the 30-day period from May 1 to May 30, 2021, with appreciation targets ranging from 0% to 125%. No PSUs will be eligible to vest if the threshold appreciation target (25%) is not achieved, and if the actual stock price appreciation falls in between any of the appreciation targets, the amount of PSUs eligible to vest will be determined by linear interpolation. Read SEC document |
| May 14, 2021 Filed May 18, 2021 23:11 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 41,500 | $0.00 Strike: $11.56 | $0.00 |
DisclosureSEC source: 0001140361-21-017924 · form4.xml · derivative · entry 3 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class 2 Common Stock · 41,500 shares Expires 2021-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2021 Filed May 18, 2021 23:11 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingClass 2 Common Stock | 36,779 | $13.93 | $512,331.47 |
DisclosureSEC source: 0001140361-21-017924 · form4.xml · nonDerivative · entry 2 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,826 F1 · shares: This amount represents the total amount of shares withheld to pay the option exercise price and the reporting person's tax obligations incurred in connection with the exercise of the stock option. Read SEC document |
| May 14, 2021 Filed May 18, 2021 23:11 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 41,500 | $11.56 | $479,740.00 |
DisclosureSEC source: 0001140361-21-017924 · form4.xml · nonDerivative · entry 1 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2021 Filed May 15, 2021 00:26 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | SaleClass 2 Common Stock | 89,000 | $14.82 | $1,318,980.00 |
DisclosureSEC source: 0001140361-21-017512 · form4.xml · nonDerivative · entry 1 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,105 F1 · kind: The shares were sold to satisfy tax obligations of the reporting person incurred in connection with the closing of the plan of arrangement (the "Arrangement") between Tilray, Inc. and Aphria Inc. on April 30, 2021, pursuant to which each common share of Aphria Inc. was exchanged for 0.8381 of a share of Class 2 common stock of Tilray, Inc.. The Arrangement was considered a taxable event for Canadian shareholders of Aphria Inc. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from CAD $17.80 to CAD $18.10, inclusive. The reporting person undertakes to provide to Tilray, Inc. any security holder of Tilray, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1). The weighted average price reported above was converted from the Canadian weighted average price of CAD $17.9857 to USD using an exchange rate of CAD $1.2133=USD $1.00. Read SEC document |
| April 30, 2021 Filed May 6, 2021 01:20 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantRestricted (Deferred) Stock Units · Derivative | 18,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-016038 · form4.xml · derivative · entry 5 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,260 Underlying: Class 2 Common Stock · 18,260 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted (deferred) stock unit is the economic equivalent of one share of Tilray, Inc. Class 2 Common Stock. F7 · derivative.exercise_date: The restricted (deferred) stock units are fully vested; however, the restricted (deferred) stock units will be held for the account of the Reporting Person and may not be converted into shares of Tilray, Inc. until the Reporting Person ceases to serve as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Upon settlement, one share of Tilray, Inc. Class 2 Common Stock will be delivered for each restricted (deferred) stock unit held. F7 · derivative.expiration_date: The restricted (deferred) stock units are fully vested; however, the restricted (deferred) stock units will be held for the account of the Reporting Person and may not be converted into shares of Tilray, Inc. until the Reporting Person ceases to serve as a director of the Company, or at such time as otherwise elected in accordance with the terms of the applicable award agreement. Upon settlement, one share of Tilray, Inc. Class 2 Common Stock will be delivered for each restricted (deferred) stock unit held. Read SEC document |
| April 30, 2021 Filed May 6, 2021 01:20 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantRestricted Stock Units · Derivative | 96,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-016038 · form4.xml · derivative · entry 4 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,628 Underlying: Class 2 Common Stock · 96,628 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Tilray, Inc. Class 2 Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing service with the Company, 50% of the restricted stock units will vest on August 12, 2021 with the remaining 50% vesting on August 12, 2022. F5 · derivative.expiration_date: Subject to the Reporting Person's continuing service with the Company, 50% of the restricted stock units will vest on August 12, 2021 with the remaining 50% vesting on August 12, 2022. Read SEC document |
| April 30, 2021 Filed May 6, 2021 01:20 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantRestricted Stock Units · Derivative | 23,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-016038 · form4.xml · derivative · entry 3 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,089 Underlying: Class 2 Common Stock · 23,089 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Tilray, Inc. Class 2 Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing service with the Company, 50% of the restricted stock units vested on August 7, 2020 with the remaining 50% vesting on August 7, 2021. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing service with the Company, 50% of the restricted stock units vested on August 7, 2020 with the remaining 50% vesting on August 7, 2021. Read SEC document |
| April 30, 2021 Filed May 6, 2021 01:20 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantRestricted Stock Units · Derivative | 20,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-016038 · form4.xml · derivative · entry 2 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,750 Underlying: Class 2 Common Stock · 20,750 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Tilray, Inc. Class 2 Common Stock. F3 · derivative.exercise_date: 100% of the restricted stock units are vested. F3 · derivative.expiration_date: 100% of the restricted stock units are vested. Read SEC document |
| April 30, 2021 Filed May 6, 2021 01:20 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantEmployee Stock Option (Right to Buy) · Derivative | 41,500 | $0.00 Strike: $14.20 | $0.00 |
DisclosureSEC source: 0001140361-21-016038 · form4.xml · derivative · entry 1 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,500 Underlying: Class 2 Common Stock · 41,500 shares Expires 2021-06-01 F1 · derivative.exercise_date: 100% of the options are vested. Read SEC document |
| April 30, 2021 Filed May 15, 2021 00:18 UTC Amendment | Tilray Brands, Inc. TLRY · Entity 5319 | GrantClass 2 Common Stock | 258,105 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-017509 · form4.xml · nonDerivative · entry 1 Merton Carl A · CIK 0001860546 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,105 F1 · price: . Received in exchange for 307,965 common shares of Aphria Inc. ("Aphria") in connection with the plan of arrangement (the "Arrangement") between Tilray, Inc. ("Tilray") and Aphria, pursuant to which each common share of Aphria was exchanged for 0.8381 of a share of Class 2 common stock, par value $0.0001 per share, of Tilray ("Tilray Class 2 Common Stock"). On the effective date of the Arrangement, the closing price of Aphria's common shares was $15.38 per common share, and the closing price of Tilray's Class 2 Common Stock was $18.34 per share. The Form 4 filed on May 5, 2021 inadvertently omitted the amount of shares of Tilray Class 2 Common Stock acquired by the reporting person in connection with the Arrangement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.