Gendel Mitchell

SEC source: 0001171843-23-003769 · ownership.xml · nonDerivative · entry 1

Gendel Mitchell · CIK 0001313565 · Global General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 1, 2023, a total of 121,268 LTIP RSUs vested. Each LTIP RSU represents a contingent right to receive one (1) share of Tilray Common Stock.

F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested RSUs.

SEC source: 0001171843-22-005149 · ownership.xml · derivative · entry 5

Gendel Mitchell · CIK 0001313565 · Global General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,853

Underlying: Class 2 Common Stock · 187,853 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Synergy PSU or 2022 PSU, as applicable, represents a contingent right to receive one (1) share of Tilray Class 2 Common Stock.

F7 · derivative.exercise_date: On July 26, 2022, the reporting person was granted 187,853 of 2022 PSUs. Subject to the reporting person's continuous employment (except under certain limited circumstances) through the vesting date, each 2022 PSU represents the right to receive, following vesting, one (1) share of Tilray Class 2 Common Stock. The resulting number of shares of Class 2 Common Stock acquired upon vesting of the 2022 PSUs is contingent upon the achievement of pre-established performance targets for aggregate EBITDA generated from the HEXO transaction over the one (1) year performance period following the HEXO closing date.

F7 · derivative.expiration_date: On July 26, 2022, the reporting person was granted 187,853 of 2022 PSUs. Subject to the reporting person's continuous employment (except under certain limited circumstances) through the vesting date, each 2022 PSU represents the right to receive, following vesting, one (1) share of Tilray Class 2 Common Stock. The resulting number of shares of Class 2 Common Stock acquired upon vesting of the 2022 PSUs is contingent upon the achievement of pre-established performance targets for aggregate EBITDA generated from the HEXO transaction over the one (1) year performance period following the HEXO closing date.

SEC source: 0001171843-22-005149 · ownership.xml · derivative · entry 4

Gendel Mitchell · CIK 0001313565 · Global General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,099

Underlying: Class 2 Common Stock · 210,099 shares

Expires not disclosed

F5 · derivative.exercise_price: On July 26, 2022, the reporting person was granted 210,099 of 2022 LTIP RSUs, with 50% vesting on the 1st anniversary and 50% on the 2nd anniversary of the grant date, subject to continued employment through the applicable vesting date. Each 2022 LTIP RSU represents a contingent right to receive one (1) share of Tilray Class 2 Common Stock.

F5 · derivative.exercise_date: On July 26, 2022, the reporting person was granted 210,099 of 2022 LTIP RSUs, with 50% vesting on the 1st anniversary and 50% on the 2nd anniversary of the grant date, subject to continued employment through the applicable vesting date. Each 2022 LTIP RSU represents a contingent right to receive one (1) share of Tilray Class 2 Common Stock.

F5 · derivative.expiration_date: On July 26, 2022, the reporting person was granted 210,099 of 2022 LTIP RSUs, with 50% vesting on the 1st anniversary and 50% on the 2nd anniversary of the grant date, subject to continued employment through the applicable vesting date. Each 2022 LTIP RSU represents a contingent right to receive one (1) share of Tilray Class 2 Common Stock.

F6 · balance_after: Amount represents the total amount of unvested 2022 LTIP RSUs.

SEC source: 0001171843-22-005149 · ownership.xml · derivative · entry 3

Gendel Mitchell · CIK 0001313565 · Global General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,332

Underlying: Class 2 Common Stock · 24,330 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Synergy PSU or 2022 PSU, as applicable, represents a contingent right to receive one (1) share of Tilray Class 2 Common Stock.

F1 · derivative.exercise_date: On July 26, 2021, the reporting person was granted 48,662 of Synergy PSUs, with vesting subject to the achievement of certain pre-established performance parameters relating to the achievement of Tilray's synergy goals resulting from the integration of Aphria, Inc. The underlying performance condition was satisfied, and an amount equal to 50% of these Synergy PSUs vested (24,330) on July 26, 2022. The remaining Synergy PSUs will vest on July 26, 2023 (25%) and July 26, 2024 (25%), subject to continued employment through the applicable vesting date.

F1 · derivative.expiration_date: On July 26, 2021, the reporting person was granted 48,662 of Synergy PSUs, with vesting subject to the achievement of certain pre-established performance parameters relating to the achievement of Tilray's synergy goals resulting from the integration of Aphria, Inc. The underlying performance condition was satisfied, and an amount equal to 50% of these Synergy PSUs vested (24,330) on July 26, 2022. The remaining Synergy PSUs will vest on July 26, 2023 (25%) and July 26, 2024 (25%), subject to continued employment through the applicable vesting date.

SEC source: 0001171843-22-005149 · ownership.xml · nonDerivative · entry 2

Gendel Mitchell · CIK 0001313565 · Global General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,929

F3 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of Synergy PSUs.

F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested PSUs.

SEC source: 0001171843-22-005149 · ownership.xml · nonDerivative · entry 1

Gendel Mitchell · CIK 0001313565 · Global General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On July 26, 2021, the reporting person was granted 48,662 of Synergy PSUs, with vesting subject to the achievement of certain pre-established performance parameters relating to the achievement of Tilray's synergy goals resulting from the integration of Aphria, Inc. The underlying performance condition was satisfied, and an amount equal to 50% of these Synergy PSUs vested (24,330) on July 26, 2022. The remaining Synergy PSUs will vest on July 26, 2023 (25%) and July 26, 2024 (25%), subject to continued employment through the applicable vesting date.

F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested PSUs.

SEC source: 0001171843-22-004139 · ownership.xml · derivative · entry 3

Gendel Mitchell · CIK 0001313565 · Global General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 16,218 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Brands, Inc. Class 2 Common Stock.

F5 · derivative.exercise_date: On July 26, 2021, the reporting person was granted 48,661 RSUs, 33.33% of which vested on June 1, 2022, with 33.33% scheduled to vest on June 1, 2023 and 33.34% scheduled to vest on June 1, 2024, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

F5 · derivative.expiration_date: On July 26, 2021, the reporting person was granted 48,661 RSUs, 33.33% of which vested on June 1, 2022, with 33.33% scheduled to vest on June 1, 2023 and 33.34% scheduled to vest on June 1, 2024, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

SEC source: 0001171843-22-004139 · ownership.xml · nonDerivative · entry 2

Gendel Mitchell · CIK 0001313565 · Global General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,371

F3 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of RSUs previously reported.

F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person, but excludes other unvested RSUs.

SEC source: 0001171843-22-004139 · ownership.xml · nonDerivative · entry 1

Gendel Mitchell · CIK 0001313565 · Global General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert into shares of Tilray Class 2 Common Stock on a one-for-one basis.

F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person, but excludes other unvested RSUs.

SEC source: 0001140361-21-025934 · form4.xml · derivative · entry 3

Gendel Mitchell · CIK 0001313565 · Global General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,662

Underlying: Class 2 Common Stock · 48,662 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F4 · derivative.exercise_date: Subject to the reporting person's continuous employment (except under certain limited circumstances) through the vesting date, each PSU represents the right to receive, following vesting, one (1) share of Tilray, Inc. Class 2 Common Stock. The resulting number of shares of Class 2 Common Stock acquired upon vesting of the PSUs is contingent upon the achievement of pre-established performance parameters relating to the achievement of Tilray, Inc.'s synergy goals resulting from the integration of Aphria, Inc., as approved by Tilray, Inc.'s Compensation Committee, over a three (3) year performance period from the grant date until July 27, 2024, with 50% of the PSUs vesting first (1st) anniversary of the grant date, and 25% vesting on each of the second (2nd) and (3rd) anniversary of the grant date.

F4 · derivative.expiration_date: Subject to the reporting person's continuous employment (except under certain limited circumstances) through the vesting date, each PSU represents the right to receive, following vesting, one (1) share of Tilray, Inc. Class 2 Common Stock. The resulting number of shares of Class 2 Common Stock acquired upon vesting of the PSUs is contingent upon the achievement of pre-established performance parameters relating to the achievement of Tilray, Inc.'s synergy goals resulting from the integration of Aphria, Inc., as approved by Tilray, Inc.'s Compensation Committee, over a three (3) year performance period from the grant date until July 27, 2024, with 50% of the PSUs vesting first (1st) anniversary of the grant date, and 25% vesting on each of the second (2nd) and (3rd) anniversary of the grant date.

SEC source: 0001140361-21-025934 · form4.xml · derivative · entry 2

Gendel Mitchell · CIK 0001313565 · Global General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,661

Underlying: Class 2 Common Stock · 48,661 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F3 · derivative.exercise_date: Subject to the reporting person's continuous employment through the vesting date, the RSUs shall vest in three (3) equal annual installments, commencing on June 1, 2022, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

F3 · derivative.expiration_date: Subject to the reporting person's continuous employment through the vesting date, the RSUs shall vest in three (3) equal annual installments, commencing on June 1, 2022, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited.

SEC source: 0001140361-21-025934 · form4.xml · derivative · entry 1

Gendel Mitchell · CIK 0001313565 · Global General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,662

Underlying: Class 2 Common Stock · 48,662 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock.

F2 · derivative.exercise_date: Subject to the reporting person's satisfaction of continued employment conditions and accelerated vesting in certain circumstances, the performance-based restricted stock units ("PSUs") will be eligible to vest in certain percentages ranging from 0% to 250% based on the stock price appreciation of (i) the highest 30-day volume weighted average stock price of Tilray, Inc.'s Class 2 Common Stock ("VWAP") during the three-year performance period (beginning on the grant date) relative to (ii) the VWAP over the 30-day period from May 1 to May 30, 2021, with appreciation targets ranging from 0% to 125%. No PSUs will be eligible to vest if the threshold appreciation target (25%) is not achieved, and if the actual stock price appreciation falls in between any of the appreciation targets, the amount of PSUs eligible to vest will be determined by linear interpolation.

F2 · derivative.expiration_date: Subject to the reporting person's satisfaction of continued employment conditions and accelerated vesting in certain circumstances, the performance-based restricted stock units ("PSUs") will be eligible to vest in certain percentages ranging from 0% to 250% based on the stock price appreciation of (i) the highest 30-day volume weighted average stock price of Tilray, Inc.'s Class 2 Common Stock ("VWAP") during the three-year performance period (beginning on the grant date) relative to (ii) the VWAP over the 30-day period from May 1 to May 30, 2021, with appreciation targets ranging from 0% to 125%. No PSUs will be eligible to vest if the threshold appreciation target (25%) is not achieved, and if the actual stock price appreciation falls in between any of the appreciation targets, the amount of PSUs eligible to vest will be determined by linear interpolation.

SEC source: 0001127602-21-015321 · form4.xml · nonDerivative · entry 1

Gendel Mitchell · CIK 0001313565 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,630

F1 · kind: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of 18,750 of the restricted stock units granted on May 1, 2020.

F2 · balance_after: Includes 56,250 unvested restricted stock units.

SEC source: 0000895345-21-000017 · form4.xml · derivative · entry 3

Gendel Mitchell · CIK 0001313565 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,500

Underlying: Common Stock · 157,500 shares

Expires 2031-01-04

F1 · derivative.exercise_date: Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this option will vest as to 20% on each of January 4, 2022, January 4, 2023, January 4, 2024, January 4, 2025 and January 4, 2026. Notwithstanding the foregoing, any then unvested stock options will become fully vested upon a Change in Control (as defined in the Emerald Expositions Events, Inc. 2017 Omnibus Equity Plan), and partial acceleration of vesting will apply in the case of certain involuntary termination of employment events. In addition, in all cases, certain transfer restrictions will apply to shares of the issuer's common stock underlying vested options until a date no later than January 4, 2028.

SEC source: 0000895345-21-000017 · form4.xml · derivative · entry 2

Gendel Mitchell · CIK 0001313565 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,500

Underlying: Common Stock · 157,500 shares

Expires 2031-01-04

F1 · derivative.exercise_date: Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this option will vest as to 20% on each of January 4, 2022, January 4, 2023, January 4, 2024, January 4, 2025 and January 4, 2026. Notwithstanding the foregoing, any then unvested stock options will become fully vested upon a Change in Control (as defined in the Emerald Expositions Events, Inc. 2017 Omnibus Equity Plan), and partial acceleration of vesting will apply in the case of certain involuntary termination of employment events. In addition, in all cases, certain transfer restrictions will apply to shares of the issuer's common stock underlying vested options until a date no later than January 4, 2028.

SEC source: 0000895345-21-000017 · form4.xml · derivative · entry 1

Gendel Mitchell · CIK 0001313565 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,557

Underlying: Common Stock · 184,557 shares

Expires 2031-01-04

F1 · derivative.exercise_date: Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this option will vest as to 20% on each of January 4, 2022, January 4, 2023, January 4, 2024, January 4, 2025 and January 4, 2026. Notwithstanding the foregoing, any then unvested stock options will become fully vested upon a Change in Control (as defined in the Emerald Expositions Events, Inc. 2017 Omnibus Equity Plan), and partial acceleration of vesting will apply in the case of certain involuntary termination of employment events. In addition, in all cases, certain transfer restrictions will apply to shares of the issuer's common stock underlying vested options until a date no later than January 4, 2028.

SEC source: 0001127602-20-029159 · form4.xml · nonDerivative · entry 1

Gendel Mitchell · CIK 0001313565 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,000

F1 · balance_after: Includes 75,000 unvested restricted stock units.

SEC source: 0001144204-19-015505 · tv516949_4.xml · nonDerivative · entry 2

Gendel Mitchell · CIK 0001313565 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,144

F2 · shares: A total of 10,000 Class A Shares of the Issuer were purchased by the Reporting Person on the open market at a per share price of $1.85 USD on March 22, 2019.

F1 · balance_after: Includes shares of unvested Restricted Stock (Class A Shares) of the Issuer.

SEC source: 0001144204-19-015209 · tv516695_4.xml · nonDerivative · entry 2

Gendel Mitchell · CIK 0001313565 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,144

F2 · shares: 40,000 shares of Restricted Stock (Class A Shares) of the Issuer were awarded on February 17, 2016 subject to achievement of financial performance targets and continued employment. All 40,000 shares were forfeited as of March 13, 2019 due to the Company's failure to achieve such targets.

F1 · balance_after: Includes shares of unvested Restricted Stock (Class A Shares) of the Issuer.

SEC source: 0001144204-18-012559 · tv487325_4.xml · nonDerivative · entry 2

Gendel Mitchell · CIK 0001313565 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,144

F2 · shares: All 53,476 shares of Restricted Stock (Class A Shares) of the Issuer awarded on February 28, 2018 will vest on March 1, 2021, subject to achievement of financial performance targets and continued employment.

F1 · balance_after: Includes shares of unvested Restricted Stock (Class A Shares) of the Issuer.

SEC source: 0001144204-17-005449 · v457699_4.xml · derivative · entry 3

Gendel Mitchell · CIK 0001313565 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Shares · 50,000 shares

Expires 2022-01-31

F3 · security: SAR's granted January 31, 2017, vest on the third anniversary of the grant date, and expire on January 31, 2022. These SAR's may be settled in cash or stock, at the discretion of the Issuer.

SEC source: 0001144204-17-005449 · v457699_4.xml · nonDerivative · entry 2

Gendel Mitchell · CIK 0001313565 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,668

F1 · balance_after: Includes shares of unvested Restricted Stock (Class A Shares) of the Issuer.

F2 · balance_after: All 80,000 shares of Restricted Stock (Class A Shares) of the Issuer awarded on January 31, 2017 will vest only upon achievement of financial performance targets in 2017-2019, subject to continued employment.

SEC source: 0001144204-16-131636 · v452257_4.xml · nonDerivative · entry 2

Gendel Mitchell · CIK 0001313565 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,668

F2 · shares: A total of 10,000 Class A Shares of the Issuer were purchased by the Reporting Person on the open market at a per share price of $2.90 USD on November 4, 2016.

F1 · balance_after: Includes shares of unvested Restricted Stock (Class A Shares) of the Issuer.

SEC source: 0001144204-16-131604 · v452246_4.xml · nonDerivative · entry 2

Gendel Mitchell · CIK 0001313565 · Gen. Councel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,668

F2 · shares: A total of 10,000 Class A Shares of the Issuer were purchased by the Reporting Person on the open market at a per share price of $3.10 USD on November 4, 2016.

F1 · balance_after: Includes shares of unvested Restricted Stock (Class A Shares) of the Issuer.