Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Happen, Inc.HAPN · Entity 4526 | SVP, Corporate Controller | August 25, 2026 | August 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Happen, Inc.
Report date August 25, 2026 · Filed August 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 43,888 |
Ending reported balance
After 2026-08-25 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-08-25 · Exercise / conversion · Acquired 3,117 · Balance 43,094 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 2 · 2026-08-25 · Exercise / conversion · Acquired 1,907 · Balance 45,001 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 3 · 2026-08-25 · Exercise / conversion · Acquired 1,569 · Balance 46,570 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 4 · 2026-08-25 · Tax withholding · Disposed 2,682 · Balance 43,888 F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 6,235 |
Reported balance
After 2026-08-25 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-08-25 · Exercise / conversion · Disposed 3,117 · Balance 6,235 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 11,442 |
Reported balance
After 2026-08-25 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-08-25 · Exercise / conversion · Disposed 1,907 · Balance 11,442 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 15,695 |
Reported balance
After 2026-08-25 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-08-25 · Exercise / conversion · Disposed 1,569 · Balance 15,695 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6: The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
F3: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F4: Not applicable.
F5: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F6: The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2025 Filed Feb 27, 2025 23:31 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,646 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007142 · form4.xml · derivative · entry 6 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,583 Underlying: Common Stock · 5,646 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:31 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,118 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007142 · form4.xml · derivative · entry 5 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,118 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:31 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 5,338 | $12.47 | $66,564.86 |
DisclosureSEC source: 0001127602-25-007142 · form4.xml · nonDerivative · entry 4 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 236,095 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:31 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 3,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007142 · form4.xml · nonDerivative · entry 3 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 241,433 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:31 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007142 · form4.xml · nonDerivative · entry 2 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 238,315 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:31 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 3,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007142 · form4.xml · nonDerivative · entry 1 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 232,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 22:47 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,117 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-028197 · form4.xml · derivative · entry 7 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,056 Underlying: Common Stock · 3,117 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 22:47 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,645 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-028197 · form4.xml · derivative · entry 6 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,229 Underlying: Common Stock · 5,645 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 22:47 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,118 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-028197 · form4.xml · derivative · entry 5 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,118 Underlying: Common Stock · 3,118 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 22:47 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 4,737 | $16.73 | $79,250.01 |
DisclosureSEC source: 0001127602-24-028197 · form4.xml · nonDerivative · entry 4 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 229,551 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 22:47 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 3,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-028197 · form4.xml · nonDerivative · entry 3 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 234,288 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 22:47 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-028197 · form4.xml · nonDerivative · entry 2 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 231,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 22:47 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 3,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-028197 · form4.xml · nonDerivative · entry 1 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,526 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 22:31 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,117 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-023090 · form4.xml · derivative · entry 7 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,173 Underlying: Common Stock · 3,117 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 22:31 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,646 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-023090 · form4.xml · derivative · entry 6 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,874 Underlying: Common Stock · 5,646 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 22:31 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,117 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-023090 · form4.xml · derivative · entry 5 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,236 Underlying: Common Stock · 3,117 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 22:31 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 4,676 | $12.33 | $57,655.08 |
DisclosureSEC source: 0001127602-24-023090 · form4.xml · nonDerivative · entry 4 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 222,408 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 22:31 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 3,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-023090 · form4.xml · nonDerivative · entry 3 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 227,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 22:31 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-023090 · form4.xml · nonDerivative · entry 2 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 22:31 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 3,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-023090 · form4.xml · nonDerivative · entry 1 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,321 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2024 Filed May 29, 2024 22:33 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,117 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-016841 · form4.xml · derivative · entry 7 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,290 Underlying: Common Stock · 3,117 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2024 Filed May 29, 2024 22:33 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,646 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-016841 · form4.xml · derivative · entry 6 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,520 Underlying: Common Stock · 5,646 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2024 Filed May 29, 2024 22:33 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,118 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-016841 · form4.xml · derivative · entry 5 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,353 Underlying: Common Stock · 3,118 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2024 Filed May 29, 2024 22:33 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 4,676 | $9.02 | $42,177.52 |
DisclosureSEC source: 0001127602-24-016841 · form4.xml · nonDerivative · entry 4 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 215,204 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2024 Filed May 29, 2024 22:33 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 3,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-016841 · form4.xml · nonDerivative · entry 3 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 219,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2024 Filed May 29, 2024 22:33 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-016841 · form4.xml · nonDerivative · entry 2 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2024 Filed May 29, 2024 22:33 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 3,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-016841 · form4.xml · nonDerivative · entry 1 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| March 21, 2024 Filed Mar 26, 2024 00:51 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 37,407 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-011154 · form4.xml · derivative · entry 1 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,407 Underlying: Common Stock · 37,407 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2024 Filed Feb 28, 2024 00:17 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,645 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007330 · form4.xml · derivative · entry 9 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,166 Underlying: Common Stock · 5,645 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2024 Filed Feb 28, 2024 00:17 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,118 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007330 · form4.xml · derivative · entry 8 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,471 Underlying: Common Stock · 3,118 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2024 Filed Feb 28, 2024 00:17 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,442 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007330 · form4.xml · derivative · entry 7 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,442 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2024 Filed Feb 28, 2024 00:17 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,099 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007330 · form4.xml · derivative · entry 6 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,099 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2024 Filed Feb 28, 2024 00:17 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 8,020 | $8.15 | $65,363.00 |
DisclosureSEC source: 0001127602-24-007330 · form4.xml · nonDerivative · entry 5 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 207,999 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2024 Filed Feb 28, 2024 00:17 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007330 · form4.xml · nonDerivative · entry 4 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2024 Filed Feb 28, 2024 00:17 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 3,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007330 · form4.xml · nonDerivative · entry 3 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 210,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2024 Filed Feb 28, 2024 00:17 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 4,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007330 · form4.xml · nonDerivative · entry 2 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 207,256 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2024 Filed Feb 28, 2024 00:17 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007330 · form4.xml · nonDerivative · entry 1 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 202,814 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:43 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,646 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028374 · form4.xml · derivative · entry 9 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,811 Underlying: Common Stock · 5,646 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:43 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,117 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028374 · form4.xml · derivative · entry 8 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,589 Underlying: Common Stock · 3,117 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:43 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,442 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028374 · form4.xml · derivative · entry 7 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,442 Underlying: Common Stock · 4,442 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:43 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,098 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028374 · form4.xml · derivative · entry 6 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,099 Underlying: Common Stock · 5,098 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:43 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 7,204 | $5.61 | $40,414.44 |
DisclosureSEC source: 0001127602-23-028374 · form4.xml · nonDerivative · entry 5 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 197,715 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:43 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028374 · form4.xml · nonDerivative · entry 4 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 204,919 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:43 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 3,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028374 · form4.xml · nonDerivative · entry 3 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 199,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:43 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 4,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028374 · form4.xml · nonDerivative · entry 2 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:43 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028374 · form4.xml · nonDerivative · entry 1 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 191,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 22:05 UTC | Happen, Inc. LC · Entity 4526 | PurchaseCommon Stock | 10,000 | $5.18 | $51,763.00 |
DisclosureSEC source: 0001127602-23-026694 · form4.xml · nonDerivative · entry 1 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,616 F1 · price: This transaction was executed in multiple trades during the date at prices ranging from $5.16 to $5.18. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 22:39 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,646 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-023400 · form4.xml · derivative · entry 9 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,457 Underlying: Common Stock · 5,646 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 22:39 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,118 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-023400 · form4.xml · derivative · entry 8 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,706 Underlying: Common Stock · 3,118 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 22:39 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,442 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-023400 · form4.xml · derivative · entry 7 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,884 Underlying: Common Stock · 4,442 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.