Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Astera Labs, Inc.ALAB · Entity 1853 | Director | October 01, 2026 | October 09, 2026 |
| FINISAR CORPFNSR · Entity 154739 | Director · CEO | August 02, 2019 | August 06, 2019 |
| FLEX LTD.FLEX · Entity 3085 | Director | August 05, 2026 | August 08, 2026 |
| Lumentum Holdings Inc.LITE · Entity 2957 | Director · President and CEO | August 25, 2026 | August 28, 2026 |
| SYNAPTICS IncSYNA · Entity 4089 | Director · See Remarks | November 17, 2024 | November 19, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Astera Labs, Inc.
Report date October 01, 2026 · Filed October 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 92,554 |
Reported balance
After 2026-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 72 · Balance 92,554 F1: These shares represent an award of restricted stock units ("RSUs") granted on October 1, 2026, under the Astera Labs, Inc. 2024 Stock Option and Incentive Plan in lieu of cash compensation for quarterly non-employee director retainer fees pursuant to the Reporting Person's election. The award provides that 100% of the RSUs will vest on the three-month anniversary of the Vesting Commencement Date of August 15, 2026, subject to the Reporting Person's continuous service relationship with the Issuer through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2: Includes deferred stock units and dividend equivalent units. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent an award of restricted stock units ("RSUs") granted on October 1, 2026, under the Astera Labs, Inc. 2024 Stock Option and Incentive Plan in lieu of cash compensation for quarterly non-employee director retainer fees pursuant to the Reporting Person's election. The award provides that 100% of the RSUs will vest on the three-month anniversary of the Vesting Commencement Date of August 15, 2026, subject to the Reporting Person's continuous service relationship with the Issuer through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's common stock.
F2: Includes deferred stock units and dividend equivalent units.
FINISAR CORP
Report date August 02, 2019 · Filed August 06, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 257,564 |
Ending reported balance
After 2019-08-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-08-02 · Exercise / conversion · Acquired 3,125 · Balance 259,114 F1: On August 2, 2019, the Reporting Person vested in 3,125 performance restricted stock units ("PSUs") and as a result acquired 3,125 shares of common stock of the Issuer pursuant to the Reporting Person's June 19, 2018 grant of PSUs. This Form 4 also reports shares withheld by the Issuer pursuant to the PSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the PSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Row 2 · 2019-08-02 · Tax withholding · Disposed 1,550 · Balance 257,564 F1: On August 2, 2019, the Reporting Person vested in 3,125 performance restricted stock units ("PSUs") and as a result acquired 3,125 shares of common stock of the Issuer pursuant to the Reporting Person's June 19, 2018 grant of PSUs. This Form 4 also reports shares withheld by the Issuer pursuant to the PSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the PSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. |
| Performance Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-05-06 | Direct | 134,375 |
Reported balance
After 2019-08-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-08-02 · Exercise / conversion · Disposed 3,125 · Balance 134,375 F1: On August 2, 2019, the Reporting Person vested in 3,125 performance restricted stock units ("PSUs") and as a result acquired 3,125 shares of common stock of the Issuer pursuant to the Reporting Person's June 19, 2018 grant of PSUs. This Form 4 also reports shares withheld by the Issuer pursuant to the PSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the PSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 2, 2019, the Reporting Person vested in 3,125 performance restricted stock units ("PSUs") and as a result acquired 3,125 shares of common stock of the Issuer pursuant to the Reporting Person's June 19, 2018 grant of PSUs. This Form 4 also reports shares withheld by the Issuer pursuant to the PSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the PSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person.
FLEX LTD.
Report date August 05, 2026 · Filed August 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 61,286 |
Reported balance
After 2026-08-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-05 · Grant · Acquired 1,928 · Balance 61,286 F1: On August 5, 2026, the Reporting Person was awarded a total of 1,928 restricted share units ("RSUs") pursuant to the terms of the annual equity award to Non-Employee Directors under the Issuer's Amended and Restated 2017 Equity Incentive Plan as more fully described in the section titled "Fiscal Year 2026 Non-Employee Directors' Compensation" beginning on page 24 of the Issuer's Proxy Statement filed with the SEC on June 24, 2026. Each RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. The award shall vest in full on the date immediately prior to the date of the Issuer's 2027 annual general meeting. |
| Ordinary SharesSEC Table I · non-derivative | Direct | 61,696 |
Reported balance
After 2026-08-05 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-08-05 · Grant · Acquired 410 · Balance 61,696 F2: On August 5, 2026, the Reporting Person received a one-time special compensation equity award consisting of RSUs having an aggregate value of $50,000 which shall vest in full on the date immediately prior to the date of the Issuer's 2027 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited. F3: Includes 2,338 unvested RSUs, which shall vest in full on the date immediately prior to the date of the Issuer's 2027 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 5, 2026, the Reporting Person was awarded a total of 1,928 restricted share units ("RSUs") pursuant to the terms of the annual equity award to Non-Employee Directors under the Issuer's Amended and Restated 2017 Equity Incentive Plan as more fully described in the section titled "Fiscal Year 2026 Non-Employee Directors' Compensation" beginning on page 24 of the Issuer's Proxy Statement filed with the SEC on June 24, 2026. Each RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. The award shall vest in full on the date immediately prior to the date of the Issuer's 2027 annual general meeting.
F2: On August 5, 2026, the Reporting Person received a one-time special compensation equity award consisting of RSUs having an aggregate value of $50,000 which shall vest in full on the date immediately prior to the date of the Issuer's 2027 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.
F3: Includes 2,338 unvested RSUs, which shall vest in full on the date immediately prior to the date of the Issuer's 2027 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited.
Lumentum Holdings Inc.
Report date August 25, 2026 · Filed August 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 186,951 |
Ending reported balance
After 2026-08-27 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-25 · Grant · Acquired 7,941 · Balance 187,499 F1: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2025 Equity Incentive Plan. Row 2 · 2026-08-27 · Sale · Disposed 548 · Balance 186,951 F2: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2025 Equity Incentive Plan.
F2: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2026.
SYNAPTICS Inc
Report date November 17, 2024 · Filed November 19, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 453,815 |
Reported balance
After 2024-11-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-11-17 · Grant · Acquired 430 · Balance 453,815 F1: Reflects shares released in connection with the vesting of performance stock units granted on August 17, 2023. F2: Includes 49 shares acquired under the Issuer's Employee Stock Purchase Plan on September 15, 2024. |
| Common StockSEC Table I · non-derivative | Direct | 449,509 |
Reported balance
After 2024-11-17 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-11-17 · Tax withholding · Disposed 4,306 · Balance 449,509 F3: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of performance stock units and restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares released in connection with the vesting of performance stock units granted on August 17, 2023.
F2: Includes 49 shares acquired under the Issuer's Employee Stock Purchase Plan on September 15, 2024.
F3: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of performance stock units and restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 18, 2022 Filed Jan 19, 2022 02:02 UTC | FLEX LTD. FLEX · Entity 3085 | GrantOrdinary Shares | 1,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-003617 · doc4.xml · nonDerivative · entry 1 HURLSTON MICHAEL E. · CIK 0001573338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,483 F1 · shares: On January 15, 2022, the Reporting Person was awarded a total of 1,483 restricted share units ("RSUs") pursuant to the terms of the Issuer's Share Election Program whereby directors elect to receive equity in lieu of cash compensation and as approved by Issuer's Board of Directors and Shareholders on 7/24/2013 and 7/29/2013, respectively. The award was granted for the quarterly period from 10/01/2021 to 12/31/2021. The award vested immediately upon grant. F2 · balance_after: Includes 10,475 unvested RSUs, which vest in full on the date immediately prior to the date of Issuer's 2022 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited. Read SEC document |
| December 09, 2021 Filed Dec 9, 2021 22:57 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 5,500 | $286.98 | $1,578,390.00 |
DisclosureSEC source: 0001209191-21-068848 · doc4.xml · nonDerivative · entry 2 HURLSTON MICHAEL E. · CIK 0001573338 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,852 Read SEC document |
| December 08, 2021 Filed Dec 9, 2021 22:57 UTC | SYNAPTICS Inc SYNA · Entity 4089 | SaleCommon Stock | 5,500 | $292.85 | $1,610,675.00 |
DisclosureSEC source: 0001209191-21-068848 · doc4.xml · nonDerivative · entry 1 HURLSTON MICHAEL E. · CIK 0001573338 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,352 Read SEC document |
| October 31, 2021 Filed Nov 2, 2021 22:47 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Tax withholdingCommon Stock | 19,268 | $194.57 | $3,748,974.76 |
DisclosureSEC source: 0001209191-21-062497 · doc4.xml · nonDerivative · entry 2 HURLSTON MICHAEL E. · CIK 0001573338 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,852 F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of performance stock units and restricted stock units. Read SEC document |
| October 31, 2021 Filed Nov 2, 2021 22:47 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 24,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-062497 · doc4.xml · nonDerivative · entry 1 HURLSTON MICHAEL E. · CIK 0001573338 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,120 F1 · shares: Reflects shares released in connection with the vesting of performance stock units granted on October 31, 2019. Read SEC document |
| October 15, 2021 Filed Oct 16, 2021 01:12 UTC | FLEX LTD. FLEX · Entity 3085 | GrantOrdinary Shares | 1,378 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-060651 · doc4.xml · nonDerivative · entry 1 HURLSTON MICHAEL E. · CIK 0001573338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,000 F1 · shares: On October 15, 2021, the Reporting Person was awarded a total of 1,378 restricted share units ("RSUs") pursuant to the terms of the Issuer's Share Election Program as approved by Issuer's Board of Directors and Shareholders on 7/24/2013 and 7/29/2013, respectively. The award was granted for the quarterly period from 7/1/2021 to 9/30/2021. The award vested immediately upon grant. F2 · balance_after: Includes 10,475 unvested RSUs, which vest in full on the date immediately prior to the date of Issuer's 2022 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 21:35 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Tax withholdingCommon Stock | 6,423 | $179.73 | $1,154,405.79 |
DisclosureSEC source: 0001209191-21-059092 · doc4.xml · nonDerivative · entry 2 HURLSTON MICHAEL E. · CIK 0001573338 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,580 F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of market stock units. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 21:35 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 12,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-059092 · doc4.xml · nonDerivative · entry 1 HURLSTON MICHAEL E. · CIK 0001573338 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,003 F1 · shares: Reflects shares released in connection with the vesting of market stock units granted on October 31, 2019. Read SEC document |
| September 24, 2021 Filed Sep 27, 2021 21:57 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Tax withholdingCommon Stock | 21,232 | $187.64 | $3,983,972.48 |
DisclosureSEC source: 0001209191-21-057826 · doc4.xml · nonDerivative · entry 2 HURLSTON MICHAEL E. · CIK 0001573338 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,733 F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of market stock units and restricted stock units. Read SEC document |
| September 24, 2021 Filed Sep 27, 2021 21:57 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 7,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-057826 · doc4.xml · nonDerivative · entry 1 HURLSTON MICHAEL E. · CIK 0001573338 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,965 F1 · shares: Reflects shares released in connection with the vesting of market stock units granted on September 24, 2019. F2 · balance_after: Includes 53 shares acquired under the Issuer's employee stock purchase plan on September 15, 2021. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:42 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Tax withholdingCommon Stock | 28,105 | $166.06 | $4,667,116.30 |
DisclosureSEC source: 0001209191-21-052816 · doc4.xml · nonDerivative · entry 2 HURLSTON MICHAEL E. · CIK 0001573338 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,163 F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of market stock units and restricted stock units. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:42 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 38,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052816 · doc4.xml · nonDerivative · entry 1 HURLSTON MICHAEL E. · CIK 0001573338 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,268 F1 · shares: Reflects shares released in connection with the vesting of market stock units granted on August 19, 2019. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 22:00 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Tax withholdingCommon Stock | 23,505 | $167.74 | $3,942,728.70 |
DisclosureSEC source: 0001209191-21-052611 · doc4.xml · nonDerivative · entry 3 HURLSTON MICHAEL E. · CIK 0001573338 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,522 F4 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of performance stock units, market stock units, and restricted stock units. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 22:00 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 34,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052611 · doc4.xml · nonDerivative · entry 2 HURLSTON MICHAEL E. · CIK 0001573338 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,027 F3 · shares: Reflects shares released in connection with the vesting of performance stock units and market stock units granted on August 17, 2020. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 22:00 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 18,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052611 · doc4.xml · nonDerivative · entry 1 HURLSTON MICHAEL E. · CIK 0001573338 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,344 F1 · shares: One-third of the total number of restricted stock units shall vest on the first anniversary date following the vesting commencement date of August 17, 2021, and one-twelfth of the total number of restricted stock units shall vest each quarter thereafter until fully vested on August 17, 2024. F2 · balance_after: Includes 246 shares acquired under the Issuer's employee stock purchase plan on March 15, 2021. Read SEC document |
| August 04, 2021 Filed Aug 7, 2021 01:28 UTC | FLEX LTD. FLEX · Entity 3085 | GrantOrdinary Shares | 10,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-050285 · doc4.xml · nonDerivative · entry 1 HURLSTON MICHAEL E. · CIK 0001573338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,622 F1 · shares: On August 4, 2021, the Reporting Person was awarded a total of 10,475 restricted share units ("RSUs") pursuant to the terms of the annual equity award to Non-Management Directors under the Issuer's Amended and Restated 2017 Equity Incentive Plan as more fully described in the section titled "Fiscal Year 2021 Non-Management Directors' Compensation" beginning on page 32 of the Issuer's Proxy Statement filed with the SEC on June 25, 2021. Each RSU represents a contingent right to receive one unrestricted, fully transferable share for each vested RSU which has not previously forfeited. The award shall vest in full on the date immediately prior to the date of Issuer's 2022 annual general meeting. F2 · balance_after: Includes 10,475 unvested RSUs, which vest in full on the date immediately prior to the date of Issuer's 2022 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited. Read SEC document |
| July 15, 2021 Filed Jul 17, 2021 00:07 UTC | FLEX LTD. FLEX · Entity 3085 | GrantOrdinary Shares | 1,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-047029 · doc4.xml · nonDerivative · entry 1 HURLSTON MICHAEL E. · CIK 0001573338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,147 F1 · shares: On July 15, 2021, the Reporting Person was awarded a total of 1,567 restricted share units ("RSUs") pursuant to the terms of the Issuer's Share Election Program as approved by Issuer's Board of Directors and Shareholders on 7/24/2013 and 7/29/2013, respectively. The award was granted for the quarterly period from 4/1/2021 to 6/30/2021. The award vested immediately upon grant. F2 · balance_after: Includes 14,707 unvested RSUs, which vest in full on the date immediately prior to the date of Issuer's 2021 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited. Read SEC document |
| April 15, 2021 Filed Apr 17, 2021 00:18 UTC | FLEX LTD. FLEX · Entity 3085 | GrantOrdinary Shares | 1,426 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-027099 · doc4.xml · nonDerivative · entry 1 HURLSTON MICHAEL E. · CIK 0001573338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,580 F1 · shares: On April 15, 2021, the Reporting Person was awarded a total of 1,426 restricted share units ("RSUs") pursuant to the terms of the Issuer's Share Election Program as approved by Issuer's Board of Directors and Shareholders on 7/24/2013 and 7/29/2013, respectively. The award was granted for the quarterly period from 1/1/2021 to 3/31/2021. The award vested immediately upon grant. F2 · balance_after: Includes 14,707 unvested RSUs, which vest in full on the date immediately prior to the date of Issuer's 2021 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited. Read SEC document |
| January 15, 2021 Filed Jan 16, 2021 00:39 UTC | FLEX LTD. FLEX · Entity 3085 | GrantOrdinary Shares | 1,447 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-003906 · doc4.xml · nonDerivative · entry 1 HURLSTON MICHAEL E. · CIK 0001573338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,154 F1 · shares: On January 15, 2021, the Reporting Person was awarded a total of 1,447 restricted share units ("RSUs") pursuant to the terms of the Issuer's Share Election Program as approved by Issuer's Board of Directors and Shareholders on 7/24/2013 and 7/29/2013, respectively. The award was granted for the quarterly period from 10/1/2020 to 12/31/2020. The award vested immediately upon grant. F2 · balance_after: Includes 14,707 unvested RSUs, which vest in full on the date immediately prior to the date of Issuer's 2021 annual general meeting. Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited. Read SEC document |
| October 31, 2020 Filed Nov 3, 2020 22:51 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Tax withholdingCommon Stock | 6,424 | $76.67 | $492,528.08 |
DisclosureSEC source: 0001209191-20-056724 · doc4.xml · nonDerivative · entry 3 HURLSTON MICHAEL E. · CIK 0001573338 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,362 F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units. Read SEC document |
| October 31, 2020 Filed Nov 3, 2020 22:51 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Tax withholdingCommon Stock | 12,846 | $76.67 | $984,902.82 |
DisclosureSEC source: 0001209191-20-056724 · doc4.xml · nonDerivative · entry 2 HURLSTON MICHAEL E. · CIK 0001573338 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,786 F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of performance-based market stock units. Read SEC document |
| October 31, 2020 Filed Nov 3, 2020 22:51 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 24,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056724 · doc4.xml · nonDerivative · entry 1 HURLSTON MICHAEL E. · CIK 0001573338 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,632 F1 · shares: Reflects shares released in connection with the vesting of performance-based market stock units granted on October 31, 2019. Read SEC document |
| October 07, 2020 Filed Oct 9, 2020 21:22 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Tax withholdingCommon Stock | 6,423 | $81.66 | $524,502.18 |
DisclosureSEC source: 0001209191-20-054527 · doc4.xml · nonDerivative · entry 2 HURLSTON MICHAEL E. · CIK 0001573338 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,092 F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of performance-based market stock units. Read SEC document |
| October 07, 2020 Filed Oct 9, 2020 21:22 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 12,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-054527 · doc4.xml · nonDerivative · entry 1 HURLSTON MICHAEL E. · CIK 0001573338 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,515 F1 · shares: Reflects shares released in connection with the vesting of performance-based market stock units granted on October 31, 2019. Read SEC document |
| September 24, 2020 Filed Sep 26, 2020 00:24 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Tax withholdingCommon Stock | 17,176 | $78.34 | $1,345,567.84 |
DisclosureSEC source: 0001209191-20-052160 · doc4.xml · nonDerivative · entry 3 HURLSTON MICHAEL E. · CIK 0001573338 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,245 F4 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units. Read SEC document |
| September 24, 2020 Filed Sep 26, 2020 00:24 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Tax withholdingCommon Stock | 4,057 | $78.34 | $317,825.38 |
DisclosureSEC source: 0001209191-20-052160 · doc4.xml · nonDerivative · entry 2 HURLSTON MICHAEL E. · CIK 0001573338 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,421 F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of performance-based market stock units. Read SEC document |
| September 24, 2020 Filed Sep 26, 2020 00:24 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 7,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052160 · doc4.xml · nonDerivative · entry 1 HURLSTON MICHAEL E. · CIK 0001573338 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,478 F1 · shares: Reflects shares released in connection with the vesting of performance-based market stock units granted on September 24, 2019. F2 · balance_after: Includes 77 shares acquired under the Issuer's employee stock purchase plan on September 15, 2020. Read SEC document |
| September 17, 2020 Filed Sep 22, 2020 00:13 UTC | FLEX LTD. FLEX · Entity 3085 | GrantOrdinary Shares | 14,707 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051383 · doc4.xml · nonDerivative · entry 1 HURLSTON MICHAEL E. · CIK 0001573338 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,707 F1 · shares: On September 17, 2020, the Reporting Person was awarded a total of 14,707 restricted share units ("RSUs") pursuant to the terms of the annual equity award to non-employee directors under the Issuer's Amended and Restated 2017 Equity Incentive Plan as more fully described in the section titled "Fiscal Year 2020 Non-Management Directors' Compensation" beginning on page 26 of the Issuer's Proxy Statement filed with the SEC on June 26, 2020. The award shall vest in full on the date immediately prior to the date of Issuer's 2021 annual general meeting. F2 · balance_after: Each unvested RSU represents a contingent right to receive one unrestricted, fully transferrable share for each vested RSU which has not been previously forfeited. Read SEC document |
| August 19, 2020 Filed Aug 20, 2020 23:31 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Tax withholdingCommon Stock | 7,822 | $83.50 | $653,137.00 |
DisclosureSEC source: 0001209191-20-047817 · doc4.xml · nonDerivative · entry 3 HURLSTON MICHAEL E. · CIK 0001573338 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,651 F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units. Read SEC document |
| August 19, 2020 Filed Aug 20, 2020 23:31 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Tax withholdingCommon Stock | 20,284 | $83.50 | $1,693,714.00 |
DisclosureSEC source: 0001209191-20-047817 · doc4.xml · nonDerivative · entry 2 HURLSTON MICHAEL E. · CIK 0001573338 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,473 F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of performance-based market stock units. Read SEC document |
| August 19, 2020 Filed Aug 20, 2020 23:31 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 38,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047817 · doc4.xml · nonDerivative · entry 1 HURLSTON MICHAEL E. · CIK 0001573338 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,757 F1 · shares: Reflects shares released in connection with the vesting of performance-based market stock units granted on August 19, 2019. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 21:17 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 30,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047554 · doc4.xml · nonDerivative · entry 1 HURLSTON MICHAEL E. · CIK 0001573338 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,010 F1 · shares: One-third of the total number of deferred stock units shall vest on each anniversary following the vesting commencement date of August 17, 2020, until fully vested on August 17, 2023. F2 · balance_after: Includes 541 shares acquired under the Issuer's employee stock purchase plan in March 2020. Read SEC document |
| October 31, 2019 Filed Nov 5, 2019 02:57 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 36,809 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-055059 · doc4.xml · nonDerivative · entry 1 HURLSTON MICHAEL E. · CIK 0001573338 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,821 F1 · shares: 25% of the total number of deferred stock units shall vest each quarter until fully vested on October 31, 2020, or for a Director not standing for re-election, the date of the Issuer's 2020 Annual Meeting of Stockholders Read SEC document |
| October 31, 2019 Filed Nov 8, 2019 22:13 UTC Amendment | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 36,809 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-055849 · doc4a.xml · nonDerivative · entry 1 HURLSTON MICHAEL E. · CIK 0001573338 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,821 F1 · shares: One-third of the total number of deferred stock units shall vest on each anniversary following the vesting commencement date of 10/31/2019, until fully vested on 10/31/2022. Read SEC document |
| September 24, 2019 Filed Sep 25, 2019 22:20 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 131,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-050730 · doc4.xml · nonDerivative · entry 1 HURLSTON MICHAEL E. · CIK 0001573338 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,012 F1 · shares: One-fourth of the total number of deferred stock units shall vest on each anniversary following the vesting commencement date of September 24, 2019, until fully vested on September 24, 2023. Read SEC document |
| August 19, 2019 Filed Aug 20, 2019 21:28 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 59,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046837 · doc4.xml · nonDerivative · entry 1 HURLSTON MICHAEL E. · CIK 0001573338 · Director · See remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,772 F1 · shares: One-fourth of the total number of deferred stock units shall vest on each anniversary following the vesting commencement date of August 19, 2019, until fully vested on August 19, 2023. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 17:10 UTC | FINISAR CORP FNSR · Entity 154739 | Exercise / conversionPerformance Restricted Stock Unit · Derivative | 3,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001094739-19-000070 · wf-form4_156512582162769.xml · derivative · entry 3 HURLSTON MICHAEL E. · CIK 0001573338 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,375 Underlying: Common Stock · 3,125 shares Expires 2022-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 2, 2019, the Reporting Person vested in 3,125 performance restricted stock units ("PSUs") and as a result acquired 3,125 shares of common stock of the Issuer pursuant to the Reporting Person's June 19, 2018 grant of PSUs. This Form 4 also reports shares withheld by the Issuer pursuant to the PSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the PSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 17:10 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 1,550 | $22.77 | $35,293.50 |
DisclosureSEC source: 0001094739-19-000070 · wf-form4_156512582162769.xml · nonDerivative · entry 2 HURLSTON MICHAEL E. · CIK 0001573338 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,564 F1 · kind: On August 2, 2019, the Reporting Person vested in 3,125 performance restricted stock units ("PSUs") and as a result acquired 3,125 shares of common stock of the Issuer pursuant to the Reporting Person's June 19, 2018 grant of PSUs. This Form 4 also reports shares withheld by the Issuer pursuant to the PSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the PSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 17:10 UTC | FINISAR CORP FNSR · Entity 154739 | Exercise / conversionCommon Stock | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001094739-19-000070 · wf-form4_156512582162769.xml · nonDerivative · entry 1 HURLSTON MICHAEL E. · CIK 0001573338 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 2, 2019, the Reporting Person vested in 3,125 performance restricted stock units ("PSUs") and as a result acquired 3,125 shares of common stock of the Issuer pursuant to the Reporting Person's June 19, 2018 grant of PSUs. This Form 4 also reports shares withheld by the Issuer pursuant to the PSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the PSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 03, 2019 Filed Jun 6, 2019 20:30 UTC | FINISAR CORP FNSR · Entity 154739 | GrantCommon Stock | 13,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001094739-19-000025 · wf-form4_155986741199595.xml · nonDerivative · entry 2 HURLSTON MICHAEL E. · CIK 0001573338 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,691 F2 · kind: These shares represent restricted stock units granted to the Reporting Person and shall vest in one installment on June 1, 2020. Read SEC document |
| June 03, 2019 Filed Jun 6, 2019 20:30 UTC | FINISAR CORP FNSR · Entity 154739 | GrantCommon Stock | 117,537 | $0.00 | $0.00 |
DisclosureSEC source: 0001094739-19-000025 · wf-form4_155986741199595.xml · nonDerivative · entry 1 HURLSTON MICHAEL E. · CIK 0001573338 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,153 F1 · kind: These shares represent restricted stock units granted to the Reporting Person and shall vest in four equal annual installments beginning on June 24, 2020. Read SEC document |
| June 03, 2019 Filed Jun 14, 2019 19:47 UTC Amendment | FINISAR CORP FNSR · Entity 154739 | GrantCommon Stock | 13,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001094739-19-000040 · wf-form4a_156055605847962.xml · nonDerivative · entry 2 HURLSTON MICHAEL E. · CIK 0001573338 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,989 F3 · kind: These shares represent restricted stock units granted to the Reporting Person and shall vest in one installment on June 1, 2020. F2 · balance_after: This Form 4/A corrects the number of "Securities Acquired" and "Amount of Securities Beneficially Owned Following Reported Transactions" reported in the Form 4 filed by the Reporting Person on June 6, 2019, which were incorrect as the result of an inadvertent error. Read SEC document |
| June 03, 2019 Filed Jun 14, 2019 19:47 UTC Amendment | FINISAR CORP FNSR · Entity 154739 | GrantCommon Stock | 112,835 | $0.00 | $0.00 |
DisclosureSEC source: 0001094739-19-000040 · wf-form4a_156055605847962.xml · nonDerivative · entry 1 HURLSTON MICHAEL E. · CIK 0001573338 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,451 F1 · kind: These shares represent restricted stock units granted to the Reporting Person and shall vest in four equal annual installments beginning on June 24, 2020. F2 · shares: This Form 4/A corrects the number of "Securities Acquired" and "Amount of Securities Beneficially Owned Following Reported Transactions" reported in the Form 4 filed by the Reporting Person on June 6, 2019, which were incorrect as the result of an inadvertent error. F2 · balance_after: This Form 4/A corrects the number of "Securities Acquired" and "Amount of Securities Beneficially Owned Following Reported Transactions" reported in the Form 4 filed by the Reporting Person on June 6, 2019, which were incorrect as the result of an inadvertent error. Read SEC document |
| May 05, 2019 Filed May 8, 2019 20:34 UTC | FINISAR CORP FNSR · Entity 154739 | Exercise / conversionPerformance Restricted Stock Unit · Derivative | 12,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001094739-19-000019 · wf-form4_155736205294655.xml · derivative · entry 3 HURLSTON MICHAEL E. · CIK 0001573338 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,500 Underlying: Common Stock · 12,500 shares Expires 2022-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 5, 2019, the Reporting Person vested in 12,500 performance restricted stock units ("PSUs") and as a result acquired 12,500 shares of common stock of the Issuer pursuant to the Reporting Person's June 19, 2018 grant of PSUs. This Form 4 also reports shares withheld by the Issuer pursuant to the PSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the PSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| May 05, 2019 Filed May 8, 2019 20:34 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 6,036 | $24.32 | $146,795.52 |
DisclosureSEC source: 0001094739-19-000019 · wf-form4_155736205294655.xml · nonDerivative · entry 2 HURLSTON MICHAEL E. · CIK 0001573338 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,616 F1 · kind: On May 5, 2019, the Reporting Person vested in 12,500 performance restricted stock units ("PSUs") and as a result acquired 12,500 shares of common stock of the Issuer pursuant to the Reporting Person's June 19, 2018 grant of PSUs. This Form 4 also reports shares withheld by the Issuer pursuant to the PSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the PSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| May 05, 2019 Filed May 8, 2019 20:34 UTC | FINISAR CORP FNSR · Entity 154739 | Exercise / conversionCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001094739-19-000019 · wf-form4_155736205294655.xml · nonDerivative · entry 1 HURLSTON MICHAEL E. · CIK 0001573338 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 5, 2019, the Reporting Person vested in 12,500 performance restricted stock units ("PSUs") and as a result acquired 12,500 shares of common stock of the Issuer pursuant to the Reporting Person's June 19, 2018 grant of PSUs. This Form 4 also reports shares withheld by the Issuer pursuant to the PSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the PSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| January 11, 2019 Filed Jan 25, 2019 16:50 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 12,003 | $21.70 | $260,465.10 |
DisclosureSEC source: 0001094739-19-000002 · wf-form4_154845303232888.xml · nonDerivative · entry 1 HURLSTON MICHAEL E. · CIK 0001573338 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,152 F1 · kind: On January 11, 2019, the Reporting Person vested in 33,693 restricted stock units ("RSUs") and as a result acquired 33,693 shares of common stock of the Issuer pursuant to the Reporting Person's January 11, 2018 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. F2 · balance_after: Includes 384 shares received as an Issuer match under the Issuer's 401K Plan on December 28, 2018 and not required to be reported. Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 19:22 UTC | FINISAR CORP FNSR · Entity 154739 | GrantPerformance Restricted Stock Unit · Derivative | 150,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001094739-18-000050 · wf-form4_152962331949607.xml · derivative · entry 2 HURLSTON MICHAEL E. · CIK 0001573338 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2022-05-06 F1 · shares: The Performance Restricted Stock Units vest and release on a quarterly basis over an approximately four-year vesting period beginning August 5, 2018 and through May 5, 2022, with the actual number of shares being vested and released on any vesting date determined based on achievement of applicable stock price targets established for purposes of the award. The table above reflects the maximum number of shares that may be issued pursuant to the award. F1 · derivative.exercise_date: The Performance Restricted Stock Units vest and release on a quarterly basis over an approximately four-year vesting period beginning August 5, 2018 and through May 5, 2022, with the actual number of shares being vested and released on any vesting date determined based on achievement of applicable stock price targets established for purposes of the award. The table above reflects the maximum number of shares that may be issued pursuant to the award. F1 · derivative.expiration_date: The Performance Restricted Stock Units vest and release on a quarterly basis over an approximately four-year vesting period beginning August 5, 2018 and through May 5, 2022, with the actual number of shares being vested and released on any vesting date determined based on achievement of applicable stock price targets established for purposes of the award. The table above reflects the maximum number of shares that may be issued pursuant to the award. Read SEC document |
| January 11, 2018 Filed Jan 16, 2018 20:38 UTC | FINISAR CORP FNSR · Entity 154739 | GrantStock Option (Right to Buy) · Derivative | 740,000 | $0.00 Strike: $22.26 | $0.00 |
DisclosureSEC source: 0001094739-18-000008 · wf-form4_151615308965109.xml · derivative · entry 2 HURLSTON MICHAEL E. · CIK 0001573338 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 740,000 Underlying: Common Stock · 740,000 shares Expires 2028-01-11 F2 · kind: This option is exercisable when vested. This option will vest 20% on January 11, 2019 and remaining 80% will vest in fourteen substantially equal quarterly installments, with first such installment vesting on April 11, 2019 and the last on June 11, 2022. Read SEC document |
| January 11, 2018 Filed Jan 16, 2018 20:38 UTC | FINISAR CORP FNSR · Entity 154739 | GrantCommon Stock | 134,771 | $0.00 | $0.00 |
DisclosureSEC source: 0001094739-18-000008 · wf-form4_151615308965109.xml · nonDerivative · entry 1 HURLSTON MICHAEL E. · CIK 0001573338 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,771 F1 · kind: These shares represent restricted stock units granted to the Reporting Person and shall vest in four substantially equal annual installments beginning on January 11, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.