Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SYNAPTICS IncSYNA · Entity 4089 | Senior VP and CFO | January 31, 2019 | February 04, 2019 |
| TTM TECHNOLOGIES INCTTMI · Entity 2584 | Director | May 06, 2026 | May 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SYNAPTICS Inc
Report date January 31, 2019 · Filed February 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 36,169 |
Ending reported balance
After 2019-01-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-01-31 · Grant · Acquired 5,895 · Balance 39,259 F1: Reflects shares released in connection with the vesting of performance-based market stock units granted on October 31, 2017. Row 2 · 2019-01-31 · Tax withholding · Disposed 3,090 · Balance 36,169 F2: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of performance-based market stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares released in connection with the vesting of performance-based market stock units granted on October 31, 2017.
F2: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of performance-based market stock units.
TTM TECHNOLOGIES INC
Report date May 06, 2026 · Filed May 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,835 |
Reported balance
After 2026-05-06 transaction · row 1
1 source rowRow 1 · 2026-05-06 · Grant · Acquired 1,811 · Balance 25,835 F1: Amount in Box 4. reflects the grant of restricted stock units. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. The shares underlying the restricted stock units will vest on the first anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Amount in Box 4. reflects the grant of restricted stock units. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. The shares underlying the restricted stock units will vest on the first anniversary of the date of grant.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Lumentum Holdings Inc.
Report date October 01, 2026 · Filed October 03, 2026
Section 16 reporting ended · disclosed 2025-02-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 75,074 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Sale · Disposed 24,542 · Balance 75,074 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 19, 2024 Filed Aug 21, 2024 22:26 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-021859 · form4-08212024_100827.xml · nonDerivative · entry 1 Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,001 F1 · shares: Represents the acquisition of shares upon the determination of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units (PSUs) granted to the Reporting Person on September 10, 2021. Read SEC document |
| August 15, 2024 Filed Aug 20, 2024 01:01 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,716 | $52.26 | $89,678.16 |
DisclosureSEC source: 0001415889-24-021652 · form4-08202024_010806.xml · nonDerivative · entry 1 Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,501 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. Read SEC document |
| May 15, 2024 Filed May 17, 2024 23:38 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,716 | $45.72 | $78,455.52 |
DisclosureSEC source: 0001415889-24-013632 · form4-05172024_110554.xml · nonDerivative · entry 1 Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,217 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. Read SEC document |
| May 09, 2024 Filed May 10, 2024 14:37 UTC | TTM TECHNOLOGIES INC TTMI · Entity 2584 | GrantCommon Stock | 6,944 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-057522 · ownership.xml · nonDerivative · entry 1 Ali Wajid · CIK 0001561100 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,944 F1 · shares: Amount in Box 4. reflects the grant of restricted stock units. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. The shares underlying the restricted stock units will vest on the first anniversary of the date of grant. The stock underlying the restricted units will be delivered upon the reporting person's retirement from the Board of Directors. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 00:58 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,808 | $49.19 | $88,935.52 |
DisclosureSEC source: 0001415889-24-004501 · form4-02212024_120237.xml · nonDerivative · entry 1 Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,933 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 22:03 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholding05/15/2023 | 1,679 | $45.14 | $75,790.06 |
DisclosureSEC source: 0001209191-23-055786 · doc4.xml · nonDerivative · entry 1 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,741 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| November 15, 2023 Filed Nov 20, 2023 21:42 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,679 | $45.14 | $75,790.06 |
DisclosureSEC source: 0001209191-23-056084 · doc4a.xml · nonDerivative · entry 1 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,741 F1 · kind: The original Form 4, filed November 17, 2023, erroneously reported the transaction under Code S, with a footnote describing the transaction as a stock sale to cover tax withholding obligations in connection with the vesting of restricted stock units. F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 24, 2023 Filed Aug 25, 2023 21:55 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 4,340 | $52.12 | $226,200.80 |
DisclosureSEC source: 0001209191-23-047392 · doc4.xml · nonDerivative · entry 3 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,420 F3 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs and PSUs. Read SEC document |
| August 24, 2023 Filed Aug 25, 2023 21:55 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 1,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-047392 · doc4.xml · nonDerivative · entry 2 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,760 F2 · shares: Represents the acquisition of shares upon the determination of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units (PSUs) granted to the Reporting Person on August 24, 2022. Read SEC document |
| August 23, 2023 Filed Aug 25, 2023 21:55 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 32,798 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-047392 · doc4.xml · nonDerivative · entry 1 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,139 F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| August 19, 2023 Filed Aug 23, 2023 01:32 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,960 | $47.98 | $94,040.80 |
DisclosureSEC source: 0001209191-23-046969 · doc4.xml · nonDerivative · entry 2 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,341 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of performance stock units. Read SEC document |
| August 19, 2023 Filed Aug 23, 2023 01:32 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 3,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-046969 · doc4.xml · nonDerivative · entry 1 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,301 F1 · shares: Represents the acquisition of shares upon the determination of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units granted to the Reporting Person on August 19, 2020. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 21:01 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholding05/15/2023 | 2,279 | $51.34 | $117,003.86 |
DisclosureSEC source: 0001209191-23-046342 · doc4.xml · nonDerivative · entry 1 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,350 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 20:05 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 6,872 | $60.50 | $415,756.00 |
DisclosureSEC source: 0001209191-23-039029 · doc4.xml · nonDerivative · entry 1 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 35,629 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person, dated February 27, 2023. Read SEC document |
| May 15, 2023 Filed Jun 22, 2023 20:03 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 2,279 | $45.12 | $102,828.48 |
DisclosureSEC source: 0001209191-23-039022 · doc4a.xml · nonDerivative · entry 1 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,501 F1 · date: The original Form 4, filed May 17,2023, erroneously reported the transaction date as February 15, 2021. F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:20 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 2,349 | $59.93 | $140,775.57 |
DisclosureSEC source: 0001633978-23-000006 · wf-form4_167667240985960.xml · nonDerivative · entry 1 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,780 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 00:52 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 2,278 | $57.71 | $131,463.38 |
DisclosureSEC source: 0001633978-22-000044 · wf-form4_166864635993799.xml · nonDerivative · entry 1 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,129 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| August 31, 2022 Filed Sep 3, 2022 00:05 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 3,180 | $83.55 | $265,689.00 |
DisclosureSEC source: 0001633978-22-000036 · wf-form4_166216348802823.xml · nonDerivative · entry 1 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,407 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 24, 2022 Filed Aug 26, 2022 21:18 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 21,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-22-000029 · wf-form4_166154861518187.xml · nonDerivative · entry 1 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,587 F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| August 23, 2022 Filed Aug 24, 2022 21:16 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 8,781 | $92.47 | $811,936.92 |
DisclosureSEC source: 0001633978-22-000024 · wf-form4_166137575883828.xml · nonDerivative · entry 2 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,194 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F3 · price: The sale price represents the weighted average sale price. The Company can provide the full information regarding the number of shares sold at each separate price upon further request. Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 21:16 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 8,639 | $91.57 | $791,073.23 |
DisclosureSEC source: 0001633978-22-000024 · wf-form4_166137575883828.xml · nonDerivative · entry 1 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,975 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of performance stock units. Read SEC document |
| August 17, 2022 Filed Aug 19, 2022 21:05 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 3,287 | $89.00 | $292,543.00 |
DisclosureSEC source: 0001633978-22-000022 · wf-form4_166094311062326.xml · nonDerivative · entry 1 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,614 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 22:33 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 3,236 | $96.19 | $311,270.84 |
DisclosureSEC source: 0001633978-22-000016 · wf-form4_166068921022336.xml · nonDerivative · entry 2 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,901 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| August 12, 2022 Filed Aug 16, 2022 22:33 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 17,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-22-000016 · wf-form4_166068921022336.xml · nonDerivative · entry 1 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,137 F1 · shares: Represents the acquisition of performance stock units (PSUs) upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on November 13, 2019. 100% of the shares will vest on August 22, 2022. Read SEC document |
| May 17, 2022 Filed May 17, 2022 20:40 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 3,287 | $89.12 | $292,930.54 |
DisclosureSEC source: 0001633978-22-000010 · wf-form4_165281994933020.xml · nonDerivative · entry 2 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,717 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F3 · price: The sale price represents the weighted average sale price. The Company can provide the full information regarding the number of shares sold at each separate price upon further request. Read SEC document |
| May 15, 2022 Filed May 17, 2022 20:40 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 3,236 | $90.08 | $291,498.88 |
DisclosureSEC source: 0001633978-22-000010 · wf-form4_165281994933020.xml · nonDerivative · entry 1 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,004 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| February 17, 2022 Filed Feb 17, 2022 22:12 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 7,854 | $100.82 | $791,863.84 |
DisclosureSEC source: 0001633978-22-000007 · wf-form4_164513593937872.xml · nonDerivative · entry 2 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,240 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F3 · price: The sale price represents the weighted average sale price. The Company can provide the full information regarding the number of shares sold at each separate price upon further request. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:12 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 8,824 | $97.15 | $857,251.60 |
DisclosureSEC source: 0001633978-22-000007 · wf-form4_164513593937872.xml · nonDerivative · entry 1 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,094 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| November 17, 2021 Filed Nov 17, 2021 23:08 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 7,893 | $89.37 | $705,425.04 |
DisclosureSEC source: 0001633978-21-000071 · wf-form4_163719046416356.xml · nonDerivative · entry 2 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,918 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F3 · price: The sale price represents the weighted average sale price. The Company can provide the full information regarding the number of shares sold at each separate price upon further request. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 23:08 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 8,783 | $90.06 | $790,996.98 |
DisclosureSEC source: 0001633978-21-000071 · wf-form4_163719046416356.xml · nonDerivative · entry 1 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,811 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| August 31, 2021 Filed Sep 3, 2021 00:51 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 19,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-21-000056 · wf-form4_163063029471560.xml · nonDerivative · entry 1 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,594 F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight equal (8) quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| August 20, 2021 Filed Aug 21, 2021 00:49 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 5,659 | $85.05 | $481,297.95 |
DisclosureSEC source: 0001633978-21-000047 · wf-form4_162950692103930.xml · nonDerivative · entry 3 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,360 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F3 · price: The sale price represents the weighted average sale price. The Company can provide the full information regarding the number of shares sold at each separate price upon further request. Read SEC document |
| August 19, 2021 Filed Aug 21, 2021 00:49 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 6,295 | $84.96 | $534,823.20 |
DisclosureSEC source: 0001633978-21-000047 · wf-form4_162950692103930.xml · nonDerivative · entry 2 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,019 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| August 18, 2021 Filed Aug 21, 2021 00:49 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 6,481 | $82.50 | $534,682.50 |
DisclosureSEC source: 0001633978-21-000047 · wf-form4_162950692103930.xml · nonDerivative · entry 1 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,314 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 23:15 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 7,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-21-000041 · wf-form4_162924211162961.xml · nonDerivative · entry 1 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,795 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 17:42 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 18,083 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-21-000036 · wf-form4_162879010575234.xml · nonDerivative · entry 1 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,004 F1 · shares: Represents the acquisition of performance stock units (PSUs) upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on August 19, 2020. 1/3 of shares shall vest one year from the grant date and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| June 04, 2021 Filed Jun 7, 2021 20:44 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 6,481 | $82.50 | $534,682.50 |
DisclosureSEC source: 0001633978-21-000027 · wf-form4_162309866184740.xml · nonDerivative · entry 1 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,921 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. Read SEC document |
| May 15, 2021 Filed May 18, 2021 00:13 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 7,209 | $70.05 | $504,990.45 |
DisclosureSEC source: 0001633978-21-000011 · wf-form4_162129676650389.xml · nonDerivative · entry 1 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,402 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| February 17, 2021 Filed Feb 18, 2021 01:35 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 2,230 | $93.94 | $209,489.55 |
DisclosureSEC source: 0001209191-21-011588 · doc4.xml · nonDerivative · entry 3 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,611 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F4 · price: These sales were executed in multiple trades at prices ranging from $93.53 to $94.19. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. Read SEC document |
| February 17, 2021 Filed Feb 18, 2021 01:35 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 4,250 | $93.04 | $395,433.60 |
DisclosureSEC source: 0001209191-21-011588 · doc4.xml · nonDerivative · entry 2 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,841 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F3 · price: These sales were executed in multiple trades at prices ranging from $92.51 to $93.46. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. Read SEC document |
| February 15, 2021 Filed Feb 18, 2021 01:35 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 7,209 | $93.95 | $677,285.55 |
DisclosureSEC source: 0001209191-21-011588 · doc4.xml · nonDerivative · entry 1 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,091 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| February 15, 2021 Filed May 17, 2023 21:24 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholding05/15/2023 | 2,279 | $45.12 | $102,828.48 |
DisclosureSEC source: 0001209191-23-030293 · doc4.xml · nonDerivative · entry 1 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,501 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 01:21 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 6,480 | $82.50 | $534,609.72 |
DisclosureSEC source: 0001209191-20-058920 · doc4.xml · nonDerivative · entry 2 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,300 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F3 · price: These sales were executed in multiple trades at prices ranging from $82.50 to $82.575. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. Read SEC document |
| November 15, 2020 Filed Nov 18, 2020 01:21 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 7,209 | $83.69 | $603,321.21 |
DisclosureSEC source: 0001209191-20-058920 · doc4.xml · nonDerivative · entry 1 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,780 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 00:24 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 507 | $87.08 | $44,150.57 |
DisclosureSEC source: 0001209191-20-048168 · doc4.xml · nonDerivative · entry 3 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,989 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F4 · price: These sales were executed in multiple trades at prices ranging from $86.94 to $87.12. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 00:24 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 6,187 | $86.21 | $533,352.19 |
DisclosureSEC source: 0001209191-20-048168 · doc4.xml · nonDerivative · entry 2 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,496 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F3 · price: These sales were executed in multiple trades at prices ranging from $85.78 to $86.665. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. Read SEC document |
| August 22, 2020 Filed Aug 25, 2020 00:24 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 7,446 | $85.74 | $638,420.04 |
DisclosureSEC source: 0001209191-20-048168 · doc4.xml · nonDerivative · entry 1 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,683 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:09 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 17,786 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047904 · doc4.xml · nonDerivative · entry 2 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,129 F2 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. The RSUs vest as to 1/3 of the shares on August 19, 2021, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:09 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 16,288 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047904 · doc4.xml · nonDerivative · entry 1 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,343 F1 · shares: Represents the acquisition of performance stock units ("PSUs") upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on August 22, 2019. The PSUs vest as to 1/3 of the shares on August 22, 2020, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| August 18, 2020 Filed Aug 18, 2020 23:41 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,032 | $90.19 | $93,074.02 |
DisclosureSEC source: 0001209191-20-047342 · doc4.xml · nonDerivative · entry 4 Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,055 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F5 · price: These sales were executed in multiple trades at prices ranging from $90.10 to $90.27. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.