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Carrillo Antonio

Disclosed activity across 4 companies

Tapewire entity
19078
SEC CIK
0001486776

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Arcosa, Inc.ACA · Entity 3697Director · President & CEOSeptember 30, 2026October 02, 2026
NRG ENERGY, INC.NRG · Entity 3216DirectorAugust 03, 2026August 05, 2026
TRINITY INDUSTRIES INCNYSE/TRN · Entity 4439Director · Senior Vice PresidentSeptember 30, 2018October 02, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Arcosa, Inc.

Report date September 30, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Arcosa Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct4,887 Reported balance After 2026-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 2 · Balance 4,887

F1: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

Filing footnotes · ownership attribution and instrument terms

F1: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

NRG ENERGY, INC.

Report date August 03, 2026 · Filed August 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01 per shareSEC Table I · non-derivativeDirect45,392 Reported balance After 2026-08-03 transaction · row 1
1 source row

Row 1 · 2026-08-03 · Grant · Acquired 65 · Balance 45,392

F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,627 dividend equivalent rights.

Filing footnotes · ownership attribution and instrument terms

F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,627 dividend equivalent rights.

TRINITY INDUSTRIES INC

Report date September 30, 2018 · Filed October 02, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Trinity Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct4,690 Reported balance After 2018-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-09-30 · Grant · Acquired 17 · Balance 4,690

F1: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Filing footnotes · ownership attribution and instrument terms

F1: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Keurig Dr Pepper Inc.

Report date July 09, 2018 · Filed July 10, 2018

Section 16 reporting ended · disclosed 2018-07-10. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,552 Ending reported balance After 2018-07-09 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2018-07-09 · Exercise / conversion · Acquired 1,413 · Balance 2,646

F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

Row 2 · 2018-07-09 · Other · Acquired 76 · Balance 2,722

F2: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (1) above.

Row 3 · 2018-07-09 · Exercise / conversion · Acquired 1,532 · Balance 4,254

F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

Row 4 · 2018-07-09 · Other · Acquired 46 · Balance 4,300

F3: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (3) above

Row 5 · 2018-07-09 · Exercise / conversion · Acquired 1,247 · Balance 5,547

F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

Row 6 · 2018-07-09 · Other · Acquired 5 · Balance 5,552

F4: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (5) above.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-07-09 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2018-07-09 · Exercise / conversion · Disposed 1,413 · Balance 0

F5: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F6: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding RSU vested and was settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

F7: These restricted stock units were to vest on March 2, 2019.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-07-09 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2018-07-09 · Exercise / conversion · Disposed 1,532 · Balance 0

F5: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F6: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding RSU vested and was settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

F8: These restricted stock units were to vest on March 4, 2020.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-07-09 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2018-07-09 · Exercise / conversion · Disposed 1,247 · Balance 0

F5: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F6: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding RSU vested and was settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

F9: These restricted stock units were to vest on March 4, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

F2: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (1) above.

F3: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (3) above

F4: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (5) above.

F5: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F6: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding RSU vested and was settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.

F7: These restricted stock units were to vest on March 2, 2019.

F8: These restricted stock units were to vest on March 4, 2020.

F9: These restricted stock units were to vest on March 4, 2021.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 16, 2023 Filed Aug 16, 2023 22:16 UTC Arcosa, Inc. ACA · Entity 3697 SaleCommon Stock 7,835 $77.51 $607,290.85
Disclosure

SEC source: 0001739445-23-000132 · wf-form4_169222417237751.xml · nonDerivative · entry 4

Carrillo Antonio · CIK 0001486776 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,337

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.01 to $77.99, inclusive. The reporting person undertakes to provide to Arcosa, Inc., any security holder of Arcosa, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
August 16, 2023 Filed Aug 16, 2023 22:16 UTC Arcosa, Inc. ACA · Entity 3697 SaleCommon Stock 11,431 $76.65 $876,186.15
Disclosure

SEC source: 0001739445-23-000132 · wf-form4_169222417237751.xml · nonDerivative · entry 3

Carrillo Antonio · CIK 0001486776 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 372,172

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.35 to $76.98, inclusive. The reporting person undertakes to provide to Arcosa, Inc., any security holder of Arcosa, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
August 15, 2023 Filed Aug 16, 2023 22:16 UTC Arcosa, Inc. ACA · Entity 3697 SaleCommon Stock 12,711 $78.34 $995,779.74
Disclosure

SEC source: 0001739445-23-000132 · wf-form4_169222417237751.xml · nonDerivative · entry 2

Carrillo Antonio · CIK 0001486776 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 383,603

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.00 to $78.54, inclusive. The reporting person undertakes to provide to Arcosa, Inc., any security holder of Arcosa, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
August 15, 2023 Filed Aug 16, 2023 22:16 UTC Arcosa, Inc. ACA · Entity 3697 SaleCommon Stock 1,700 $77.60 $131,920.00
Disclosure

SEC source: 0001739445-23-000132 · wf-form4_169222417237751.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 396,314

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.34 to $77.99, inclusive. The reporting person undertakes to provide to Arcosa, Inc., any security holder of Arcosa, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 21:03 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 137 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-007966 · doc4.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,606

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 706 dividend equivalent rights.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 20:43 UTC Arcosa, Inc. ACA · Entity 3697 GrantArcosa Phantom Stock Units · Derivative 3 $75.77 Strike: $0.00 $227.31
Disclosure

SEC source: 0001739445-23-000121 · wf-form4_168841700980346.xml · derivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,853

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 21:23 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 8,920 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-006564 · doc4.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,469

F1 · shares: Represents 8,920 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 569 dividend equivalent rights.

Read SEC document
May 15, 2023 Filed May 16, 2023 21:45 UTC Arcosa, Inc. ACA · Entity 3697 Tax withholdingCommon Stock 51,386 $68.63 $3,526,621.18
Disclosure

SEC source: 0001739445-23-000100 · wf-form4_168427351589232.xml · nonDerivative · entry 2

Carrillo Antonio · CIK 0001486776 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 398,014

Read SEC document
May 15, 2023 Filed May 16, 2023 21:45 UTC Arcosa, Inc. ACA · Entity 3697 GrantCommon Stock 100,349 $0.00 $0.00
Disclosure

SEC source: 0001739445-23-000100 · wf-form4_168427351589232.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 449,400

Read SEC document
May 01, 2023 Filed May 3, 2023 20:52 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 52 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005363 · doc4.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,549

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 569 dividend equivalent rights.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 21:52 UTC Arcosa, Inc. ACA · Entity 3697 GrantArcosa Phantom Stock Units · Derivative 4 $63.11 Strike: $0.00 $252.44
Disclosure

SEC source: 0001739445-23-000057 · wf-form4_168055875824879.xml · derivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,850

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 16:29 UTC Arcosa, Inc. ACA · Entity 3697 GrantCommon Stock 26,139 $0.00 $0.00
Disclosure

SEC source: 0001739445-23-000028 · wf-form4_167812015870153.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,051

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:47 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 51 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001289 · doc4.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,497

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 517 dividend equivalent rights.

Read SEC document
December 31, 2022 Filed Jan 3, 2023 22:29 UTC Arcosa, Inc. ACA · Entity 3697 GrantArcosa Phantom Stock Units · Derivative 4 $54.34 Strike: $0.00 $217.36
Disclosure

SEC source: 0001739445-23-000004 · wf-form4_167278493220560.xml · derivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,846

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

Read SEC document
December 15, 2022 Filed Dec 16, 2022 17:29 UTC NRG ENERGY, INC. NRG · Entity 3216 PurchaseCommon Stock, par value $.01 per share 9,000 $31.71 $285,390.00
Disclosure

SEC source: 0001225208-22-012866 · doc4.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,446

Read SEC document
November 12, 2022 Filed Nov 14, 2022 23:31 UTC Arcosa, Inc. ACA · Entity 3697 Tax withholdingCommon Stock 45,439 $58.80 $2,671,813.20
Disclosure

SEC source: 0001739445-22-000137 · wf-form4_166846864911690.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,912

Read SEC document
November 01, 2022 Filed Nov 3, 2022 21:02 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 37 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-011355 · doc4.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,446

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Reflects a de minimus adjustment of 5 to securities beneficially owned following reported transaction as a result of rounding fractional shares. Includes 466 dividend equivalent rights.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:38 UTC Arcosa, Inc. ACA · Entity 3697 GrantArcosa Phantom Stock Units · Derivative 4 $57.18 Strike: $0.00 $228.72
Disclosure

SEC source: 0001739445-22-000124 · wf-form4_166491568804144.xml · derivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,842

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 21:13 UTC Arcosa, Inc. ACA · Entity 3697 SaleCommon Stock 40,000 $58.54 $2,341,600.00
Disclosure

SEC source: 0001739445-22-000114 · wf-form4_166206679921883.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,351

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.01 to $59.43, inclusive. The reporting person undertakes to provide to Arcosa, Inc., any security holder of Arcosa, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 21:28 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 43 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-009234 · doc4.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,404

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 428 dividend equivalent rights.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 16:35 UTC Arcosa, Inc. ACA · Entity 3697 GrantArcosa Phantom Stock Units · Derivative 6 $46.43 Strike: $0.00 $278.58
Disclosure

SEC source: 0001739445-22-000098 · wf-form4_165669331628425.xml · derivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,838

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:36 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 3,935 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-007708 · doc4.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,361

F1 · price: The Reporting Person was issued Deferred Stock Units by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan on June 1, 2022. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2022, the Reporting Person received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit they were issued on that same date.

F2 · balance_after: Includes 385 dividend equivalent rights.

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May 15, 2022 Filed May 17, 2022 20:28 UTC Arcosa, Inc. ACA · Entity 3697 Tax withholdingCommon Stock 69,617 $52.16 $3,631,222.72
Disclosure

SEC source: 0001739445-22-000081 · wf-form4_165281925044875.xml · nonDerivative · entry 2

Carrillo Antonio · CIK 0001486776 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,351

Read SEC document
May 15, 2022 Filed May 17, 2022 20:28 UTC Arcosa, Inc. ACA · Entity 3697 GrantCommon Stock 97,541 $0.00 $0.00
Disclosure

SEC source: 0001739445-22-000081 · wf-form4_165281925044875.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,968

Read SEC document
May 03, 2022 Filed May 5, 2022 21:24 UTC Arcosa, Inc. ACA · Entity 3697 GrantCommon Stock 26,978 $0.00 $0.00
Disclosure

SEC source: 0001739445-22-000063 · wf-form4_165178583099707.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,427

Read SEC document
May 02, 2022 Filed May 4, 2022 21:51 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 43 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-006501 · doc4.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,426

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 385 dividend equivalent rights.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 19:25 UTC Arcosa, Inc. ACA · Entity 3697 GrantArcosa Phantom Stock Units · Derivative 4 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001739445-22-000022 · wf-form4_164884112998297.xml · derivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,832

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:49 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 41 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001427 · doc4.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,383

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 342 dividend equivalent rights.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:39 UTC Arcosa, Inc. ACA · Entity 3697 GrantArcosa Phantom Stock Units · Derivative 4 $52.70 Strike: $0.00 $210.80
Disclosure

SEC source: 0001739445-22-000005 · wf-form4_164133231863881.xml · derivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,828

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 21:02 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 36 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-013549 · doc4.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,342

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 301 dividend equivalent rights.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 16:57 UTC Arcosa, Inc. ACA · Entity 3697 GrantArcosa Phantom Stock Units · Derivative 5 $50.17 Strike: $0.00 $250.85
Disclosure

SEC source: 0001739445-21-000135 · wf-form4_163310745706759.xml · derivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,824

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 20:59 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 35 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-011167 · doc4.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,306

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 265 dividend equivalent rights which reflects a de minimis adjustment to the number of dividend equivalent rights by 2 as a result of rounding fractional shares.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 18:26 UTC Arcosa, Inc. ACA · Entity 3697 GrantArcosa Phantom Stock Units · Derivative 4 $58.74 Strike: $0.00 $234.96
Disclosure

SEC source: 0001739445-21-000118 · wf-form4_162516395406031.xml · derivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,819

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:48 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 5,176 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008908 · doc4.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,271

F1 · price: The Reporting Person was issued Deferred Stock Units by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan on June 1, 2021. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2021, the Reporting Person received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit they were issued on that same date.

F2 · balance_after: Includes 228 dividend equivalent rights.

Read SEC document
May 15, 2021 Filed May 18, 2021 21:10 UTC Arcosa, Inc. ACA · Entity 3697 Tax withholdingCommon Stock 63,119 $62.88 $3,968,922.72
Disclosure

SEC source: 0001739445-21-000087 · wf-form4_162137211501366.xml · nonDerivative · entry 2

Carrillo Antonio · CIK 0001486776 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,449

Read SEC document
May 15, 2021 Filed May 18, 2021 21:10 UTC Arcosa, Inc. ACA · Entity 3697 GrantCommon Stock 125,838 $0.00 $0.00
Disclosure

SEC source: 0001739445-21-000087 · wf-form4_162137211501366.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,568

Read SEC document
May 04, 2021 Filed May 6, 2021 17:42 UTC Arcosa, Inc. ACA · Entity 3697 GrantCommon Stock 22,957 $0.00 $0.00
Disclosure

SEC source: 0001739445-21-000068 · wf-form4_162032291204446.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,730

Read SEC document
May 03, 2021 Filed May 5, 2021 21:12 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 40 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-007632 · doc4.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,095

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 228 dividend equivalent rights.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 21:46 UTC Arcosa, Inc. ACA · Entity 3697 GrantArcosa Phantom Stock Units · Derivative 4 $65.09 Strike: $0.00 $260.36
Disclosure

SEC source: 0001739445-21-000033 · wf-form4_161731351545380.xml · derivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,815

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:21 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 33 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001575 · doc4.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,055

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 188 dividend equivalent rights.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 17:31 UTC Arcosa, Inc. ACA · Entity 3697 GrantArcosa Phantom Stock Units · Derivative 4 $54.93 Strike: $0.00 $219.72
Disclosure

SEC source: 0001739445-21-000008 · wf-form4_160986786509804.xml · derivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,811

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 22:17 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 40 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013052 · doc4.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,022

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 155 dividend equivalent rights.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:20 UTC Arcosa, Inc. ACA · Entity 3697 GrantArcosa Phantom Stock Units · Derivative 6 $44.09 Strike: $0.00 $264.54
Disclosure

SEC source: 0001739445-20-000129 · wf-form4_160159083049323.xml · derivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,807

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 23:09 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 38 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-010312 · doc4.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,982

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 115 dividend equivalent rights which reflects a de minimis adjustment to the number of dividend equivalent rights by 2 as a result of rounding fractional shares.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 21:56 UTC Arcosa, Inc. ACA · Entity 3697 GrantArcosa Phantom Stock Units · Derivative 5 $42.20 Strike: $0.00 $211.00
Disclosure

SEC source: 0001739445-20-000107 · wf-form4_159364048171333.xml · derivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,801

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:13 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value, $.01 per share 4,628 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-006921 · edgar.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,944

F1 · shares: Mr. Carrillo was issued Deferred Stock Units by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan on June 1, 2020. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2020, Mr. Carrillo received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit he was issued on that same date.

F2 · price: Includes 75 Dividend Equivalent Rights.

Read SEC document
May 05, 2020 Filed May 6, 2020 22:24 UTC Arcosa, Inc. ACA · Entity 3697 GrantCommon Stock 40,793 $0.00 $0.00
Disclosure

SEC source: 0001739445-20-000074 · wf-form4_158880384495869.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,773

Read SEC document
May 01, 2020 Filed May 5, 2020 21:06 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value, $.01 per share 38 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-005469 · edgar.xml · nonDerivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,316

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 75 dividend equivalent rights.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 20:17 UTC Arcosa, Inc. ACA · Entity 3697 GrantArcosa Phantom Stock Units · Derivative 6 $39.74 Strike: $0.00 $238.44
Disclosure

SEC source: 0001739445-20-000039 · wf-form4_158577224914703.xml · derivative · entry 1

Carrillo Antonio · CIK 0001486776 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,796

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 23:02 UTC Arcosa, Inc. ACA · Entity 3697 PurchaseCommon Stock 11,722 $30.32 $355,411.04
Disclosure

SEC source: 0001739445-20-000029 · wf-form4_158474536067730.xml · nonDerivative · entry 2

Carrillo Antonio · CIK 0001486776 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,980

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.80 to $30.50, inclusive.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.