Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Arcosa, Inc.ACA · Entity 3697 | Director · President & CEO | September 30, 2026 | October 02, 2026 |
| NRG ENERGY, INC.NRG · Entity 3216 | Director | August 03, 2026 | August 05, 2026 |
| TRINITY INDUSTRIES INCNYSE/TRN · Entity 4439 | Director · Senior Vice President | September 30, 2018 | October 02, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Arcosa, Inc.
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Arcosa Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,887 |
Reported balance
After 2026-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 2 · Balance 4,887 F1: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. |
Filing footnotes · ownership attribution and instrument terms
F1: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa.
NRG ENERGY, INC.
Report date August 03, 2026 · Filed August 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | Direct | 45,392 |
Reported balance
After 2026-08-03 transaction · row 1
1 source rowRow 1 · 2026-08-03 · Grant · Acquired 65 · Balance 45,392 F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,627 dividend equivalent rights. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,627 dividend equivalent rights.
TRINITY INDUSTRIES INC
Report date September 30, 2018 · Filed October 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Trinity Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,690 |
Reported balance
After 2018-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-09-30 · Grant · Acquired 17 · Balance 4,690 F1: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement. |
Filing footnotes · ownership attribution and instrument terms
F1: The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Keurig Dr Pepper Inc.
Report date July 09, 2018 · Filed July 10, 2018
Section 16 reporting ended · disclosed 2018-07-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,552 |
Ending reported balance
After 2018-07-09 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2018-07-09 · Exercise / conversion · Acquired 1,413 · Balance 2,646 F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. Row 2 · 2018-07-09 · Other · Acquired 76 · Balance 2,722 F2: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (1) above. Row 3 · 2018-07-09 · Exercise / conversion · Acquired 1,532 · Balance 4,254 F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. Row 4 · 2018-07-09 · Other · Acquired 46 · Balance 4,300 F3: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (3) above Row 5 · 2018-07-09 · Exercise / conversion · Acquired 1,247 · Balance 5,547 F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. Row 6 · 2018-07-09 · Other · Acquired 5 · Balance 5,552 F4: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (5) above. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-07-09 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-07-09 · Exercise / conversion · Disposed 1,413 · Balance 0 F5: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F6: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding RSU vested and was settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F7: These restricted stock units were to vest on March 2, 2019. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-07-09 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-07-09 · Exercise / conversion · Disposed 1,532 · Balance 0 F5: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F6: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding RSU vested and was settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F8: These restricted stock units were to vest on March 4, 2020. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-07-09 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2018-07-09 · Exercise / conversion · Disposed 1,247 · Balance 0 F5: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F6: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding RSU vested and was settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F9: These restricted stock units were to vest on March 4, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.
F2: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (1) above.
F3: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (3) above
F4: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (5) above.
F5: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.
F6: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding RSU vested and was settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount.
F7: These restricted stock units were to vest on March 2, 2019.
F8: These restricted stock units were to vest on March 4, 2020.
F9: These restricted stock units were to vest on March 4, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 16, 2023 Filed Aug 16, 2023 22:16 UTC | Arcosa, Inc. ACA · Entity 3697 | SaleCommon Stock | 7,835 | $77.51 | $607,290.85 |
DisclosureSEC source: 0001739445-23-000132 · wf-form4_169222417237751.xml · nonDerivative · entry 4 Carrillo Antonio · CIK 0001486776 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 364,337 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.01 to $77.99, inclusive. The reporting person undertakes to provide to Arcosa, Inc., any security holder of Arcosa, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| August 16, 2023 Filed Aug 16, 2023 22:16 UTC | Arcosa, Inc. ACA · Entity 3697 | SaleCommon Stock | 11,431 | $76.65 | $876,186.15 |
DisclosureSEC source: 0001739445-23-000132 · wf-form4_169222417237751.xml · nonDerivative · entry 3 Carrillo Antonio · CIK 0001486776 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 372,172 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.35 to $76.98, inclusive. The reporting person undertakes to provide to Arcosa, Inc., any security holder of Arcosa, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 22:16 UTC | Arcosa, Inc. ACA · Entity 3697 | SaleCommon Stock | 12,711 | $78.34 | $995,779.74 |
DisclosureSEC source: 0001739445-23-000132 · wf-form4_169222417237751.xml · nonDerivative · entry 2 Carrillo Antonio · CIK 0001486776 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 383,603 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.00 to $78.54, inclusive. The reporting person undertakes to provide to Arcosa, Inc., any security holder of Arcosa, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 22:16 UTC | Arcosa, Inc. ACA · Entity 3697 | SaleCommon Stock | 1,700 | $77.60 | $131,920.00 |
DisclosureSEC source: 0001739445-23-000132 · wf-form4_169222417237751.xml · nonDerivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 396,314 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.34 to $77.99, inclusive. The reporting person undertakes to provide to Arcosa, Inc., any security holder of Arcosa, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 21:03 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 137 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-007966 · doc4.xml · nonDerivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,606 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 706 dividend equivalent rights. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:43 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 3 | $75.77 Strike: $0.00 | $227.31 |
DisclosureSEC source: 0001739445-23-000121 · wf-form4_168841700980346.xml · derivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,853 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 21:23 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 8,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-006564 · doc4.xml · nonDerivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,469 F1 · shares: Represents 8,920 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan. F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors. F3 · balance_after: Includes 569 dividend equivalent rights. Read SEC document |
| May 15, 2023 Filed May 16, 2023 21:45 UTC | Arcosa, Inc. ACA · Entity 3697 | Tax withholdingCommon Stock | 51,386 | $68.63 | $3,526,621.18 |
DisclosureSEC source: 0001739445-23-000100 · wf-form4_168427351589232.xml · nonDerivative · entry 2 Carrillo Antonio · CIK 0001486776 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 398,014 Read SEC document |
| May 15, 2023 Filed May 16, 2023 21:45 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantCommon Stock | 100,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001739445-23-000100 · wf-form4_168427351589232.xml · nonDerivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 449,400 Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:52 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 52 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-005363 · doc4.xml · nonDerivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,549 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 569 dividend equivalent rights. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 21:52 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 4 | $63.11 Strike: $0.00 | $252.44 |
DisclosureSEC source: 0001739445-23-000057 · wf-form4_168055875824879.xml · derivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,850 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 16:29 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantCommon Stock | 26,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001739445-23-000028 · wf-form4_167812015870153.xml · nonDerivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,051 Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:47 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 51 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001289 · doc4.xml · nonDerivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,497 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 517 dividend equivalent rights. Read SEC document |
| December 31, 2022 Filed Jan 3, 2023 22:29 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 4 | $54.34 Strike: $0.00 | $217.36 |
DisclosureSEC source: 0001739445-23-000004 · wf-form4_167278493220560.xml · derivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,846 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 17:29 UTC | NRG ENERGY, INC. NRG · Entity 3216 | PurchaseCommon Stock, par value $.01 per share | 9,000 | $31.71 | $285,390.00 |
DisclosureSEC source: 0001225208-22-012866 · doc4.xml · nonDerivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,446 Read SEC document |
| November 12, 2022 Filed Nov 14, 2022 23:31 UTC | Arcosa, Inc. ACA · Entity 3697 | Tax withholdingCommon Stock | 45,439 | $58.80 | $2,671,813.20 |
DisclosureSEC source: 0001739445-22-000137 · wf-form4_166846864911690.xml · nonDerivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,912 Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 21:02 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 37 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-011355 · doc4.xml · nonDerivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,446 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Reflects a de minimus adjustment of 5 to securities beneficially owned following reported transaction as a result of rounding fractional shares. Includes 466 dividend equivalent rights. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 20:38 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 4 | $57.18 Strike: $0.00 | $228.72 |
DisclosureSEC source: 0001739445-22-000124 · wf-form4_166491568804144.xml · derivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,842 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 21:13 UTC | Arcosa, Inc. ACA · Entity 3697 | SaleCommon Stock | 40,000 | $58.54 | $2,341,600.00 |
DisclosureSEC source: 0001739445-22-000114 · wf-form4_166206679921883.xml · nonDerivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,351 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.01 to $59.43, inclusive. The reporting person undertakes to provide to Arcosa, Inc., any security holder of Arcosa, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 21:28 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 43 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-009234 · doc4.xml · nonDerivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,404 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 428 dividend equivalent rights. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 16:35 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 6 | $46.43 Strike: $0.00 | $278.58 |
DisclosureSEC source: 0001739445-22-000098 · wf-form4_165669331628425.xml · derivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,838 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:36 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 3,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-007708 · doc4.xml · nonDerivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,361 F1 · price: The Reporting Person was issued Deferred Stock Units by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan on June 1, 2022. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2022, the Reporting Person received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit they were issued on that same date. F2 · balance_after: Includes 385 dividend equivalent rights. Read SEC document |
| May 15, 2022 Filed May 17, 2022 20:28 UTC | Arcosa, Inc. ACA · Entity 3697 | Tax withholdingCommon Stock | 69,617 | $52.16 | $3,631,222.72 |
DisclosureSEC source: 0001739445-22-000081 · wf-form4_165281925044875.xml · nonDerivative · entry 2 Carrillo Antonio · CIK 0001486776 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,351 Read SEC document |
| May 15, 2022 Filed May 17, 2022 20:28 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantCommon Stock | 97,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001739445-22-000081 · wf-form4_165281925044875.xml · nonDerivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,968 Read SEC document |
| May 03, 2022 Filed May 5, 2022 21:24 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantCommon Stock | 26,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001739445-22-000063 · wf-form4_165178583099707.xml · nonDerivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,427 Read SEC document |
| May 02, 2022 Filed May 4, 2022 21:51 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 43 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-006501 · doc4.xml · nonDerivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,426 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 385 dividend equivalent rights. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 19:25 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 4 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001739445-22-000022 · wf-form4_164884112998297.xml · derivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,832 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:49 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 41 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001427 · doc4.xml · nonDerivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,383 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 342 dividend equivalent rights. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 21:39 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 4 | $52.70 Strike: $0.00 | $210.80 |
DisclosureSEC source: 0001739445-22-000005 · wf-form4_164133231863881.xml · derivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,828 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:02 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 36 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-013549 · doc4.xml · nonDerivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,342 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 301 dividend equivalent rights. Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 16:57 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 5 | $50.17 Strike: $0.00 | $250.85 |
DisclosureSEC source: 0001739445-21-000135 · wf-form4_163310745706759.xml · derivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,824 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 20:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 35 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011167 · doc4.xml · nonDerivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,306 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 265 dividend equivalent rights which reflects a de minimis adjustment to the number of dividend equivalent rights by 2 as a result of rounding fractional shares. Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 18:26 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 4 | $58.74 Strike: $0.00 | $234.96 |
DisclosureSEC source: 0001739445-21-000118 · wf-form4_162516395406031.xml · derivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,819 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:48 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 5,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-008908 · doc4.xml · nonDerivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,271 F1 · price: The Reporting Person was issued Deferred Stock Units by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan on June 1, 2021. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2021, the Reporting Person received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit they were issued on that same date. F2 · balance_after: Includes 228 dividend equivalent rights. Read SEC document |
| May 15, 2021 Filed May 18, 2021 21:10 UTC | Arcosa, Inc. ACA · Entity 3697 | Tax withholdingCommon Stock | 63,119 | $62.88 | $3,968,922.72 |
DisclosureSEC source: 0001739445-21-000087 · wf-form4_162137211501366.xml · nonDerivative · entry 2 Carrillo Antonio · CIK 0001486776 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,449 Read SEC document |
| May 15, 2021 Filed May 18, 2021 21:10 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantCommon Stock | 125,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001739445-21-000087 · wf-form4_162137211501366.xml · nonDerivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,568 Read SEC document |
| May 04, 2021 Filed May 6, 2021 17:42 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantCommon Stock | 22,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001739445-21-000068 · wf-form4_162032291204446.xml · nonDerivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,730 Read SEC document |
| May 03, 2021 Filed May 5, 2021 21:12 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-007632 · doc4.xml · nonDerivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,095 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 228 dividend equivalent rights. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 21:46 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 4 | $65.09 Strike: $0.00 | $260.36 |
DisclosureSEC source: 0001739445-21-000033 · wf-form4_161731351545380.xml · derivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,815 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:21 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 33 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001575 · doc4.xml · nonDerivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,055 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 188 dividend equivalent rights. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 17:31 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 4 | $54.93 Strike: $0.00 | $219.72 |
DisclosureSEC source: 0001739445-21-000008 · wf-form4_160986786509804.xml · derivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,811 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 22:17 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-013052 · doc4.xml · nonDerivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,022 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 155 dividend equivalent rights. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 22:20 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 6 | $44.09 Strike: $0.00 | $264.54 |
DisclosureSEC source: 0001739445-20-000129 · wf-form4_160159083049323.xml · derivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,807 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 23:09 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 38 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-010312 · doc4.xml · nonDerivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,982 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 115 dividend equivalent rights which reflects a de minimis adjustment to the number of dividend equivalent rights by 2 as a result of rounding fractional shares. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 21:56 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 5 | $42.20 Strike: $0.00 | $211.00 |
DisclosureSEC source: 0001739445-20-000107 · wf-form4_159364048171333.xml · derivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,801 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 21:13 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 4,628 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-006921 · edgar.xml · nonDerivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,944 F1 · shares: Mr. Carrillo was issued Deferred Stock Units by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan on June 1, 2020. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2020, Mr. Carrillo received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit he was issued on that same date. F2 · price: Includes 75 Dividend Equivalent Rights. Read SEC document |
| May 05, 2020 Filed May 6, 2020 22:24 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantCommon Stock | 40,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001739445-20-000074 · wf-form4_158880384495869.xml · nonDerivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,773 Read SEC document |
| May 01, 2020 Filed May 5, 2020 21:06 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 38 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-005469 · edgar.xml · nonDerivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,316 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 75 dividend equivalent rights. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 20:17 UTC | Arcosa, Inc. ACA · Entity 3697 | GrantArcosa Phantom Stock Units · Derivative | 6 | $39.74 Strike: $0.00 | $238.44 |
DisclosureSEC source: 0001739445-20-000039 · wf-form4_158577224914703.xml · derivative · entry 1 Carrillo Antonio · CIK 0001486776 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,796 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. F1 · derivative.expiration_date: The Arcosa Phantom Stock Units were accrued under the Arcosa, Inc. Deferred Plan for Director Fees. Each share of phantom stock units is the economic equivalent of one share of common stock. The phantom stock units settle in cash upon the reporting person's termination of services with Arcosa. Read SEC document |
| March 19, 2020 Filed Mar 20, 2020 23:02 UTC | Arcosa, Inc. ACA · Entity 3697 | PurchaseCommon Stock | 11,722 | $30.32 | $355,411.04 |
DisclosureSEC source: 0001739445-20-000029 · wf-form4_158474536067730.xml · nonDerivative · entry 2 Carrillo Antonio · CIK 0001486776 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,980 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.80 to $30.50, inclusive. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.