Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DraftKings Inc.DKNG · Entity 1872 | Director | September 02, 2026 | September 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DraftKings Inc.
Report date September 02, 2026 · Filed September 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 5,634,845 |
Reported balance
After 2026-09-02 transaction · row 1
1 source rowRow 1 · 2026-09-02 · Other · Disposed 864,880 · Balance 5,634,845 F1: On September 2, 2026, the Reporting Person physically settled at maturity under its existing terms a prepaid variable forward sale contract entered into on September 12, 2023 (the "2023 Contract") with an unaffiliated third-party buyer. The 2023 Contract obligated the Reporting Person to deliver to the buyer up to an aggregate of 875,000 shares (the "Base Amount") of the Issuer's Class A Common Stock (or, at the Reporting Person's election, an equivalent amount of cash based on the market price of the Issuer's Class A Common Stock) following the maturity date of September 2, 2026 (the "Maturity Date"). F2: On the Maturity Date, the Settlement Price (as defined in footnote 3 to this Form 4) was $24.21. Accordingly, the Reporting Person transferred to the buyer 864,880 of the Pledged Shares (as defined in footnote 5 to this Form 4). The remaining 10,120 Pledged Shares were returned to the Reporting Person by the buyer. F3: The 2023 Contract provided that the number of shares of the Issuer's Class A Common Stock to be delivered to the buyer on the second business day immediately following the Maturity Date would be determined as follows: (a) if the closing price of shares of the Issuer's Class A Common Stock on Maturity Date (the "Settlement Price") was less than $48.55 (the "Cap Level") but greater than $23.93 (the "Floor Level"), the Reporting Person would deliver a number of shares of the Issuer's Class A Common Stock equal to the Base Amount multiplied by a ratio equal to the Floor Level divided by the Settlement Price; (continued on footnote 4 to this Form 4) F4: (Continued from footnote 3 to this Form 4) (b) if the Settlement Price was equal to or greater than the Cap Level on the Maturity Date, the Reporting Person would deliver a number of shares of the Issuer's Class A Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price was equal to or less than the Floor Level on the Maturity Date, the Reporting Person would deliver a number of shares of the Issuer's Class A Common Stock equal to the Base Amount. |
| Forward Sale Contract (obligation to sell)SEC Table II · derivative / convertible security · Expires 2026-09-02 | Direct | 0 |
Reported balance
After 2026-09-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-02 · Other · Disposed 875,000 · Balance 0 F1: On September 2, 2026, the Reporting Person physically settled at maturity under its existing terms a prepaid variable forward sale contract entered into on September 12, 2023 (the "2023 Contract") with an unaffiliated third-party buyer. The 2023 Contract obligated the Reporting Person to deliver to the buyer up to an aggregate of 875,000 shares (the "Base Amount") of the Issuer's Class A Common Stock (or, at the Reporting Person's election, an equivalent amount of cash based on the market price of the Issuer's Class A Common Stock) following the maturity date of September 2, 2026 (the "Maturity Date"). F2: On the Maturity Date, the Settlement Price (as defined in footnote 3 to this Form 4) was $24.21. Accordingly, the Reporting Person transferred to the buyer 864,880 of the Pledged Shares (as defined in footnote 5 to this Form 4). The remaining 10,120 Pledged Shares were returned to the Reporting Person by the buyer. F3: The 2023 Contract provided that the number of shares of the Issuer's Class A Common Stock to be delivered to the buyer on the second business day immediately following the Maturity Date would be determined as follows: (a) if the closing price of shares of the Issuer's Class A Common Stock on Maturity Date (the "Settlement Price") was less than $48.55 (the "Cap Level") but greater than $23.93 (the "Floor Level"), the Reporting Person would deliver a number of shares of the Issuer's Class A Common Stock equal to the Base Amount multiplied by a ratio equal to the Floor Level divided by the Settlement Price; (continued on footnote 4 to this Form 4) F4: (Continued from footnote 3 to this Form 4) (b) if the Settlement Price was equal to or greater than the Cap Level on the Maturity Date, the Reporting Person would deliver a number of shares of the Issuer's Class A Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price was equal to or less than the Floor Level on the Maturity Date, the Reporting Person would deliver a number of shares of the Issuer's Class A Common Stock equal to the Base Amount. F5: In exchange for entering into the 2023 Contract and assuming the obligations thereunder, the Reporting Person received a cash payment of $18,718,918 on September 14, 2023, and no additional consideration was paid at settlement. The Reporting Person pledged 875,000 shares of the Issuer's Class A Common Stock (the "Pledged Shares") to secure the Reporting Person's obligations under the 2023 Contract, and retained voting rights in the Pledged Shares during the term of the pledge, but was obligated to pay to the buyer the economic benefits of dividends during the term of the pledge. |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by Kalish Family 2020 Irrevocable Trusts | 196,309 |
Reported balance
Holding disclosure · report date 2026-09-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 196,309 |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by Matthew P. Kalish 2020 Trust | 2,938 |
Reported balance
Holding disclosure · report date 2026-09-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,938 |
Filing footnotes · ownership attribution and instrument terms
F1: On September 2, 2026, the Reporting Person physically settled at maturity under its existing terms a prepaid variable forward sale contract entered into on September 12, 2023 (the "2023 Contract") with an unaffiliated third-party buyer. The 2023 Contract obligated the Reporting Person to deliver to the buyer up to an aggregate of 875,000 shares (the "Base Amount") of the Issuer's Class A Common Stock (or, at the Reporting Person's election, an equivalent amount of cash based on the market price of the Issuer's Class A Common Stock) following the maturity date of September 2, 2026 (the "Maturity Date").
F2: On the Maturity Date, the Settlement Price (as defined in footnote 3 to this Form 4) was $24.21. Accordingly, the Reporting Person transferred to the buyer 864,880 of the Pledged Shares (as defined in footnote 5 to this Form 4). The remaining 10,120 Pledged Shares were returned to the Reporting Person by the buyer.
F3: The 2023 Contract provided that the number of shares of the Issuer's Class A Common Stock to be delivered to the buyer on the second business day immediately following the Maturity Date would be determined as follows: (a) if the closing price of shares of the Issuer's Class A Common Stock on Maturity Date (the "Settlement Price") was less than $48.55 (the "Cap Level") but greater than $23.93 (the "Floor Level"), the Reporting Person would deliver a number of shares of the Issuer's Class A Common Stock equal to the Base Amount multiplied by a ratio equal to the Floor Level divided by the Settlement Price; (continued on footnote 4 to this Form 4)
F4: (Continued from footnote 3 to this Form 4) (b) if the Settlement Price was equal to or greater than the Cap Level on the Maturity Date, the Reporting Person would deliver a number of shares of the Issuer's Class A Common Stock equal to the Base Amount multiplied by a ratio equal to a fraction with a numerator equal to the sum of (A) the Floor Level and (B) the excess, if any, of the Settlement Price over the Cap Level, and a denominator equal to the Settlement Price; and (c) if the Settlement Price was equal to or less than the Floor Level on the Maturity Date, the Reporting Person would deliver a number of shares of the Issuer's Class A Common Stock equal to the Base Amount.
F5: In exchange for entering into the 2023 Contract and assuming the obligations thereunder, the Reporting Person received a cash payment of $18,718,918 on September 14, 2023, and no additional consideration was paid at settlement. The Reporting Person pledged 875,000 shares of the Issuer's Class A Common Stock (the "Pledged Shares") to secure the Reporting Person's obligations under the 2023 Contract, and retained voting rights in the Pledged Shares during the term of the pledge, but was obligated to pay to the buyer the economic benefits of dividends during the term of the pledge.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DraftKings Holdings Inc.
Report date May 05, 2022 · Filed May 09, 2022
Section 16 reporting ended · disclosed 2022-05-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 1
1 source rowRow 1 · 2022-05-05 · Disposition to issuer · Disposed 2,468,261 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by Matthew P. Kalish 2020 Trust | 0 |
Reported balance
After 2022-05-05 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2022-05-05 · Disposition to issuer · Disposed 257,722 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by Kalish Family 2020 Irrevocable Trusts | 0 |
Reported balance
After 2022-05-05 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2022-05-05 · Disposition to issuer · Disposed 196,279 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-05-05 · Disposition to issuer · Disposed 49,914 · Balance 0 F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4) F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise. F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F5: The Reporting Person was granted 99,828 RSUs on August 11, 2020 vesting quarterly over four (4) years from April 23, 2020, with the vesting of the first tranche occurring on September 12, 2020. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-05-05 · Disposition to issuer · Disposed 63,808 · Balance 0 F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4) F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise. F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F6: On February 22, 2021, the Reporting Person was granted 85,078 RSUs vesting quarterly over four (4) years. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-05-05 · Disposition to issuer · Disposed 452,940 · Balance 0 F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4) F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise. F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F7: On February 9, 2022, the Reporting Person was granted 452,940 RSUs vesting quarterly over four (4) years. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.29 · Expires 2028-04-18 | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-05-05 · Disposition to issuer · Disposed 581,053 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9) F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise. F10: These Stock Options are vested and exercisable as of the date hereof. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.63 · Expires 2025-08-27 | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-05-05 · Disposition to issuer · Disposed 93,649 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9) F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise. F10: These Stock Options are vested and exercisable as of the date hereof. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.82 · Expires 2027-05-03 | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-05-05 · Disposition to issuer · Disposed 157,826 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9) F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise. F10: These Stock Options are vested and exercisable as of the date hereof. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.29 · Expires 2028-05-03 | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2022-05-05 · Disposition to issuer · Disposed 1,511,843 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9) F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise. F10: These Stock Options are vested and exercisable as of the date hereof. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.70 · Expires 2029-06-04 | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2022-05-05 · Disposition to issuer · Disposed 106,088 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9) F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise. F10: These Stock Options are vested and exercisable as of the date hereof. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.70 · Expires 2029-06-04 | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2022-05-05 · Disposition to issuer · Disposed 300,583 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9) F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise. F11: These Stock Options were granted on June 4, 2019. As of the date hereof, 206,653 of such Stock Options have vested. The remaining Stock Options will vest in four (4) equal quarterly installments beginning on June 1, 2022. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.70 · Expires 2029-06-04 | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2022-05-05 · Disposition to issuer · Disposed 300,583 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise. F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9) F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise. F10: These Stock Options are vested and exercisable as of the date hereof. |
| Warrant for Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2025-04-23 | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2022-05-05 · Disposition to issuer · Disposed 3,251 · Balance 0 F12: Each warrant to purchase Class A Common Stock is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share. |
| Warrant for Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2025-04-23 | IndirectHeld by Kalish Family 2020 Irrevocable Trusts | 0 |
Reported balance
After 2022-05-05 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2022-05-05 · Disposition to issuer · Disposed 40 · Balance 0 F12: Each warrant to purchase Class A Common Stock is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share. |
| Warrant for Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2025-04-23 | IndirectHeld by Matthew P. Kalish 2020 Trust | 0 |
Reported balance
After 2022-05-05 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2022-05-05 · Disposition to issuer · Disposed 3,883 · Balance 0 F12: Each warrant to purchase Class A Common Stock is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)
F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. As used herein, the term "Class A Common Stock" refers to (i) Old DraftKings Class A Common Stock prior to the DraftKings Merger and (ii) New DraftKings Class A Common Stock following the DraftKings Merger, in each case, unless the context requires otherwise.
F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4)
F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise.
F5: The Reporting Person was granted 99,828 RSUs on August 11, 2020 vesting quarterly over four (4) years from April 23, 2020, with the vesting of the first tranche occurring on September 12, 2020.
F6: On February 22, 2021, the Reporting Person was granted 85,078 RSUs vesting quarterly over four (4) years.
F7: On February 9, 2022, the Reporting Person was granted 452,940 RSUs vesting quarterly over four (4) years.
F8: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 9)
F9: (Continued from footnote 8) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.
F10: These Stock Options are vested and exercisable as of the date hereof.
F11: These Stock Options were granted on June 4, 2019. As of the date hereof, 206,653 of such Stock Options have vested. The remaining Stock Options will vest in four (4) equal quarterly installments beginning on June 1, 2022.
F12: Each warrant to purchase Class A Common Stock is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 23, 2021 Filed Jul 28, 2021 00:26 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionRestricted Stock Units · Derivative | 6,239 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-096489 · tm2123440-2_4seq1.xml · derivative · entry 5 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,632 Underlying: Class A Common Stock · 6,239 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 6,239 shares of Class A Common Stock underlying the restricted stock units listed in Table II, and 2,767 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: On August 11, 2020, the Reporting Person was granted 99,828 restricted stock units, vesting quarterly over 4 years from April 23, 2020, with any restricted stock units scheduled to vest before September 12, 2020 vesting on September 12, 2020 and the vesting of the remaining restricted stock units occurring on October 23, 2020 and each quarter thereafter. F2 · derivative.expiration_date: On August 11, 2020, the Reporting Person was granted 99,828 restricted stock units, vesting quarterly over 4 years from April 23, 2020, with any restricted stock units scheduled to vest before September 12, 2020 vesting on September 12, 2020 and the vesting of the remaining restricted stock units occurring on October 23, 2020 and each quarter thereafter. Read SEC document |
| July 23, 2021 Filed Jul 28, 2021 00:26 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Tax withholdingClass A Common Stock | 2,767 | $49.33 | $136,496.11 |
DisclosureSEC source: 0001104659-21-096489 · tm2123440-2_4seq1.xml · nonDerivative · entry 2 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,842,118 Read SEC document |
| July 23, 2021 Filed Jul 28, 2021 00:26 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 6,239 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-096489 · tm2123440-2_4seq1.xml · nonDerivative · entry 1 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,844,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 6,239 shares of Class A Common Stock underlying the restricted stock units listed in Table II, and 2,767 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Read SEC document |
| July 09, 2021 Filed Jul 10, 2021 01:10 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionEmployee Stock Option · Derivative | 31,168 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001104659-21-090797 · tm2121885d3_4.xml · derivative · entry 9 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,072 Underlying: Class A Common Stock · 31,168 shares Expires 2025-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan. F2 · shares: Represents shares of Class A Common Stock of the Issuer underlying options exercised by the Reporting Person. F6 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| July 09, 2021 Filed Jul 10, 2021 01:10 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionEmployee Stock Option · Derivative | 61,130 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001104659-21-090797 · tm2121885d3_4.xml · derivative · entry 8 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 61,130 shares Expires 2024-09-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan. F2 · shares: Represents shares of Class A Common Stock of the Issuer underlying options exercised by the Reporting Person. F6 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| July 09, 2021 Filed Jul 10, 2021 01:10 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 16,590 | $49.86 | $827,177.40 |
DisclosureSEC source: 0001104659-21-090797 · tm2121885d3_4.xml · nonDerivative · entry 5 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,838,646 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.50 to $50.37, inclusive. Read SEC document |
| July 09, 2021 Filed Jul 10, 2021 01:10 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 149,880 | $48.87 | $7,324,635.60 |
DisclosureSEC source: 0001104659-21-090797 · tm2121885d3_4.xml · nonDerivative · entry 4 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,855,236 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.495 to $49.44, inclusive. Read SEC document |
| July 09, 2021 Filed Jul 10, 2021 01:10 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 83,531 | $48.15 | $4,022,017.65 |
DisclosureSEC source: 0001104659-21-090797 · tm2121885d3_4.xml · nonDerivative · entry 3 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,005,116 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.495 to $48.49, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 3, 4 and 5 to this Form 4. Read SEC document |
| July 09, 2021 Filed Jul 10, 2021 01:10 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 31,168 | $0.63 | $19,635.84 |
DisclosureSEC source: 0001104659-21-090797 · tm2121885d3_4.xml · nonDerivative · entry 2 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,088,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan. F2 · shares: Represents shares of Class A Common Stock of the Issuer underlying options exercised by the Reporting Person. Read SEC document |
| July 09, 2021 Filed Jul 10, 2021 01:10 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 61,130 | $0.63 | $38,511.90 |
DisclosureSEC source: 0001104659-21-090797 · tm2121885d3_4.xml · nonDerivative · entry 1 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,057,479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan. F2 · shares: Represents shares of Class A Common Stock of the Issuer underlying options exercised by the Reporting Person. Read SEC document |
| June 25, 2021 Filed Jun 26, 2021 00:01 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 18,214 | $52.10 | $948,949.40 |
DisclosureSEC source: 0001104659-21-085893 · tm2120712-3_4seq1.xml · nonDerivative · entry 2 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,996,349 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.99 to $52.30, inclusive. Read SEC document |
| June 25, 2021 Filed Jun 26, 2021 00:01 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 39,408 | $51.67 | $2,036,211.36 |
DisclosureSEC source: 0001104659-21-085893 · tm2120712-3_4seq1.xml · nonDerivative · entry 1 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,014,563 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.99 to $51.98, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 2 and 3 to this Form 4. Read SEC document |
| June 11, 2021 Filed Jun 12, 2021 01:09 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 10,012 | $54.27 | $543,351.24 |
DisclosureSEC source: 0001104659-21-080393 · tm2119517d3_4.xml · nonDerivative · entry 2 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,053,971 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.04 to $54.60, inclusive. Read SEC document |
| June 11, 2021 Filed Jun 12, 2021 01:09 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 47,680 | $53.56 | $2,553,740.80 |
DisclosureSEC source: 0001104659-21-080393 · tm2119517d3_4.xml · nonDerivative · entry 1 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,063,983 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.035 to $54.02, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 2 and 3 to this Form 4. Read SEC document |
| May 28, 2021 Filed May 29, 2021 00:17 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 374 | $51.83 | $19,384.42 |
DisclosureSEC source: 0001104659-21-074441 · tm2118015-4_4seq1.xml · nonDerivative · entry 3 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,111,663 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 28, 2021 Filed May 29, 2021 00:17 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 22,073 | $51.24 | $1,131,020.52 |
DisclosureSEC source: 0001104659-21-074441 · tm2118015-4_4seq1.xml · nonDerivative · entry 2 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,112,037 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.82 to $51.78, inclusive. Read SEC document |
| May 28, 2021 Filed May 29, 2021 00:17 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 35,245 | $50.38 | $1,775,643.10 |
DisclosureSEC source: 0001104659-21-074441 · tm2118015-4_4seq1.xml · nonDerivative · entry 1 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,134,110 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.80 to $50.78, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 2 and 3 to this Form 4. Read SEC document |
| May 22, 2021 Filed May 26, 2021 00:05 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionRestricted Stock Units · Derivative | 5,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-071977 · tm2117453d3_4.xml · derivative · entry 5 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,761 Underlying: Class A Common Stock · 5,317 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 5,317 shares of Class A Common Stock underlying the restricted stock units listed in Table II, and 2,359 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 85,078 restricted stock units vesting quarterly over 4 years. F2 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 85,078 restricted stock units vesting quarterly over 4 years. Read SEC document |
| May 22, 2021 Filed May 26, 2021 00:05 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Tax withholdingClass A Common Stock | 2,359 | $44.63 | $105,282.17 |
DisclosureSEC source: 0001104659-21-071977 · tm2117453d3_4.xml · nonDerivative · entry 2 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,169,355 Read SEC document |
| May 22, 2021 Filed May 26, 2021 00:05 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 5,317 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-071977 · tm2117453d3_4.xml · nonDerivative · entry 1 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,171,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 5,317 shares of Class A Common Stock underlying the restricted stock units listed in Table II, and 2,359 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Read SEC document |
| May 14, 2021 Filed May 15, 2021 00:36 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 23,953 | $44.80 | $1,073,094.40 |
DisclosureSEC source: 0001104659-21-067121 · tm2116582-2_4.xml · nonDerivative · entry 4 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,166,397 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan last amended by the Reporting Person on December 11, 2020. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.51 to $45.16, inclusive. Read SEC document |
| May 14, 2021 Filed May 15, 2021 00:36 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 22,011 | $44.20 | $972,886.20 |
DisclosureSEC source: 0001104659-21-067121 · tm2116582-2_4.xml · nonDerivative · entry 3 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,190,350 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan last amended by the Reporting Person on December 11, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.50 to $44.49, inclusive. Read SEC document |
| May 14, 2021 Filed May 15, 2021 00:36 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 5,395 | $42.70 | $230,366.50 |
DisclosureSEC source: 0001104659-21-067121 · tm2116582-2_4.xml · nonDerivative · entry 2 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,212,361 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan last amended by the Reporting Person on December 11, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.44 to $43.37, inclusive. Read SEC document |
| May 14, 2021 Filed May 15, 2021 00:36 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | SaleClass A Common Stock | 6,334 | $42.05 | $266,344.70 |
DisclosureSEC source: 0001104659-21-067121 · tm2116582-2_4.xml · nonDerivative · entry 1 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,217,756 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan last amended by the Reporting Person on December 11, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.44 to $42.40, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 2, 3, 4 and 5 to this Form 4. Read SEC document |
| April 23, 2021 Filed Apr 24, 2021 00:12 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionRestricted Stock Units · Derivative | 6,239 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-054600 · tm2113936-2_4seq1.xml · derivative · entry 5 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,871 Underlying: Class A Common Stock · 6,239 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes as allowed by the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein) (the "Lock-Up Agreement"). The Reporting Person received the net of the 6,239 shares of Class A Common Stock underlying the restricted stock units listed in Table II, and 2,767 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement. F2 · derivative.exercise_date: On August 11, 2020, the Reporting Person was granted 99,828 restricted stock units, vesting quarterly over 4 years from April 23, 2020, with any restricted stock units scheduled to vest before September 12, 2020 vesting on September 12, 2020 and the vesting of the remaining restricted stock units occurring on October 23, 2020 and each quarter thereafter. F2 · derivative.expiration_date: On August 11, 2020, the Reporting Person was granted 99,828 restricted stock units, vesting quarterly over 4 years from April 23, 2020, with any restricted stock units scheduled to vest before September 12, 2020 vesting on September 12, 2020 and the vesting of the remaining restricted stock units occurring on October 23, 2020 and each quarter thereafter. Read SEC document |
| April 23, 2021 Filed Apr 24, 2021 00:12 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Tax withholdingClass A Common Stock | 2,767 | $58.12 | $160,818.04 |
DisclosureSEC source: 0001104659-21-054600 · tm2113936-2_4seq1.xml · nonDerivative · entry 2 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,224,090 Read SEC document |
| April 23, 2021 Filed Apr 24, 2021 00:12 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 6,239 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-054600 · tm2113936-2_4seq1.xml · nonDerivative · entry 1 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,226,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes as allowed by the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein) (the "Lock-Up Agreement"). The Reporting Person received the net of the 6,239 shares of Class A Common Stock underlying the restricted stock units listed in Table II, and 2,767 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement. Read SEC document |
| February 22, 2021 Filed Feb 26, 2021 01:42 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 85,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-028438 · tm217770-2_4.xml · derivative · entry 1 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,078 Underlying: Class A Common Stock · 85,078 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 85,078 restricted stock units vesting quarterly over 4 years. F2 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 85,078 restricted stock units vesting quarterly over 4 years. Read SEC document |
| February 19, 2021 Filed Feb 14, 2022 22:21 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GiftClass A Common Stock | 189,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-023211 · tm226730-1_5.xml · nonDerivative · entry 2 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Kalish Family 2020 Irrevocable Trusts Disclosed balance after: 196,279 F1 · kind: Represents a bona fide gift of the Issuer's Class A Common Stock (the "Common Stock") to the Kalish Family 2020 Irrevocable Trusts, for the benefit of the Reporting Person's descendants. There was no purchase or sale of shares of Common Stock in connection with the transfer. Read SEC document |
| February 19, 2021 Filed Feb 14, 2022 22:21 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GiftClass A Common Stock | 189,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-023211 · tm226730-1_5.xml · nonDerivative · entry 1 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,690,544 F1 · kind: Represents a bona fide gift of the Issuer's Class A Common Stock (the "Common Stock") to the Kalish Family 2020 Irrevocable Trusts, for the benefit of the Reporting Person's descendants. There was no purchase or sale of shares of Common Stock in connection with the transfer. Read SEC document |
| January 23, 2021 Filed Jan 27, 2021 02:19 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionRestricted Stock Units · Derivative | 6,239 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-007836 · tm214186d5_4.xml · derivative · entry 5 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,110 Underlying: Class A Common Stock · 6,239 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 6,239 shares of Class A Common Stock underlying the restricted stock units listed in Table II and 1,933 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: On August 11, 2020, the Reporting Person was granted 99,828 restricted stock units, vesting quarterly over 4 years from April 23, 2020, with any restricted stock units scheduled to vest before September 12, 2020 vesting on September 12, 2020 and the vesting of the remaining restricted stock units occurring on October 23, 2020 and each quarter thereafter. F2 · derivative.expiration_date: On August 11, 2020, the Reporting Person was granted 99,828 restricted stock units, vesting quarterly over 4 years from April 23, 2020, with any restricted stock units scheduled to vest before September 12, 2020 vesting on September 12, 2020 and the vesting of the remaining restricted stock units occurring on October 23, 2020 and each quarter thereafter. Read SEC document |
| January 23, 2021 Filed Jan 27, 2021 02:19 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Tax withholdingClass A Common Stock | 1,933 | $52.53 | $101,540.49 |
DisclosureSEC source: 0001104659-21-007836 · tm214186d5_4.xml · nonDerivative · entry 2 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,220,618 Read SEC document |
| January 23, 2021 Filed Jan 27, 2021 02:19 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 6,239 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-007836 · tm214186d5_4.xml · nonDerivative · entry 1 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,222,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 6,239 shares of Class A Common Stock underlying the restricted stock units listed in Table II and 1,933 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Read SEC document |
| October 26, 2020 Filed Oct 27, 2020 01:49 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionEmployee Stock Option · Derivative | 17,652 | $0.00 Strike: $3.82 | $0.00 |
DisclosureSEC source: 0001104659-20-118323 · tm2034244d5_4.xml · derivative · entry 9 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,097 Underlying: Class A Common Stock · 17,652 shares Expires 2027-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents shares of Class A Common Stock of the Issuer acquired from the exercise of options by the Reporting Person (the "Exercise"). No shares of Class A Common Stock were sold in connection with the Exercise. The Exercise is permitted by the Lock-Up Agreement and such shares of Class A Common Stock received by the Reporting Person in connection with the Exercise are subject to the restrictions set forth in the Lock-Up Agreement. F4 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| October 26, 2020 Filed Oct 27, 2020 01:49 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionEmployee Stock Option · Derivative | 297,673 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001104659-20-118323 · tm2034244d5_4.xml · derivative · entry 8 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,275 Underlying: Class A Common Stock · 297,673 shares Expires 2026-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents shares of Class A Common Stock of the Issuer acquired from the exercise of options by the Reporting Person (the "Exercise"). No shares of Class A Common Stock were sold in connection with the Exercise. The Exercise is permitted by the Lock-Up Agreement and such shares of Class A Common Stock received by the Reporting Person in connection with the Exercise are subject to the restrictions set forth in the Lock-Up Agreement. F4 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| October 26, 2020 Filed Oct 27, 2020 01:49 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 17,652 | $3.82 | $67,430.64 |
DisclosureSEC source: 0001104659-20-118323 · tm2034244d5_4.xml · nonDerivative · entry 4 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,216,312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents shares of Class A Common Stock of the Issuer acquired from the exercise of options by the Reporting Person (the "Exercise"). No shares of Class A Common Stock were sold in connection with the Exercise. The Exercise is permitted by the Lock-Up Agreement and such shares of Class A Common Stock received by the Reporting Person in connection with the Exercise are subject to the restrictions set forth in the Lock-Up Agreement. Read SEC document |
| October 26, 2020 Filed Oct 27, 2020 01:49 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 297,673 | $0.63 | $187,533.99 |
DisclosureSEC source: 0001104659-20-118323 · tm2034244d5_4.xml · nonDerivative · entry 3 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,198,660 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents shares of Class A Common Stock of the Issuer acquired from the exercise of options by the Reporting Person (the "Exercise"). No shares of Class A Common Stock were sold in connection with the Exercise. The Exercise is permitted by the Lock-Up Agreement and such shares of Class A Common Stock received by the Reporting Person in connection with the Exercise are subject to the restrictions set forth in the Lock-Up Agreement. Read SEC document |
| October 23, 2020 Filed Oct 27, 2020 01:49 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionRestricted Stock Units · Derivative | 6,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-118323 · tm2034244d5_4.xml · derivative · entry 7 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,349 Underlying: Class A Common Stock · 6,240 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes as allowed by the Amended and Restated Lock-up Agreement, dated October 6, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement"). The Reporting Person received the net of the 6,240 shares of Class A Common Stock underlying the restricted stock units listed in Table II and 2,768 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock, and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement. F3 · derivative.exercise_date: On August 11, 2020, the Reporting Person was granted 99,828 restricted stock units, vesting quarterly over 4 years from April 23, 2020, with any restricted stock units scheduled to vest before September 12, 2020 vesting on September 12, 2020 and the vesting of the remaining restricted stock units occurring on October 23, 2020 and each quarter thereafter. F3 · derivative.expiration_date: On August 11, 2020, the Reporting Person was granted 99,828 restricted stock units, vesting quarterly over 4 years from April 23, 2020, with any restricted stock units scheduled to vest before September 12, 2020 vesting on September 12, 2020 and the vesting of the remaining restricted stock units occurring on October 23, 2020 and each quarter thereafter. Read SEC document |
| October 23, 2020 Filed Oct 27, 2020 01:49 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Tax withholdingClass A Common Stock | 2,768 | $42.74 | $118,304.32 |
DisclosureSEC source: 0001104659-20-118323 · tm2034244d5_4.xml · nonDerivative · entry 2 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900,987 Read SEC document |
| October 23, 2020 Filed Oct 27, 2020 01:49 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 6,240 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-118323 · tm2034244d5_4.xml · nonDerivative · entry 1 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,903,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes as allowed by the Amended and Restated Lock-up Agreement, dated October 6, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement"). The Reporting Person received the net of the 6,240 shares of Class A Common Stock underlying the restricted stock units listed in Table II and 2,768 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock, and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement. Read SEC document |
| October 20, 2020 Filed Oct 23, 2020 01:27 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionRestricted Stock Units · Derivative | 2,610,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-117314 · tm2033990d2_4.xml · derivative · entry 5 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,610,610 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes as allowed by the Amended and Restated Lock-up Agreement, dated October 6, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement"). The Reporting Person received the net of the 2,610,610 shares of Class A Common Stock underlying the restricted stock units and 1,157,806 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock, and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement. F2 · derivative.exercise_date: The Reporting Person was previously granted 2,610,610 restricted stock units, which vested into shares of the Issuer's Class A Common Stock based on the satisfaction of certain performance thresholds, combined with the completion of a requisite service period on October 20, 2020. F2 · derivative.expiration_date: The Reporting Person was previously granted 2,610,610 restricted stock units, which vested into shares of the Issuer's Class A Common Stock based on the satisfaction of certain performance thresholds, combined with the completion of a requisite service period on October 20, 2020. Read SEC document |
| October 20, 2020 Filed Oct 23, 2020 01:27 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Tax withholdingClass A Common Stock | 1,157,806 | $42.53 | $49,241,489.18 |
DisclosureSEC source: 0001104659-20-117314 · tm2033990d2_4.xml · nonDerivative · entry 2 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,897,515 Read SEC document |
| October 20, 2020 Filed Oct 23, 2020 01:27 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 2,610,610 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-117314 · tm2033990d2_4.xml · nonDerivative · entry 1 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,055,321 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes as allowed by the Amended and Restated Lock-up Agreement, dated October 6, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement"). The Reporting Person received the net of the 2,610,610 shares of Class A Common Stock underlying the restricted stock units and 1,157,806 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock, and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement. Read SEC document |
| September 12, 2020 Filed Sep 17, 2020 23:37 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionRestricted Stock Units · Derivative | 6,239 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-106217 · tm2031150-4_4.xml · derivative · entry 4 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,589 Underlying: Class A Common Stock · 6,239 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Such shares of Class A Common Stock received by the Reporting Person in connection with the vesting are subject to the restrictions set forth in that certain Lock-Up Agreement, dated June 18, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement"). No shares of Class A Common Stock were transferred or sold in connection with the vesting. F2 · derivative.exercise_date: On August 11, 2020, the Reporting Person was granted 99,828 restricted stock units, vesting quarterly over 4 years from April 23, 2020, with the vesting of the first tranche occurring on September 12, 2020. F2 · derivative.expiration_date: On August 11, 2020, the Reporting Person was granted 99,828 restricted stock units, vesting quarterly over 4 years from April 23, 2020, with the vesting of the first tranche occurring on September 12, 2020. Read SEC document |
| September 12, 2020 Filed Sep 17, 2020 23:37 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 6,239 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-106217 · tm2031150-4_4.xml · nonDerivative · entry 1 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Such shares of Class A Common Stock received by the Reporting Person in connection with the vesting are subject to the restrictions set forth in that certain Lock-Up Agreement, dated June 18, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement"). No shares of Class A Common Stock were transferred or sold in connection with the vesting. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 21:32 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionEmployee Stock Option · Derivative | 50,000 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001104659-20-094787 · tm2027466d2_4.xml · derivative · entry 5 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 741,948 Underlying: Class A Common Stock · 50,000 shares Expires 2026-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock, par value $0.0001 per share (the "Class A Common Stock") of DraftKings Inc. exercised by the Reporting Person (the "Exercise"). Such shares of Class A Common Stock received by the Reporting Person in connection with the Exercise are subject to the restrictions set forth in that certain Lock-Up Agreement, dated June 18, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement"). The Exercise is permitted by the Lock-Up Agreement and no shares of Class A Common Stock were sold in connection with the Exercise. F4 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 21:32 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 99,828 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-094787 · tm2027466d2_4.xml · derivative · entry 4 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,828 Underlying: Class A Common Stock · 99,828 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3 · derivative.exercise_date: The restricted stock units were granted on August 11, 2020 and vest quarterly over 4 years from April 23, 2020, with the vesting of the first tranche occurring on September 12, 2020. F3 · derivative.expiration_date: The restricted stock units were granted on August 11, 2020 and vest quarterly over 4 years from April 23, 2020, with the vesting of the first tranche occurring on September 12, 2020. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 21:32 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 50,000 | $0.63 | $31,500.00 |
DisclosureSEC source: 0001104659-20-094787 · tm2027466d2_4.xml · nonDerivative · entry 1 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,472 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock, par value $0.0001 per share (the "Class A Common Stock") of DraftKings Inc. exercised by the Reporting Person (the "Exercise"). Such shares of Class A Common Stock received by the Reporting Person in connection with the Exercise are subject to the restrictions set forth in that certain Lock-Up Agreement, dated June 18, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement"). The Exercise is permitted by the Lock-Up Agreement and no shares of Class A Common Stock were sold in connection with the Exercise. Read SEC document |
| June 29, 2020 Filed Jun 29, 2020 22:06 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionEmployee Stock Option · Derivative | 46,707 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001104659-20-078035 · tm2023713d3_4.xml · derivative · entry 7 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 791,948 Underlying: Class A Common Stock · 46,707 shares Expires 2026-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock, par value $0.0001 per share (the "Class A Common Stock") of DraftKings Inc. exercised by the Reporting Person (the "Exercise"). Such shares of Class A Common Stock received by the Reporting Person in connection with the Exercise are subject to the restrictions set forth in that certain Lock-Up Agreement, dated June 18, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement"). The Exercise is permitted by the Lock-up Agreement and no shares of Class A Common Stock were sold in connection with the Exercise. F2 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
| June 29, 2020 Filed Jun 29, 2020 22:06 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionEmployee Stock Option · Derivative | 21,965 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001104659-20-078035 · tm2023713d3_4.xml · derivative · entry 6 Kalish Matthew · CIK 0001810190 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,787 Underlying: Class A Common Stock · 21,965 shares Expires 2025-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock, par value $0.0001 per share (the "Class A Common Stock") of DraftKings Inc. exercised by the Reporting Person (the "Exercise"). Such shares of Class A Common Stock received by the Reporting Person in connection with the Exercise are subject to the restrictions set forth in that certain Lock-Up Agreement, dated June 18, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement"). The Exercise is permitted by the Lock-up Agreement and no shares of Class A Common Stock were sold in connection with the Exercise. F2 · derivative.exercise_date: The options are vested and currently exercisable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.