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person · Reporting owner

GRYSKA DAVID W

Disclosed activity across 8 companies

Tapewire entity
19062
SEC CIK
0001202335

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Celcuity Inc.CELC · Entity 3991DirectorOctober 01, 2026October 05, 2026
Definium Therapeutics, Inc.DFTX · Entity 3884DirectorJune 11, 2026June 15, 2026
INCYTE CORPINCY · Entity 3182Executive Vice President, CFOJuly 16, 2018July 18, 2018
PDL BIOPHARMA, INC.PDLI · Entity 143144DirectorDecember 30, 2020December 31, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Celcuity Inc.

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect893 Reported balance After 2026-10-01 transaction · row 1
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 893 · Balance 893

F1: Represents restricted stock units that will vest upon the earlier of (i) the 2027 annual meeting of stockholders of Celcuity Inc. or (ii) April 30, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units that will vest upon the earlier of (i) the 2027 annual meeting of stockholders of Celcuity Inc. or (ii) April 30, 2027.

Definium Therapeutics, Inc.

Report date June 11, 2026 · Filed June 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect19,900 Reported balance After 2026-06-11 transaction · row 1
1 source row

Row 1 · 2026-06-11 · Grant · Acquired 4,666 · Balance 19,900

F1: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share of the Issuer. The RSUs vest as to 1/12th of the underlying shares on each monthly anniversary of the date of the grant, provided, that if the Issuer's annual meeting immediately following the date of grant takes place prior to the first anniversary of the date of grant, any unvested RSUs will vest immediately prior to the Issuer's annual meeting following the date of grant, subject the Reporting Person's continued service through the applicable vesting date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.11 · Expires 2036-06-10Direct19,188 Reported balance After 2026-06-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-11 · Grant · Acquired 19,188 · Balance 19,188

F2: The Stock Option vests and becomes exercisable as to 1/12th of the underlying shares on each monthly anniversary of the date of the grant, provided, that if the Issuer's annual meeting immediately following the date of grant takes place prior to the first anniversary of the date of grant, the Stock Option will vest and become exercisable immediately prior to the Issuer's annual meeting following the date of grant, subject to the Reporting Person's continued service through the applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one common share of the Issuer. The RSUs vest as to 1/12th of the underlying shares on each monthly anniversary of the date of the grant, provided, that if the Issuer's annual meeting immediately following the date of grant takes place prior to the first anniversary of the date of grant, any unvested RSUs will vest immediately prior to the Issuer's annual meeting following the date of grant, subject the Reporting Person's continued service through the applicable vesting date.

F2: The Stock Option vests and becomes exercisable as to 1/12th of the underlying shares on each monthly anniversary of the date of the grant, provided, that if the Issuer's annual meeting immediately following the date of grant takes place prior to the first anniversary of the date of grant, the Stock Option will vest and become exercisable immediately prior to the Issuer's annual meeting following the date of grant, subject to the Reporting Person's continued service through the applicable vesting date.

INCYTE CORP

Report date July 16, 2018 · Filed July 18, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect10,235 Reported balance After 2018-07-16 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-07-16 · Tax withholding · Disposed 455 · Balance 10,235

F1: Represents shares withheld automatically by the Issuer to satisfy tax withholding obligations due at settlement of restricted stock units previously reported in Table I as common stock.

F2: Includes an aggregate of 8,026 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld automatically by the Issuer to satisfy tax withholding obligations due at settlement of restricted stock units previously reported in Table I as common stock.

F2: Includes an aggregate of 8,026 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

PDL BIOPHARMA, INC.

Report date December 30, 2020 · Filed December 31, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeDirect1,387 Reported balance After 2020-12-30 transaction · row 1
1 source row

Row 1 · 2020-12-30 · Sale · Disposed 20,000 · Balance 1,387

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AERIE PHARMACEUTICALS INC

Report date November 21, 2022 · Filed November 21, 2022

Section 16 reporting ended · disclosed 2022-11-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-11-21 transaction · row 1
1 source row

Row 1 · 2022-11-21 · Disposition to issuer · Disposed 11,495 · Balance 0

F1: Each of the reported shares of common stock of the Company (each a "Share" or, collectively, the "Shares"), including any Shares of restricted stock, was, at the Effective Time (defined below), cancelled and converted into the right to receive $15.25 in cash (the "Merger Consideration") without interest and subject to any applicable withholding taxes.

Common StockSEC Table I · non-derivativeIndirectBy the Gryska Family Trust0 Reported balance After 2022-11-21 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2022-11-21 · Disposition to issuer · Disposed 1,996 · Balance 0

F1: Each of the reported shares of common stock of the Company (each a "Share" or, collectively, the "Shares"), including any Shares of restricted stock, was, at the Effective Time (defined below), cancelled and converted into the right to receive $15.25 in cash (the "Merger Consideration") without interest and subject to any applicable withholding taxes.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.27 · Expires 2030-06-11Direct0 Reported balance After 2022-11-21 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-11-21 · Disposition to issuer · Disposed 7,800 · Balance 0

F2: Each stock option with a per Share exercise price that is less than the Merger Consideration was, at the Effective Time, cancelled in exchange for a cash payment equal to, for each Share underlying the stock option (without regard to vesting), the excess of the Merger Consideration over the exercise price payable per Share underlying such stock option. Any stock options with a per Share exercise price that was more than the Merger Consideration were cancelled for no consideration.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.11 · Expires 2032-06-09Direct0 Reported balance After 2022-11-21 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-11-21 · Disposition to issuer · Disposed 16,854 · Balance 0

F2: Each stock option with a per Share exercise price that is less than the Merger Consideration was, at the Effective Time, cancelled in exchange for a cash payment equal to, for each Share underlying the stock option (without regard to vesting), the excess of the Merger Consideration over the exercise price payable per Share underlying such stock option. Any stock options with a per Share exercise price that was more than the Merger Consideration were cancelled for no consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Each of the reported shares of common stock of the Company (each a "Share" or, collectively, the "Shares"), including any Shares of restricted stock, was, at the Effective Time (defined below), cancelled and converted into the right to receive $15.25 in cash (the "Merger Consideration") without interest and subject to any applicable withholding taxes.

F2: Each stock option with a per Share exercise price that is less than the Merger Consideration was, at the Effective Time, cancelled in exchange for a cash payment equal to, for each Share underlying the stock option (without regard to vesting), the excess of the Merger Consideration over the exercise price payable per Share underlying such stock option. Any stock options with a per Share exercise price that was more than the Merger Consideration were cancelled for no consideration.

Forte Biosciences, Inc.

Report date August 27, 2026 · Filed August 27, 2026

Section 16 reporting ended · disclosed 2026-08-27. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-08-27 transaction · row 1
1 source row

Row 1 · 2026-08-27 · Other · Disposed 5,940 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated July 26, 2026 (the "Merger Agreement"), by and among Forte Biosciences, Inc. ("Company"), argenx BV ("Parent"), and Avena Merger Sub Inc., a wholly owned subsidiary of Parent ("Purchaser"), the shares of common stock of Company that were tendered to Purchaser prior to the expiration time of the offer were exchanged for $77.00 per share ("Merger Consideration"), net to the seller in cash, without interest, subject to any required withholding tax. After completion of the tender offer, pursuant to the terms of the Merger Agreement, Purchaser merged with and into Company (the "Merger"), with Company surviving the Merger as a wholly owned subsidiary of Parent.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.50 · Expires 2033-01-10Direct0 Reported balance After 2026-08-27 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-27 · Disposition to issuer · Disposed 2,000 · Balance 0

F2: Pursuant to the Merger Agreement, each unexercised and outstanding option to purchase shares of Common Stock (a "Company Option"), whether or not vested, and which had a per share exercise price that was less than the Merger Consideration, was canceled and converted into the right of the holder to receive (i) (subject to any applicable withholding taxes) a lump-sum cash payment equal to (x) the excess (if any) of (a) the Merger Consideration over (b) the per share exercise price subject to such Company Option, multiplied by (y) the total number of shares subject to such Company Option immediately prior to the effective time of the Merger. At the effective time of the Merger, each Company Option that is then outstanding and unexercised, whether or not vested and which has a per share exercise price that is equal to or greater than the Merger Consideration, shall be cancelled with no consideration payable therefor.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.00 · Expires 2033-09-19Direct0 Reported balance After 2026-08-27 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-08-27 · Disposition to issuer · Disposed 1,000 · Balance 0

F2: Pursuant to the Merger Agreement, each unexercised and outstanding option to purchase shares of Common Stock (a "Company Option"), whether or not vested, and which had a per share exercise price that was less than the Merger Consideration, was canceled and converted into the right of the holder to receive (i) (subject to any applicable withholding taxes) a lump-sum cash payment equal to (x) the excess (if any) of (a) the Merger Consideration over (b) the per share exercise price subject to such Company Option, multiplied by (y) the total number of shares subject to such Company Option immediately prior to the effective time of the Merger. At the effective time of the Merger, each Company Option that is then outstanding and unexercised, whether or not vested and which has a per share exercise price that is equal to or greater than the Merger Consideration, shall be cancelled with no consideration payable therefor.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.54 · Expires 2035-03-20Direct0 Reported balance After 2026-08-27 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-08-27 · Disposition to issuer · Disposed 31,000 · Balance 0

F2: Pursuant to the Merger Agreement, each unexercised and outstanding option to purchase shares of Common Stock (a "Company Option"), whether or not vested, and which had a per share exercise price that was less than the Merger Consideration, was canceled and converted into the right of the holder to receive (i) (subject to any applicable withholding taxes) a lump-sum cash payment equal to (x) the excess (if any) of (a) the Merger Consideration over (b) the per share exercise price subject to such Company Option, multiplied by (y) the total number of shares subject to such Company Option immediately prior to the effective time of the Merger. At the effective time of the Merger, each Company Option that is then outstanding and unexercised, whether or not vested and which has a per share exercise price that is equal to or greater than the Merger Consideration, shall be cancelled with no consideration payable therefor.

Stock Option (right to buy)]SEC Table II · derivative / convertible security · Conversion / exercise price $8.60 · Expires 2034-08-20Direct0 Reported balance After 2026-08-27 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-08-27 · Disposition to issuer · Disposed 2,000 · Balance 0

F2: Pursuant to the Merger Agreement, each unexercised and outstanding option to purchase shares of Common Stock (a "Company Option"), whether or not vested, and which had a per share exercise price that was less than the Merger Consideration, was canceled and converted into the right of the holder to receive (i) (subject to any applicable withholding taxes) a lump-sum cash payment equal to (x) the excess (if any) of (a) the Merger Consideration over (b) the per share exercise price subject to such Company Option, multiplied by (y) the total number of shares subject to such Company Option immediately prior to the effective time of the Merger. At the effective time of the Merger, each Company Option that is then outstanding and unexercised, whether or not vested and which has a per share exercise price that is equal to or greater than the Merger Consideration, shall be cancelled with no consideration payable therefor.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-08-27 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-08-27 · Disposition to issuer · Disposed 18,353 · Balance 0

F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Forte Biosciences, Inc. (the "Issuer") Common Stock.

F4: Pursuant to the Merger Agreement, each outstanding restricted stock unit (a "Company RSU"), whether or not vested, was canceled and converted into the right of the holder to receive (i) (subject to any applicable withholding taxes) a lump-sum cash payment equal to (x) the Merger Consideration, multiplied by (y) the total number of shares subject to such Company RSU immediately prior to the effective time of the Merger.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated July 26, 2026 (the "Merger Agreement"), by and among Forte Biosciences, Inc. ("Company"), argenx BV ("Parent"), and Avena Merger Sub Inc., a wholly owned subsidiary of Parent ("Purchaser"), the shares of common stock of Company that were tendered to Purchaser prior to the expiration time of the offer were exchanged for $77.00 per share ("Merger Consideration"), net to the seller in cash, without interest, subject to any required withholding tax. After completion of the tender offer, pursuant to the terms of the Merger Agreement, Purchaser merged with and into Company (the "Merger"), with Company surviving the Merger as a wholly owned subsidiary of Parent.

F2: Pursuant to the Merger Agreement, each unexercised and outstanding option to purchase shares of Common Stock (a "Company Option"), whether or not vested, and which had a per share exercise price that was less than the Merger Consideration, was canceled and converted into the right of the holder to receive (i) (subject to any applicable withholding taxes) a lump-sum cash payment equal to (x) the excess (if any) of (a) the Merger Consideration over (b) the per share exercise price subject to such Company Option, multiplied by (y) the total number of shares subject to such Company Option immediately prior to the effective time of the Merger. At the effective time of the Merger, each Company Option that is then outstanding and unexercised, whether or not vested and which has a per share exercise price that is equal to or greater than the Merger Consideration, shall be cancelled with no consideration payable therefor.

F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Forte Biosciences, Inc. (the "Issuer") Common Stock.

F4: Pursuant to the Merger Agreement, each outstanding restricted stock unit (a "Company RSU"), whether or not vested, was canceled and converted into the right of the holder to receive (i) (subject to any applicable withholding taxes) a lump-sum cash payment equal to (x) the Merger Consideration, multiplied by (y) the total number of shares subject to such Company RSU immediately prior to the effective time of the Merger.

GW PHARMACEUTICALS PLC

Report date May 05, 2021 · Filed May 07, 2021

Section 16 reporting ended · disclosed 2021-05-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Share OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2021-05-05 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-05-05 · Disposition to issuer · Disposed 35,208 · Balance 0

F1: On May 5, 2021, Jazz Pharmaceuticals Public Limited Company, a public limited company incorporated in the Republic of Ireland ("Jazz"), Jazz Pharmaceuticals UK Holdings Limited, a private limited company incorporated in England and Wales and an indirect wholly owned subsidiary of Jazz ("Bidco") and the DR Nominee (as defined in the Transaction Agreement) acquired all outstanding ordinary shares, par value British Pound Sterling 0.001 per share, of GW Pharmaceuticals plc, a public limited company incorporated in England and Wales (the "Company"), by means of a scheme of arrangement under Part 26 of the UK Companies Act 2006 (the "Scheme of Arrangement"). The transaction is more fully described in the Company's definitive proxy statement filed with the Securities and Exchange Commission on March 15, 2021.

F2: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

F3: These stock options were granted with automatic vesting on exercisable date.

Share OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2021-05-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-05-05 · Disposition to issuer · Disposed 22,464 · Balance 0

F1: On May 5, 2021, Jazz Pharmaceuticals Public Limited Company, a public limited company incorporated in the Republic of Ireland ("Jazz"), Jazz Pharmaceuticals UK Holdings Limited, a private limited company incorporated in England and Wales and an indirect wholly owned subsidiary of Jazz ("Bidco") and the DR Nominee (as defined in the Transaction Agreement) acquired all outstanding ordinary shares, par value British Pound Sterling 0.001 per share, of GW Pharmaceuticals plc, a public limited company incorporated in England and Wales (the "Company"), by means of a scheme of arrangement under Part 26 of the UK Companies Act 2006 (the "Scheme of Arrangement"). The transaction is more fully described in the Company's definitive proxy statement filed with the Securities and Exchange Commission on March 15, 2021.

F2: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

F3: These stock options were granted with automatic vesting on exercisable date.

Filing footnotes · ownership attribution and instrument terms

F1: On May 5, 2021, Jazz Pharmaceuticals Public Limited Company, a public limited company incorporated in the Republic of Ireland ("Jazz"), Jazz Pharmaceuticals UK Holdings Limited, a private limited company incorporated in England and Wales and an indirect wholly owned subsidiary of Jazz ("Bidco") and the DR Nominee (as defined in the Transaction Agreement) acquired all outstanding ordinary shares, par value British Pound Sterling 0.001 per share, of GW Pharmaceuticals plc, a public limited company incorporated in England and Wales (the "Company"), by means of a scheme of arrangement under Part 26 of the UK Companies Act 2006 (the "Scheme of Arrangement"). The transaction is more fully described in the Company's definitive proxy statement filed with the Securities and Exchange Commission on March 15, 2021.

F2: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

F3: These stock options were granted with automatic vesting on exercisable date.

Seagen Inc.

Report date December 14, 2023 · Filed December 15, 2023

Section 16 reporting ended · disclosed 2023-12-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-12-14 transaction · row 1
1 source row

Row 1 · 2023-12-14 · Disposition to issuer · Disposed 49,003 · Balance 0

F1: Reflects the disposition of shares of common stock, par value $0.001 per share ("Common Stock"), of Seagen Inc. ("Issuer"), or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of March 12, 2023 (the "Merger Agreement"), by and among the Issuer, Pfizer Inc. ("Parent") and Aris Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, at 12:01 a.m. EST on December 14, 2023, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a subsidiary of Parent (the "Merger").

F2: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding share of Common Stock (other than certain excluded shares described in the Merger Agreement) was cancelled and converted automatically into the right to receive cash in an amount equal to $229.00 per share of Common Stock (the "Merger Consideration").

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.25 · Expires 2024-05-16Direct0 Reported balance After 2023-12-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-12-14 · Disposition to issuer · Disposed 8,750 · Balance 0

F1: Reflects the disposition of shares of common stock, par value $0.001 per share ("Common Stock"), of Seagen Inc. ("Issuer"), or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of March 12, 2023 (the "Merger Agreement"), by and among the Issuer, Pfizer Inc. ("Parent") and Aris Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, at 12:01 a.m. EST on December 14, 2023, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a subsidiary of Parent (the "Merger").

F3: Pursuant to the Merger Agreement, each outstanding option, whether or not then vested, was cancelled in exchange for the right to receive an amount in cash equal to the product of (i) the excess, if any, of the Merger Consideration over the per-share exercise price of such option, multiplied by (ii) the number of shares of Common Stock then subject to such option.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.94 · Expires 2025-05-15Direct0 Reported balance After 2023-12-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-12-14 · Disposition to issuer · Disposed 9,260 · Balance 0

F1: Reflects the disposition of shares of common stock, par value $0.001 per share ("Common Stock"), of Seagen Inc. ("Issuer"), or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of March 12, 2023 (the "Merger Agreement"), by and among the Issuer, Pfizer Inc. ("Parent") and Aris Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, at 12:01 a.m. EST on December 14, 2023, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a subsidiary of Parent (the "Merger").

F3: Pursuant to the Merger Agreement, each outstanding option, whether or not then vested, was cancelled in exchange for the right to receive an amount in cash equal to the product of (i) the excess, if any, of the Merger Consideration over the per-share exercise price of such option, multiplied by (ii) the number of shares of Common Stock then subject to such option.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.82 · Expires 2026-05-20Direct0 Reported balance After 2023-12-14 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-12-14 · Disposition to issuer · Disposed 9,260 · Balance 0

F1: Reflects the disposition of shares of common stock, par value $0.001 per share ("Common Stock"), of Seagen Inc. ("Issuer"), or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of March 12, 2023 (the "Merger Agreement"), by and among the Issuer, Pfizer Inc. ("Parent") and Aris Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, at 12:01 a.m. EST on December 14, 2023, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a subsidiary of Parent (the "Merger").

F3: Pursuant to the Merger Agreement, each outstanding option, whether or not then vested, was cancelled in exchange for the right to receive an amount in cash equal to the product of (i) the excess, if any, of the Merger Consideration over the per-share exercise price of such option, multiplied by (ii) the number of shares of Common Stock then subject to such option.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $66.60 · Expires 2027-05-19Direct0 Reported balance After 2023-12-14 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-12-14 · Disposition to issuer · Disposed 9,260 · Balance 0

F1: Reflects the disposition of shares of common stock, par value $0.001 per share ("Common Stock"), of Seagen Inc. ("Issuer"), or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of March 12, 2023 (the "Merger Agreement"), by and among the Issuer, Pfizer Inc. ("Parent") and Aris Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, at 12:01 a.m. EST on December 14, 2023, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a subsidiary of Parent (the "Merger").

F3: Pursuant to the Merger Agreement, each outstanding option, whether or not then vested, was cancelled in exchange for the right to receive an amount in cash equal to the product of (i) the excess, if any, of the Merger Consideration over the per-share exercise price of such option, multiplied by (ii) the number of shares of Common Stock then subject to such option.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $56.77 · Expires 2028-05-18Direct0 Reported balance After 2023-12-14 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-12-14 · Disposition to issuer · Disposed 9,260 · Balance 0

F1: Reflects the disposition of shares of common stock, par value $0.001 per share ("Common Stock"), of Seagen Inc. ("Issuer"), or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of March 12, 2023 (the "Merger Agreement"), by and among the Issuer, Pfizer Inc. ("Parent") and Aris Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, at 12:01 a.m. EST on December 14, 2023, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a subsidiary of Parent (the "Merger").

F3: Pursuant to the Merger Agreement, each outstanding option, whether or not then vested, was cancelled in exchange for the right to receive an amount in cash equal to the product of (i) the excess, if any, of the Merger Consideration over the per-share exercise price of such option, multiplied by (ii) the number of shares of Common Stock then subject to such option.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $64.38 · Expires 2029-05-20Direct0 Reported balance After 2023-12-14 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2023-12-14 · Disposition to issuer · Disposed 7,038 · Balance 0

F1: Reflects the disposition of shares of common stock, par value $0.001 per share ("Common Stock"), of Seagen Inc. ("Issuer"), or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of March 12, 2023 (the "Merger Agreement"), by and among the Issuer, Pfizer Inc. ("Parent") and Aris Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, at 12:01 a.m. EST on December 14, 2023, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a subsidiary of Parent (the "Merger").

F3: Pursuant to the Merger Agreement, each outstanding option, whether or not then vested, was cancelled in exchange for the right to receive an amount in cash equal to the product of (i) the excess, if any, of the Merger Consideration over the per-share exercise price of such option, multiplied by (ii) the number of shares of Common Stock then subject to such option.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $160.33 · Expires 2030-05-15Direct0 Reported balance After 2023-12-14 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2023-12-14 · Disposition to issuer · Disposed 3,171 · Balance 0

F1: Reflects the disposition of shares of common stock, par value $0.001 per share ("Common Stock"), of Seagen Inc. ("Issuer"), or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of March 12, 2023 (the "Merger Agreement"), by and among the Issuer, Pfizer Inc. ("Parent") and Aris Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, at 12:01 a.m. EST on December 14, 2023, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a subsidiary of Parent (the "Merger").

F3: Pursuant to the Merger Agreement, each outstanding option, whether or not then vested, was cancelled in exchange for the right to receive an amount in cash equal to the product of (i) the excess, if any, of the Merger Consideration over the per-share exercise price of such option, multiplied by (ii) the number of shares of Common Stock then subject to such option.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $147.50 · Expires 2031-05-14Direct0 Reported balance After 2023-12-14 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2023-12-14 · Disposition to issuer · Disposed 3,462 · Balance 0

F1: Reflects the disposition of shares of common stock, par value $0.001 per share ("Common Stock"), of Seagen Inc. ("Issuer"), or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of March 12, 2023 (the "Merger Agreement"), by and among the Issuer, Pfizer Inc. ("Parent") and Aris Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, at 12:01 a.m. EST on December 14, 2023, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a subsidiary of Parent (the "Merger").

F3: Pursuant to the Merger Agreement, each outstanding option, whether or not then vested, was cancelled in exchange for the right to receive an amount in cash equal to the product of (i) the excess, if any, of the Merger Consideration over the per-share exercise price of such option, multiplied by (ii) the number of shares of Common Stock then subject to such option.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $135.63 · Expires 2032-05-13Direct0 Reported balance After 2023-12-14 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2023-12-14 · Disposition to issuer · Disposed 3,676 · Balance 0

F1: Reflects the disposition of shares of common stock, par value $0.001 per share ("Common Stock"), of Seagen Inc. ("Issuer"), or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of March 12, 2023 (the "Merger Agreement"), by and among the Issuer, Pfizer Inc. ("Parent") and Aris Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, at 12:01 a.m. EST on December 14, 2023, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a subsidiary of Parent (the "Merger").

F3: Pursuant to the Merger Agreement, each outstanding option, whether or not then vested, was cancelled in exchange for the right to receive an amount in cash equal to the product of (i) the excess, if any, of the Merger Consideration over the per-share exercise price of such option, multiplied by (ii) the number of shares of Common Stock then subject to such option.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-12-14 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2023-12-14 · Disposition to issuer · Disposed 2,044 · Balance 0

F4: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit granted after March 12, 2023 that was unvested as of immediately prior to the Effective Time (each, a "Post-Signing Company RSU") was cancelled and converted into the right to receive a Parent cash-based award subject to service-based vesting requirements with respect to an amount in cash equal to the product of (i) the Merger Consideration, multiplied by (ii) the number of shares of Common Stock then subject to such Post-Signing Company RSU.

F1: Reflects the disposition of shares of common stock, par value $0.001 per share ("Common Stock"), of Seagen Inc. ("Issuer"), or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of March 12, 2023 (the "Merger Agreement"), by and among the Issuer, Pfizer Inc. ("Parent") and Aris Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, at 12:01 a.m. EST on December 14, 2023, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a subsidiary of Parent (the "Merger").

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the disposition of shares of common stock, par value $0.001 per share ("Common Stock"), of Seagen Inc. ("Issuer"), or of equity awards in respect of such Common Stock, as applicable, in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of March 12, 2023 (the "Merger Agreement"), by and among the Issuer, Pfizer Inc. ("Parent") and Aris Merger Sub, Inc. ("Merger Sub"), a wholly owned subsidiary of Parent, pursuant to which, at 12:01 a.m. EST on December 14, 2023, the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a subsidiary of Parent (the "Merger").

F2: Pursuant to the Merger Agreement, at the Effective Time, each issued and outstanding share of Common Stock (other than certain excluded shares described in the Merger Agreement) was cancelled and converted automatically into the right to receive cash in an amount equal to $229.00 per share of Common Stock (the "Merger Consideration").

F3: Pursuant to the Merger Agreement, each outstanding option, whether or not then vested, was cancelled in exchange for the right to receive an amount in cash equal to the product of (i) the excess, if any, of the Merger Consideration over the per-share exercise price of such option, multiplied by (ii) the number of shares of Common Stock then subject to such option.

F4: Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit granted after March 12, 2023 that was unvested as of immediately prior to the Effective Time (each, a "Post-Signing Company RSU") was cancelled and converted into the right to receive a Parent cash-based award subject to service-based vesting requirements with respect to an amount in cash equal to the product of (i) the Merger Consideration, multiplied by (ii) the number of shares of Common Stock then subject to such Post-Signing Company RSU.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 19, 2022 Filed Apr 21, 2022 18:37 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 1,516 $144.17 $218,561.72
Disclosure

SEC source: 0001203311-22-000021 · edgardoc.xml · nonDerivative · entry 4

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,250

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: Reflects sales of common stock executed in multiple transactions at prices ranging from $143.84 to $144.83. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
April 19, 2022 Filed Apr 21, 2022 18:37 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionCommon Stock 1,516 $20.06 $30,410.96
Disclosure

SEC source: 0001203311-22-000021 · edgardoc.xml · nonDerivative · entry 3

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
April 19, 2022 Filed Apr 21, 2022 18:37 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 1,794 $143.32 $257,116.08
Disclosure

SEC source: 0001203311-22-000021 · edgardoc.xml · nonDerivative · entry 2

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,250

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Reflects sales of common stock executed in multiple transactions at prices ranging from $142.84 to $143.82. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
April 19, 2022 Filed Apr 21, 2022 18:37 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionCommon Stock 1,794 $20.06 $35,987.64
Disclosure

SEC source: 0001203311-22-000021 · edgardoc.xml · nonDerivative · entry 1

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 18:58 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,371 $0.00 Strike: $20.06 $0.00
Disclosure

SEC source: 0001203311-22-000013 · edgardoc.xml · derivative · entry 9

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 2,371 shares

Expires 2022-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Options were fully vested on 5/17/13.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 18:58 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,029 $0.00 Strike: $20.06 $0.00
Disclosure

SEC source: 0001203311-22-000013 · edgardoc.xml · derivative · entry 8

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,371

Underlying: Common Stock · 1,029 shares

Expires 2022-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Options were fully vested on 5/17/13.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 18:58 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,100 $0.00 Strike: $20.06 $0.00
Disclosure

SEC source: 0001203311-22-000013 · edgardoc.xml · derivative · entry 7

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,400

Underlying: Common Stock · 1,100 shares

Expires 2022-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Options were fully vested on 5/17/13.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 18:58 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 2,371 $139.42 $330,564.82
Disclosure

SEC source: 0001203311-22-000013 · edgardoc.xml · nonDerivative · entry 6

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,250

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: Reflects sales of common stock executed in multiple transactions at prices ranging from $139.20 to $139.99. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 18:58 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionCommon Stock 2,371 $20.06 $47,562.26
Disclosure

SEC source: 0001203311-22-000013 · edgardoc.xml · nonDerivative · entry 5

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 18:58 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 1,029 $138.66 $142,681.14
Disclosure

SEC source: 0001203311-22-000013 · edgardoc.xml · nonDerivative · entry 4

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,250

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: Reflects sales of common stock executed in multiple transactions at prices ranging from $138.03 to $139.00. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 18:58 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionCommon Stock 1,029 $20.06 $20,641.74
Disclosure

SEC source: 0001203311-22-000013 · edgardoc.xml · nonDerivative · entry 3

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 18:58 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 1,100 $137.45 $151,195.00
Disclosure

SEC source: 0001203311-22-000013 · edgardoc.xml · nonDerivative · entry 2

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,250

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Reflects sales of common stock executed in multiple transactions at prices ranging from $137.03 to $137.98. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 18:58 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionCommon Stock 1,100 $20.06 $22,066.00
Disclosure

SEC source: 0001203311-22-000013 · edgardoc.xml · nonDerivative · entry 1

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 18:42 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 214 $0.00 Strike: $20.06 $0.00
Disclosure

SEC source: 0001203311-22-000008 · edgardoc.xml · derivative · entry 12

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Stock · 214 shares

Expires 2022-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Options were fully vested on 5/17/13.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 18:42 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 883 $0.00 Strike: $20.06 $0.00
Disclosure

SEC source: 0001203311-22-000008 · edgardoc.xml · derivative · entry 11

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,714

Underlying: Common Stock · 883 shares

Expires 2022-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Options were fully vested on 5/17/13.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 18:42 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,553 $0.00 Strike: $20.06 $0.00
Disclosure

SEC source: 0001203311-22-000008 · edgardoc.xml · derivative · entry 10

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,597

Underlying: Common Stock · 2,553 shares

Expires 2022-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Options were fully vested on 5/17/13.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 18:42 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 850 $0.00 Strike: $20.06 $0.00
Disclosure

SEC source: 0001203311-22-000008 · edgardoc.xml · derivative · entry 9

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,150

Underlying: Common Stock · 850 shares

Expires 2022-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Options were fully vested on 5/17/13.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 18:42 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 214 $124.23 $26,585.22
Disclosure

SEC source: 0001203311-22-000008 · edgardoc.xml · nonDerivative · entry 8

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,250

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: Reflects sales of common stock executed in multiple transactions at prices ranging from $124.13 to $124.29. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 18:42 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionCommon Stock 214 $20.06 $4,292.84
Disclosure

SEC source: 0001203311-22-000008 · edgardoc.xml · nonDerivative · entry 7

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 18:42 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 883 $123.39 $108,953.37
Disclosure

SEC source: 0001203311-22-000008 · edgardoc.xml · nonDerivative · entry 6

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,250

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: Reflects sales of common stock executed in multiple transactions at prices ranging from $123.04 to $124.03. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 18:42 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionCommon Stock 883 $20.06 $17,712.98
Disclosure

SEC source: 0001203311-22-000008 · edgardoc.xml · nonDerivative · entry 5

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 18:42 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 2,553 $122.43 $312,563.79
Disclosure

SEC source: 0001203311-22-000008 · edgardoc.xml · nonDerivative · entry 4

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,250

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: Reflects sales of common stock executed in multiple transactions at prices ranging from $122.03 to $122.97. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 18:42 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionCommon Stock 2,553 $20.06 $51,213.18
Disclosure

SEC source: 0001203311-22-000008 · edgardoc.xml · nonDerivative · entry 3

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 18:42 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 850 $121.69 $103,436.50
Disclosure

SEC source: 0001203311-22-000008 · edgardoc.xml · nonDerivative · entry 2

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,250

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Reflects sales of common stock executed in multiple transactions at prices ranging from $120.99 to $121.96. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 18:42 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionCommon Stock 850 $20.06 $17,051.00
Disclosure

SEC source: 0001203311-22-000008 · edgardoc.xml · nonDerivative · entry 1

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 18:26 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,500 $0.00 Strike: $20.06 $0.00
Disclosure

SEC source: 0000899243-22-002477 · doc4.xml · derivative · entry 3

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 4,500 shares

Expires 2022-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options were fully vested on 5/17/13.

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January 14, 2022 Filed Jan 19, 2022 18:26 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 4,500 $135.24 $608,580.90
Disclosure

SEC source: 0000899243-22-002477 · doc4.xml · nonDerivative · entry 2

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,250

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

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January 14, 2022 Filed Jan 19, 2022 18:26 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionCommon Stock 4,500 $20.06 $90,270.00
Disclosure

SEC source: 0000899243-22-002477 · doc4.xml · nonDerivative · entry 1

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:39 UTC AERIE PHARMACEUTICALS INC AERI · Entity 122210 GrantStock Option (right to buy) · Derivative 7,800 $0.00 Strike: $16.21 $0.00
Disclosure

SEC source: 0001209191-21-042040 · doc4.xml · derivative · entry 3

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,800

Underlying: Common Stock · 7,800 shares

Expires 2031-06-17

F2 · derivative.exercise_date: Subject to the reporting person's continued service on the board of directors of the issuer through the applicable vesting date, this option is scheduled to vest ratably on each of the first 12 monthly anniversaries of June 17, 2021.

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June 17, 2021 Filed Jun 21, 2021 20:39 UTC AERIE PHARMACEUTICALS INC AERI · Entity 122210 GrantCommon Stock 1,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-042040 · doc4.xml · nonDerivative · entry 1

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

F1 · shares: Subject to the reporting person's continued service on the board of directors of the issuer through the vesting date, these shares of Common Stock are scheduled to vest on June 17, 2022.

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May 14, 2021 Filed May 18, 2021 19:31 UTC Seagen Inc. SGEN · Entity 13956 GrantNon-Qualified Stock Option (right to buy) · Derivative 3,462 $0.00 Strike: $147.50 $0.00
Disclosure

SEC source: 0001203311-21-000035 · edgardoc.xml · derivative · entry 2

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,462

Underlying: Common Stock · 3,462 shares

Expires 2031-05-14

Read SEC document
May 14, 2021 Filed May 18, 2021 19:31 UTC Seagen Inc. SGEN · Entity 13956 GrantCommon Stock 1,402 $0.00 $0.00
Disclosure

SEC source: 0001203311-21-000035 · edgardoc.xml · nonDerivative · entry 1

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,250

F1 · security: These restricted stock units will be settled in common stock upon vesting.

F2 · date: These restricted stock units shall vest in full on May 14, 2022.

F3 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

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May 05, 2021 Filed May 7, 2021 16:19 UTC GW PHARMACEUTICALS PLC GWPH · Entity 139616 Disposition to issuerShare Options · Derivative 22,464 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000899243-21-018668 · doc4.xml · derivative · entry 2

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 22,464 shares

Expires not disclosed

F1 · security: On May 5, 2021, Jazz Pharmaceuticals Public Limited Company, a public limited company incorporated in the Republic of Ireland ("Jazz"), Jazz Pharmaceuticals UK Holdings Limited, a private limited company incorporated in England and Wales and an indirect wholly owned subsidiary of Jazz ("Bidco") and the DR Nominee (as defined in the Transaction Agreement) acquired all outstanding ordinary shares, par value British Pound Sterling 0.001 per share, of GW Pharmaceuticals plc, a public limited company incorporated in England and Wales (the "Company"), by means of a scheme of arrangement under Part 26 of the UK Companies Act 2006 (the "Scheme of Arrangement"). The transaction is more fully described in the Company's definitive proxy statement filed with the Securities and Exchange Commission on March 15, 2021.

F2 · price: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

F3 · derivative.expiration_date: These stock options were granted with automatic vesting on exercisable date.

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May 05, 2021 Filed May 7, 2021 16:19 UTC GW PHARMACEUTICALS PLC GWPH · Entity 139616 Disposition to issuerShare Options · Derivative 35,208 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000899243-21-018668 · doc4.xml · derivative · entry 1

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 35,208 shares

Expires not disclosed

F1 · security: On May 5, 2021, Jazz Pharmaceuticals Public Limited Company, a public limited company incorporated in the Republic of Ireland ("Jazz"), Jazz Pharmaceuticals UK Holdings Limited, a private limited company incorporated in England and Wales and an indirect wholly owned subsidiary of Jazz ("Bidco") and the DR Nominee (as defined in the Transaction Agreement) acquired all outstanding ordinary shares, par value British Pound Sterling 0.001 per share, of GW Pharmaceuticals plc, a public limited company incorporated in England and Wales (the "Company"), by means of a scheme of arrangement under Part 26 of the UK Companies Act 2006 (the "Scheme of Arrangement"). The transaction is more fully described in the Company's definitive proxy statement filed with the Securities and Exchange Commission on March 15, 2021.

F2 · price: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

F3 · derivative.expiration_date: These stock options were granted with automatic vesting on exercisable date.

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February 22, 2021 Filed Feb 24, 2021 18:53 UTC GW PHARMACEUTICALS PLC GWPH · Entity 139616 GrantShare Options · Derivative 22,464 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-008100 · doc4.xml · derivative · entry 1

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,464

Underlying: Ordinary Shares · 22,464 shares

Expires not disclosed

F1 · security: Granted pursuant to the Issuer's Long-Term Incentive Plan.

F2 · derivative.exercise_price: Converted from British Pounds Sterling to U.S. Dollars using currency ratio of 1.00 British Pound Sterling = 1.41 U.S. Dollars as of February 22, 2021.

F3 · derivative.exercise_date: These share options will vest in three equal annual installments beginning on February 22, 2022 and be automatically exercised upon vesting.

F4 · derivative.exercise_date: Subject to accelerated vesting in connection with the closing of the transactions contemplated by the Transaction Agreement, dated as of February 3, 2021, by and among Jazz Pharmaceuticals UK Holdings Limited, Jazz Pharmaceuticals Public Limited Company and GW Pharmaceuticals plc.

F3 · derivative.expiration_date: These share options will vest in three equal annual installments beginning on February 22, 2022 and be automatically exercised upon vesting.

F4 · derivative.expiration_date: Subject to accelerated vesting in connection with the closing of the transactions contemplated by the Transaction Agreement, dated as of February 3, 2021, by and among Jazz Pharmaceuticals UK Holdings Limited, Jazz Pharmaceuticals Public Limited Company and GW Pharmaceuticals plc.

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December 30, 2020 Filed Dec 31, 2020 23:48 UTC PDL BIOPHARMA, INC. PDLI · Entity 143144 SaleCommon stock 20,000 $2.74 $54,800.00
Disclosure

SEC source: 0000882104-20-000217 · wf-form4_160945852572791.xml · nonDerivative · entry 1

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,387

Read SEC document
December 16, 2020 Filed Dec 17, 2020 21:48 UTC PDL BIOPHARMA, INC. PDLI · Entity 143144 SaleCommon stock 75,000 $2.68 $201,000.00
Disclosure

SEC source: 0000882104-20-000209 · wf-form4_160824170002312.xml · nonDerivative · entry 1

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,387

Read SEC document
December 05, 2020 Filed Dec 10, 2020 00:46 UTC PDL BIOPHARMA, INC. PDLI · Entity 143144 Exercise / conversionStock Option (right to buy) · Derivative 66,050 $1.64 Strike: $1.64 $108,322.00
Disclosure

SEC source: 0000882104-20-000202 · wf-form4_160756118399057.xml · derivative · entry 2

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 66,050 shares

Expires 2029-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 21, 2020, the Company completed the distribution to its stockholders of its shares of common stock in Evofem Biosciences, Inc., which resulted in a $0.58 reduction to the exercise price of the stock option at such time pursuant to the Company's wind-down retention plan. On October 1, 2020, the Company completed the distribution to its stockholders of its shares of common stock in LENSAR, Inc., which resulted in a $0.78 reduction to the exercise price of the stock option at such time pursuant to the Company's wind-down retention plan.

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December 05, 2020 Filed Dec 10, 2020 00:46 UTC PDL BIOPHARMA, INC. PDLI · Entity 143144 Exercise / conversionCommon stock 66,050 $1.64 $108,322.00
Disclosure

SEC source: 0000882104-20-000202 · wf-form4_160756118399057.xml · nonDerivative · entry 1

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2020 Filed Dec 5, 2020 02:17 UTC PDL BIOPHARMA, INC. PDLI · Entity 143144 SaleCommon stock 75,000 $2.52 $189,000.00
Disclosure

SEC source: 0000882104-20-000196 · wf-form4_160713462170052.xml · nonDerivative · entry 1

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,337

Read SEC document
November 23, 2020 Filed Nov 25, 2020 00:25 UTC PDL BIOPHARMA, INC. PDLI · Entity 143144 SaleCommon stock 50,000 $2.43 $121,500.00
Disclosure

SEC source: 0000882104-20-000192 · wf-form4_160626389897559.xml · nonDerivative · entry 1

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,337

Read SEC document
November 19, 2020 Filed Nov 23, 2020 20:11 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,871 $0.00 Strike: $19.02 $0.00
Disclosure

SEC source: 0001203311-20-000132 · edgardoc.xml · derivative · entry 6

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,871 shares

Expires 2021-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options were fully vested on 5/20/12.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 20:11 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,129 $0.00 Strike: $19.02 $0.00
Disclosure

SEC source: 0001203311-20-000132 · edgardoc.xml · derivative · entry 5

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,871

Underlying: Common Stock · 7,129 shares

Expires 2021-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options were fully vested on 5/20/12.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 20:11 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 7,871 $173.25 $1,363,650.75
Disclosure

SEC source: 0001203311-20-000132 · edgardoc.xml · nonDerivative · entry 4

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,848

F3 · price: Reflects sales of common stock executed in multiple transactions at prices ranging from $172.75 to $173.74 The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 20:11 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionCommon Stock 7,871 $19.02 $149,706.42
Disclosure

SEC source: 0001203311-20-000132 · edgardoc.xml · nonDerivative · entry 3

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 20:11 UTC Seagen Inc. SGEN · Entity 13956 SaleCommon Stock 7,129 $174.20 $1,241,871.80
Disclosure

SEC source: 0001203311-20-000132 · edgardoc.xml · nonDerivative · entry 2

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,848

F2 · price: Reflects sales of common stock executed in multiple transactions at prices ranging from $173.75 to $174.65. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 20:11 UTC Seagen Inc. SGEN · Entity 13956 Exercise / conversionCommon Stock 7,129 $19.02 $135,593.58
Disclosure

SEC source: 0001203311-20-000132 · edgardoc.xml · nonDerivative · entry 1

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 22:33 UTC PDL BIOPHARMA, INC. PDLI · Entity 143144 SaleCommon stock 50,000 $2.39 $119,500.00
Disclosure

SEC source: 0000882104-20-000183 · wf-form4_160582519028728.xml · nonDerivative · entry 2

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,337

Read SEC document
November 18, 2020 Filed Nov 21, 2020 01:22 UTC PDL BIOPHARMA, INC. PDLI · Entity 143144 Exercise / conversionStock Option (right to buy) · Derivative 60,000 $1.64 Strike: $1.64 $98,400.00
Disclosure

SEC source: 0000882104-20-000188 · wf-form4_160592172411098.xml · derivative · entry 2

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,050

Underlying: Common stock · 60,000 shares

Expires 2029-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 21, 2020, the Company completed the distribution to its stockholders of its shares of common stock in Evofem Biosciences, Inc., which resulted in a $0.58 reduction to the exercise price of the stock option at such time pursuant to the Company's wind-down retention plan. On October 1, 2020, the Company completed the distribution to its stockholders of its shares of common stock in LENSAR, Inc., which resulted in a $0.78 reduction to the exercise price of the stock option at such time pursuant to the Company's wind-down retention plan.

Read SEC document
November 18, 2020 Filed Nov 21, 2020 01:22 UTC PDL BIOPHARMA, INC. PDLI · Entity 143144 Exercise / conversionCommon stock 60,000 $1.64 $98,400.00
Disclosure

SEC source: 0000882104-20-000188 · wf-form4_160592172411098.xml · nonDerivative · entry 1

GRYSKA DAVID W · CIK 0001202335 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.