Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bluerock High Income Institutional Credit FundIIMWX · Entity 32982 | Trustee | October 01, 2026 | October 02, 2026 |
| Bluerock Homes Trust, Inc.BHM · Entity 6786 | Director | January 01, 2026 | January 05, 2026 |
| Bluerock Private Real Estate FundBPRE · Entity 9002 | Trustee | October 01, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bluerock High Income Institutional Credit Fund
Report date October 01, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 1,092.199 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Other · Acquired 55.979 · Balance 1,092.199 F1: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually.
Bluerock Homes Trust, Inc.
Report date January 01, 2026 · Filed January 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| LTIP UnitsSEC Table II · derivative / convertible security | Direct | 27,820 |
Reported balance
After 2026-01-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-01-01 · Grant · Acquired 7,824 · Balance 27,820 F1: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis.
Bluerock Private Real Estate Fund
Report date October 01, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 4,785.09 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Other · Acquired 221.533 · Balance 4,785.09 F1: Consists of shares acquired in conjunction with the trustees' compensation plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of shares acquired in conjunction with the trustees' compensation plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Bluerock Residential Growth REIT, Inc.
Report date October 05, 2022 · Filed October 07, 2022
Section 16 reporting ended · disclosed 2022-10-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, Par Value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-10-06 transaction · row 1
1 source rowRow 1 · 2022-10-06 · Other · Disposed 25,694 · Balance 0 F1: Reflects securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 20, 2021, by and among Bluerock Residential Growth REIT, Inc. (the "Company"), Badger Parent LLC ("Parent") and Badger Merger Sub LLC ("Merger Sub"), a copy of which is filed as Exhibit 2.1 to the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission (the "SEC") on December 21, 2021. Pursuant to the Merger Agreement, on October 6, 2022 (the "Effective Time"), the Company merged with and into Merger Sub, with Merger Sub surviving, and the separate existence of the Company ceased. At the Effective Time, each issued and outstanding share of common stock of the Company was automatically converted into the right to receive $24.25 in cash (the "Merger Consideration"), without interest. |
| LTIP UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-10-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-10-05 · Other · Disposed 33,652 · Balance 0 F2: Represents vested long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Company was the general partner until its withdrawal as general partner and the admission of Bluerock Homes Trust, Inc. ("BHM") as substitute general partner on October 5, 2022. Effective October 5, 2022, redemptions of common units ("Common Units") of the Operating Partnership (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 20, 2021, by and among Bluerock Residential Growth REIT, Inc. (the "Company"), Badger Parent LLC ("Parent") and Badger Merger Sub LLC ("Merger Sub"), a copy of which is filed as Exhibit 2.1 to the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission (the "SEC") on December 21, 2021. Pursuant to the Merger Agreement, on October 6, 2022 (the "Effective Time"), the Company merged with and into Merger Sub, with Merger Sub surviving, and the separate existence of the Company ceased. At the Effective Time, each issued and outstanding share of common stock of the Company was automatically converted into the right to receive $24.25 in cash (the "Merger Consideration"), without interest.
F2: Represents vested long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Company was the general partner until its withdrawal as general partner and the admission of Bluerock Homes Trust, Inc. ("BHM") as substitute general partner on October 5, 2022. Effective October 5, 2022, redemptions of common units ("Common Units") of the Operating Partnership (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 2, 2026 21:55 UTC | Bluerock Private Real Estate Fund BPRE · Entity 9002 | OtherCommon Shares of Beneficial Interest | 221.533 | $22.57 | $5,000.00 |
DisclosureSEC source: 0001398344-26-017822 · fp0101248-7_4.xml · nonDerivative · entry 1 Tio Romano · CIK 0001575501 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,785.09 F1 · kind: Consists of shares acquired in conjunction with the trustees' compensation plan. Read SEC document |
| October 01, 2026 Filed Oct 2, 2026 21:53 UTC | Bluerock High Income Institutional Credit Fund IIMWX · Entity 32982 | OtherCommon Shares of Beneficial Interest | 55.979 | $22.33 | $1,250.01 |
DisclosureSEC source: 0001398344-26-017817 · fp0101248-4_4.xml · nonDerivative · entry 1 Tio Romano · CIK 0001575501 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,092.199 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 20:54 UTC | Bluerock High Income Institutional Credit Fund IIMWX · Entity 32982 | OtherShares of Beneficial Interest, Class I Shares | 56.36 | $22.18 | $1,250.06 |
DisclosureSEC source: 0001398344-26-011645 · fp0099724-1_4.xml · nonDerivative · entry 1 Tio Romano · CIK 0001575501 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,036.22 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document |
| June 30, 2026 Filed Aug 27, 2026 22:33 UTC | Bluerock Private Real Estate Fund BPRE · Entity 9002 | OtherCommon Shares of Beneficial Interest | 378.12 | $13.22 | $4,998.75 |
DisclosureSEC source: 0001398344-26-015847 · fp0100656-2_4.xml · nonDerivative · entry 3 Tio Romano · CIK 0001575501 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,563.56 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Read SEC document |
| March 31, 2026 Filed Apr 6, 2026 21:40 UTC | Bluerock High Income Institutional Credit Fund IIMWX · Entity 32982 | OtherShares of Beneficial Interest, Class I Shares | 56.21 | $22.24 | $1,250.11 |
DisclosureSEC source: 0001398344-26-006189 · fp0098273-1_4.xml · nonDerivative · entry 1 Tio Romano · CIK 0001575501 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 959.46 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document |
| March 31, 2026 Filed Aug 27, 2026 22:33 UTC | Bluerock Private Real Estate Fund BPRE · Entity 9002 | OtherCommon Shares of Beneficial Interest | 301.02 | $16.61 | $4,999.94 |
DisclosureSEC source: 0001398344-26-015847 · fp0100656-2_4.xml · nonDerivative · entry 2 Tio Romano · CIK 0001575501 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,122.9 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Read SEC document |
| January 01, 2026 Filed Jan 5, 2026 21:31 UTC | Bluerock Homes Trust, Inc. BHM · Entity 6786 | GrantLTIP Units · Derivative | 7,824 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-000656 · tm261684-3_4seq1.xml · derivative · entry 1 Tio Romano · CIK 0001575501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,820 Underlying: Class A Common Stock · 7,824 shares Expires not disclosed F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. Read SEC document |
| December 31, 2025 Filed Jan 14, 2026 22:10 UTC | Bluerock High Income Institutional Credit Fund IIMWX · Entity 32982 | OtherShares of Beneficial Interest, Class I Shares | 54.49 | $22.94 | $1,250.00 |
DisclosureSEC source: 0001398344-26-000679 · fp0096838-1_4.xml · nonDerivative · entry 1 Tio Romano · CIK 0001575501 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 829.77 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document |
| December 31, 2025 Filed Aug 27, 2026 22:33 UTC | Bluerock Private Real Estate Fund BPRE · Entity 9002 | OtherCommon Shares of Beneficial Interest | 333.33 | $15.00 | $4,999.95 |
DisclosureSEC source: 0001398344-26-015847 · fp0100656-2_4.xml · nonDerivative · entry 1 Tio Romano · CIK 0001575501 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,821.88 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Read SEC document |
| September 30, 2025 Filed Jan 21, 2026 20:22 UTC | Bluerock High Income Institutional Credit Fund IIMWX · Entity 32982 | OtherShares of Beneficial Interest, Class I Shares | 54.0891 | $23.11 | $1,250.00 |
DisclosureSEC source: 0001398344-26-000970 · fp0095619-4_4.xml · nonDerivative · entry 1 Tio Romano · CIK 0001575501 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 811.47 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 17:46 UTC | Bluerock High Income Institutional Credit Fund IIMWX · Entity 32982 | OtherShares of Beneficial Interest, Class I Shares | 53.8561 | $23.21 | $1,250.00 |
DisclosureSEC source: 0001398344-25-012596 · fp0094165-1_4.xml · nonDerivative · entry 1 Tio Romano · CIK 0001575501 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 739.75 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 18:24 UTC | Bluerock Private Real Estate Fund TIPWX · Entity 9002 | OtherShares of Beneficial Interest, Class I Shares | 192.0861 | $26.03 | $5,000.00 |
DisclosureSEC source: 0001398344-25-012608 · fp0094164-1_4.xml · nonDerivative · entry 1 Tio Romano · CIK 0001575501 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,397.6 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document |
| March 31, 2025 Filed Apr 3, 2025 23:38 UTC | Bluerock High Income Institutional Credit Fund IIMWX · Entity 32982 | OtherShares of Beneficial Interest, Class I Shares | 53.8329 | $23.22 | $1,250.00 |
DisclosureSEC source: 0001398344-25-006601 · fp0092913-2_4.xml · nonDerivative · entry 1 Tio Romano · CIK 0001575501 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 669.97 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document |
| March 31, 2025 Filed Apr 3, 2025 23:43 UTC | Bluerock Private Real Estate Fund TIPWX · Entity 9002 | OtherShares of Beneficial Interest, Class I Shares | 187.6368 | $26.61 | $4,993.02 |
DisclosureSEC source: 0001398344-25-006608 · fp0092914-3_4.xml · nonDerivative · entry 1 Tio Romano · CIK 0001575501 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,163.43 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 21:02 UTC | Bluerock Homes Trust, Inc. BHM · Entity 6786 | GrantLTIP Units · Derivative | 5,405 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-000772 · tm251690-4_4seq1.xml · derivative · entry 1 Tio Romano · CIK 0001575501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,996 Underlying: Class A Common Stock · 5,405 shares Expires not disclosed F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. Read SEC document |
| December 31, 2024 Filed Jan 8, 2025 22:42 UTC | Bluerock High Income Institutional Credit Fund IIMWX · Entity 32982 | OtherShares of Beneficial Interest, Class I Shares | 52.6537 | $23.74 | $1,250.00 |
DisclosureSEC source: 0001398344-25-000469 · fp0091608-3_4.xml · nonDerivative · entry 1 Tio Romano · CIK 0001575501 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 602.503 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $1,250 of Class I Shares per quarter, or $5,000 of Class I shares annually. Read SEC document |
| December 31, 2024 Filed Jan 8, 2025 22:48 UTC | Bluerock Private Real Estate Fund TIPWX · Entity 9002 | OtherShares of Beneficial Interest, Class I Shares | 186.6368 | $26.79 | $5,000.00 |
DisclosureSEC source: 0001398344-25-000474 · fp0091605-2_4.xml · nonDerivative · entry 1 Tio Romano · CIK 0001575501 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,936.478 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 19:29 UTC | Bluerock High Income Institutional Credit Fund IIMWX · Entity 32982 | OtherShares of Beneficial Interest, Class I Shares | 53.396 | $23.41 | $1,250.00 |
DisclosureSEC source: 0001398344-24-018470 · fp0090413-1_4.xml · nonDerivative · entry 1 Tio Romano · CIK 0001575501 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 533.41 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $1,250 of Class I Shares per quarter, or $5,000 of Class I shares annually. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 19:22 UTC | Bluerock Private Real Estate Fund TIPWX · Entity 9002 | OtherShares of Beneficial Interest, Class I Shares | 180.3752 | $27.72 | $5,000.00 |
DisclosureSEC source: 0001398344-24-018463 · fp0090412-1_4.xml · nonDerivative · entry 1 Tio Romano · CIK 0001575501 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,713.69 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document |
| June 30, 2024 Filed Jul 2, 2024 21:12 UTC | Bluerock High Income Institutional Credit Fund IIMWX · Entity 32982 | OtherShares of Beneficial Interest, Class I Shares | 52.4549 | $23.83 | $1,250.00 |
DisclosureSEC source: 0001398344-24-012219 · fp0088942-2_4.xml · nonDerivative · entry 1 Tio Romano · CIK 0001575501 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 463.18 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $1,250 of Class I Shares per quarter, or $5,000 of Class I shares annually. Read SEC document |
| June 30, 2024 Filed Jul 2, 2024 21:06 UTC | Bluerock Private Real Estate Fund TIPWX · Entity 9002 | OtherShares of Beneficial Interest, Class I Shares | 179.4688 | $27.86 | $5,000.00 |
DisclosureSEC source: 0001398344-24-012214 · fp0088941-3_4.xml · nonDerivative · entry 1 Tio Romano · CIK 0001575501 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,500.07 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document |
| March 31, 2024 Filed Apr 2, 2024 19:40 UTC | Bluerock High Income Institutional Credit Fund IIMWX · Entity 32982 | OtherShares of Beneficial Interest, Class I Shares | 52.13 | $23.98 | $1,250.08 |
DisclosureSEC source: 0001398344-24-006748 · fp0087777-2_4.xml · nonDerivative · entry 1 Tio Romano · CIK 0001575501 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 399.767 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $1,250 of Class I Shares per quarter, or $5,000 of Class I shares annually. Read SEC document |
| March 31, 2024 Filed Apr 2, 2024 19:44 UTC | Bluerock Private Real Estate Fund TIPWX · Entity 9002 | OtherShares of Beneficial Interest, Class I Shares | 173.49 | $28.82 | $4,999.98 |
DisclosureSEC source: 0001398344-24-006754 · fp0087778-2.xml · nonDerivative · entry 1 Tio Romano · CIK 0001575501 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,290.136 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document |
| January 08, 2024 Filed Jan 10, 2024 19:39 UTC | Bluerock Homes Trust, Inc. BHM · Entity 6786 | GrantLTIP Units · Derivative | 5,185 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-002939 · tm242373-4_4seq1.xml · derivative · entry 1 Tio Romano · CIK 0001575501 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,591 Underlying: Class A Common Stock · 5,185 shares Expires not disclosed F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. Read SEC document |
| December 31, 2023 Filed Jan 4, 2024 22:03 UTC | Bluerock High Income Institutional Credit Fund IIMWX · Entity 32982 | OtherShares of Beneficial Interest, Class I Shares | 53.1 | $23.54 | $1,249.97 |
DisclosureSEC source: 0001398344-24-000157 · fp0086455-4_4.xml · nonDerivative · entry 1 Tio Romano · CIK 0001575501 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 375.5 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $1,250 of Class I Shares per quarter, or $5,000 of Class I shares annually. Read SEC document |
| December 31, 2023 Filed Jan 4, 2024 22:04 UTC | Bluerock Private Real Estate Fund TIPWX · Entity 9002 | OtherShares of Beneficial Interest, Class I Shares | 165.4 | $30.23 | $5,000.04 |
DisclosureSEC source: 0001398344-24-000159 · fp0086453-2_4.xml · nonDerivative · entry 1 Tio Romano · CIK 0001575501 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,063.563 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 21:40 UTC | Bluerock High Income Institutional Credit Fund IIMWX · Entity 32982 | OtherShares of Beneficial Interest, Class I Shares | 51.188 | $24.42 | $1,250.01 |
DisclosureSEC source: 0001398344-23-018927 · fp0085379-4_4.xml · nonDerivative · entry 1 Tio Romano · CIK 0001575501 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,250 F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $1,250 of Class I Shares per quarter, or $5,000 of Class I shares annually. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 20:56 UTC | Bluerock Private Real Estate Fund TIPWX · Entity 9002 | OtherShares of Beneficial Interest, Class I Shares | 154.799 | $32.30 | $5,000.01 |
DisclosureSEC source: 0001398344-23-018912 · fp0085377-2_4.xml · nonDerivative · entry 1 Tio Romano · CIK 0001575501 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: Not disclosed F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 22:25 UTC | Bluerock High Income Institutional Credit Fund IIMWX · Entity 32982 | OtherShares of Beneficial Interest, Class I Shares | 53.169 | $23.51 | $1,250.00 |
DisclosureSEC source: 0001398344-23-012632 · fp0084053-5_4.xml · nonDerivative · entry 1 Tio Romano · CIK 0001575501 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: Not disclosed F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $1,250 of Class I Shares per quarter, or $5,000 of Class I shares annually. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 22:02 UTC | Bluerock Private Real Estate Fund TIPWX · Entity 9002 | OtherShares of Beneficial Interest, Class I Shares | 149.209 | $33.51 | $4,999.99 |
DisclosureSEC source: 0001398344-23-012623 · fp0084053-1_4.xml · nonDerivative · entry 1 Tio Romano · CIK 0001575501 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: Not disclosed F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 20:50 UTC | Bluerock High Income Institutional Credit Fund IIMWX · Entity 32982 | OtherShares of Beneficial Interest, Class I Shares | 52.279 | $23.91 | $1,249.99 |
DisclosureSEC source: 0001398344-23-007051 · fp0082968-2_4.xml · nonDerivative · entry 1 Tio Romano · CIK 0001575501 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: Not disclosed F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $1,250 of Class I Shares per quarter, or $5,000 of Class I shares annually. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 20:34 UTC | Bluerock Private Real Estate Fund TIPWX · Entity 9002 | OtherShares of Beneficial Interest, Class I Shares | 146.8 | $34.06 | $5,000.01 |
DisclosureSEC source: 0001398344-23-007041 · fp0082965-2_4.xml · nonDerivative · entry 1 Tio Romano · CIK 0001575501 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: Not disclosed F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 22:46 UTC | Bluerock Homes Trust, Inc. BHM · Entity 6786 | ConversionOP Units · Derivative | 23,356 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-000996 · tm231472-9_4seq1.xml · derivative · entry 3 Tio Romano · CIK 0001575501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,356 Underlying: Class A Common Stock · 23,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F3 · price: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F3 · derivative.expiration_date: Represents OP Units issued to the Reporting Person upon conversion of LTIP Units. The OP Units may be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 22:46 UTC | Bluerock Homes Trust, Inc. BHM · Entity 6786 | GrantLTIP Units · Derivative | 3,303 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-000996 · tm231472-9_4seq1.xml · derivative · entry 2 Tio Romano · CIK 0001575501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,406 Underlying: Class A Common Stock · 3,303 shares Expires not disclosed F2 · derivative.exercise_price: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F2 · price: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents LTIP Units in the Operating Partnership, of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to OP Units upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 22:46 UTC | Bluerock Homes Trust, Inc. BHM · Entity 6786 | ConversionLTIP Units · Derivative | 23,356 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-000996 · tm231472-9_4seq1.xml · derivative · entry 1 Tio Romano · CIK 0001575501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,103 Underlying: Class A Common Stock · 23,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis. F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis. F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis. F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units have reached capital account equivalency with the units of limited partnership interest in the Operating Partnership ("OP Units") held by the Issuer, and the Reporting Person has elected to convert the LTIP Units to OP Units on a one-for-one basis. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 17:11 UTC | Bluerock High Income Institutional Credit Fund IIMWX · Entity 32982 | OtherShares of Beneficial Interest, Class I Shares | 51 | $24.51 | $1,250.01 |
DisclosureSEC source: 0001398344-23-000123 · fp0081449-2_4.xml · nonDerivative · entry 1 Tio Romano · CIK 0001575501 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $1,250 of Class I Shares per quarter, or $5,000 of Class I shares annually. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 17:55 UTC | Bluerock Private Real Estate Fund TIPWX · Entity 9002 | OtherShares of Beneficial Interest, Class I Shares | 138.889 | $36.00 | $5,000.00 |
DisclosureSEC source: 0001398344-23-000134 · fp0081448-2_4.xml · nonDerivative · entry 1 Tio Romano · CIK 0001575501 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 22:15 UTC | Bluerock Homes Trust, Inc. BHM · Entity 6786 | GrantLTIP Units · Derivative | 764 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-115499 · tm2229897d1_4.xml · derivative · entry 2 Tio Romano · CIK 0001575501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,459 Underlying: Class A Common Stock · 764 shares Expires not disclosed F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 22:15 UTC | Bluerock Homes Trust, Inc. BHM · Entity 6786 | GrantLTIP Units · Derivative | 5,339 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-115499 · tm2229897d1_4.xml · derivative · entry 1 Tio Romano · CIK 0001575501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,695 Underlying: Class A Common Stock · 5,339 shares Expires not disclosed F1 · derivative.exercise_price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · price: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Issuer is the general partner. The LTIP Units are fully vested and may convert to units of limited partnership interest in the Operating Partnership ("OP Units") upon reaching capital account equivalency with the OP Units held by the Issuer, and may then be redeemed for cash, or at the option of the Issuer and after a one year holding period (including any period during which the LTIP Units were held), settled in shares of the Issuer's Class A common stock on a one-for-one basis. Read SEC document |
| October 06, 2022 Filed Oct 7, 2022 21:34 UTC | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | OtherClass A Common Stock, Par Value $0.01 per share | 25,694 | $24.25 | $623,079.50 |
DisclosureSEC source: 0001104659-22-107259 · tm2227838-2_4seq1.xml · nonDerivative · entry 1 Tio Romano · CIK 0001575501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Reflects securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 20, 2021, by and among Bluerock Residential Growth REIT, Inc. (the "Company"), Badger Parent LLC ("Parent") and Badger Merger Sub LLC ("Merger Sub"), a copy of which is filed as Exhibit 2.1 to the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission (the "SEC") on December 21, 2021. Pursuant to the Merger Agreement, on October 6, 2022 (the "Effective Time"), the Company merged with and into Merger Sub, with Merger Sub surviving, and the separate existence of the Company ceased. At the Effective Time, each issued and outstanding share of common stock of the Company was automatically converted into the right to receive $24.25 in cash (the "Merger Consideration"), without interest. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 21:34 UTC | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | OtherLTIP Units · Derivative | 33,652 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-107259 · tm2227838-2_4seq1.xml · derivative · entry 2 Tio Romano · CIK 0001575501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 33,652 shares Expires not disclosed F2 · derivative.exercise_price: Represents vested long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Company was the general partner until its withdrawal as general partner and the admission of Bluerock Homes Trust, Inc. ("BHM") as substitute general partner on October 5, 2022. Effective October 5, 2022, redemptions of common units ("Common Units") of the Operating Partnership (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. F2 · kind: Represents vested long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Company was the general partner until its withdrawal as general partner and the admission of Bluerock Homes Trust, Inc. ("BHM") as substitute general partner on October 5, 2022. Effective October 5, 2022, redemptions of common units ("Common Units") of the Operating Partnership (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. F2 · price: Represents vested long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Company was the general partner until its withdrawal as general partner and the admission of Bluerock Homes Trust, Inc. ("BHM") as substitute general partner on October 5, 2022. Effective October 5, 2022, redemptions of common units ("Common Units") of the Operating Partnership (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. F2 · derivative.exercise_date: Represents vested long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Company was the general partner until its withdrawal as general partner and the admission of Bluerock Homes Trust, Inc. ("BHM") as substitute general partner on October 5, 2022. Effective October 5, 2022, redemptions of common units ("Common Units") of the Operating Partnership (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. F2 · derivative.expiration_date: Represents vested long-term incentive plan units ("LTIP Units") in Bluerock Residential Holdings, LP (the "Operating Partnership"), of which the Company was the general partner until its withdrawal as general partner and the admission of Bluerock Homes Trust, Inc. ("BHM") as substitute general partner on October 5, 2022. Effective October 5, 2022, redemptions of common units ("Common Units") of the Operating Partnership (into which LTIP Units are convertible) were no longer able to be settled by the Operating Partnership in shares of the Company's Class A common stock and became able to be settled in shares of BHM Class A common stock. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 00:46 UTC | Bluerock High Income Institutional Credit Fund IIMWX · Entity 32982 | OtherShares of Beneficial Interest, Class I Shares | 49.801 | $25.10 | $1,250.01 |
DisclosureSEC source: 0001398344-22-019693 · fp0080058-4_4.xml · nonDerivative · entry 1 Tio Romano · CIK 0001575501 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $1,250 of Class I Shares per quarter, or $5,000 of Class I shares annually. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 22:40 UTC | Bluerock Private Real Estate Fund TIPWX · Entity 9002 | OtherShares of Beneficial Interest, Class I Shares | 130.412 | $38.34 | $5,000.00 |
DisclosureSEC source: 0001398344-22-019671 · fp0080057-1_4.xml · nonDerivative · entry 1 Tio Romano · CIK 0001575501 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 16:44 UTC | Bluerock Private Real Estate Fund TIPWX · Entity 9002 | OtherShares of Beneficial Interest, Class I Shares | 130.141 | $38.42 | $5,000.02 |
DisclosureSEC source: 0001398344-22-012808 · fp0077316_4.xml · nonDerivative · entry 1 Tio Romano · CIK 0001575501 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · kind: Consists of shares granted in conjunction with the trustees' compensation plan. Under the compensation plan, each independent trustee is entitled to receive $5,000 of Class I Shares per quarter, or $20,000 of Class I shares annually. Read SEC document |
| May 19, 2022 Filed Jun 6, 2022 17:16 UTC | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | SaleBluerock Residential Growth REIT, Inc. Class A Common Stock | 115 | $26.36 | $3,030.91 |
DisclosureSEC source: 0001104659-22-068595 · tm2217617-1_4seq1.xml · nonDerivative · entry 8 Tio Romano · CIK 0001575501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,693.922 F1 · shares: The sales reported in this Form 4 were made by a broker, without instruction by the reporting person, to satisfy a margin call by the broker. Read SEC document |
| May 19, 2022 Filed Jun 6, 2022 17:16 UTC | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | SaleBluerock Residential Growth REIT, Inc. Class A Common Stock | 133 | $26.36 | $3,505.22 |
DisclosureSEC source: 0001104659-22-068595 · tm2217617-1_4seq1.xml · nonDerivative · entry 7 Tio Romano · CIK 0001575501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,808.922 F1 · shares: The sales reported in this Form 4 were made by a broker, without instruction by the reporting person, to satisfy a margin call by the broker. Read SEC document |
| May 19, 2022 Filed Jun 6, 2022 17:16 UTC | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | SaleBluerock Residential Growth REIT, Inc. Class A Common Stock | 1,202 | $26.35 | $31,672.70 |
DisclosureSEC source: 0001104659-22-068595 · tm2217617-1_4seq1.xml · nonDerivative · entry 6 Tio Romano · CIK 0001575501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,941.922 F1 · shares: The sales reported in this Form 4 were made by a broker, without instruction by the reporting person, to satisfy a margin call by the broker. Read SEC document |
| May 12, 2022 Filed Jun 6, 2022 17:16 UTC | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | PurchaseBluerock Residential Growth REIT, Inc. Class A Common Stock | 1,400 | $26.08 | $36,513.68 |
DisclosureSEC source: 0001104659-22-068595 · tm2217617-1_4seq1.xml · nonDerivative · entry 5 Tio Romano · CIK 0001575501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,143.922 Read SEC document |
| May 12, 2022 Filed Jun 6, 2022 17:16 UTC | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | PurchaseBluerock Residential Growth REIT, Inc. Class A Common Stock | 800 | $26.06 | $20,848.00 |
DisclosureSEC source: 0001104659-22-068595 · tm2217617-1_4seq1.xml · nonDerivative · entry 4 Tio Romano · CIK 0001575501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,743.922 Read SEC document |
| May 12, 2022 Filed Jun 6, 2022 17:16 UTC | Bluerock Residential Growth REIT, Inc. BRG · Entity 116907 | SaleBluerock Residential Growth REIT, Inc. Class A Common Stock | 877 | $26.27 | $23,038.79 |
DisclosureSEC source: 0001104659-22-068595 · tm2217617-1_4seq1.xml · nonDerivative · entry 3 Tio Romano · CIK 0001575501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,943.922 F1 · shares: The sales reported in this Form 4 were made by a broker, without instruction by the reporting person, to satisfy a margin call by the broker. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.