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person · Reporting owner

Dodge R Stanton

Disclosed activity across 4 companies

Tapewire entity
1892
SEC CIK
0001404430

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DISH Network CORPDISH · Entity 95602EVP, Gen. Counsel & SecJune 05, 2017June 07, 2017
DraftKings Inc.DKNG · Entity 1872Chief Legal OfficerOctober 01, 2026October 02, 2026
EchoStar CORPECHO · Entity 3188DirectorJuly 01, 2026July 07, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DISH Network CORP

Report date June 05, 2017 · Filed June 07, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect94 Reported balance After 2017-06-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-06-05 · Sale · Disposed 1,000 · Balance 94

F1: The transaction reported on this Form 4 were effected pursuant to a 10b5-1 trading plan.

F2: Includes shares acquired under the Company's Employee Stock Purchase Plan.

Class A Common StockSEC Table I · non-derivativeIndirectI3,357 Reported balance Holding disclosure · report date 2017-06-05 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 3,357

F3: By 401(k).

Filing footnotes · ownership attribution and instrument terms

F1: The transaction reported on this Form 4 were effected pursuant to a 10b5-1 trading plan.

F2: Includes shares acquired under the Company's Employee Stock Purchase Plan.

F3: By 401(k).

DraftKings Inc.

Report date October 01, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect578,275 Ending reported balance After 2026-10-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-10-01 · Exercise / conversion · Acquired 1,476 · Balance 578,921

F1: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,476 shares of Class A Common Stock underlying the RSUs listed in Table II, and 646 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Row 2 · 2026-10-01 · Tax withholding · Disposed 646 · Balance 578,275

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect7,378 Reported balance After 2026-10-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-10-01 · Exercise / conversion · Disposed 1,476 · Balance 7,378

F1: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,476 shares of Class A Common Stock underlying the RSUs listed in Table II, and 646 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: On February 17, 2026, the Reporting Person was granted 17,707 RSUs vesting monthly over one (1) year from March 1, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,476 shares of Class A Common Stock underlying the RSUs listed in Table II, and 646 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: On February 17, 2026, the Reporting Person was granted 17,707 RSUs vesting monthly over one (1) year from March 1, 2026.

EchoStar CORP

Report date July 01, 2026 · Filed July 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect25,341 Ending reported balance After 2026-07-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-07-01 · Exercise / conversion · Acquired 5,000 · Balance 26,555

F1: The transactions reported herein were automatically effected upon the expiration of the option pursuant to the terms of the Issuer's 2017 Non-Employee Director Stock Option Plan and NED Stock Option Agreement.

Row 2 · 2026-07-01 · Tax withholding · Disposed 1,214 · Balance 25,341

F2: Represents shares withheld by the Issuer to cover the exercise price of the option and certain tax obligations in connection with the automatic exercise of the vested options listed in Table II.

Non-Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $24.49 · Expires 2026-07-01Direct0 Reported balance After 2026-07-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-07-01 · Exercise / conversion · Disposed 5,000 · Balance 0

F1: The transactions reported herein were automatically effected upon the expiration of the option pursuant to the terms of the Issuer's 2017 Non-Employee Director Stock Option Plan and NED Stock Option Agreement.

F4: The shares underlying the option were 100% vested upon the date of the grant.

Class A Common StockSEC Table I · non-derivativeIndirectI1,642 Reported balance Holding disclosure · report date 2026-07-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,642

F3: By 401(K).

Filing footnotes · ownership attribution and instrument terms

F1: The transactions reported herein were automatically effected upon the expiration of the option pursuant to the terms of the Issuer's 2017 Non-Employee Director Stock Option Plan and NED Stock Option Agreement.

F2: Represents shares withheld by the Issuer to cover the exercise price of the option and certain tax obligations in connection with the automatic exercise of the vested options listed in Table II.

F3: By 401(K).

F4: The shares underlying the option were 100% vested upon the date of the grant.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DraftKings Holdings Inc.

Report date May 05, 2022 · Filed May 09, 2022

Section 16 reporting ended · disclosed 2022-05-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-05-05 transaction · row 1
1 source row

Row 1 · 2022-05-05 · Disposition to issuer · Disposed 322,529 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-05-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-05-05 · Disposition to issuer · Disposed 28,522 · Balance 0

F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4)

F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise.

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.

F5: The Reporting Person was granted 57,045 RSUs on August 11, 2020 vesting quarterly over four (4) years from April 23, 2020, with the vesting of the first tranche occurring on September 12, 2020.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-05-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-05-05 · Disposition to issuer · Disposed 29,352 · Balance 0

F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4)

F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise.

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.

F6: On February 22, 2021, the Reporting Person was granted 39,136 RSUs vesting quarterly over four (4) years.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-05-05 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-05-05 · Disposition to issuer · Disposed 226,470 · Balance 0

F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4)

F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise.

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.

F7: On February 9, 2022, the Reporting Person was granted 226,470 RSUs vesting quarterly over four (4) years.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-05-05 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-05-05 · Disposition to issuer · Disposed 18,118 · Balance 0

F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4)

F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise.

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.

F8: On February 9, 2022, the Reporting Person was granted 18,118 RSUs vesting in twelve (12) equal monthly installments from April 23, 2022.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $2.95 · Expires 2027-11-02Direct0 Reported balance After 2022-05-05 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-05-05 · Disposition to issuer · Disposed 1,814,400 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.

F9: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 10)

F10: (Continued from footnote 9) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.

F11: These Stock Options are vested and exercisable as of the date hereof.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $2.95 · Expires 2027-11-07Direct0 Reported balance After 2022-05-05 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-05-05 · Disposition to issuer · Disposed 948,131 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.

F9: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 10)

F10: (Continued from footnote 9) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.

F11: These Stock Options are vested and exercisable as of the date hereof.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.29 · Expires 2028-04-18Direct0 Reported balance After 2022-05-05 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-05-05 · Disposition to issuer · Disposed 90,634 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.

F9: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 10)

F10: (Continued from footnote 9) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.

F11: These Stock Options are vested and exercisable as of the date hereof.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.29 · Expires 2028-05-03Direct0 Reported balance After 2022-05-05 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-05-05 · Disposition to issuer · Disposed 201,578 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.

F9: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 10)

F10: (Continued from footnote 9) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.

F11: These Stock Options are vested and exercisable as of the date hereof.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.70 · Expires 2029-06-04Direct0 Reported balance After 2022-05-05 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2022-05-05 · Disposition to issuer · Disposed 88,407 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.

F9: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 10)

F10: (Continued from footnote 9) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.

F11: These Stock Options are vested and exercisable as of the date hereof.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.70 · Expires 2029-06-04Direct0 Reported balance After 2022-05-05 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2022-05-05 · Disposition to issuer · Disposed 176,813 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.

F9: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 10)

F10: (Continued from footnote 9) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.

F11: These Stock Options are vested and exercisable as of the date hereof.

F12: These Stock Options were granted on June 4, 2019. As of the date hereof, 121,561 of such Stock Options have vested. The remaining Stock Options will vest in four (4) equal quarterly installments beginning June 1, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.

F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4)

F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise.

F5: The Reporting Person was granted 57,045 RSUs on August 11, 2020 vesting quarterly over four (4) years from April 23, 2020, with the vesting of the first tranche occurring on September 12, 2020.

F6: On February 22, 2021, the Reporting Person was granted 39,136 RSUs vesting quarterly over four (4) years.

F7: On February 9, 2022, the Reporting Person was granted 226,470 RSUs vesting quarterly over four (4) years.

F8: On February 9, 2022, the Reporting Person was granted 18,118 RSUs vesting in twelve (12) equal monthly installments from April 23, 2022.

F9: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 10)

F10: (Continued from footnote 9) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.

F11: These Stock Options are vested and exercisable as of the date hereof.

F12: These Stock Options were granted on June 4, 2019. As of the date hereof, 121,561 of such Stock Options have vested. The remaining Stock Options will vest in four (4) equal quarterly installments beginning June 1, 2022.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 23, 2023 Filed Oct 25, 2023 00:01 UTC DraftKings Inc. DKNG · Entity 1872 Tax withholdingClass A Common Stock 858 $28.15 $24,152.70
Disclosure

SEC source: 0001104659-23-111165 · tm2329094-1_4seq1.xml · nonDerivative · entry 4

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 652,984

Read SEC document
October 23, 2023 Filed Oct 25, 2023 00:01 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 1,961 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-111165 · tm2329094-1_4seq1.xml · nonDerivative · entry 3

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 653,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,961 shares of Class A Common Stock underlying the RSUs listed in Table II, and 858 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
October 23, 2023 Filed Oct 25, 2023 00:01 UTC DraftKings Inc. DKNG · Entity 1872 Tax withholdingClass A Common Stock 1,560 $28.15 $43,914.00
Disclosure

SEC source: 0001104659-23-111165 · tm2329094-1_4seq1.xml · nonDerivative · entry 2

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 651,881

Read SEC document
October 23, 2023 Filed Oct 25, 2023 00:01 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 3,565 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-111165 · tm2329094-1_4seq1.xml · nonDerivative · entry 1

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 653,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 3,565 shares of Class A Common Stock underlying the RSUs listed in Table II, and 1,560 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
September 23, 2023 Filed Sep 27, 2023 00:02 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionRestricted Stock Units · Derivative 1,961 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-103985 · tm2326978-1_4seq1.xml · derivative · entry 3

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,726

Underlying: Class A Common Stock · 1,961 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,961 shares of Class A Common Stock underlying the RSUs listed in the first row of Table II, and 858 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: On April 28, 2023, the Reporting Person was granted 9,412 RSUs vesting in equal monthly installments over one (1) year from April 23, 2023. Further, on April 28, 2023, the vesting terms of an additional 14,119 RSUs previously granted to the Reporting Person on February 13, 2023 were amended to provide that such RSUs will vest on the same schedule.

F2 · derivative.expiration_date: On April 28, 2023, the Reporting Person was granted 9,412 RSUs vesting in equal monthly installments over one (1) year from April 23, 2023. Further, on April 28, 2023, the vesting terms of an additional 14,119 RSUs previously granted to the Reporting Person on February 13, 2023 were amended to provide that such RSUs will vest on the same schedule.

Read SEC document
September 23, 2023 Filed Sep 27, 2023 00:02 UTC DraftKings Inc. DKNG · Entity 1872 Tax withholdingClass A Common Stock 858 $27.76 $23,818.08
Disclosure

SEC source: 0001104659-23-103985 · tm2326978-1_4seq1.xml · nonDerivative · entry 2

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 649,876

Read SEC document
September 23, 2023 Filed Sep 27, 2023 00:02 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 1,961 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-103985 · tm2326978-1_4seq1.xml · nonDerivative · entry 1

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 650,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,961 shares of Class A Common Stock underlying the RSUs listed in the first row of Table II, and 858 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
September 06, 2023 Filed Sep 9, 2023 00:01 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionStock Option · Derivative 29,086 $0.00 Strike: $2.95 $0.00
Disclosure

SEC source: 0001104659-23-099396 · tm2325777-1_4seq1.xml · derivative · entry 3

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 578,692

Underlying: Class A Common Stock · 29,086 shares

Expires 2027-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These stock options were granted on November 7, 2017. As of the date hereof, all such remaining stock options have vested.

Read SEC document
September 06, 2023 Filed Sep 9, 2023 00:01 UTC DraftKings Inc. DKNG · Entity 1872 SaleClass A Common Stock 29,086 $30.00 $872,580.00
Disclosure

SEC source: 0001104659-23-099396 · tm2325777-1_4seq1.xml · nonDerivative · entry 2

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 648,773

F2 · kind: The reported sale was made pursuant to a pre-arranged program for selling shares of Class A Common Stock adopted on February 26, 2023 pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
September 06, 2023 Filed Sep 9, 2023 00:01 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 29,086 $2.95 $85,803.70
Disclosure

SEC source: 0001104659-23-099396 · tm2325777-1_4seq1.xml · nonDerivative · entry 1

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 677,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exercise of stock options in an exercise-and-hold transaction, and paid the aggregate exercise price in cash.

Read SEC document
September 01, 2023 Filed Sep 2, 2023 00:01 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionRestricted Stock Units · Derivative 11,029 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-097866 · tm2325420-2_4seq1.xml · derivative · entry 6

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,410

Underlying: Class A Common Stock · 11,029 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 11,029 shares of Class A Common Stock underlying the RSUs listed in Table II, and 4,826 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F6 · derivative.exercise_date: On February 13, 2023, the Reporting Person was granted 190,588 RSUs vesting quarterly over four (4) years.

F6 · derivative.expiration_date: On February 13, 2023, the Reporting Person was granted 190,588 RSUs vesting quarterly over four (4) years.

Read SEC document
September 01, 2023 Filed Sep 2, 2023 00:01 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionStock Option · Derivative 23,691 $0.00 Strike: $2.95 $0.00
Disclosure

SEC source: 0001104659-23-097866 · tm2325420-2_4seq1.xml · derivative · entry 5

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 607,778

Underlying: Class A Common Stock · 23,691 shares

Expires 2027-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These stock options were granted on November 7, 2017. As of the date hereof, all such remaining stock options have vested.

Read SEC document
September 01, 2023 Filed Sep 2, 2023 00:01 UTC DraftKings Inc. DKNG · Entity 1872 SaleClass A Common Stock 23,691 $30.00 $710,730.00
Disclosure

SEC source: 0001104659-23-097866 · tm2325420-2_4seq1.xml · nonDerivative · entry 4

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 648,773

F3 · kind: The reported sale was made pursuant to a pre-arranged program for selling shares of Class A Common Stock adopted on February 26, 2023 pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.07, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.

Read SEC document
September 01, 2023 Filed Sep 2, 2023 00:01 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 23,691 $2.95 $69,888.45
Disclosure

SEC source: 0001104659-23-097866 · tm2325420-2_4seq1.xml · nonDerivative · entry 3

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 672,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exercise of stock options in an exercise-and-hold transaction, and paid the aggregate exercise price in cash.

Read SEC document
September 01, 2023 Filed Sep 2, 2023 00:01 UTC DraftKings Inc. DKNG · Entity 1872 Tax withholdingClass A Common Stock 4,826 $29.64 $143,042.64
Disclosure

SEC source: 0001104659-23-097866 · tm2325420-2_4seq1.xml · nonDerivative · entry 2

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 648,773

Read SEC document
September 01, 2023 Filed Sep 2, 2023 00:01 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 11,029 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-097866 · tm2325420-2_4seq1.xml · nonDerivative · entry 1

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 653,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 11,029 shares of Class A Common Stock underlying the RSUs listed in Table II, and 4,826 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
August 23, 2023 Filed Aug 24, 2023 00:02 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionRestricted Stock Units · Derivative 1,961 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-094615 · tm2324655-3_4seq1.xml · derivative · entry 6

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,687

Underlying: Class A Common Stock · 1,961 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,961 shares of Class A Common Stock underlying the RSUs listed in the second row of Table II, and 858 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: On April 28, 2023, the Reporting Person was granted 9,412 RSUs vesting in equal monthly installments over one (1) year from April 23, 2023. Further, on April 28, 2023, the vesting terms of an additional 14,119 RSUs previously granted to the Reporting Person on February 13, 2023 were amended to provide that such RSUs will vest on the same schedule.

F4 · derivative.expiration_date: On April 28, 2023, the Reporting Person was granted 9,412 RSUs vesting in equal monthly installments over one (1) year from April 23, 2023. Further, on April 28, 2023, the vesting terms of an additional 14,119 RSUs previously granted to the Reporting Person on February 13, 2023 were amended to provide that such RSUs will vest on the same schedule.

Read SEC document
August 23, 2023 Filed Aug 24, 2023 00:02 UTC DraftKings Inc. DKNG · Entity 1872 Tax withholdingClass A Common Stock 858 $27.81 $23,860.98
Disclosure

SEC source: 0001104659-23-094615 · tm2324655-3_4seq1.xml · nonDerivative · entry 4

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 642,570

Read SEC document
August 23, 2023 Filed Aug 24, 2023 00:02 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 1,961 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-094615 · tm2324655-3_4seq1.xml · nonDerivative · entry 3

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 643,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,961 shares of Class A Common Stock underlying the RSUs listed in the second row of Table II, and 858 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 00:02 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionRestricted Stock Units · Derivative 2,446 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-094615 · tm2324655-3_4seq1.xml · derivative · entry 5

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,676

Underlying: Class A Common Stock · 2,446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 2,446 shares of Class A Common Stock underlying the RSUs listed in the first row of Table II, and 1,071 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 39,136 RSUs vesting quarterly over 4 years.

F3 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 39,136 RSUs vesting quarterly over 4 years.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 00:02 UTC DraftKings Inc. DKNG · Entity 1872 Tax withholdingClass A Common Stock 1,071 $27.24 $29,174.04
Disclosure

SEC source: 0001104659-23-094615 · tm2324655-3_4seq1.xml · nonDerivative · entry 2

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 641,467

Read SEC document
August 22, 2023 Filed Aug 24, 2023 00:02 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 2,446 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-094615 · tm2324655-3_4seq1.xml · nonDerivative · entry 1

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 642,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 2,446 shares of Class A Common Stock underlying the RSUs listed in the first row of Table II, and 1,071 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 00:01 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionRestricted Stock Units · Derivative 14,154 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-089946 · tm2323464-1_4seq1.xml · derivative · entry 7

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,544

Underlying: Class A Common Stock · 14,154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 14,154 shares of Class A Common Stock underlying the RSUs listed in Table II, and 6,193 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F7 · derivative.exercise_date: On February 9, 2022, the Reporting Person was granted 226,470 RSUs vesting quarterly over four (4) years.

F7 · derivative.expiration_date: On February 9, 2022, the Reporting Person was granted 226,470 RSUs vesting quarterly over four (4) years.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 00:01 UTC DraftKings Inc. DKNG · Entity 1872 Tax withholdingClass A Common Stock 6,193 $28.26 $175,014.18
Disclosure

SEC source: 0001104659-23-089946 · tm2323464-1_4seq1.xml · nonDerivative · entry 5

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 640,092

Read SEC document
August 09, 2023 Filed Aug 11, 2023 00:01 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 14,154 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-089946 · tm2323464-1_4seq1.xml · nonDerivative · entry 4

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 646,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 14,154 shares of Class A Common Stock underlying the RSUs listed in Table II, and 6,193 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
August 08, 2023 Filed Aug 11, 2023 00:01 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionStock Option · Derivative 52,777 $0.00 Strike: $2.95 $0.00
Disclosure

SEC source: 0001104659-23-089946 · tm2323464-1_4seq1.xml · derivative · entry 6

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 631,469

Underlying: Class A Common Stock · 52,777 shares

Expires 2027-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These stock options were granted on November 7, 2017. As of the date hereof, all such remaining stock options have vested.

Read SEC document
August 08, 2023 Filed Aug 11, 2023 00:01 UTC DraftKings Inc. DKNG · Entity 1872 SaleClass A Common Stock 8,389 $32.81 $275,243.09
Disclosure

SEC source: 0001104659-23-089946 · tm2323464-1_4seq1.xml · nonDerivative · entry 3

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 632,131

F3 · kind: The reported sale was made pursuant to a pre-arranged program for selling shares of Class A Common Stock adopted on February 26, 2023 pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.62 to $33.19, inclusive. See the last sentence of footnote 4 to this Form 4 above.

Read SEC document
August 08, 2023 Filed Aug 11, 2023 00:01 UTC DraftKings Inc. DKNG · Entity 1872 SaleClass A Common Stock 44,388 $31.97 $1,419,084.36
Disclosure

SEC source: 0001104659-23-089946 · tm2323464-1_4seq1.xml · nonDerivative · entry 2

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 640,520

F3 · kind: The reported sale was made pursuant to a pre-arranged program for selling shares of Class A Common Stock adopted on February 26, 2023 pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.59 to $32.57, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 4 and 5 to this Form 4.

Read SEC document
August 08, 2023 Filed Aug 11, 2023 00:01 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 52,777 $2.95 $155,692.15
Disclosure

SEC source: 0001104659-23-089946 · tm2323464-1_4seq1.xml · nonDerivative · entry 1

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 684,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exercise of stock options in an exercise-and-hold transaction, and paid the aggregate exercise price in cash.

Read SEC document
July 23, 2023 Filed Jul 26, 2023 00:02 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionRestricted Stock Units · Derivative 1,961 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-083966 · tm2322062-5_4seq1.xml · derivative · entry 9

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,648

Underlying: Class A Common Stock · 1,961 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,961 shares of Class A Common Stock underlying the RSUs listed in Table II, and 858 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F8 · derivative.exercise_date: On April 28, 2023, the Reporting Person was granted 9,412 RSUs vesting in equal monthly installments over one (1) year from April 23, 2023. Further, on April 28, 2023, the vesting terms of an additional 14,119 RSUs previously granted to the Reporting Person on February 13, 2023 were amended to provide that such RSUs will vest on the same schedule.

F8 · derivative.expiration_date: On April 28, 2023, the Reporting Person was granted 9,412 RSUs vesting in equal monthly installments over one (1) year from April 23, 2023. Further, on April 28, 2023, the vesting terms of an additional 14,119 RSUs previously granted to the Reporting Person on February 13, 2023 were amended to provide that such RSUs will vest on the same schedule.

Read SEC document
July 23, 2023 Filed Jul 26, 2023 00:02 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionRestricted Stock Units · Derivative 3,565 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-083966 · tm2322062-5_4seq1.xml · derivative · entry 8

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,696

Underlying: Class A Common Stock · 3,565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 3,565 shares of Class A Common Stock underlying the RSUs listed in Table II, and 1,560 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F7 · derivative.exercise_date: On August 11, 2020, the Reporting Person was granted 57,045 RSUs, vesting quarterly over 4 years from April 23, 2020, with any RSUs scheduled to vest before September 12, 2020 vesting on September 12, 2020 and the vesting of the remaining RSUs occurring on October 23, 2020 and each quarter thereafter.

F7 · derivative.expiration_date: On August 11, 2020, the Reporting Person was granted 57,045 RSUs, vesting quarterly over 4 years from April 23, 2020, with any RSUs scheduled to vest before September 12, 2020 vesting on September 12, 2020 and the vesting of the remaining RSUs occurring on October 23, 2020 and each quarter thereafter.

Read SEC document
July 23, 2023 Filed Jul 26, 2023 00:02 UTC DraftKings Inc. DKNG · Entity 1872 Tax withholdingClass A Common Stock 858 $31.08 $26,666.64
Disclosure

SEC source: 0001104659-23-083966 · tm2322062-5_4seq1.xml · nonDerivative · entry 6

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 632,131

Read SEC document
July 23, 2023 Filed Jul 26, 2023 00:02 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 1,961 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-083966 · tm2322062-5_4seq1.xml · nonDerivative · entry 5

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 632,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,961 shares of Class A Common Stock underlying the RSUs listed in Table II, and 858 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
July 23, 2023 Filed Jul 26, 2023 00:02 UTC DraftKings Inc. DKNG · Entity 1872 Tax withholdingClass A Common Stock 1,560 $31.08 $48,484.80
Disclosure

SEC source: 0001104659-23-083966 · tm2322062-5_4seq1.xml · nonDerivative · entry 4

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 631,028

Read SEC document
July 23, 2023 Filed Jul 26, 2023 00:02 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 3,565 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-083966 · tm2322062-5_4seq1.xml · nonDerivative · entry 3

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 632,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 3,565 shares of Class A Common Stock underlying the RSUs listed in Table II, and 1,560 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
July 21, 2023 Filed Jul 26, 2023 00:02 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionStock Option · Derivative 52,777 $0.00 Strike: $2.95 $0.00
Disclosure

SEC source: 0001104659-23-083966 · tm2322062-5_4seq1.xml · derivative · entry 7

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 684,246

Underlying: Class A Common Stock · 52,777 shares

Expires 2027-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exercise of stock options in an exercise-and-hold transaction, and paid the aggregate exercise price in cash.

F6 · derivative.exercise_date: These stock options were granted on November 7, 2017. As of the date hereof, all such remaining stock options have vested.

Read SEC document
July 21, 2023 Filed Jul 26, 2023 00:02 UTC DraftKings Inc. DKNG · Entity 1872 SaleClass A Common Stock 52,777 $30.99 $1,635,559.23
Disclosure

SEC source: 0001104659-23-083966 · tm2322062-5_4seq1.xml · nonDerivative · entry 2

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 629,023

F2 · kind: The reported sale was made pursuant to a pre-arranged program for selling shares of Class A Common Stock adopted on February 26, 2023 pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.75 to $31.23, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 to this Form 4.

Read SEC document
July 21, 2023 Filed Jul 26, 2023 00:02 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 52,777 $2.95 $155,692.15
Disclosure

SEC source: 0001104659-23-083966 · tm2322062-5_4seq1.xml · nonDerivative · entry 1

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 681,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exercise of stock options in an exercise-and-hold transaction, and paid the aggregate exercise price in cash.

Read SEC document
July 12, 2023 Filed Jul 15, 2023 00:01 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionStock Option · Derivative 211,108 $0.00 Strike: $2.95 $0.00
Disclosure

SEC source: 0001104659-23-081351 · tm2321397-2_4seq1.xml · derivative · entry 3

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 737,023

Underlying: Class A Common Stock · 211,108 shares

Expires 2027-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exercise of stock options in an exercise-and-hold transaction, and paid the aggregate exercise price in cash.

F3 · derivative.exercise_date: These stock options were granted on November 7, 2017. As of the date hereof, all of such remaining stock options have vested.

Read SEC document
July 12, 2023 Filed Jul 15, 2023 00:01 UTC DraftKings Inc. DKNG · Entity 1872 SaleClass A Common Stock 211,108 $30.12 $6,358,572.96
Disclosure

SEC source: 0001104659-23-081351 · tm2321397-2_4seq1.xml · nonDerivative · entry 2

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 629,023

F2 · kind: The reported sale was made pursuant to a pre-arranged program for selling shares of Class A Common Stock adopted on February 26, 2023 pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
July 12, 2023 Filed Jul 15, 2023 00:01 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 211,108 $2.95 $622,768.60
Disclosure

SEC source: 0001104659-23-081351 · tm2321397-2_4seq1.xml · nonDerivative · entry 1

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 840,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exercise of stock options in an exercise-and-hold transaction, and paid the aggregate exercise price in cash.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 20:15 UTC EchoStar CORP SATS · Entity 3188 GrantNon-Employee Director Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $17.34 $0.00
Disclosure

SEC source: 0001104659-23-078111 · tm2320401-2_4seq1.xml · derivative · entry 1

Dodge R Stanton · CIK 0001404430 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Class A Common Stock · 5,000 shares

Expires 2028-07-01

F1 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of grant.

Read SEC document
June 23, 2023 Filed Jun 24, 2023 00:01 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionRestricted Stock Units · Derivative 1,961 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-074400 · tm2319607-1_4seq1.xml · derivative · entry 3

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,609

Underlying: Class A Common Stock · 1,961 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,961 shares of Class A Common Stock underlying the RSUs listed in the second row of Table II, and 858 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: On April 28, 2023, the Reporting Person was granted 9,412 RSUs vesting in equal monthly installments over one (1) year from April 23, 2023. Further, on April 28, 2023, the vesting terms of an additional 14,119 RSUs previously granted to the Reporting Person on February 13, 2023 were amended to provide that such RSUs will vest on the same schedule.

F2 · derivative.expiration_date: On April 28, 2023, the Reporting Person was granted 9,412 RSUs vesting in equal monthly installments over one (1) year from April 23, 2023. Further, on April 28, 2023, the vesting terms of an additional 14,119 RSUs previously granted to the Reporting Person on February 13, 2023 were amended to provide that such RSUs will vest on the same schedule.

Read SEC document
June 23, 2023 Filed Jun 24, 2023 00:01 UTC DraftKings Inc. DKNG · Entity 1872 Tax withholdingClass A Common Stock 858 $25.03 $21,475.74
Disclosure

SEC source: 0001104659-23-074400 · tm2319607-1_4seq1.xml · nonDerivative · entry 2

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 629,023

Read SEC document
June 23, 2023 Filed Jun 24, 2023 00:01 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 1,961 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-074400 · tm2319607-1_4seq1.xml · nonDerivative · entry 1

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 629,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,961 shares of Class A Common Stock underlying the RSUs listed in the second row of Table II, and 858 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
June 01, 2023 Filed Jun 3, 2023 00:05 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionRestricted Stock Units · Derivative 11,030 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-067698 · tm2317735-2_4seq1.xml · derivative · entry 3

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,439

Underlying: Class A Common Stock · 11,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 11,030 shares of Class A Common Stock underlying the RSUs listed in Table II, and 4,826 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: On February 13, 2023, the Reporting Person was granted 190,588 RSUs vesting quarterly over four (4) years. On April 28, 2023, the vesting terms of 14,119 of such RSUs were amended to provide for vesting in equal monthly installments over one (1) year from April 23, 2023. Accordingly, such 14,119 RSUs are no longer included in the Reporting Person's holdings with respect to the February 13, 2023 grant of 190,588 RSUs.

F2 · derivative.expiration_date: On February 13, 2023, the Reporting Person was granted 190,588 RSUs vesting quarterly over four (4) years. On April 28, 2023, the vesting terms of 14,119 of such RSUs were amended to provide for vesting in equal monthly installments over one (1) year from April 23, 2023. Accordingly, such 14,119 RSUs are no longer included in the Reporting Person's holdings with respect to the February 13, 2023 grant of 190,588 RSUs.

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June 01, 2023 Filed Jun 3, 2023 00:05 UTC DraftKings Inc. DKNG · Entity 1872 Tax withholdingClass A Common Stock 4,826 $24.43 $117,899.18
Disclosure

SEC source: 0001104659-23-067698 · tm2317735-2_4seq1.xml · nonDerivative · entry 2

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 627,920

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June 01, 2023 Filed Jun 3, 2023 00:05 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 11,030 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-067698 · tm2317735-2_4seq1.xml · nonDerivative · entry 1

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 632,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 11,030 shares of Class A Common Stock underlying the RSUs listed in Table II, and 4,826 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

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May 23, 2023 Filed May 25, 2023 00:27 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionRestricted Stock Units · Derivative 1,961 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-064242 · tm2316959d3_4.xml · derivative · entry 6

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,570

Underlying: Class A Common Stock · 1,961 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,961 shares of Class A Common Stock underlying the RSUs listed in the second row of Table II, and 858 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F5 · derivative.exercise_date: On April 28, 2023, the Reporting Person was granted 9,412 RSUs vesting in equal monthly installments over one (1) year from April 23, 2023. Further, on April 28, 2023, the vesting terms of an additional 14,119 RSUs previously granted to the Reporting Person on February 13, 2023 were amended to provide that such RSUs will vest on the same schedule.

F5 · derivative.expiration_date: On April 28, 2023, the Reporting Person was granted 9,412 RSUs vesting in equal monthly installments over one (1) year from April 23, 2023. Further, on April 28, 2023, the vesting terms of an additional 14,119 RSUs previously granted to the Reporting Person on February 13, 2023 were amended to provide that such RSUs will vest on the same schedule.

F7 · balance_after: Reflects the change in vesting terms of 14,119 RSUs granted on February 13, 2023 and vesting quarterly over four (4) years that will now vest in equal monthly installments over one (1) year from April 23, 2023. See last sentence of footnote 5.

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May 23, 2023 Filed May 25, 2023 00:27 UTC DraftKings Inc. DKNG · Entity 1872 Tax withholdingClass A Common Stock 858 $24.27 $20,823.66
Disclosure

SEC source: 0001104659-23-064242 · tm2316959d3_4.xml · nonDerivative · entry 4

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 621,716

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.