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person · Reporting owner

Dodge R Stanton

Disclosed activity across 4 companies

Tapewire entity
1892
SEC CIK
0001404430

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DISH Network CORPDISH · Entity 95602EVP, Gen. Counsel & SecJune 05, 2017June 07, 2017
DraftKings Inc.DKNG · Entity 1872Chief Legal OfficerOctober 01, 2026October 02, 2026
EchoStar CORPECHO · Entity 3188DirectorJuly 01, 2026July 07, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DISH Network CORP

Report date June 05, 2017 · Filed June 07, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect94 Reported balance After 2017-06-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-06-05 · Sale · Disposed 1,000 · Balance 94

F1: The transaction reported on this Form 4 were effected pursuant to a 10b5-1 trading plan.

F2: Includes shares acquired under the Company's Employee Stock Purchase Plan.

Class A Common StockSEC Table I · non-derivativeIndirectI3,357 Reported balance Holding disclosure · report date 2017-06-05 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 3,357

F3: By 401(k).

Filing footnotes · ownership attribution and instrument terms

F1: The transaction reported on this Form 4 were effected pursuant to a 10b5-1 trading plan.

F2: Includes shares acquired under the Company's Employee Stock Purchase Plan.

F3: By 401(k).

DraftKings Inc.

Report date October 01, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect578,275 Ending reported balance After 2026-10-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-10-01 · Exercise / conversion · Acquired 1,476 · Balance 578,921

F1: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,476 shares of Class A Common Stock underlying the RSUs listed in Table II, and 646 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Row 2 · 2026-10-01 · Tax withholding · Disposed 646 · Balance 578,275

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect7,378 Reported balance After 2026-10-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-10-01 · Exercise / conversion · Disposed 1,476 · Balance 7,378

F1: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,476 shares of Class A Common Stock underlying the RSUs listed in Table II, and 646 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: On February 17, 2026, the Reporting Person was granted 17,707 RSUs vesting monthly over one (1) year from March 1, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,476 shares of Class A Common Stock underlying the RSUs listed in Table II, and 646 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: On February 17, 2026, the Reporting Person was granted 17,707 RSUs vesting monthly over one (1) year from March 1, 2026.

EchoStar CORP

Report date July 01, 2026 · Filed July 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect25,341 Ending reported balance After 2026-07-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-07-01 · Exercise / conversion · Acquired 5,000 · Balance 26,555

F1: The transactions reported herein were automatically effected upon the expiration of the option pursuant to the terms of the Issuer's 2017 Non-Employee Director Stock Option Plan and NED Stock Option Agreement.

Row 2 · 2026-07-01 · Tax withholding · Disposed 1,214 · Balance 25,341

F2: Represents shares withheld by the Issuer to cover the exercise price of the option and certain tax obligations in connection with the automatic exercise of the vested options listed in Table II.

Non-Employee Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $24.49 · Expires 2026-07-01Direct0 Reported balance After 2026-07-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-07-01 · Exercise / conversion · Disposed 5,000 · Balance 0

F1: The transactions reported herein were automatically effected upon the expiration of the option pursuant to the terms of the Issuer's 2017 Non-Employee Director Stock Option Plan and NED Stock Option Agreement.

F4: The shares underlying the option were 100% vested upon the date of the grant.

Class A Common StockSEC Table I · non-derivativeIndirectI1,642 Reported balance Holding disclosure · report date 2026-07-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,642

F3: By 401(K).

Filing footnotes · ownership attribution and instrument terms

F1: The transactions reported herein were automatically effected upon the expiration of the option pursuant to the terms of the Issuer's 2017 Non-Employee Director Stock Option Plan and NED Stock Option Agreement.

F2: Represents shares withheld by the Issuer to cover the exercise price of the option and certain tax obligations in connection with the automatic exercise of the vested options listed in Table II.

F3: By 401(K).

F4: The shares underlying the option were 100% vested upon the date of the grant.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DraftKings Holdings Inc.

Report date May 05, 2022 · Filed May 09, 2022

Section 16 reporting ended · disclosed 2022-05-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-05-05 transaction · row 1
1 source row

Row 1 · 2022-05-05 · Disposition to issuer · Disposed 322,529 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-05-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-05-05 · Disposition to issuer · Disposed 28,522 · Balance 0

F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4)

F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise.

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.

F5: The Reporting Person was granted 57,045 RSUs on August 11, 2020 vesting quarterly over four (4) years from April 23, 2020, with the vesting of the first tranche occurring on September 12, 2020.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-05-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-05-05 · Disposition to issuer · Disposed 29,352 · Balance 0

F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4)

F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise.

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.

F6: On February 22, 2021, the Reporting Person was granted 39,136 RSUs vesting quarterly over four (4) years.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-05-05 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-05-05 · Disposition to issuer · Disposed 226,470 · Balance 0

F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4)

F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise.

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.

F7: On February 9, 2022, the Reporting Person was granted 226,470 RSUs vesting quarterly over four (4) years.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-05-05 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-05-05 · Disposition to issuer · Disposed 18,118 · Balance 0

F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4)

F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise.

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.

F8: On February 9, 2022, the Reporting Person was granted 18,118 RSUs vesting in twelve (12) equal monthly installments from April 23, 2022.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $2.95 · Expires 2027-11-02Direct0 Reported balance After 2022-05-05 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-05-05 · Disposition to issuer · Disposed 1,814,400 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.

F9: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 10)

F10: (Continued from footnote 9) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.

F11: These Stock Options are vested and exercisable as of the date hereof.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $2.95 · Expires 2027-11-07Direct0 Reported balance After 2022-05-05 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-05-05 · Disposition to issuer · Disposed 948,131 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.

F9: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 10)

F10: (Continued from footnote 9) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.

F11: These Stock Options are vested and exercisable as of the date hereof.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.29 · Expires 2028-04-18Direct0 Reported balance After 2022-05-05 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-05-05 · Disposition to issuer · Disposed 90,634 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.

F9: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 10)

F10: (Continued from footnote 9) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.

F11: These Stock Options are vested and exercisable as of the date hereof.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.29 · Expires 2028-05-03Direct0 Reported balance After 2022-05-05 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-05-05 · Disposition to issuer · Disposed 201,578 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.

F9: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 10)

F10: (Continued from footnote 9) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.

F11: These Stock Options are vested and exercisable as of the date hereof.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.70 · Expires 2029-06-04Direct0 Reported balance After 2022-05-05 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2022-05-05 · Disposition to issuer · Disposed 88,407 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.

F9: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 10)

F10: (Continued from footnote 9) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.

F11: These Stock Options are vested and exercisable as of the date hereof.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.70 · Expires 2029-06-04Direct0 Reported balance After 2022-05-05 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2022-05-05 · Disposition to issuer · Disposed 176,813 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.

F9: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 10)

F10: (Continued from footnote 9) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.

F11: These Stock Options are vested and exercisable as of the date hereof.

F12: These Stock Options were granted on June 4, 2019. As of the date hereof, 121,561 of such Stock Options have vested. The remaining Stock Options will vest in four (4) equal quarterly installments beginning June 1, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.

F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4)

F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise.

F5: The Reporting Person was granted 57,045 RSUs on August 11, 2020 vesting quarterly over four (4) years from April 23, 2020, with the vesting of the first tranche occurring on September 12, 2020.

F6: On February 22, 2021, the Reporting Person was granted 39,136 RSUs vesting quarterly over four (4) years.

F7: On February 9, 2022, the Reporting Person was granted 226,470 RSUs vesting quarterly over four (4) years.

F8: On February 9, 2022, the Reporting Person was granted 18,118 RSUs vesting in twelve (12) equal monthly installments from April 23, 2022.

F9: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding stock option to purchase Old DraftKings Class A Common Stock ("Old DraftKings Options") was converted into an equivalent stock option to purchase New DraftKings Class A Common Stock ("New DraftKings Options"). Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Options by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings Options in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "Stock Options" (continued in footnote 10)

F10: (Continued from footnote 9) refers to (i) Old DraftKings Options prior to the DraftKings Merger and (ii) New DraftKings Options following the DraftKings Merger, in each case, unless the context requires otherwise.

F11: These Stock Options are vested and exercisable as of the date hereof.

F12: These Stock Options were granted on June 4, 2019. As of the date hereof, 121,561 of such Stock Options have vested. The remaining Stock Options will vest in four (4) equal quarterly installments beginning June 1, 2022.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 23, 2021 Filed Jan 27, 2021 02:17 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionRestricted Stock Units · Derivative 1,901 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-007831 · tm214186d1_4.xml · derivative · entry 5

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,705

Underlying: Class A Common Stock · 1,901 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,901 shares of Class A Common Stock underlying the restricted stock units listed in Table II, and 551 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: On August 11, 2020, the Reporting Person was granted 22,818 restricted stock units, vesting in twelve (12) equal monthly installments from April 23, 2020, with any restricted stock units scheduled to vest before September 12, 2020 vesting on September 12, 2020, and the vesting of the remaining restricted stock units occurring on September 23, 2020 and each month thereafter.

F3 · derivative.expiration_date: On August 11, 2020, the Reporting Person was granted 22,818 restricted stock units, vesting in twelve (12) equal monthly installments from April 23, 2020, with any restricted stock units scheduled to vest before September 12, 2020 vesting on September 12, 2020, and the vesting of the remaining restricted stock units occurring on September 23, 2020 and each month thereafter.

Read SEC document
January 23, 2021 Filed Jan 27, 2021 02:17 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Tax withholdingClass A Common Stock 1,130 $52.53 $59,358.90
Disclosure

SEC source: 0001104659-21-007831 · tm214186d1_4.xml · nonDerivative · entry 4

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,322

Read SEC document
January 23, 2021 Filed Jan 27, 2021 02:17 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 3,565 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-007831 · tm214186d1_4.xml · nonDerivative · entry 3

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 3,565 shares of Class A Common Stock underlying the restricted stock units listed in Table II, and 1,130 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
January 23, 2021 Filed Jan 27, 2021 02:17 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Tax withholdingClass A Common Stock 551 $52.53 $28,944.03
Disclosure

SEC source: 0001104659-21-007831 · tm214186d1_4.xml · nonDerivative · entry 2

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,887

Read SEC document
January 23, 2021 Filed Jan 27, 2021 02:17 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 1,901 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-007831 · tm214186d1_4.xml · nonDerivative · entry 1

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,901 shares of Class A Common Stock underlying the restricted stock units listed in Table II, and 551 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
December 23, 2020 Filed Dec 24, 2020 01:11 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionRestricted Stock Units · Derivative 1,902 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-139314 · tm2039333d1_4.xml · derivative · entry 3

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,606

Underlying: Class A Common Stock · 1,902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,902 shares of Class A Common Stock underlying the restricted stock units listed in Table II, and 837 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: On August 11, 2020, the Reporting Person was granted 22,818 restricted stock units, vesting in twelve (12) equal monthly installments from April 23, 2020, with any restricted stock units scheduled to vest before September 12, 2020 vesting on September 12, 2020, and the vesting of the remaining restricted stock units occurring on September 23, 2020 and each month thereafter.

F2 · derivative.expiration_date: On August 11, 2020, the Reporting Person was granted 22,818 restricted stock units, vesting in twelve (12) equal monthly installments from April 23, 2020, with any restricted stock units scheduled to vest before September 12, 2020 vesting on September 12, 2020, and the vesting of the remaining restricted stock units occurring on September 23, 2020 and each month thereafter.

Read SEC document
December 23, 2020 Filed Dec 24, 2020 01:11 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Tax withholdingClass A Common Stock 837 $53.89 $45,105.93
Disclosure

SEC source: 0001104659-20-139314 · tm2039333d1_4.xml · nonDerivative · entry 2

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,537

Read SEC document
December 23, 2020 Filed Dec 24, 2020 01:11 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 1,902 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-139314 · tm2039333d1_4.xml · nonDerivative · entry 1

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,902 shares of Class A Common Stock underlying the restricted stock units listed in Table II, and 837 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
November 23, 2020 Filed Nov 26, 2020 01:24 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionRestricted Stock Units · Derivative 1,901 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-129699 · tm2036997d1_4.xml · derivative · entry 3

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,508

Underlying: Class A Common Stock · 1,901 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,901 shares of Class A Common Stock underlying the restricted stock units listed in Table II, and 837 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: On August 11, 2020, the Reporting Person was granted 22,818 restricted stock units, vesting in twelve (12) equal monthly installments from April 23, 2020, with any restricted stock units scheduled to vest before September 12, 2020 vesting on September 12, 2020, and the vesting of the remaining restricted stock units occurring on September 23, 2020 and each month thereafter.

F2 · derivative.expiration_date: On August 11, 2020, the Reporting Person was granted 22,818 restricted stock units, vesting in twelve (12) equal monthly installments from April 23, 2020, with any restricted stock units scheduled to vest before September 12, 2020 vesting on September 12, 2020, and the vesting of the remaining restricted stock units occurring on September 23, 2020 and each month thereafter.

Read SEC document
November 23, 2020 Filed Nov 26, 2020 01:24 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Tax withholdingClass A Common Stock 837 $48.03 $40,201.11
Disclosure

SEC source: 0001104659-20-129699 · tm2036997d1_4.xml · nonDerivative · entry 2

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,472

Read SEC document
November 23, 2020 Filed Nov 26, 2020 01:24 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 1,901 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-129699 · tm2036997d1_4.xml · nonDerivative · entry 1

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 1,901 shares of Class A Common Stock underlying the restricted stock units listed in Table II, and 837 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
October 23, 2020 Filed Oct 27, 2020 01:48 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionRestricted Stock Units · Derivative 1,902 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-118322 · tm2034244d4_4.xml · derivative · entry 6

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,409

Underlying: Class A Common Stock · 1,902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes as allowed by the Amended and Restated Lock-up Agreement, dated October 6, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement"). The Reporting Person received the net of the 5,468 shares of Class A Common Stock underlying the restricted stock units listed in Table II, and 2,406 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock, and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement.

F3 · derivative.exercise_date: On August 11, 2020, the Reporting Person was granted 22,818 restricted stock units, vesting in twelve (12) equal monthly installments from April 23, 2020, with any restricted stock units scheduled to vest before September 12, 2020 vesting on September 12, 2020 and the vesting of the remaining restricted stock units occurring on September 23, 2020 and each month thereafter.

F3 · derivative.expiration_date: On August 11, 2020, the Reporting Person was granted 22,818 restricted stock units, vesting in twelve (12) equal monthly installments from April 23, 2020, with any restricted stock units scheduled to vest before September 12, 2020 vesting on September 12, 2020 and the vesting of the remaining restricted stock units occurring on September 23, 2020 and each month thereafter.

Read SEC document
October 23, 2020 Filed Oct 27, 2020 01:48 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionRestricted Stock Units · Derivative 3,566 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-118322 · tm2034244d4_4.xml · derivative · entry 5

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,914

Underlying: Class A Common Stock · 3,566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes as allowed by the Amended and Restated Lock-up Agreement, dated October 6, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement"). The Reporting Person received the net of the 5,468 shares of Class A Common Stock underlying the restricted stock units listed in Table II, and 2,406 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock, and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement.

F2 · derivative.exercise_date: On August 11, 2020, the Reporting Person was granted 57,045 restricted stock units, vesting quarterly over 4 years from April 23, 2020, with any restricted stock units scheduled to vest before September 12, 2020 vesting on September 12, 2020 and the vesting of the remaining restricted stock units occurring on October 23, 2020 and each quarter thereafter.

F2 · derivative.expiration_date: On August 11, 2020, the Reporting Person was granted 57,045 restricted stock units, vesting quarterly over 4 years from April 23, 2020, with any restricted stock units scheduled to vest before September 12, 2020 vesting on September 12, 2020 and the vesting of the remaining restricted stock units occurring on October 23, 2020 and each quarter thereafter.

Read SEC document
October 23, 2020 Filed Oct 27, 2020 01:48 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Tax withholdingClass A Common Stock 837 $42.74 $35,773.38
Disclosure

SEC source: 0001104659-20-118322 · tm2034244d4_4.xml · nonDerivative · entry 4

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,408

Read SEC document
October 23, 2020 Filed Oct 27, 2020 01:48 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 1,902 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-118322 · tm2034244d4_4.xml · nonDerivative · entry 3

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes as allowed by the Amended and Restated Lock-up Agreement, dated October 6, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement"). The Reporting Person received the net of the 5,468 shares of Class A Common Stock underlying the restricted stock units listed in Table II, and 2,406 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock, and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement.

Read SEC document
October 23, 2020 Filed Oct 27, 2020 01:48 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Tax withholdingClass A Common Stock 1,569 $42.74 $67,059.06
Disclosure

SEC source: 0001104659-20-118322 · tm2034244d4_4.xml · nonDerivative · entry 2

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,343

Read SEC document
October 23, 2020 Filed Oct 27, 2020 01:48 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 3,566 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-118322 · tm2034244d4_4.xml · nonDerivative · entry 1

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes as allowed by the Amended and Restated Lock-up Agreement, dated October 6, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement"). The Reporting Person received the net of the 5,468 shares of Class A Common Stock underlying the restricted stock units listed in Table II, and 2,406 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock, and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement.

Read SEC document
October 20, 2020 Filed Oct 23, 2020 01:26 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionRestricted Stock Units · Derivative 396,332 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-117313 · tm2033990d1_4.xml · derivative · entry 3

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 396,332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes as allowed by the Amended and Restated Lock-up Agreement, dated October 6, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement"). The Reporting Person received the net of the 396,332 shares of Class A Common Stock underlying the restricted stock units and 174,307 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock, and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement.

F2 · derivative.exercise_date: The Reporting Person was previously granted 396,332 restricted stock units, which vested into shares of the Issuer's Class A Common Stock based on the satisfaction of certain performance thresholds, combined with the completion of a requisite service period on October 20, 2020.

F2 · derivative.expiration_date: The Reporting Person was previously granted 396,332 restricted stock units, which vested into shares of the Issuer's Class A Common Stock based on the satisfaction of certain performance thresholds, combined with the completion of a requisite service period on October 20, 2020.

Read SEC document
October 20, 2020 Filed Oct 23, 2020 01:26 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Tax withholdingClass A Common Stock 174,307 $42.53 $7,413,276.71
Disclosure

SEC source: 0001104659-20-117313 · tm2033990d1_4.xml · nonDerivative · entry 2

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,346

Read SEC document
October 20, 2020 Filed Oct 23, 2020 01:26 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 396,332 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-117313 · tm2033990d1_4.xml · nonDerivative · entry 1

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units other than to the Issuer to satisfy withholding taxes as allowed by the Amended and Restated Lock-up Agreement, dated October 6, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement"). The Reporting Person received the net of the 396,332 shares of Class A Common Stock underlying the restricted stock units and 174,307 shares of Class A Common Stock withheld by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock, and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement.

Read SEC document
September 23, 2020 Filed Sep 28, 2020 21:28 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionRestricted Stock Units · Derivative 1,901 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-109372 · tm2031931d1_4.xml · derivative · entry 3

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,311

Underlying: Class A Common Stock · 1,901 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Such shares of Class A Common Stock received by the Reporting Person in connection with the vesting are subject to the restrictions set forth in that certain Lock-Up Agreement, dated June 18, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement"). No shares of Class A Common Stock were transferred or sold in connection with the vesting other than to satisfy withholding taxes as allowed by the Lock-Up Agreement.

F2 · derivative.exercise_date: On August 11, 2020, the Reporting Person was granted 22,818 restricted stock units, vesting in twelve (12) equal monthly installments from April 23, 2020, with the vesting of the first four tranches occurring on September 12, 2020.

F2 · derivative.expiration_date: On August 11, 2020, the Reporting Person was granted 22,818 restricted stock units, vesting in twelve (12) equal monthly installments from April 23, 2020, with the vesting of the first four tranches occurring on September 12, 2020.

Read SEC document
September 23, 2020 Filed Sep 28, 2020 21:28 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Tax withholdingClass A Common Stock 837 $50.12 $41,950.44
Disclosure

SEC source: 0001104659-20-109372 · tm2031931d1_4.xml · nonDerivative · entry 2

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,321

Read SEC document
September 23, 2020 Filed Sep 28, 2020 21:28 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 1,901 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-109372 · tm2031931d1_4.xml · nonDerivative · entry 1

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Such shares of Class A Common Stock received by the Reporting Person in connection with the vesting are subject to the restrictions set forth in that certain Lock-Up Agreement, dated June 18, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement"). No shares of Class A Common Stock were transferred or sold in connection with the vesting other than to satisfy withholding taxes as allowed by the Lock-Up Agreement.

Read SEC document
September 12, 2020 Filed Sep 17, 2020 23:32 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionRestricted Stock Units · Derivative 7,606 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-106209 · tm2031150d1_4.xml · derivative · entry 6

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,212

Underlying: Class A Common Stock · 7,606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Such shares of Class A Common Stock received by the Reporting Person in connection with the vesting are subject to the restrictions set forth in that certain Lock-Up Agreement, dated June 18, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement"). No shares of Class A Common Stock were transferred or sold in connection with the vesting other than to satisfy withholding taxes as allowed by the Lock-Up Agreement.

F3 · derivative.exercise_date: On August 11, 2020, the Reporting Person was granted 22,818 restricted stock units, vesting in twelve (12) equal monthly installments from April 23, 2020, with the vesting of the first four tranches occurring on September 12, 2020.

F3 · derivative.expiration_date: On August 11, 2020, the Reporting Person was granted 22,818 restricted stock units, vesting in twelve (12) equal monthly installments from April 23, 2020, with the vesting of the first four tranches occurring on September 12, 2020.

Read SEC document
September 12, 2020 Filed Sep 17, 2020 23:32 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionRestricted Stock Units · Derivative 3,565 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-106209 · tm2031150d1_4.xml · derivative · entry 5

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,480

Underlying: Class A Common Stock · 3,565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Such shares of Class A Common Stock received by the Reporting Person in connection with the vesting are subject to the restrictions set forth in that certain Lock-Up Agreement, dated June 18, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement"). No shares of Class A Common Stock were transferred or sold in connection with the vesting other than to satisfy withholding taxes as allowed by the Lock-Up Agreement.

F2 · derivative.exercise_date: On August 11, 2020, the Reporting Person was granted 57,045 restricted stock units, vesting quarterly over 4 years from April 23, 2020, with the vesting of the first tranche occurring on September 12, 2020.

F2 · derivative.expiration_date: On August 11, 2020, the Reporting Person was granted 57,045 restricted stock units, vesting quarterly over 4 years from April 23, 2020, with the vesting of the first tranche occurring on September 12, 2020.

Read SEC document
September 12, 2020 Filed Sep 17, 2020 23:32 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Tax withholdingClass A Common Stock 3,346 $41.46 $138,725.16
Disclosure

SEC source: 0001104659-20-106209 · tm2031150d1_4.xml · nonDerivative · entry 4

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,257

Read SEC document
September 12, 2020 Filed Sep 17, 2020 23:32 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 7,606 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-106209 · tm2031150d1_4.xml · nonDerivative · entry 3

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Such shares of Class A Common Stock received by the Reporting Person in connection with the vesting are subject to the restrictions set forth in that certain Lock-Up Agreement, dated June 18, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement"). No shares of Class A Common Stock were transferred or sold in connection with the vesting other than to satisfy withholding taxes as allowed by the Lock-Up Agreement.

Read SEC document
September 12, 2020 Filed Sep 17, 2020 23:32 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Tax withholdingClass A Common Stock 1,568 $41.46 $65,009.28
Disclosure

SEC source: 0001104659-20-106209 · tm2031150d1_4.xml · nonDerivative · entry 2

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,997

Read SEC document
September 12, 2020 Filed Sep 17, 2020 23:32 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 3,565 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-106209 · tm2031150d1_4.xml · nonDerivative · entry 1

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Such shares of Class A Common Stock received by the Reporting Person in connection with the vesting are subject to the restrictions set forth in that certain Lock-Up Agreement, dated June 18, 2020, between the Reporting Person and the Underwriters (as defined therein) (the "Lock-Up Agreement"). No shares of Class A Common Stock were transferred or sold in connection with the vesting other than to satisfy withholding taxes as allowed by the Lock-Up Agreement.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 21:33 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantRestricted Stock Units · Derivative 22,818 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-094791 · tm2027466d4_4.xml · derivative · entry 2

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,818

Underlying: Class A Common Stock · 22,818 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units were granted on August 11, 2020 and vest in twelve (12) equal monthly installments from April 23, 2020, with the vesting of the first four tranches occurring on September 12, 2020.

F3 · derivative.expiration_date: The restricted stock units were granted on August 11, 2020 and vest in twelve (12) equal monthly installments from April 23, 2020, with the vesting of the first four tranches occurring on September 12, 2020.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 21:33 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantRestricted Stock Units · Derivative 57,045 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-094791 · tm2027466d4_4.xml · derivative · entry 1

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,045

Underlying: Class A Common Stock · 57,045 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on August 11, 2020 and vest quarterly over 4 years from April 23, 2020, with the vesting of the first tranche occurring on September 12, 2020.

F2 · derivative.expiration_date: The restricted stock units were granted on August 11, 2020 and vest quarterly over 4 years from April 23, 2020, with the vesting of the first tranche occurring on September 12, 2020.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:15 UTC EchoStar CORP SATS · Entity 3188 GrantNon-Employee Director Stock Option · Derivative 5,000 $0.00 Strike: $27.28 $0.00
Disclosure

SEC source: 0001404430-20-000001 · wf-form4_159406648302182.xml · derivative · entry 1

Dodge R Stanton · CIK 0001404430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Class A Common Stock · 5,000 shares

Expires 2025-07-01

F1 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of grant.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 21:13 UTC DraftKings Holdings Inc. DKNG · Entity 127463 SaleClass A Common Stock 399,416 $38.80 $15,497,340.80
Disclosure

SEC source: 0001104659-20-076919 · tm2023109-13_4.xml · nonDerivative · entry 1

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents shares of Class A Common Stock, par value $0.0001 per share (the "Class A Common Stock") of DraftKings Inc. sold by the Reporting Person in a public offering of shares of Class A Common Stock, pursuant to an Underwriting Agreement dated June 18, 2020, which closed on June 23, 2020. The shares of Class A Common Stock were sold at the price of $38.80 per share to the underwriters.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 21:23 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionStock Option · Derivative 360,387 $0.00 Strike: $2.95 $0.00
Disclosure

SEC source: 0001104659-20-075704 · tm2023109d4_4.xml · derivative · entry 2

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,454,014

Underlying: Class A Common Stock · 399,416 shares

Expires 2027-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options were granted on November 7, 2017. The options vest in accordance with the satisfaction of certain performance thresholds.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 21:23 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 360,387 $2.95 $1,063,141.65
Disclosure

SEC source: 0001104659-20-075704 · tm2023109d4_4.xml · nonDerivative · entry 1

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of Class A Common Stock, par value $0.0001 per share (the "Class A Common Stock") of DraftKings Inc. exercised by the Reporting Person in connection with a public offering of shares of Class A Common Stock of the Issuer, pursuant to an Underwriting Agreement dated June 18, 2020.

Read SEC document
May 21, 2020 Filed May 26, 2020 21:16 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionEarnout Rights · Derivative 39,029 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-065941 · tm2020593d10_4.xml · derivative · entry 2

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common Stock · 39,029 shares

Expires 2024-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination.

F1 · price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination.

F1 · derivative.exercise_date: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination.

Read SEC document
May 21, 2020 Filed May 26, 2020 21:16 UTC DraftKings Holdings Inc. DKNG · Entity 127463 Exercise / conversionClass A Common Stock 39,029 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-065941 · tm2020593d10_4.xml · nonDerivative · entry 1

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of Class A Common Stock of the Issuer reported on this Form 4 were released from escrow and distributed to the Reporting Person pursuant to Section 1.8 of that certain Business Combination Agreement, dated as of December 22, 2019 (as amended by Amendment No. 1 thereto, dated as of April 7, 2020) (the "earnout rights"). The number of shares issuable pursuant to the earnout rights was determined, and the Reporting Person's right to receive such shares subject to the earnout rights became fixed and irrevocable, on April 23, 2020, the closing date of the business combination.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 21:26 UTC DraftKings Holdings Inc. DKNG · Entity 127463 OtherEarnout Rights · Derivative 39,029 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-051720 · tm2016925-18_4.xml · derivative · entry 8

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

Underlying: Class A common Stock · 39,029 shares

Expires 2024-04-23

F16 · derivative.exercise_price: On April 23, 2020 (the "Closing Date"), Mr. Dodge received the right to acquire 39,029 shares of the Issuer's Class A Common Stock pursuant to the BCA, (i) one-third of which will be released from escrow if (a) the volume weighted average share price of Class A Common Stock for at least 20 of any 30 consecutive trading days following the Closing Date (the "VWAP") is at least $12.50 or (b) the Issuer consummates a transaction resulting in its stockholders being able to exchange their shares for cash, securities or other property with a per share value ("Qualifying Value") of at least $12.50; (ii) one-third if (a) the VWAP is at least $14.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $14.00; and (iii) one-third if (a) the VWAP is at least $16.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $16.00. Any shares not eligible to be released within 4 years of the Closing Date will be forfeited and canceled.

F16 · kind: On April 23, 2020 (the "Closing Date"), Mr. Dodge received the right to acquire 39,029 shares of the Issuer's Class A Common Stock pursuant to the BCA, (i) one-third of which will be released from escrow if (a) the volume weighted average share price of Class A Common Stock for at least 20 of any 30 consecutive trading days following the Closing Date (the "VWAP") is at least $12.50 or (b) the Issuer consummates a transaction resulting in its stockholders being able to exchange their shares for cash, securities or other property with a per share value ("Qualifying Value") of at least $12.50; (ii) one-third if (a) the VWAP is at least $14.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $14.00; and (iii) one-third if (a) the VWAP is at least $16.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $16.00. Any shares not eligible to be released within 4 years of the Closing Date will be forfeited and canceled.

F16 · price: On April 23, 2020 (the "Closing Date"), Mr. Dodge received the right to acquire 39,029 shares of the Issuer's Class A Common Stock pursuant to the BCA, (i) one-third of which will be released from escrow if (a) the volume weighted average share price of Class A Common Stock for at least 20 of any 30 consecutive trading days following the Closing Date (the "VWAP") is at least $12.50 or (b) the Issuer consummates a transaction resulting in its stockholders being able to exchange their shares for cash, securities or other property with a per share value ("Qualifying Value") of at least $12.50; (ii) one-third if (a) the VWAP is at least $14.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $14.00; and (iii) one-third if (a) the VWAP is at least $16.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $16.00. Any shares not eligible to be released within 4 years of the Closing Date will be forfeited and canceled.

F16 · derivative.exercise_date: On April 23, 2020 (the "Closing Date"), Mr. Dodge received the right to acquire 39,029 shares of the Issuer's Class A Common Stock pursuant to the BCA, (i) one-third of which will be released from escrow if (a) the volume weighted average share price of Class A Common Stock for at least 20 of any 30 consecutive trading days following the Closing Date (the "VWAP") is at least $12.50 or (b) the Issuer consummates a transaction resulting in its stockholders being able to exchange their shares for cash, securities or other property with a per share value ("Qualifying Value") of at least $12.50; (ii) one-third if (a) the VWAP is at least $14.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $14.00; and (iii) one-third if (a) the VWAP is at least $16.00 or (b) the Issuer consummates a transaction with a Qualifying Value of at least $16.00. Any shares not eligible to be released within 4 years of the Closing Date will be forfeited and canceled.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 21:26 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantRestricted Stock Units · Derivative 396,333 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-051720 · tm2016925-18_4.xml · derivative · entry 7

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,333

Underlying: Class A Common Stock · 396,333 shares

Expires not disclosed

F13 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F15 · price: Received pursuant to the BCA in exchange for 1,120,762 restricted stock units of Former DraftKings.

F14 · derivative.exercise_date: The restricted stock units were granted on April 22, 2020 and will vest subject to satisfaction of certain performance thresholds.

F14 · derivative.expiration_date: The restricted stock units were granted on April 22, 2020 and will vest subject to satisfaction of certain performance thresholds.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 21:26 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantStock Option · Derivative 88,407 Not disclosed Strike: $4.69 Not disclosed
Disclosure

SEC source: 0001104659-20-051720 · tm2016925-18_4.xml · derivative · entry 6

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,407

Underlying: Class A Common Stock · 88,407 shares

Expires 2029-06-04

F12 · price: Received pursuant to the BCA in exchange for an option to purchase 250,000 shares of Former DraftKings common stock.

F11 · derivative.exercise_date: The options were granted on June 4, 2019 and will vest subject to satisfaction of certain performance thresholds.

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April 23, 2020 Filed Apr 27, 2020 21:26 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantStock Option · Derivative 176,814 Not disclosed Strike: $4.69 Not disclosed
Disclosure

SEC source: 0001104659-20-051720 · tm2016925-18_4.xml · derivative · entry 5

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,814

Underlying: Class A Common Stock · 176,814 shares

Expires 2029-06-04

F10 · price: Received pursuant to the BCA in exchange for an option to purchase 500,000 shares of Former DraftKings common stock.

F9 · derivative.exercise_date: The options were granted on June 4, 2019. 33,152 options have vested. The remaining options will vest in thirteen (13) equal quarterly installments beginning June 1, 2020.

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April 23, 2020 Filed Apr 27, 2020 21:26 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantStock Option · Derivative 201,578 Not disclosed Strike: $3.28 Not disclosed
Disclosure

SEC source: 0001104659-20-051720 · tm2016925-18_4.xml · derivative · entry 4

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,578

Underlying: Class A Common Stock · 201,578 shares

Expires 2028-05-03

F8 · price: Received pursuant to the BCA in exchange for an option to purchase 570,031 shares of Former DraftKings common stock.

F7 · derivative.exercise_date: The options were granted on May 3, 2018. The options will vest subject to satisfaction of certain performance thresholds.

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April 23, 2020 Filed Apr 27, 2020 21:26 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantStock Option · Derivative 90,634 Not disclosed Strike: $3.28 Not disclosed
Disclosure

SEC source: 0001104659-20-051720 · tm2016925-18_4.xml · derivative · entry 3

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,634

Underlying: Class A Common Stock · 90,634 shares

Expires 2028-04-18

F6 · price: Received pursuant to the BCA in exchange for an option to purchase 256,298 shares of Former DraftKings common stock.

F5 · derivative.exercise_date: The option is vested and currently exercisable.

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April 23, 2020 Filed Apr 27, 2020 21:26 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantStock Option · Derivative 1,814,401 Not disclosed Strike: $2.94 Not disclosed
Disclosure

SEC source: 0001104659-20-051720 · tm2016925-18_4.xml · derivative · entry 2

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,814,401

Underlying: Class A Common Stock · 1,814,401 shares

Expires 2027-11-07

F4 · price: Received pursuant to the BCA in exchange for an option to purchase 5,130,819 shares of Former DraftKings common stock.

F3 · derivative.exercise_date: The options were granted on November 7, 2017. The options will vest subject to satisfaction of certain performance thresholds.

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April 23, 2020 Filed Apr 27, 2020 21:26 UTC DraftKings Holdings Inc. DKNG · Entity 127463 GrantStock Option · Derivative 1,814,401 Not disclosed Strike: $2.94 Not disclosed
Disclosure

SEC source: 0001104659-20-051720 · tm2016925-18_4.xml · derivative · entry 1

Dodge R Stanton · CIK 0001404430 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,814,401

Underlying: Class A Common Stock · 1,814,401 shares

Expires 2027-11-07

F2 · price: Received pursuant to the Business Combination Agreement, dated as of December 22, 2019, by and among Diamond Eagle Acquisition Corp. ("DEAC"), DraftKings Inc., a Delaware corporation ("Former DraftKings"), SBTech (Global) Limited, a company limited by shares incorporated in Gibraltar and continued as a company under the Isle of Man Companies Act 2006 ("SBT"), the shareholders of SBT ("SBT Sellers"), Shalom Meckenzie, in his capacity as the SBT Sellers' representative, DEAC NV Merger Corp., a Nevada corporation and a wholly-owned subsidiary of DEAC (and upon consummation of the business combination, the surviving "Issuer" as renamed "DraftKings Inc."), and DEAC Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of DEAC (as amended by Amendment No. 1, dated as of April 7, 2020, the "BCA") in exchange for an option to purchase 5,130,819 shares of Former DraftKings common stock.

F1 · derivative.exercise_date: The options were granted on November 7, 2017. 1,020,600 options have vested. The remaining options will vest in seven (7) equal quarterly installments beginning May 7, 2020 (pro rata for partial periods).

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July 01, 2019 Filed Jul 3, 2019 20:10 UTC EchoStar CORP SATS · Entity 3188 GrantNon-Employee Director Stock Option · Derivative 5,000 $0.00 Strike: $44.54 $0.00
Disclosure

SEC source: 0001404430-19-000001 · wf-form4_156218459434718.xml · derivative · entry 1

Dodge R Stanton · CIK 0001404430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Class A Common Stock · 5,000 shares

Expires 2024-07-01

F1 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of grant.

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July 01, 2018 Filed Jul 3, 2018 18:44 UTC EchoStar CORP SATS · Entity 3188 GrantNon-Employee Director Stock Option · Derivative 5,000 $0.00 Strike: $44.40 $0.00
Disclosure

SEC source: 0001404430-18-000003 · wf-form4_153064342934584.xml · derivative · entry 1

Dodge R Stanton · CIK 0001404430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Class A Common Shares · 5,000 shares

Expires 2023-07-01

F1 · derivative.exercise_date: The shares underlying the option were 100% vested upon the date of grant.

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June 05, 2017 Filed Jun 7, 2017 16:33 UTC DISH Network CORP DISH · Entity 95602 SaleClass A Common Stock 1,000 $66.20 $66,200.00
Disclosure

SEC source: 0001404430-17-000002 · edgar.xml · nonDerivative · entry 1

Dodge R Stanton · CIK 0001404430 · EVP, Gen. Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94

F1 · kind: The transaction reported on this Form 4 were effected pursuant to a 10b5-1 trading plan.

F2 · balance_after: Includes shares acquired under the Company's Employee Stock Purchase Plan.

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January 01, 2017 Filed Jan 4, 2017 17:04 UTC DISH Network CORP DISH · Entity 95602 GrantEmployee Stock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $57.93 $0.00
Disclosure

SEC source: 0001090537-17-000004 · edgar.xml · derivative · entry 1

Dodge R Stanton · CIK 0001404430 · EVP, Gen. Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Class A Common Stock · 60,000 shares

Expires 2027-01-01

F1 · derivative.exercise_date: The grant is subject to achievement of certain performance criteria prior to December 31, 2020 and will vest based on achievement of such criteria. The performance criteria are not tied to the market price of the Issuer's securities.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.