Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Fiesta Restaurant Group, Inc.FRGI · Entity 108548 | Director | April 29, 2020 | May 18, 2020 |
| Jefferies Financial Group Inc.JEF · Entity 3502 | Director · President | October 07, 2026 | October 10, 2026 |
| Vitesse Energy, Inc.VTS · Entity 5178 | Director | August 07, 2026 | August 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Fiesta Restaurant Group, Inc.
Report date April 29, 2020 · Filed May 18, 2020 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 54,185 |
Reported balance
After 2020-04-29 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2020-04-29 · Grant · Acquired 8,418 · Balance 54,185 F1: This amendment is being filed to correct the number of Shares granted to the Reporting Person on April 29, 2020. The initial filing incorrectly overstated the number of Shares granted by 607 shares. The Shares were granted to the Reporting Person pursuant to the Issuer's 2012 Stock Incentive Plan and subject to restrictions on transfer. The stock award reported herein shall vest (and the restrictions shall lapse) in full on the earlier of (i) one business day before the Issuer's 2021 annual meeting of stockholders or (ii) April 29, 2021, provided that in each case the Reporting Person has continuously remained a director of the Issuer. Any unvested shares underlying the stock award reported herein will be immediately forfeited upon the Reporting Person ceasing to be a director. The stock award reported herein is not transferable unless vested. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnote | 28,668 |
Reported balance
Holding disclosure · report date 2020-04-29 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 28,668 F2: The Reporting Person is the general partner of 2055 Partners L.P. ("2055 Partners") and, in such capacity, may be deemed to beneficially own the 28,668 shares of common stock of the Issuer beneficially owned by 2055 Partners. |
Filing footnotes · ownership attribution and instrument terms
F1: This amendment is being filed to correct the number of Shares granted to the Reporting Person on April 29, 2020. The initial filing incorrectly overstated the number of Shares granted by 607 shares. The Shares were granted to the Reporting Person pursuant to the Issuer's 2012 Stock Incentive Plan and subject to restrictions on transfer. The stock award reported herein shall vest (and the restrictions shall lapse) in full on the earlier of (i) one business day before the Issuer's 2021 annual meeting of stockholders or (ii) April 29, 2021, provided that in each case the Reporting Person has continuously remained a director of the Issuer. Any unvested shares underlying the stock award reported herein will be immediately forfeited upon the Reporting Person ceasing to be a director. The stock award reported herein is not transferable unless vested.
F2: The Reporting Person is the general partner of 2055 Partners L.P. ("2055 Partners") and, in such capacity, may be deemed to beneficially own the 28,668 shares of common stock of the Issuer beneficially owned by 2055 Partners.
Jefferies Financial Group Inc.
Report date October 07, 2026 · Filed October 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Reporting Person's Trusts | 1,216,478 |
Reported balance
After 2026-10-07 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-10-07 · Gift · Disposed 100 · Balance 1,216,478 |
| Common StockSEC Table I · non-derivative | Direct | 2,037,263 |
Reported balance
Holding disclosure · report date 2026-10-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,037,263 |
| Common StockSEC Table I · non-derivative | IndirectBy Family Limited Partnership | 496,780 |
Reported balance
Holding disclosure · report date 2026-10-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 496,780 F1: The Reporting Person disclaims beneficial ownership of the portion of shares held by the limited partnership in excess of his proportionate pecuniary interest in those shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Trusts of which Reporting Person is Trustee | 1,800 |
Reported balance
Holding disclosure · report date 2026-10-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,800 |
| Common StockSEC Table I · non-derivative | IndirectBy Trustee of Profit Sharing Plan | 47,200 |
Reported balance
Holding disclosure · report date 2026-10-07 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 47,200 |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person disclaims beneficial ownership of the portion of shares held by the limited partnership in excess of his proportionate pecuniary interest in those shares.
Vitesse Energy, Inc.
Report date August 07, 2026 · Filed August 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 467,384 |
Reported balance
After 2026-08-07 transaction · row 1
1 source rowRow 1 · 2026-08-07 · Gift · Disposed 59,619 · Balance 467,384 F1: Charitable gift of shares to a non-profit organization. |
| Common StockSEC Table I · non-derivative | IndirectBy Reporting Person's Trust | 400,000 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 400,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Family Limited Partnership | 260,555 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 260,555 F2: The Reporting Person disclaims beneficial ownership of the portion of shares held by the limited partnership in excess of his proportionate pecuniary interest in those shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Trustee of Profit Sharing Plan | 4,365 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 4,365 |
Filing footnotes · ownership attribution and instrument terms
F1: Charitable gift of shares to a non-profit organization.
F2: The Reporting Person disclaims beneficial ownership of the portion of shares held by the limited partnership in excess of his proportionate pecuniary interest in those shares.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HOMEFED CORP
Report date July 01, 2019 · Filed July 01, 2019
Section 16 reporting ended · disclosed 2019-07-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $50.50 · Expires 2023-08-08 | Direct | 0 |
Reported balance
After 2019-07-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-07-01 · Disposition to issuer · Disposed 1,000 · Balance 0 F1: Disposition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment). F2: The options vest at a rate of 25% per year, commencing on August 8, 2019. |
| Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $44.00 · Expires 2022-08-04 | Direct | 0 |
Reported balance
After 2019-07-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-07-01 · Disposition to issuer · Disposed 1,000 · Balance 0 F1: Disposition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment). F3: The options vest at a rate of 25% per year, commencing on August 4, 2018. |
| Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $40.50 · Expires 2021-07-14 | Direct | 0 |
Reported balance
After 2019-07-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-07-01 · Disposition to issuer · Disposed 1,000 · Balance 0 F1: Disposition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment). F4: The options vest at a rate of 25% per year, commencing on July 14, 2017. |
| Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $47.85 · Expires 2020-07-15 | Direct | 0 |
Reported balance
After 2019-07-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-07-01 · Disposition to issuer · Disposed 1,000 · Balance 0 F1: Disposition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment). F5: The options vest at a rate of 25% per year, commencing on July 15, 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for options to purchase shares of common stock of Jefferies in the ratio of two shares of Jefferies for each one share of HomeFed (with a concurrent exercise price adjustment).
F2: The options vest at a rate of 25% per year, commencing on August 8, 2019.
F3: The options vest at a rate of 25% per year, commencing on August 4, 2018.
F4: The options vest at a rate of 25% per year, commencing on July 14, 2017.
F5: The options vest at a rate of 25% per year, commencing on July 15, 2016.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 22, 2023 Filed Dec 28, 2023 01:30 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GiftCommon Stock | 170,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-016933 · marketforms-63930.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,852,051 F1 · kind: Charitable gift of shares to a charitable organization. Read SEC document |
| December 15, 2023 Filed Dec 16, 2023 02:32 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 95,879 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-016527 · marketforms-63862.xml · nonDerivative · entry 3 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,022,051 F3 · kind: Restricted stock units (RSUs) earned in respect of prior compensation year 2021 grant of Long-Term Performance-Linked RSUs. F3 · shares: Restricted stock units (RSUs) earned in respect of prior compensation year 2021 grant of Long-Term Performance-Linked RSUs. Read SEC document |
| December 13, 2023 Filed Dec 16, 2023 02:32 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 152,332 | $37.51 | $5,713,973.32 |
DisclosureSEC source: 0001214659-23-016527 · marketforms-63862.xml · nonDerivative · entry 2 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,926,172 F2 · kind: Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions. F2 · shares: Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions. Read SEC document |
| December 13, 2023 Filed Dec 16, 2023 02:32 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 114,262 | $37.51 | $4,285,967.62 |
DisclosureSEC source: 0001214659-23-016527 · marketforms-63862.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,773,840 F1 · kind: Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions. F1 · shares: Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions. Read SEC document |
| November 28, 2023 Filed Dec 1, 2023 01:41 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 31,977 | $34.63 | $1,107,363.51 |
DisclosureSEC source: 0001214659-23-015833 · marketforms-63612.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,659,578 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934. F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934. Read SEC document |
| August 25, 2023 Filed Aug 26, 2023 00:41 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 31,612 | $34.73 | $1,097,884.76 |
DisclosureSEC source: 0001214659-23-011714 · marketforms-62342.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,627,601 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934. F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934. Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 20:31 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | Exercise / conversionOption - Right to Buy · Derivative | 2,000 | $0.00 Strike: $22.20 | $0.00 |
DisclosureSEC source: 0001214659-23-009637 · marketforms-62096.xml · derivative · entry 6 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2023-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Exercise of options exempt under Rule 16b-3 and Rule 16b-6(b). Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 20:31 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | Exercise / conversionCommon Stock | 2,000 | $22.20 | $44,401.00 |
DisclosureSEC source: 0001214659-23-009637 · marketforms-62096.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,595,989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Exercise of options exempt under Rule 16b-3 and Rule 16b-6(b). Read SEC document |
| May 26, 2023 Filed May 31, 2023 00:37 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 35,634 | $30.51 | $1,087,193.34 |
DisclosureSEC source: 0001214659-23-008069 · marketforms-61665.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,593,989 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934. F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934. Read SEC document |
| May 23, 2023 Filed May 24, 2023 21:53 UTC | Vitesse Energy, Inc. VTS · Entity 5178 | GrantCommon Stock | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001944558-23-000049 · wk-form4_1684965227.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 561,880 F1 · shares: Represents unvested restricted stock units, each of which represents a contingent right to receive one share of Vitesse Energy, Inc. (the "Company") common stock. The restricted stock units will vest on the day prior to the Company's 2024 Annual Meeting of Stockholders, subject to continued service through the vesting date, and will be settled in shares of Company common stock following the vesting date unless such settlement is deferred by the director. Read SEC document |
| March 17, 2023 Filed Mar 22, 2023 00:51 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GiftCommon Stock | 327,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-004070 · marketforms-60961.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · By Reporting Person's LLC Disclosed balance after: 755,653 F1 · kind: Shares gifted to a family trust. F1 · shares: Shares gifted to a family trust. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 02:41 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | Tax withholdingCommon Stock | 622,205 | $37.76 | $23,494,460.80 |
DisclosureSEC source: 0001214659-23-003300 · marketforms-59634.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,406,421 F1 · kind: Shares withheld to pay tax liability resulting from the distribution of long-term equity shares in a transaction exempt under Rule 16b-3(e). F2 · balance_after: This number also reflects a transaction on Feb. 24, 2023, reported separately. Read SEC document |
| February 24, 2023 Filed Mar 1, 2023 02:46 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 35,248 | $37.67 | $1,327,792.16 |
DisclosureSEC source: 0001214659-23-003305 · marketforms-59708.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,406,421 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934. F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934. F2 · balance_after: This number also reflects beneficial ownership as of Feb. 28, 2023, including transactions through that date. Read SEC document |
| February 24, 2023 Filed Mar 3, 2023 22:05 UTC Amendment | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 35,248 | $37.67 | $1,327,792.16 |
DisclosureSEC source: 0001214659-23-003512 · marketforms-59792.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,806,421 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934. F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934. F2 · balance_after: This number also reflects beneficial ownership as of Feb. 28, 2023, including transactions through that date. F3 · balance_after: Correction to "Amount of Securities Beneficially Owned Following Reported Transaction(s)" (column (5)) to reflect transfer of directly owned shares to indirect ownership in LLC. The transfer was exempt from reporting under Rule 16a-13 and the transferred shares were correctly reflected in column 5 shares beneficially owned by Reporting Person's LLC in the original filing. Read SEC document |
| January 24, 2023 Filed Jan 26, 2023 01:58 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | Tax withholdingCommon Stock | 646,708 | $38.37 | $24,814,185.96 |
DisclosureSEC source: 0001214659-23-001129 · marketforms-58288.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,773,557 F1 · kind: Shares withheld to pay tax liability resulting from the distribution of long-term equity grants. F1 · acquired: Shares withheld to pay tax liability resulting from the distribution of long-term equity grants. Read SEC document |
| December 16, 2022 Filed Dec 17, 2022 01:33 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 178,776 | $34.96 | $6,250,008.96 |
DisclosureSEC source: 0001214659-22-015050 · marketforms-57871.xml · nonDerivative · entry 2 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,586,223 F2 · kind: Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions. F2 · shares: Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions. Read SEC document |
| December 16, 2022 Filed Dec 17, 2022 01:33 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 178,776 | $34.96 | $6,250,008.96 |
DisclosureSEC source: 0001214659-22-015050 · marketforms-57871.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,407,447 F1 · kind: Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions. F1 · shares: Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions. Read SEC document |
| December 16, 2022 Filed Dec 17, 2022 01:32 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 467,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-015049 · marketforms-57872.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,228,671 F1 · kind: Restricted stock units (RSUs) earned in respect of compensation year 2020 grant of Long-Term Performance-Linked RSUs. F1 · shares: Restricted stock units (RSUs) earned in respect of compensation year 2020 grant of Long-Term Performance-Linked RSUs. Read SEC document |
| November 29, 2022 Filed Dec 2, 2022 01:02 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 39,098 | $37.32 | $1,459,137.36 |
DisclosureSEC source: 0001214659-22-014413 · marketforms-57766.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,761,311 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| October 24, 2022 Filed Oct 24, 2022 22:29 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | SaleCommon Stock | 140,000 | $32.85 | $4,599,000.00 |
DisclosureSEC source: 0001214659-22-012588 · marketforms-57354.xml · nonDerivative · entry 2 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Limited Partnership Disclosed balance after: 556,779 F1 · ownership.nature: The reporting person disclaims beneficial ownership of the portion of shares held by the limited partnership in excess of his proportionate pecuniary interest in those shares. Read SEC document |
| October 24, 2022 Filed Oct 24, 2022 22:29 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | SaleCommon Stock | 500,000 | $32.85 | $16,425,000.00 |
DisclosureSEC source: 0001214659-22-012588 · marketforms-57354.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,722,213 Read SEC document |
| August 26, 2022 Filed Aug 27, 2022 01:48 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 44,622 | $32.40 | $1,445,752.80 |
DisclosureSEC source: 0001214659-22-010621 · marketforms-56998.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,222,213 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| July 27, 2022 Filed Jul 30, 2022 01:01 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | Exercise / conversionOption - Right to Buy · Derivative | 2,000 | $0.00 Strike: $20.75 | $0.00 |
DisclosureSEC source: 0001214659-22-009394 · marketforms-56737.xml · derivative · entry 5 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2022-08-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Exercise of options exempt under Rule 16b-3 and Rule 16b-6(b). F3 · derivative.exercise_date: The options became exercisable as to 25% of the underlying shares on each of August 4, 2018, 2019, 2020 and 2021. Read SEC document |
| July 27, 2022 Filed Jul 30, 2022 01:01 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | Exercise / conversionCommon Stock | 2,000 | $20.75 | $41,500.00 |
DisclosureSEC source: 0001214659-22-009394 · marketforms-56737.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,177,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Exercise of options exempt under Rule 16b-3 and Rule 16b-6(b). Read SEC document |
| May 27, 2022 Filed May 28, 2022 00:46 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 43,482 | $32.95 | $1,432,731.90 |
DisclosureSEC source: 0001214659-22-007544 · marketforms-56383.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,872,370 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 00:48 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | Tax withholdingCommon Stock | 368,884 | $35.42 | $13,065,871.28 |
DisclosureSEC source: 0001214659-22-003483 · marketforms-55627.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,149,991 F1 · kind: Shares withheld to pay tax liability resulting from the distribution of long-term equity grants. F1 · acquired: Shares withheld to pay tax liability resulting from the distribution of long-term equity grants. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 02:07 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 45,416 | $36.02 | $1,635,884.32 |
DisclosureSEC source: 0001214659-22-003489 · marketforms-55626.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,195,407 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. F2 · balance_after: The reported holdings is as of close of business on 2/28/2022, taking into account transactions on that day as reported on an earlier filed Form 4. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 23:07 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | Tax withholdingCommon Stock | 1,202,931 | $35.89 | $43,173,193.59 |
DisclosureSEC source: 0001214659-22-001730 · marketforms-55240.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,341,086 F1 · kind: Shares withheld to pay tax liability resulting from the distribution of long-term equity grants. Read SEC document |
| December 16, 2021 Filed Dec 16, 2021 23:52 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 235,417 | $38.23 | $8,999,991.91 |
DisclosureSEC source: 0001214659-21-013291 · marketforms-54674.xml · nonDerivative · entry 2 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,672,025 F2 · kind: Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions F2 · shares: Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions Read SEC document |
| December 16, 2021 Filed Dec 16, 2021 23:52 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 235,417 | $38.23 | $8,999,991.91 |
DisclosureSEC source: 0001214659-21-013291 · marketforms-54674.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,436,608 F1 · kind: Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions. F1 · shares: Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions. Read SEC document |
| December 16, 2021 Filed Dec 17, 2021 11:34 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 871,992 | $38.23 | $33,336,254.16 |
DisclosureSEC source: 0001214659-21-013300 · marketforms-54675.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,544,017 F1 · kind: Grant of eight-year Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to a five-year cliff vesting and a subsequent three-year holding period, is also subject to ECP restrictions, including without limitation clawback/recoupment provisions. F1 · shares: Grant of eight-year Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to a five-year cliff vesting and a subsequent three-year holding period, is also subject to ECP restrictions, including without limitation clawback/recoupment provisions. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 21:14 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 41,029 | $38.37 | $1,574,282.73 |
DisclosureSEC source: 0001214659-21-012428 · marketforms-54416.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,201,191 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| November 05, 2021 Filed Nov 5, 2021 20:18 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | SaleCommon Stock | 293,561 | $43.82 | $12,863,637.53 |
DisclosureSEC source: 0001214659-21-011213 · marketforms-54132.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,160,162 F1 · kind: This transaction represents a sale on behalf of a family limited partnership. F1 · shares: This transaction represents a sale on behalf of a family limited partnership. F2 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.38 to $44.3450 per share, inclusive. Read SEC document |
| August 27, 2021 Filed Sep 1, 2021 00:51 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 41,548 | $37.64 | $1,563,866.72 |
DisclosureSEC source: 0001214659-21-009188 · marketforms-53698.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,453,723 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 21:31 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | Exercise / conversionOption - Right to Buy · Derivative | 2,000 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001214659-21-007252 · marketforms-53326.xml · derivative · entry 3 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2021-07-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of option exempt under Rule 16b-3 and Rule 16b-6(b). F2 · derivative.exercise_date: The option became exercisable as to 25% of the underlying shares on each of July 14, 2017, 2018, 2019, and 2020. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 21:31 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | Exercise / conversionCommon Stock | 2,000 | $19.00 | $38,000.00 |
DisclosureSEC source: 0001214659-21-007252 · marketforms-53326.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,412,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of option exempt under Rule 16b-3 and Rule 16b-6(b). Read SEC document |
| May 28, 2021 Filed Jun 3, 2021 01:36 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 40,248 | $32.13 | $1,293,168.24 |
DisclosureSEC source: 0001214659-21-006257 · marketforms-53028.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,410,174 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. F2 · shares: Includes conversion of deferred cash into deferred shares, which deferred cash was granted as a dividend equivalent for the dividend payable on February 26, 2021. Read SEC document |
| February 26, 2021 Filed Mar 3, 2021 01:48 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 35,655 | $29.04 | $1,035,421.20 |
DisclosureSEC source: 0001214659-21-002642 · marketforms-51687.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,369,926 F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. F2 · balance_after: The number of shares beneficially owned has been reduced by 75,000 shares resulting from a transaction, exempt from reporting, that occurred on October 14, 2019. The Reporting Person's beneficial ownership reported on each Form 4 filed since October 14, 2019 is hereby adjusted in each case by reducing Table I, Column 5 by 75,000 shares. F3 · balance_after: The number of shares beneficially owned is reduced by the number of previously reported performance-based RSUs that were not earned by performance, in a transaction exempt from reporting and liability under Rule 16a-4(d), Rule 16b-3(e) and other applicable rules under the Securities Exchange Act of 1934. Read SEC document |
| December 06, 2020 Filed Dec 8, 2020 22:33 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantStock Appreciation Right · Derivative | 1,253,133 | Not disclosed Strike: $23.75 | Not disclosed |
DisclosureSEC source: 0001214659-20-010266 · marketforms-50571.xml · derivative · entry 2 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,253,133 Underlying: Common Stock · 1,253,133 shares Expires 2030-12-05 F3 · price: The stock option and stock appreciation right were granted for no cash consideration. The grant date fair value of the combined awards was estimated at $12.5 million. F2 · derivative.exercise_date: Cash-settled stock appreciation right becomes exercisable as to one-third of the underlying shares on each of the first three anniversaries of the date of grant. Read SEC document |
| December 06, 2020 Filed Dec 8, 2020 22:33 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantStock Option (right to buy) · Derivative | 1,253,133 | Not disclosed Strike: $23.75 | Not disclosed |
DisclosureSEC source: 0001214659-20-010266 · marketforms-50571.xml · derivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,253,133 Underlying: Common Stock · 1,253,133 shares Expires 2030-12-05 F3 · price: The stock option and stock appreciation right were granted for no cash consideration. The grant date fair value of the combined awards was estimated at $12.5 million. F1 · derivative.exercise_date: Stock option becomes exercisable as to one-third of the underlying shares on each of the first three anniversaries of the date of grant. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 23:48 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 36,889 | $23.74 | $875,744.86 |
DisclosureSEC source: 0001214659-20-010005 · marketforms-50351.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,137,758 F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. F2 · ownership.direct: Includes 25,383 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 23:02 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 48,816 | $17.79 | $868,436.64 |
DisclosureSEC source: 0001214659-20-007612 · marketforms-49559.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,100,868 F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. F2 · ownership.direct: Includes 25,383 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person. Read SEC document |
| August 28, 2020 Filed Nov 30, 2020 23:46 UTC Amendment | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 48,816 | $17.79 | $868,436.64 |
DisclosureSEC source: 0001214659-20-010003 · marketforms-50345.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,100,868 F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. F2 · ownership.direct: Includes 25,383 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 20:51 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | PurchaseCommon Stock | 5,000 | $16.27 | $81,350.00 |
DisclosureSEC source: 0001214659-20-006310 · marketforms-49218.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,052,053 F1 · ownership.direct: Includes 25,383 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person. Read SEC document |
| May 29, 2020 Filed May 29, 2020 23:00 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 58,678 | $14.65 | $859,632.70 |
DisclosureSEC source: 0001214659-20-005223 · marketforms-48919.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,047,053 F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. F2 · ownership.direct: Includes 25,383 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person. Read SEC document |
| April 29, 2020 Filed May 2, 2020 01:46 UTC | Fiesta Restaurant Group, Inc. FRGI · Entity 108548 | GrantCommon Stock, par value $0.01 per share | 9,025 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-011795 · doc4.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,792 F1 · price: The Shares were granted to the Reporting Person pursuant to the Issuer's 2012 Stock Incentive Plan and subject to restrictions on transfer. The stock award reported herein shall vest (and the restrictions shall lapse) in full on the earlier of (i) one business day before the Issuer's 2021 annual meeting of stockholders or (ii) April 29, 2021, provided that in each case the Reporting Person has continuously remained a director of the Issuer. Any unvested shares underlying the stock award reported herein will be immediately forfeited upon the Reporting Person ceasing to be a director. The stock award reported herein is not transferable unless vested. F1 · acquired: The Shares were granted to the Reporting Person pursuant to the Issuer's 2012 Stock Incentive Plan and subject to restrictions on transfer. The stock award reported herein shall vest (and the restrictions shall lapse) in full on the earlier of (i) one business day before the Issuer's 2021 annual meeting of stockholders or (ii) April 29, 2021, provided that in each case the Reporting Person has continuously remained a director of the Issuer. Any unvested shares underlying the stock award reported herein will be immediately forfeited upon the Reporting Person ceasing to be a director. The stock award reported herein is not transferable unless vested. Read SEC document |
| April 29, 2020 Filed May 18, 2020 23:29 UTC Amendment | Fiesta Restaurant Group, Inc. FRGI · Entity 108548 | GrantCommon Stock, par value $0.01 per share | 8,418 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-013464 · doc4a.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,185 F1 · price: This amendment is being filed to correct the number of Shares granted to the Reporting Person on April 29, 2020. The initial filing incorrectly overstated the number of Shares granted by 607 shares. The Shares were granted to the Reporting Person pursuant to the Issuer's 2012 Stock Incentive Plan and subject to restrictions on transfer. The stock award reported herein shall vest (and the restrictions shall lapse) in full on the earlier of (i) one business day before the Issuer's 2021 annual meeting of stockholders or (ii) April 29, 2021, provided that in each case the Reporting Person has continuously remained a director of the Issuer. Any unvested shares underlying the stock award reported herein will be immediately forfeited upon the Reporting Person ceasing to be a director. The stock award reported herein is not transferable unless vested. F1 · acquired: This amendment is being filed to correct the number of Shares granted to the Reporting Person on April 29, 2020. The initial filing incorrectly overstated the number of Shares granted by 607 shares. The Shares were granted to the Reporting Person pursuant to the Issuer's 2012 Stock Incentive Plan and subject to restrictions on transfer. The stock award reported herein shall vest (and the restrictions shall lapse) in full on the earlier of (i) one business day before the Issuer's 2021 annual meeting of stockholders or (ii) April 29, 2021, provided that in each case the Reporting Person has continuously remained a director of the Issuer. Any unvested shares underlying the stock award reported herein will be immediately forfeited upon the Reporting Person ceasing to be a director. The stock award reported herein is not transferable unless vested. Read SEC document |
| February 28, 2020 Filed Feb 28, 2020 22:08 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 43,284 | $19.71 | $853,127.64 |
DisclosureSEC source: 0001214659-20-001976 · marketforms-48006.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,988,375 F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. F2 · ownership.direct: Includes 25,383 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person. Includes 99,306 shares indirectly held through a family trust. Read SEC document |
| January 24, 2020 Filed Jan 28, 2020 22:00 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 18,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-000647 · marketforms-47556.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,945,091 F1 · kind: Net change resulting from an acquisition and a disposition of credited RSUs pursuant to performance certifications by the Compensation Committee relating to the Reporting Person's 2016 and 2017 RSU awards in transactions exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. F1 · shares: Net change resulting from an acquisition and a disposition of credited RSUs pursuant to performance certifications by the Compensation Committee relating to the Reporting Person's 2016 and 2017 RSU awards in transactions exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. F2 · ownership.direct: Includes 25,383 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person. Includes 99,306 shares indirectly held through a family trust. Read SEC document |
| November 29, 2019 Filed Dec 3, 2019 00:00 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 33,703 | $20.90 | $704,392.70 |
DisclosureSEC source: 0001214659-19-007545 · marketforms-46773.xml · nonDerivative · entry 1 FRIEDMAN BRIAN P · CIK 0001275002 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,921,156 F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. F2 · ownership.direct: Includes 20,233 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person. Includes 99,306 shares indirectly held through a family trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.