Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ASSURED GUARANTY LTD
Report date May 03, 2022 · Filed May 06, 2022
Section 16 reporting ended · disclosed 2022-05-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 67,858 |
Reported balance
After 2022-05-03 transaction · row 1
1 source rowRow 1 · 2022-05-03 · Tax withholding · Disposed 450 · Balance 67,858 F1: Common Shares being withheld to pay tax liability. |
Filing footnotes · ownership attribution and instrument terms
F1: Common Shares being withheld to pay tax liability.
Jefferies Financial Group Inc.
Report date August 28, 2026 · Filed August 29, 2026
Section 16 reporting ended · disclosed 2022-04-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 133,030 |
Reported balance
After 2026-08-28 transaction · row 1
1 source rowRow 1 · 2026-08-28 · Grant · Acquired 538 · Balance 133,030 F1: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2019 Filed Jan 4, 2019 22:22 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionOption to Acquire Common Shares · Derivative | 3,873 | $0.00 Strike: $11.13 | $0.00 |
DisclosureSEC source: 0001209191-19-002122 · doc4.xml · derivative · entry 3 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 3,873 shares Expires 2019-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 3,153 (after taking into account the options exercised as reported on this Form 4). Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 22:22 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 1,138 | $37.88 | $43,107.44 |
DisclosureSEC source: 0001209191-19-002122 · doc4.xml · nonDerivative · entry 2 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,616 F1 · kind: Represents the payment of the exercise price of stock option through the attestation of previously owned shares. F2 · price: The price is equal to the fair market value of the Common Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price. Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 22:22 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionCommon Shares | 3,873 | $11.13 | $43,106.49 |
DisclosureSEC source: 0001209191-19-002122 · doc4.xml · nonDerivative · entry 1 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 21:30 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 305 | $21.85 | $6,664.25 |
DisclosureSEC source: 0001214659-18-007451 · marketforms-43414.xml · nonDerivative · entry 1 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,439 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| September 28, 2018 Filed Oct 3, 2018 21:06 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 302 | $21.96 | $6,631.92 |
DisclosureSEC source: 0001214659-18-006346 · marketforms-43010.xml · nonDerivative · entry 1 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,133 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 21:00 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 232 | $22.74 | $5,275.68 |
DisclosureSEC source: 0001214659-18-004757 · marketforms-42417.xml · nonDerivative · entry 1 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,831 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| May 23, 2018 Filed May 25, 2018 21:00 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 6,391 | $23.47 | $149,996.77 |
DisclosureSEC source: 0001214659-18-004087 · marketforms-42120.xml · nonDerivative · entry 1 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,599 F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Directors' Stock Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| May 02, 2018 Filed May 4, 2018 00:38 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GrantCommon Shares | 4,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-027938 · doc4.xml · nonDerivative · entry 2 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,881 F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2019 annual shareholders meeting. Read SEC document |
| May 01, 2018 Filed May 4, 2018 00:38 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 816 | $36.52 | $29,800.32 |
DisclosureSEC source: 0001209191-18-027938 · doc4.xml · nonDerivative · entry 1 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,803 F1 · kind: Common Shares being withheld to pay tax liability. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 21:00 UTC | Jefferies Financial Group Inc. LUK · Entity 3502 | GrantCommon Stock | 203 | $22.73 | $4,614.19 |
DisclosureSEC source: 0001214659-18-002609 · marketforms-41595.xml · nonDerivative · entry 1 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,208 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:41 UTC | Jefferies Financial Group Inc. LUK · Entity 3502 | GrantCommon Stock | 174 | $26.43 | $4,598.82 |
DisclosureSEC source: 0001214659-17-007525 · marketforms-40553.xml · nonDerivative · entry 1 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,004 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 21:00 UTC | Jefferies Financial Group Inc. LUK · Entity 3502 | GrantCommon Stock | 182 | $25.25 | $4,595.50 |
DisclosureSEC source: 0001214659-17-005918 · marketforms-39837.xml · nonDerivative · entry 1 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,830 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| June 30, 2017 Filed Jun 30, 2017 20:52 UTC | Jefferies Financial Group Inc. LUK · Entity 3502 | GrantCommon Stock | 109 | $26.16 | $2,851.44 |
DisclosureSEC source: 0001214659-17-004246 · marketforms-39159.xml · nonDerivative · entry 1 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,648 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| May 25, 2017 Filed May 30, 2017 19:28 UTC | Jefferies Financial Group Inc. LUK · Entity 3502 | GrantCommon Stock | 4,858 | $24.70 | $119,992.60 |
DisclosureSEC source: 0001214659-17-003665 · marketforms-38911.xml · nonDerivative · entry 1 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,539 F1 · kind: Acquisition of securities under Leucadia National Corporation's Directors' Stock Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| May 03, 2017 Filed May 4, 2017 20:58 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GrantCommon Shares | 3,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030052 · doc4.xml · nonDerivative · entry 2 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,619 F2 · price: Restricted stock awarded to non-management directors as an annual retainer equity award pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan, which become non-forfeitable on the day immediately prior to the 2018 annual shareholders meeting. Read SEC document |
| May 02, 2017 Filed May 4, 2017 20:58 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Tax withholdingCommon Shares | 1,016 | $38.02 | $38,628.32 |
DisclosureSEC source: 0001209191-17-030052 · doc4.xml · nonDerivative · entry 1 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,796 F1 · kind: Common Shares being withheld to pay tax liability. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 22:00 UTC | Jefferies Financial Group Inc. LUK · Entity 3502 | GrantCommon Stock | 98 | $26.00 | $2,548.00 |
DisclosureSEC source: 0001214659-17-002320 · marketforms-38489.xml · nonDerivative · entry 1 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,681 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| January 06, 2017 Filed Jan 9, 2017 21:45 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionRestricted Stock Units · Derivative | 16,653.7496 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-002958 · doc4.xml · derivative · entry 3 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 16,653.7496 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs"), each representing a right equivalent to one common share of the Company were settled on January 6, 2017, with 50% payable in common shares and 50% payable in a cash amount equal to $38.73 (which was the fair market value of one common share of the Company on the settlement date), with fractional RSU settlements reflected by rounding down the share settlement and rounding up the cash settlement. F3 · derivative.exercise_date: Each RSU is vested. The RSUs settled January 6, 2017. F3 · derivative.expiration_date: Each RSU is vested. The RSUs settled January 6, 2017. F4 · balance_after: Total excludes derivative securities of other types and other tranches, different vesting terms, performance periods and conditions, exercise prices and expiration dates, as applicable. Read SEC document |
| January 06, 2017 Filed Jan 9, 2017 21:45 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Disposition to issuerCommon Shares | 8,330.7498 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-002958 · doc4.xml · nonDerivative · entry 2 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,812 F1 · price: Restricted stock units ("RSUs"), each representing a right equivalent to one common share of the Company were settled on January 6, 2017, with 50% payable in common shares and 50% payable in a cash amount equal to $38.73 (which was the fair market value of one common share of the Company on the settlement date), with fractional RSU settlements reflected by rounding down the share settlement and rounding up the cash settlement. F2 · balance_after: Totals may not tally due to rounding. Read SEC document |
| January 06, 2017 Filed Jan 9, 2017 21:45 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | Exercise / conversionCommon Shares | 16,653.7496 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-002958 · doc4.xml · nonDerivative · entry 1 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,142.9872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs"), each representing a right equivalent to one common share of the Company were settled on January 6, 2017, with 50% payable in common shares and 50% payable in a cash amount equal to $38.73 (which was the fair market value of one common share of the Company on the settlement date), with fractional RSU settlements reflected by rounding down the share settlement and rounding up the cash settlement. F2 · balance_after: Totals may not tally due to rounding. Read SEC document |
| December 28, 2016 Filed Dec 29, 2016 21:20 UTC | Jefferies Financial Group Inc. LUK · Entity 3502 | GrantCommon Stock | 110 | $23.22 | $2,554.20 |
DisclosureSEC source: 0001214659-16-015510 · marketforms-37471.xml · nonDerivative · entry 1 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,583 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 21:16 UTC | ASSURED GUARANTY LTD AGO · Entity 4169 | GrantRestricted Stock Units · Derivative | 60.3229 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-153009 · doc4.xml · derivative · entry 1 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,653.7496 Underlying: Common Shares · 60.3229 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right equivalent to one common share of the Company, 50% of which is payable in common shares and 50% of which is payable in a cash amount equal to the fair market value of one common share of the Company on the settlement date. F2 · shares: Represents accrual of dividend equivalents on RSUs granted pursuant to the Assured Guaranty Ltd. 2004 Long Term Incentive Plan which meets the requirements of Rule 16b-3. F3 · derivative.exercise_date: Each RSU is vested. The RSUs will be payable on or about January 6, 2017. F3 · derivative.expiration_date: Each RSU is vested. The RSUs will be payable on or about January 6, 2017. F4 · balance_after: The total includes RSUs that were granted prior to January 1, 2009 plus dividend accruals on such RSUs. Because these RSUs originally could be settled solely for common shares, they were previously reported on Table I. On November 2, 2016, the terms of these RSUs were amended to allow settlement in a combination of cash and common shares. Accordingly, these RSUs are now included in total RSUs in Table II and the common shares underlying such RSUs no longer will be included in the total amount of common shares reported in Table I until such time as the RSUs are settled. F5 · balance_after: Total excludes derivative securities of other types and other tranches, different vesting terms, performance periods and conditions, exercise prices and expiration dates, as applicable. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 17:00 UTC | Jefferies Financial Group Inc. LUK · Entity 3502 | GrantCommon Stock | 133 | $19.04 | $2,532.32 |
DisclosureSEC source: 0001214659-16-013957 · marketforms-36375.xml · nonDerivative · entry 1 O Kane Michael T · CIK 0001334579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,473 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.