organization · Reporting owner
ALTRIA GROUP, INC.
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cronos Group Inc.CRON · Entity 4811 | 10% owner | December 16, 2022 | December 19, 2022 |
| Mondelez International, Inc.KFT · Entity 2953 | 10% owner | March 16, 2007 | March 20, 2007 |
| Philip Morris International Inc.PM · Entity 2818 | 10% owner | March 19, 2008 | March 21, 2008 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cronos Group Inc.
Report date December 16, 2022 · Filed December 19, 2022
Jointly reported with Altria Summit LLC, Maple Holdco (Bermuda) Ltd., Maple Acquireco (Canada) ULC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.00 · Expires 2023-03-08 | IndirectSee Footnote | 0 |
Reported balance
After 2022-12-16 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-12-16 · Other · Disposed 1 · Balance 0 F4: The exercise price is expressed in Canadian dollars. F5: On December 16, 2022, Altria Summit notified the Issuer of its irrevocable abandonment of the Warrant and of any and all rights that it may have held in the Warrant or any Common Shares underlying the Warrant for no consideration and returned to the Issuer the certificate evidencing the Warrant. Following such abandonment, each of Altria and Altria Summit disclaim any beneficial ownership of the 84,243,223 Common Shares which, as of December 14, 2022, based on information provided by the Issuer, were issuable upon the exercise in full of the Warrant, and this report shall not be deemed an admission that a Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F1: This Form 4 is being jointly filed by and on behalf of each of the following persons (each, a "Reporting Person"): (i) Altria Group, Inc., a corporation organized under the laws of the Commonwealth of Virginia ("Altria"); (ii) Altria Summit LLC, a limited liability company organized and existing under the laws of the Commonwealth of Virginia ("Altria Summit"); (iii) Maple Holdco (Bermuda) Ltd., a company organized under the laws of Bermuda ("Bermuda Holdco"); and (iv) Maple Acquireco (Canada) ULC, an unlimited liability company organized under the laws of the province of British Columbia, Canada ("Acquireco"). F2: Acquireco is wholly owned by Bermuda Holdco, which is wholly owned by Altria Summit, which is wholly owned by Altria. Altria Summit is a manager-managed limited liability company and Altria is its sole member. F6: Reflects a warrant (the "Warrant") to purchase up to 84,243,223 shares of common stock, no par value, of the Issuer ("Common Shares") directly held by Altria Summit. The Warrant was issued on March 8, 2019 and, at the time of issuance, provided Altria Summit the right to purchase up to an additional 73,990,693 Common Shares at an exercise price of CAD$19.00 per Common Share, subject to customary anti-dilution adjustments. |
| Common shares, no par value ("Common Shares")SEC Table I · non-derivative | IndirectSee Footnote | 156,573,537 |
Reported balance
Holding disclosure · report date 2022-12-16 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 156,573,537 F1: This Form 4 is being jointly filed by and on behalf of each of the following persons (each, a "Reporting Person"): (i) Altria Group, Inc., a corporation organized under the laws of the Commonwealth of Virginia ("Altria"); (ii) Altria Summit LLC, a limited liability company organized and existing under the laws of the Commonwealth of Virginia ("Altria Summit"); (iii) Maple Holdco (Bermuda) Ltd., a company organized under the laws of Bermuda ("Bermuda Holdco"); and (iv) Maple Acquireco (Canada) ULC, an unlimited liability company organized under the laws of the province of British Columbia, Canada ("Acquireco"). F2: Acquireco is wholly owned by Bermuda Holdco, which is wholly owned by Altria Summit, which is wholly owned by Altria. Altria Summit is a manager-managed limited liability company and Altria is its sole member. F3: Reflects 156,573,537 Common Shares of the Issuer directly held by Acquireco. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being jointly filed by and on behalf of each of the following persons (each, a "Reporting Person"): (i) Altria Group, Inc., a corporation organized under the laws of the Commonwealth of Virginia ("Altria"); (ii) Altria Summit LLC, a limited liability company organized and existing under the laws of the Commonwealth of Virginia ("Altria Summit"); (iii) Maple Holdco (Bermuda) Ltd., a company organized under the laws of Bermuda ("Bermuda Holdco"); and (iv) Maple Acquireco (Canada) ULC, an unlimited liability company organized under the laws of the province of British Columbia, Canada ("Acquireco").
F2: Acquireco is wholly owned by Bermuda Holdco, which is wholly owned by Altria Summit, which is wholly owned by Altria. Altria Summit is a manager-managed limited liability company and Altria is its sole member.
F3: Reflects 156,573,537 Common Shares of the Issuer directly held by Acquireco.
F4: The exercise price is expressed in Canadian dollars.
F5: On December 16, 2022, Altria Summit notified the Issuer of its irrevocable abandonment of the Warrant and of any and all rights that it may have held in the Warrant or any Common Shares underlying the Warrant for no consideration and returned to the Issuer the certificate evidencing the Warrant. Following such abandonment, each of Altria and Altria Summit disclaim any beneficial ownership of the 84,243,223 Common Shares which, as of December 14, 2022, based on information provided by the Issuer, were issuable upon the exercise in full of the Warrant, and this report shall not be deemed an admission that a Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F6: Reflects a warrant (the "Warrant") to purchase up to 84,243,223 shares of common stock, no par value, of the Issuer ("Common Shares") directly held by Altria Summit. The Warrant was issued on March 8, 2019 and, at the time of issuance, provided Altria Summit the right to purchase up to an additional 73,990,693 Common Shares at an exercise price of CAD$19.00 per Common Share, subject to customary anti-dilution adjustments.
Mondelez International, Inc.
Report date March 16, 2007 · Filed March 20, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2007-03-16 transaction · row 1
1 source rowRow 1 · 2007-03-16 · Other · Disposed 1,455,000,000 · Balance 0 F1: The record date for the distribution by Altria Group, Inc. (NYSE: MO) ("Altria") of all the shares of Kraft Foods, Inc. (NYSE: KFT)("Kraft") owned by Altria to holders of Altria common stock was March 16, 2007 at 5:00 p.m. Eastern Time. Altria currently holds 275,000,000 shares of Kraft Class A common stock and 1,180,000,000 shares of Kraft Class B common stock. Prior to the Distribution, Altria will convert all of its 1,180,000,000 shares of Kraft Class B common stock into 1,180,000,000 shares of Kraft Class A common stock. The Distribution is scheduled to occur on March 30, 2007. |
Filing footnotes · ownership attribution and instrument terms
F1: The record date for the distribution by Altria Group, Inc. (NYSE: MO) ("Altria") of all the shares of Kraft Foods, Inc. (NYSE: KFT)("Kraft") owned by Altria to holders of Altria common stock was March 16, 2007 at 5:00 p.m. Eastern Time. Altria currently holds 275,000,000 shares of Kraft Class A common stock and 1,180,000,000 shares of Kraft Class B common stock. Prior to the Distribution, Altria will convert all of its 1,180,000,000 shares of Kraft Class B common stock into 1,180,000,000 shares of Kraft Class A common stock. The Distribution is scheduled to occur on March 30, 2007.
Philip Morris International Inc.
Report date March 19, 2008 · Filed March 21, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2008-03-19 transaction · row 1
1 source rowRow 1 · 2008-03-19 · Other · Disposed 2,108,901,789 · Balance 0 F1: The record date for the distribution by Altria Group, Inc. (NYSE: MO) ("Altria") of 100% of the shares of Philip Morris International Inc. (NSYE: PM) ("PMI") to holders of Altria common stock was March 19, 2008, at 5:00 p.m. New York City Time. The distribution will occur on March 28, 2008.Altria currently holds 2,108,901,789 shares of PMI common stock. PMI declared a share dividend of 2,108,901,639 shares of common stock to Altria, its sole shareholder, on March 20, 2008. |
Filing footnotes · ownership attribution and instrument terms
F1: The record date for the distribution by Altria Group, Inc. (NYSE: MO) ("Altria") of 100% of the shares of Philip Morris International Inc. (NSYE: PM) ("PMI") to holders of Altria common stock was March 19, 2008, at 5:00 p.m. New York City Time. The distribution will occur on March 28, 2008.Altria currently holds 2,108,901,789 shares of PMI common stock. PMI declared a share dividend of 2,108,901,639 shares of common stock to Altria, its sole shareholder, on March 20, 2008.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2004 Filed Feb 12, 2004 16:57 UTC | Mondelez International, Inc. KFT · Entity 2953 | OtherEmployee stock option (right to buy) · Derivative | 1,000 | $0.00 Strike: $31.00 | $0.00 |
DisclosureSEC source: 0001181431-04-008505 · rrd32856.xml · derivative · entry 2 ALTRIA GROUP INC · CIK 0000764180 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common · 1,000 shares Expires 2011-06-12 Read SEC document |
| February 11, 2004 Filed Feb 12, 2004 16:57 UTC | Mondelez International, Inc. KFT · Entity 2953 | OtherCommon Stock | 1,000 | $31.00 | $31,000.00 |
DisclosureSEC source: 0001181431-04-008505 · rrd32856.xml · nonDerivative · entry 1 ALTRIA GROUP INC · CIK 0000764180 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,593,520 F1 · shares: Shares acquired by employee from Altria Group, Inc. pursuant to employee option exercise. Read SEC document |
| February 04, 2004 Filed Feb 5, 2004 16:38 UTC | Mondelez International, Inc. KFT · Entity 2953 | OtherEmployee stock option (right to buy) · Derivative | 650 | $0.00 Strike: $31.00 | $0.00 |
DisclosureSEC source: 0001181431-04-006651 · rrd31657.xml · derivative · entry 2 ALTRIA GROUP INC · CIK 0000764180 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common · 650 shares Expires 2011-06-12 Read SEC document |
| February 04, 2004 Filed Feb 5, 2004 16:38 UTC | Mondelez International, Inc. KFT · Entity 2953 | OtherCommon Stock | 650 | $31.00 | $20,150.00 |
DisclosureSEC source: 0001181431-04-006651 · rrd31657.xml · nonDerivative · entry 1 ALTRIA GROUP INC · CIK 0000764180 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,594,520 F1 · shares: Shares acquired by employee from Altria Group, Inc. pursuant to employee option exercise. Read SEC document |
| January 29, 2004 Filed Jan 30, 2004 22:16 UTC | Mondelez International, Inc. KFT · Entity 2953 | OtherEmployee stock option (right to buy) · Derivative | 440 | $0.00 Strike: $31.00 | $0.00 |
DisclosureSEC source: 0001181431-04-005483 · rrd30983.xml · derivative · entry 2 ALTRIA GROUP INC · CIK 0000764180 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common · 440 shares Expires 2011-06-12 Read SEC document |
| January 29, 2004 Filed Jan 30, 2004 22:16 UTC | Mondelez International, Inc. KFT · Entity 2953 | OtherCommon Stock | 440 | $31.00 | $13,640.00 |
DisclosureSEC source: 0001181431-04-005483 · rrd30983.xml · nonDerivative · entry 1 ALTRIA GROUP INC · CIK 0000764180 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,595,170 F1 · shares: Shares acquired by employee from Altria Group, Inc. pursuant to employee option exercise. Read SEC document |
| January 28, 2004 Filed Jan 29, 2004 16:45 UTC | Mondelez International, Inc. KFT · Entity 2953 | OtherEmployee stock option (right to buy) · Derivative | 1,410 | $0.00 Strike: $31.00 | $0.00 |
DisclosureSEC source: 0001181431-04-005140 · rrd30742.xml · derivative · entry 2 ALTRIA GROUP INC · CIK 0000764180 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common · 1,410 shares Expires 2011-06-12 Read SEC document |
| January 28, 2004 Filed Jan 29, 2004 16:45 UTC | Mondelez International, Inc. KFT · Entity 2953 | OtherCommon Stock | 1,410 | $31.00 | $43,710.00 |
DisclosureSEC source: 0001181431-04-005140 · rrd30742.xml · nonDerivative · entry 1 ALTRIA GROUP INC · CIK 0000764180 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,595,610 F1 · shares: Shares acquired by employee from Altria Group, Inc. pursuant to employee option exercise. Read SEC document |
| January 26, 2004 Filed Jan 27, 2004 20:10 UTC | Mondelez International, Inc. KFT · Entity 2953 | OtherEmployee stock option (right to buy) · Derivative | 200 | $0.00 Strike: $31.00 | $0.00 |
DisclosureSEC source: 0001181431-04-004643 · rrd30410.xml · derivative · entry 2 ALTRIA GROUP INC · CIK 0000764180 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common · 200 shares Expires 2011-06-12 Read SEC document |
| January 26, 2004 Filed Jan 27, 2004 20:10 UTC | Mondelez International, Inc. KFT · Entity 2953 | OtherCommon Stock | 200 | $31.00 | $6,200.00 |
DisclosureSEC source: 0001181431-04-004643 · rrd30410.xml · nonDerivative · entry 1 ALTRIA GROUP INC · CIK 0000764180 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,597,020 F1 · shares: Shares acquired by employee from Altria Group, Inc. pursuant to employee option exercise. Read SEC document |
| January 23, 2004 Filed Jan 26, 2004 20:54 UTC | Mondelez International, Inc. KFT · Entity 2953 | OtherEmployee stock option (right to buy) · Derivative | 410 | $0.00 Strike: $31.00 | $0.00 |
DisclosureSEC source: 0001181431-04-004403 · rrd30252.xml · derivative · entry 2 ALTRIA GROUP INC · CIK 0000764180 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common · 410 shares Expires 2011-06-12 Read SEC document |
| January 23, 2004 Filed Jan 26, 2004 20:54 UTC | Mondelez International, Inc. KFT · Entity 2953 | OtherCommon Stock | 410 | $31.00 | $12,710.00 |
DisclosureSEC source: 0001181431-04-004403 · rrd30252.xml · nonDerivative · entry 1 ALTRIA GROUP INC · CIK 0000764180 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,597,220 F1 · shares: Shares acquired by employee from Altria Group, Inc. pursuant to employee option exercise. Read SEC document |
| January 08, 2004 Filed Jan 9, 2004 20:46 UTC | Mondelez International, Inc. KFT · Entity 2953 | OtherEmployee stock option (right to buy) · Derivative | 960 | $0.00 Strike: $31.00 | $0.00 |
DisclosureSEC source: 0001181431-04-002096 · rrd28535.xml · derivative · entry 2 ALTRIA GROUP INC · CIK 0000764180 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common · 960 shares Expires 2011-06-12 Read SEC document |
| January 08, 2004 Filed Jan 9, 2004 20:46 UTC | Mondelez International, Inc. KFT · Entity 2953 | OtherCommon Stock | 960 | $31.00 | $29,760.00 |
DisclosureSEC source: 0001181431-04-002096 · rrd28535.xml · nonDerivative · entry 1 ALTRIA GROUP INC · CIK 0000764180 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,597,630 F1 · shares: Shares acquired by employee from Altria Group, Inc. pursuant to employee option exercise. Read SEC document |
| January 07, 2004 Filed Jan 8, 2004 15:58 UTC | Mondelez International, Inc. KFT · Entity 2953 | OtherEmployee stock option (right to buy) · Derivative | 620 | $0.00 Strike: $31.00 | $0.00 |
DisclosureSEC source: 0001181431-04-001747 · rrd28283.xml · derivative · entry 2 ALTRIA GROUP INC · CIK 0000764180 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common · 620 shares Expires 2011-06-12 Read SEC document |
| January 07, 2004 Filed Jan 8, 2004 15:58 UTC | Mondelez International, Inc. KFT · Entity 2953 | OtherCommon Stock | 620 | $31.00 | $19,220.00 |
DisclosureSEC source: 0001181431-04-001747 · rrd28283.xml · nonDerivative · entry 1 ALTRIA GROUP INC · CIK 0000764180 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · shares: Shares acquired by employee from Altria Group, Inc pursuant to employee option exercise. Read SEC document |
| January 02, 2004 Filed Jan 5, 2004 21:33 UTC | Mondelez International, Inc. KFT · Entity 2953 | OtherEmployee stock option (right to buy) · Derivative | 550 | $0.00 Strike: $31.00 | $0.00 |
DisclosureSEC source: 0001181431-04-000785 · rrd27777.xml · derivative · entry 2 ALTRIA GROUP INC · CIK 0000764180 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common · 550 shares Expires 2011-06-12 Read SEC document |
| January 02, 2004 Filed Jan 5, 2004 21:33 UTC | Mondelez International, Inc. KFT · Entity 2953 | OtherCommon Stock | 550 | $31.00 | $17,050.00 |
DisclosureSEC source: 0001181431-04-000785 · rrd27777.xml · nonDerivative · entry 1 ALTRIA GROUP INC · CIK 0000764180 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · shares: Shares acquired by employee from Altria Group, Inc pursuant to employee option exercise. Read SEC document |
| June 30, 2003 Filed Jul 2, 2003 16:24 UTC | Mondelez International, Inc. KFT · Entity 2953 | OtherEmployee Stock Option (Right to Buy) · Derivative | 200 | $0.00 Strike: $31.00 | $0.00 |
DisclosureSEC source: 0001181431-03-012614 · rrd12336.xml · derivative · entry 2 ALTRIA GROUP INC · CIK 0000764180 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 200 shares Expires 2011-06-12 Read SEC document |
| June 30, 2003 Filed Jul 2, 2003 16:24 UTC | Mondelez International, Inc. KFT · Entity 2953 | OtherCommon Stock | 200 | $31.00 | $6,200.00 |
DisclosureSEC source: 0001181431-03-012614 · rrd12336.xml · nonDerivative · entry 1 ALTRIA GROUP INC · CIK 0000764180 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,599,860 F1 · shares: Shares acquired by employees from Altria Group, Inc. pursuant to employee stock option exercise. Read SEC document |
| May 29, 2003 Filed Jun 2, 2003 16:22 UTC | Mondelez International, Inc. KFT · Entity 2953 | OtherCommon Stock | 510 | $31.00 | $15,810.00 |
DisclosureSEC source: 0001181431-03-009512 · rrd10168.xml · nonDerivative · entry 1 ALTRIA GROUP INC · CIK 0000764180 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,600,060 F1 · shares: Shares aquired by employee from Altria Group Inc. pursuant to employee option exercise. Read SEC document |
| May 21, 2003 Filed May 23, 2003 00:50 UTC | Mondelez International, Inc. KFT · Entity 2953 | OtherClass A Common Stock | 420 | $31.00 | $13,020.00 |
DisclosureSEC source: 0001181431-03-008771 · rrd9685.xml · nonDerivative · entry 1 ALTRIA GROUP INC · CIK 0000764180 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,600,570 F1 · shares: Shares acquired by employee from Altria Group, Inc. pursuant to employee option exercise. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.