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Giese Cory W

Disclosed activity across 1 company

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18891
SEC CIK
0001569815

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TRICO BANCSHARES /TCBK · Entity 4626DirectorJune 19, 2026August 28, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TRICO BANCSHARES /

Report date June 19, 2026 · Filed August 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectFamily LLC-spouse limited partner47,000 Reported balance Holding disclosure · report date 2026-06-19 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 47,000

F1: Reporting shares- no transaction. Shares owned by an LLC for the benefit of certain family members of the Reporting Persons spouse where spouse is a 16 percent limited partner of an LLC. The Reporting Person disclaims beneficial ownership of these shares and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported for the purposes of Section16 or any other person.

Filing footnotes · ownership attribution and instrument terms

F1: Reporting shares- no transaction. Shares owned by an LLC for the benefit of certain family members of the Reporting Persons spouse where spouse is a 16 percent limited partner of an LLC. The Reporting Person disclaims beneficial ownership of these shares and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the securities reported for the purposes of Section16 or any other person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 19, 2026 Filed Jun 25, 2026 20:29 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 426,838 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-26-000091 · wk-form4_1782419372.xml · nonDerivative · entry 1

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse co-trustee for family trusts

Disclosed balance after: 426,838

F1 · price: Shares held in 3 family trusts, in which Mr. Giese's spouse was named co-trustee. Mr. Giese is not a beneficiary of the trusts.

Read SEC document
May 22, 2026 Filed May 26, 2026 18:26 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 2,178 $0.00 $0.00
Disclosure

SEC source: 0000356171-26-000071 · wk-form4_1779819982.xml · derivative · entry 4

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,178 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of Restricted Stock Units, including accumulated dividends, into common stock on a one for one basis. RSUs were granted on 5/22/2025. Price per share on vesting date (5/22/2026) is $50.68.

F1 · derivative.exercise_date: Represents the conversion upon vesting of Restricted Stock Units, including accumulated dividends, into common stock on a one for one basis. RSUs were granted on 5/22/2025. Price per share on vesting date (5/22/2026) is $50.68.

F1 · derivative.expiration_date: Represents the conversion upon vesting of Restricted Stock Units, including accumulated dividends, into common stock on a one for one basis. RSUs were granted on 5/22/2025. Price per share on vesting date (5/22/2026) is $50.68.

Read SEC document
May 22, 2026 Filed May 26, 2026 18:26 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 2,178 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-26-000071 · wk-form4_1779819982.xml · nonDerivative · entry 1

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,460.47

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of Restricted Stock Units, including accumulated dividends, into common stock on a one for one basis. RSUs were granted on 5/22/2025. Price per share on vesting date (5/22/2026) is $50.68.

Read SEC document
May 21, 2026 Filed May 26, 2026 18:26 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Unit · Derivative 1,646 Not disclosed Not disclosed
Disclosure

SEC source: 0000356171-26-000071 · wk-form4_1779819982.xml · derivative · entry 5

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,646

Underlying: Common Stock · 1,646 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award. 100% of the shares vest on 5/21/27. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $50.11 (based on the 30-day average closing price of Issuers common stock ending 5/21/26).

F2 · price: Represents a grant of Restricted Stock Unit (RSU) award. 100% of the shares vest on 5/21/27. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $50.11 (based on the 30-day average closing price of Issuers common stock ending 5/21/26).

F2 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award. 100% of the shares vest on 5/21/27. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $50.11 (based on the 30-day average closing price of Issuers common stock ending 5/21/26).

F2 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award. 100% of the shares vest on 5/21/27. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $50.11 (based on the 30-day average closing price of Issuers common stock ending 5/21/26).

Read SEC document
May 23, 2025 Filed May 27, 2025 16:43 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 2,154 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-027774 · wk-form4_1748364201.xml · derivative · entry 4

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

Read SEC document
May 23, 2025 Filed May 27, 2025 16:43 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantCommon Stock 2,154 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-027774 · wk-form4_1748364201.xml · nonDerivative · entry 1

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,282.47

F1 · price: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/23/2024. Price per share on vesting date (05/23/2025) is $39.33.

Read SEC document
May 22, 2025 Filed May 27, 2025 16:43 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Unit · Derivative 2,111 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-027774 · wk-form4_1748364201.xml · derivative · entry 5

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,111

Underlying: Common Stock · 2,111 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award which vests in one year. 100% of the shares vest on 5/22/26. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.08 (based on the 30-day average closing price of Issuers common stock ending 5/22/25).

F2 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award which vests in one year. 100% of the shares vest on 5/22/26. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.08 (based on the 30-day average closing price of Issuers common stock ending 5/22/25).

F2 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award which vests in one year. 100% of the shares vest on 5/22/26. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.08 (based on the 30-day average closing price of Issuers common stock ending 5/22/25).

Read SEC document
December 11, 2024 Filed Dec 11, 2024 23:14 UTC TRICO BANCSHARES / TCBK · Entity 4626 SaleCommon Stock 5,100 $49.47 $252,275.07
Disclosure

SEC source: 0000356171-24-000137 · wk-form4_1733958837.xml · nonDerivative · entry 1

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,128.47

Read SEC document
December 11, 2024 Filed Dec 16, 2024 17:05 UTC Amendment TRICO BANCSHARES / TCBK · Entity 4626 SaleCommon Stock 5,100 $49.47 $252,275.07
Disclosure

SEC source: 0000356171-24-000139 · wk-form4a_1734368726.xml · nonDerivative · entry 1

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,128.47

F1 · price: Form 4/A is being filed to reflect that the transaction was executed in multiple trades at prices ranging from $49.46 to $49.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 16, 2024 Filed Aug 19, 2024 16:56 UTC TRICO BANCSHARES / TCBK · Entity 4626 SaleCommon Stock 500 $43.09 $21,545.00
Disclosure

SEC source: 0000356171-24-000104 · wk-form4_1724086601.xml · nonDerivative · entry 2

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 44,242

Read SEC document
August 16, 2024 Filed Aug 19, 2024 16:56 UTC TRICO BANCSHARES / TCBK · Entity 4626 SaleCommon Stock 3,465 $43.11 $149,376.15
Disclosure

SEC source: 0000356171-24-000104 · wk-form4_1724086601.xml · nonDerivative · entry 1

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,228.47

F1 · price: This transaction was executed in multiple trades at prices ranging from $43.07 to $43.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 23, 2024 Filed May 24, 2024 21:05 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Unit · Derivative 2,087 $0.00 $0.00
Disclosure

SEC source: 0000356171-24-000045 · wk-form4_1716584698.xml · derivative · entry 1

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,087

Underlying: Common Stock · 2,087 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a grant of Restricted Stock Unit (RSU) award which vests in one year. 100% of the shares vest on 5/23/25. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.93 (based on the 30-day average closing price of Issuers common stock ending 5/23/24).

F1 · derivative.exercise_date: Represents a grant of Restricted Stock Unit (RSU) award which vests in one year. 100% of the shares vest on 5/23/25. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.93 (based on the 30-day average closing price of Issuers common stock ending 5/23/24).

F1 · derivative.expiration_date: Represents a grant of Restricted Stock Unit (RSU) award which vests in one year. 100% of the shares vest on 5/23/25. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.93 (based on the 30-day average closing price of Issuers common stock ending 5/23/24).

Read SEC document
May 20, 2024 Filed May 21, 2024 17:50 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted stock unit · Derivative 2,193 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000017 · primary_doc.xml · derivative · entry 4

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/18/2023. Price per share on vesting date (05/20/2024) is $38.51.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/18/2023. Price per share on vesting date (05/20/2024) is $38.51.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/18/2023. Price per share on vesting date (05/20/2024) is $38.51.

Read SEC document
May 20, 2024 Filed May 21, 2024 17:50 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000017 · primary_doc.xml · nonDerivative · entry 3

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · ESOP Trustee

Disclosed balance after: 1,146,327

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
May 20, 2024 Filed May 21, 2024 17:50 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-24-000017 · primary_doc.xml · nonDerivative · entry 2

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 44,742

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
May 20, 2024 Filed May 21, 2024 17:50 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 2,193 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-24-000017 · primary_doc.xml · nonDerivative · entry 1

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,693.47

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/18/2023. Price per share on vesting date (05/20/2024) is $38.51.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 17:55 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000043 · primary_doc.xml · nonDerivative · entry 3

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · ESOP Trustee

Disclosed balance after: 1,163,292

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 17:55 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000043 · primary_doc.xml · nonDerivative · entry 2

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500.47

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 17:55 UTC TRICO BANCSHARES / TCBK · Entity 4626 GiftCommon Stock 5,135 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000043 · primary_doc.xml · nonDerivative · entry 1

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 44,742

F1 · kind: This transaction was a bona fide gift with no payment in consideration. Exempt from Section 16(b) of the Act pursuant to Rule 16b-5 promulgated under the Act.

Read SEC document
June 08, 2023 Filed Jun 8, 2023 18:54 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000035 · primary_doc.xml · nonDerivative · entry 3

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · ESOP Trustee

Disclosed balance after: 1,163,292

F1 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 08, 2023 Filed Jun 8, 2023 18:54 UTC TRICO BANCSHARES / TCBK · Entity 4626 SaleCommon Stock 2,241 $38.00 $85,158.00
Disclosure

SEC source: 0001620863-23-000035 · primary_doc.xml · nonDerivative · entry 2

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 39,607

Read SEC document
June 08, 2023 Filed Jun 8, 2023 18:54 UTC TRICO BANCSHARES / TCBK · Entity 4626 SaleCommon Stock 1,793 $38.00 $68,134.00
Disclosure

SEC source: 0001620863-23-000035 · primary_doc.xml · nonDerivative · entry 1

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500.47

Read SEC document
May 19, 2023 Filed May 19, 2023 21:19 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted stock unit · Derivative 1,866 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000011 · primary_doc.xml · derivative · entry 4

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (My 19, 2023) is $33.55.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (My 19, 2023) is $33.55.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (My 19, 2023) is $33.55.

Read SEC document
May 19, 2023 Filed May 19, 2023 21:19 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000011 · primary_doc.xml · nonDerivative · entry 3

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · ESOP Trustee

Disclosed balance after: 1,117,086

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
May 19, 2023 Filed May 19, 2023 21:19 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000011 · primary_doc.xml · nonDerivative · entry 2

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 41,848

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
May 19, 2023 Filed May 19, 2023 21:19 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 1,866 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-23-000011 · primary_doc.xml · nonDerivative · entry 1

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,293.47

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (My 19, 2023) is $33.55.

Read SEC document
May 18, 2023 Filed May 19, 2023 21:19 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted stock unit · Derivative 2,119 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000011 · primary_doc.xml · derivative · entry 5

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,119

Underlying: Common Stock · 2,119 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

F3 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

F3 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock.

Read SEC document
May 05, 2023 Filed May 8, 2023 16:14 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionOption Common Stock · Derivative 4,000 $19.46 Strike: $19.46 $77,840.00
Disclosure

SEC source: 0001620863-23-000009 · primary_doc.xml · derivative · entry 5

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2023-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2023 Filed May 8, 2023 16:14 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000009 · primary_doc.xml · nonDerivative · entry 4

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · ESOP Trustee

Disclosed balance after: 1,117,806

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
May 05, 2023 Filed May 8, 2023 16:14 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-23-000009 · primary_doc.xml · nonDerivative · entry 3

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 41,848

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned.

Read SEC document
May 05, 2023 Filed May 8, 2023 16:14 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 2,506 $31.06 $77,836.36
Disclosure

SEC source: 0001620863-23-000009 · primary_doc.xml · nonDerivative · entry 2

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,427.47

F1 · shares: Reflects shares withheld for a net exercise of outstanding stock options.

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May 05, 2023 Filed May 8, 2023 16:14 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 4,000 $19.56 $78,240.00
Disclosure

SEC source: 0001620863-23-000009 · primary_doc.xml · nonDerivative · entry 1

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,933.47

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 27, 2022 Filed May 27, 2022 22:12 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Units · Derivative 1,430 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000033 · primary_doc.xml · derivative · entry 3

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,820

Underlying: Common Stock · 1,430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): 45.77.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): 45.77.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): 45.77.

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May 27, 2022 Filed May 27, 2022 22:12 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000033 · primary_doc.xml · nonDerivative · entry 2

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 41,848

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

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May 27, 2022 Filed May 27, 2022 22:12 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 1,430 $45.77 $65,451.10
Disclosure

SEC source: 0001620863-22-000033 · primary_doc.xml · nonDerivative · entry 1

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,933.47

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): 45.77.

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May 19, 2022 Filed May 23, 2022 20:58 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Unit · Derivative 1,820 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000018 · primary_doc.xml · derivative · entry 1

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

Underlying: Common Stock · 1,820 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/19/2023. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $39.83 (based on the 30-day average closing price of Issuers common stock).

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May 17, 2022 Filed May 19, 2022 22:33 UTC TRICO BANCSHARES / TCBK · Entity 4626 SaleCommon Stock 2,500 $42.00 $105,000.00
Disclosure

SEC source: 0001620863-22-000014 · primary_doc.xml · nonDerivative · entry 2

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 41,848

F1 · kind: Spouse received 43,848 gifted shares on 1/28/2022.

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May 17, 2022 Filed May 19, 2022 22:33 UTC TRICO BANCSHARES / TCBK · Entity 4626 SaleCommon Stock 2,500 $42.00 $105,000.00
Disclosure

SEC source: 0001620863-22-000014 · primary_doc.xml · nonDerivative · entry 1

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,503.47

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March 24, 2022 Filed Mar 25, 2022 22:06 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionOption Common Stock · Derivative 3,325 $16.59 Strike: $16.59 $55,161.75
Disclosure

SEC source: 0001620863-22-000009 · primary_doc.xml · derivative · entry 4

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 3,325 shares

Expires 2023-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 24, 2022 Filed Mar 25, 2022 22:06 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000009 · primary_doc.xml · nonDerivative · entry 3

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 500

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

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March 24, 2022 Filed Mar 25, 2022 22:06 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 1,332 $41.40 $55,144.80
Disclosure

SEC source: 0001620863-22-000009 · primary_doc.xml · nonDerivative · entry 2

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,003.47

F1 · shares: Reflects shares withheld for a "net exercise" of outstanding stock options to pay taxes.

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March 24, 2022 Filed Mar 25, 2022 22:06 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 3,325 $16.59 $55,161.75
Disclosure

SEC source: 0001620863-22-000009 · primary_doc.xml · nonDerivative · entry 1

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,335.47

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 19:00 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 1,553 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000011 · primary_doc.xml · derivative · entry 4

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,398

Underlying: Common Stock · 1,553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

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May 28, 2021 Filed Jun 1, 2021 19:00 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000011 · primary_doc.xml · nonDerivative · entry 2

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 500

F2 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 19:00 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 1,553 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000011 · primary_doc.xml · nonDerivative · entry 1

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,010.47

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

Read SEC document
May 27, 2021 Filed Jun 1, 2021 19:00 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 1,398 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000011 · primary_doc.xml · derivative · entry 3

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,951

Underlying: Common Stock · 1,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

F3 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

F3 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

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May 05, 2021 Filed May 5, 2021 22:26 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionOption Common Stock · Derivative 1,675 $16.59 Strike: $16.59 $27,788.25
Disclosure

SEC source: 0001620863-21-000001 · primary_doc.xml · derivative · entry 3

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,325

Underlying: Common Stock · 1,675 shares

Expires 2023-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2021 Filed May 5, 2021 22:26 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000001 · primary_doc.xml · nonDerivative · entry 2

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 500

F1 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 05, 2021 Filed May 5, 2021 22:26 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 1,675 $16.59 $27,788.25
Disclosure

SEC source: 0001620863-21-000001 · primary_doc.xml · nonDerivative · entry 1

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,457.47

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2020 Filed Jun 25, 2020 22:48 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 1,053 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000066 · primary_doc.xml · derivative · entry 3

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,509

Underlying: Common Stock · 1,053 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on June 25, 2019. Price per share on vesting date (June 25, 2020): $28.10

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on June 25, 2019. Price per share on vesting date (June 25, 2020): $28.10

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on June 25, 2019. Price per share on vesting date (June 25, 2020): $28.10

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.