Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rocket Lab CorpRKLB · Entity 1039 | Chief Operations Officer | August 27, 2026 | August 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rocket Lab Corp
Report date August 27, 2026 · Filed August 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 925,737 |
Ending reported balance
After 2026-08-27 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-08-27 · Sale · Disposed 15,300 · Balance 945,995 F1: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025. F2: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $65.5300 to $66.5200. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 2 · 2026-08-27 · Sale · Disposed 19,800 · Balance 926,195 F1: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025. F3: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $66.5300 to $67.5200. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 3 · 2026-08-27 · Sale · Disposed 458 · Balance 925,737 F1: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025. F4: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $67.5300 to $67.5400. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 19, 2025.
F2: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $65.5300 to $66.5200. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $66.5300 to $67.5200. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $67.5300 to $67.5400. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 16, 2025 Filed Sep 18, 2025 23:19 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 8,244 | $47.79 | $393,939.54 |
DisclosureSEC source: 0002001011-25-000077 · edgardoc.xml · nonDerivative · entry 1 Klein Frank · CIK 0002037530 · Chief Operations Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,357,582 F1 · shares: Represents the sale of shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the reporting person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.1300 to $48.1200, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 09, 2025 Filed Jun 10, 2025 23:37 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 2,546 | $30.00 | $76,380.00 |
DisclosureSEC source: 0000950170-25-084576 · ownership.xml · nonDerivative · entry 1 Klein Frank · CIK 0002037530 · Chief Operations Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,365,826 F1 · shares: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 00:30 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 1,818 | $26.51 | $48,192.82 |
DisclosureSEC source: 0000950170-25-081285 · ownership.xml · nonDerivative · entry 2 Klein Frank · CIK 0002037530 · Chief Operations Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,368,372 F3 · shares: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.0200 to $26.6900, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 30, 2025 Filed Jun 4, 2025 00:30 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 44,885 | $26.66 | $1,196,584.73 |
DisclosureSEC source: 0000950170-25-081285 · ownership.xml · nonDerivative · entry 1 Klein Frank · CIK 0002037530 · Chief Operations Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,370,190 F1 · shares: Represents the sale of shares required to be sold by the Reporting Person pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. Such sales were automatic and not in the discretion of the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price of the aggregate number of shares. These shares were sold in multiple transactions in bulk at prices ranging from $26.0500 to $27.0300 and $27.0500 to $27.1400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 28, 2025 Filed May 30, 2025 22:01 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 2,569 | $29.97 | $76,999.10 |
DisclosureSEC source: 0000950170-25-079896 · ownership.xml · nonDerivative · entry 1 Klein Frank · CIK 0002037530 · Chief Operations Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,415,075 F1 · shares: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.9700 to $30.0500, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 17, 2025 Filed Mar 19, 2025 00:41 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 1,835 | $19.93 | $36,571.55 |
DisclosureSEC source: 0000950170-25-041670 · ownership.xml · nonDerivative · entry 2 Klein Frank · CIK 0002037530 · Chief Operations Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,417,644 F3 · shares: Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024. Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 00:41 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 44,553 | $18.18 | $810,035.91 |
DisclosureSEC source: 0000950170-25-041670 · ownership.xml · nonDerivative · entry 1 Klein Frank · CIK 0002037530 · Chief Operations Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,419,479 F1 · shares: Represents the sale of shares required to be sold by the Reporting Person pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. Such sales were automatic and not in the discretion of the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price of the aggregate number of shares. These shares were sold in multiple transactions in bulk at prices ranging from $17.8100 to $18.4300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 21:49 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 35,968 | $24.15 | $868,468.94 |
DisclosureSEC source: 0000950170-24-131573 · ownership.xml · nonDerivative · entry 1 Klein Frank · CIK 0002037530 · Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,464,032 F1 · shares: Represents the sale of shares required to be sold by the Reporting Person pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. Such sales were automatic and not in the discretion of the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price of the aggregate number of shares. These shares were sold in multiple transactions in bulk at prices ranging from $23.2000 to $24.1900, $24.2100 to $25.2000 and $25.2100 to $25.5600, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 19, 2024 Filed Sep 21, 2024 00:22 UTC | Rocket Lab Corp RKLB · Entity 1039 | GrantCommon Stock | 1,300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-108572 · ownership.xml · nonDerivative · entry 1 Klein Frank · CIK 0002037530 · Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,500,000 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Rocket Lab USA, Inc. 2021 Stock Option and Incentive Plan (the "2021 Plan"). Such RSUs will vest as follows: 1/16 of the RSUs will vest on November 22, 2024 and 1/16 of the RSUs will vest on each March 1st, May 22nd, August 22nd and November 22nd thereafter, in each case subject to the reporting person's continuous service relationship through each applicable vesting date. The RSUs were granted on September 19, 2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.